Symmetry in John Adams
Symmetry in John Adams
http://journals.cambridge.org/TEM
Alexander Sanchez-Behar
Introduction
Over the course of his compositional career, John Adams has devel-
oped a penchant for engaging symmetrical processes that contribute
to his own brand of minimalism. Adams’s method for employing sym-
metry originates in the late 1970s, with works such as China Gates
(1977) and Phrygian Gates (1977–78), both of which are considered
by Adams and scholars of his music to be his first mature works.
These pieces subject formal structure and pitch content to symmetric-
al processes at various levels. Adams’s focus on symmetry continues
in the 1980s, with works like Grand Pianola Music (1982) and Fearful
Symmetries (1988). In this period, he begins to loosen the strictures
of all-encompassing symmetrical structures. Since the 1990s Adams
has redefined his notion of symmetry by borrowing and emulating
melodic materials derived from Nicolas Slonimsky’s Thesaurus of
Scales and Melodic Patterns (1947).1
1
Nicolas Slonimsky, Thesaurus of Scales and Melodic Patterns (New York: Charles Scribner’s
Sons, 1947).
2
Candace Brower investigates these types of symmetries in her ‘Paradoxes of Pitch Space’,
Music Analysis, 27, no. 1 (2008), pp. 51–106.
3
Various authors have described symmetry in this manner. See Hermann Weyl, Symmetry
(Princeton: Princeton University Press, 1952) and György Darvas, Symmetry:
Cultural-Historical and Ontological Aspects of Science-Arts Relations (Basel: Birkhäuser, 2007).
4
The application of a hyperboloid stems from Daniel J. McConnell’s analysis of China Gates:
‘John Adams’s Perpetual Motion Machine’, unpublished paper presented at the Society for
Music Theory Annual Meeting (Boston, 2005).
5
My designation of modes, which concurs with Daniel J. McConnell’s analysis, is based on a
low pedal note that signals the opening of each section. This interpretation also accords
with Timothy A. Johnson’s preference rules specifically designed for analyzing modes
and chords in Adams’s music. See his ‘Harmonic Vocabulary in the Music of John
Adams: A Hierarchical Approach’, Journal of Music Theory, 37, no. 1 (1993), pp. 117–56,
esp. p. 130.
6
John Adams, ‘China Gates’, http://www.earbox.com/piano-solo-or-duet/china-gates
(accessed 2 October 2013).
7
Adams, ‘China Gates’.
8
While McConnell’s geometric depiction is compelling, and his modal designation of for-
mal sections is accurate, his analysis overlooks other symmetries that interact with the
hyperboloid structure. For instance, McConnell’s shadings in the lower cone do not reflect
those of the upper cone. Furthermore, McConnell’s dark- and light-shaded regions are
represented on different rows, while my own hyperboloid reinterprets these regions on
the same horizontal plane to associate another aspect of this work’s symmetry I will
soon detail.
9
György Darvas, Symmetry, p. 4.
10
Darvas, Symmetry, pp. 4–5.
Figure 3:
Step-class retrograde inversions
across gate changes, in Adams, China
Gates. CHINA GATES, by John
Adams. © 1983 by Associated Music
Publishers, Inc. (BMI). International
Copyright Secured. All Rights
Reserved. Used by Permission.
11
Gretchen Horlacher derived the term reiterating fragment to describe a repetitive pattern
that is similar to an ostinato, except that its iterations can be modified or offset by rest.
See her ‘The Rhythms of Reiteration: Formal Development in Stravinsky’s Ostinati’,
Music Theory Spectrum, 14, no. 2 (1992), pp. 171–87, esp. p. 180.
12
CHINA GATES, by John Adams. © 1983 by Associated Music Publishers, Inc. (BMI).
International Copyright Secured. All Rights Reserved. Used by Permission.
13
McConnell states that formal sections are related by retrograde-inversion, but he fails to
acknowledge step-class transformations.
14
For a detailed discussion of step-class intervals in analytical literature, see: Christoph
Neidhöfer, ‘A Theory of Harmony and Voice Leading for the Music of Olivier Messiaen’,
Music Theory Spectrum, 27, no. 1 (2005), pp. 1–34 and Matthew Santa, ‘Defining Modular
Transformations’, Music Theory Spectrum, 21, no. 2 (1999), pp. 200–229.
15
Jonathan Bernard, ‘Space and Symmetry in Bartók’, Journal of Music Theory, 30, no. 2
(1986), p. 192.
16
John Adams, ‘Phrygian Gates’, http://www.earbox.com/piano-solo-or-duet/phrygian-
gates (accessed 2 October 2013).
17
John Adams, ‘Phrygian Gates’.
18
John Adams, liner notes to Phrygian Gates and Shaker Loops (1750 Arch Records S-1784,
1980).
19
Catherine Ann Pellegrino, ‘Aspects of Closure in the Music of John Adams’, Perspectives of
New Music, 40, no.1 (2002), pp. 147–175, here 150–51. The late K. Robert Schwarz also dis-
cusses the third movement and draws his analysis from an interview with Adams. See
‘Process vs. Intuition in the Recent Works of Steve Reich and John Adams’, American
Music 8, no. 3 (1990), p. 257.
20
Pellegrino, ‘Aspects of Closure in the Music of John Adams’, p. 150.
21
This hyperboloid resembles McConnell’s depiction of China Gates. Pellegrino also recog-
nises a palindrome in the fourth movement without introducing any geometric
representations.
22
This shift from process-driven works to a more intuitive conception of music is examined
by K. Robert Schwarz. See Schwarz, ‘Process vs. Intuition in the Recent Works of Steve
Reich and John Adams’, American Music, 8, no. 3 (1990), pp. 245–73. In an interview
with Schwarz, Adams said ‘I’ve stopped worrying about whether intuiting a structure is
right or not; as far as I can tell, most nineteenth-century composers wrote on intuitive
levels’ (‘Process vs. Intuition’, p. 247). There are elements in Adams’s work that can be
interpreted as efforts to break free from the early minimalist aesthetic that, through a
detachment of the composer’s voice, generated self-mechanised processes and eventually
led to a more personal, intuitive style. According to Schwarz: ‘Not only does Adams
exploit this modal conflict to create contrasts in melodic patterns, textural density, rhyth-
mic figuration, and dynamics, but he does so with a directionalised motion that sweeps
toward climaxes—a motion far removed from the stasis of minimalism. Such a subjective
approach works to loosen the bonds of musical process and heighten the role of intuition’
(p. 258). The sheer size of Phrygian Gates also poses a challenge to maintaining audible
symmetrical structures; a primary concern of the early minimalist style was creating grad-
ual, perceptible processes.
Figure 5:
Symmetry in the Core of Phrygian
Gates, fourth movement
23
Pellegrino’s explanation of the core seems to miss the mark, in my opinion. Rather than
acknowledging a certain structure to the modal ordering, she states that ‘in m. 923, Adams
abandons key signatures and uses accidentals to generate the pitches needed for the
modes’ (‘Aspects of Closure’, p. 152). Furthermore, her explanation of the axis point
does not explain Adams’s preference for using D♯/E♭ over G♯/A♭: ‘these measures clearly
demonstrate that the focus of the movement is in the alternation between G♯ Lydian and
A♭ Phrygian, and the enharmonic equivalence between D♯ and E♭. There is no other rea-
son why Adams would have notated this pitch in two different ways, other than to make
this point. The enharmonic equivalence between D♯ and E♭ indicates that there is an
underlying conceptual justification for this unusual notation’ (p. 153).
24
See Timothy A. Johnson, ‘Harmony in the Music of John Adams: From Phrygian Gates to
Nixon in China’ (PhD diss., State University of New York at Buffalo, 1991).
25
John Adams, Hallelujah Junction: Composing an American Life (New York: Farrar, Straus and
Giroux, 2008), p. 149.
26
John Adams, Hallelujah Junction, p. 149.
27
Debra Lee Traficante concurs with the importance of the musical phrases intertwined
between pianos: ‘Of greatest melodic interest in the entire work is the introduction of a
gospel-style melody found in the pianos ... The confidently stated gospel-style melody
assists in providing a terraced build-up to the only non-vocable text, “For I have seen
the promised land”’ (‘An Analysis of John Adams’ Grand Pianola Music’, DMA diss.,
University of Oklahoma, 2010), pp. 108–9).
28
According to Weyl, near symmetries maintain some components of symmetry, but intro-
duce at least one asymmetrical feature. See Weyl, Symmetry, p. 9–11.
29
Candace Brower, ‘Memory and the Perception of Rhythm’, Music Theory Spectrum 15, no. 1
(1993), pp. 19–35, here p. 28.
30
Robert Fink, ‘(Post-)minimalisms 1970–2000: the Search for a New Mainstream’, in The
Cambridge History of Twentieth-Century Music, ed. Nicholas Cook and Anthony Pople
(Cambridge: Cambridge University Press, 2004), p. 542.
31
The employment of Neo-Riemannian connections in this work reveals a keen similarity to
Adams’s opera Nixon in China (1985–87). In Act 1 Scene 2, recurring L-transformations are
prominent when Mao Tse-tung calls on his ancestors and makes a declaration that the
world has come. See Timothy A. Johnson, John Adams’s Nixon in China: Musical
Analysis, Historical and Political Perspectives (Farnham: Ashgate, 2011), pp. 174–77.
32
Weyl, Symmetry, p. 16.
33
John Adams, Rebecca Jemian and Anne Marie de Zeeuw, ‘An Interview with John Adams’,
Perspectives of New Music, 34, no. 2 (1996), pp. 98–9.
34
A more thorough examination of Slonimsky’s Thesaurus appears in Alexander
Sanchez-Behar, ‘Counterpoint and Polyphony in John Adams’s Recent Instrumental
Works’, PhD diss., (Florida State University, 2008).
35
Of course, this is not the only reason Adams might have resorted to the Thesaurus. Adams
and Slonimsky shared a close friendship for many years.
36
For more information on the enneatonic collection, refer to Kimberly Anne Veenstra, ‘The
Nine-Step Scale of Alexander Tcherepnin: Its Conception, Its Properties, and Its Use’ (PhD
diss., Ohio State University, 2009).
37
Examples from Nicholas Slonimsky, Thesaurus of Scales and Melodic Patterns © 1947
(Renewed) Schirmer Trade Books, a division of Music Sales Corporation. International
Copyright Secured. All Rights Reserved. Used by Permission. Violin Concerto and
Century Rolls by John Adams © Hendon Music, Inc., a Boosey & Hawkes company.
Reprinted by permission.
38
Stephen Heinemann, ‘Pitch-Class Set Multiplication in Theory and Practice’, Music Theory
Spectrum, 20, no. 1 (1998), pp. 72–96. Heinemann’s multiplication signified by ⊗, trans-
poses the underlined multiplicand series by a cyclic multiplier to yield its union, known
as the product. In Pattern 11, for instance, the multiplicand 0-3-4 is transposed to pc 6 giv-
ing a product of 0-3-4-6-9-10.
39
For general information on interval cycles, see Joseph N. Straus, Introduction to Post-Tonal
Theory (Upper Saddle River: Pearson, 2005).
Figure 7:
Nicholas Slonimsky’s Thesaurus of In the Violin Concerto, Adams superimposes Slonimsky’s pattern
Scales and Melodic Patterns, patterns with several transpositions that comprise vertical second-inversion
11 (a) and 576 (c), used in Adams’s
Violin Concerto (b) and Century Rolls major triads. As the movement progresses, Adams transforms this pat-
(d). Thesaurus of Scales and Melodic tern through numerous rotational operations. Weyl and Darvas
Patterns by Nicholas Slonimsky © describe this type of symmetry as rotation, whereby an object retains
Copyright 1947 (Renewed) Schirmer
Trade Books, a division of Music its identity under a circular axis of rotation.40 In using rotations,
Sales Corporation. International Pattern 11 remains intact, retaining the same octatonic subset, though
Copyright Secured. All Rights the starting position of the scale is altered. In ‘Hail Bop’, Adams adapts
Reserved. Used by Permission.
Slonimsky’s rhythm but retains the prime and retrograde forms using
Violin Concerto by John Adams © a different level of transposition for each. Pattern 576 is discernible in
Copyright by Hendon Music, Inc., a
Boosey & Hawkes company. the highest pitches from the prime form (A4-F♯5-B4-A♭5-C♯5, and so
Reprinted by permission. Century on) and the lowest pitches from the retrograde (E♭6-F♯5-D♭6-E5-C♭6,
Rolls by John Adams © Copyright by and so forth). In both of these works, these patterns assume a signifi-
Hendon Music, Inc., a Boosey & cant role and govern motivic content following the introduction of
Hawkes company. Reprinted by
permission. Slonimsky’s pattern. Speaking of the Violin Concerto, Adams
remarked that he performed ‘all kinds of operations on these rising
40
Weyl, Symmetry; Darvas, Symmetry, p. 4.
Conclusion
Reflecting on Adams’s compositional career and on his ever-evolving
approach to symmetry, one can posit that the progression of his min-
imalist style – moving from the early markers that focused on a strict
adherence to audible and gradual processes, towards a freer approach
that brings the composer’s voice to the fore – is paralleled by his treat-
ment of symmetry. Initially, Adams’s handling of large-scale structure
adhered to pre-defined symmetrical constructs. After his gate works,
formal design was no longer dominated by symmetry, but rather by
musical development and repetition. In Adams’s allowing the
large-scale construct to gradually evolve as a result of minimalist pro-
cesses, one senses a balancing act between symmetry and asymmetry;
but what may be so appealing about symmetry is that ‘even in asym-
metric designs one feels symmetry as the norm from which one devi-
ates under the influence of forces of non-formal character’.42 As
listeners, we latch onto norms or use them as our measure for under-
standing the parameters of music separately and in combination.
While Adams’s attraction to symmetry may well stem from the nat-
ural qualities of creating a sense of order and beauty conventionally
associated with symmetry, there is little doubt that Steve Reich –
one of Adams’s favourite composers, whose music steered Adams
in the direction of minimalism – has been instrumental in defining
Adams’s style and perhaps even shaping his notions of minimalism.
For Reich, minimalism is the musical art of symmetry.43 And so in
the current era of post-minimalism or perhaps more appropriate,
‘post-styleism’, as Adams describes it, the composer plays a balancing
act, in which symmetry bears the capacity to animate his music while
working in conjunction with minimalist processes.44
41
Adams, Jemian and Zeeuw, ‘An Interview with John Adams’, p. 91.
42
Weyl, Symmetry, p. 13.
43
Steve Reich discusses symmetry in this manner in ‘The Canon’, http://www.studio360.
org/story/106790-the-canon (accessed 13 October 2013).
44
Adams in John Adams, Hail Bop! A Portrait of John Adams, produced by James Wills and
John Kelleher, 98 min, (Kultur International Films, DVD, 2006).