How many characters are there in ISIN
14
12
11
10
The potential returns on a futures position are:
Limited
Unlimited
a function of the volatility of index
None of the above
or an individual can become member of an exchange
A Corporate, A partnership firm
Hindu Undivided Family
An Individual, A partnership Firm, Hindu Undivided...
An Individual, Hindu Undivided Family
Currency futures are cash settled
TRUE
FALSE
Name the depository from the list given below
NSE
NSCCL
NSDL
RBI
USD GBP futures is a contract on the ______
US Dollar and Indian Rupees
US Dollar and Japanese Yen
US Dollar and Euro
US Dollar and British Pound
Who can become member of stock exchange.
Individual
Partnership Firm
Institution, Corporate
All of the above
A calendar spread is a (n) _____ position
No margin
Highly margined
Illegal
Hedged
Kantaben sold a January Nifty futures contract for...
(Loss) 7000
(Loss) 5000
(Profit) 5000
(Profit) 7000
Current Ratio
Current Assets / Total Liabilities
Current Liabilities / Current Assets
Current Assets / Current Liabilities
Total Assets / Total Liabilities
Who settle the trades executed at NSE ?
NSDL
Clearing Members
SEBI
NSCCL
The Balance Sheet information pertaining to
Firms assets and liabilities
Shareholders equity
All of the above
Spot forward r & p formula
43.8238
43.8133
43.8275
43.862
The option price is the _______.
price paid by the buyer of the option to the selle...
price at which an option trades in the market
sum of intrinsic value plus time value of an optio...
All of the above
The default password of the NEAT system is
NEAT
NEATCM
NSETM
NSECM
What are reasons for auctions getting initiated
Bad Deliveries
Shortages
Objections
All of the Above
All futures contracts have a ______ requirement
Cash
Collateral
Deposit
Margin money
In Activity Log the details are shown in �� order
Chronological order
Reverse chronological order
None of the above
A Trading Member can trade __________
On their own account
On behalf of their clients
On behalf of participants
All of the above
Penalty points are charged to members for______
Only for gross exposure & turnover violations
Only for violation in respect of client code modif...
Only for violation in respect of non-confirmation ...
All of the Above
Who settles the trades executed at NSE
NSDL
Clearing Members
SEBI
NSCCL
The objective of the Depositories Act, 1996 is
making securities of public limited companies free...
dematerializing the securities in the depository m...
providing for maintenance of ownership records in ...
All of the above
Who settle the trades executed at NSE
NSDL
Clearing Members
SEBI
NSCCL
The Auction Pay-in and Pay-out takes place on
T +3 Day
T +1 Day
T +2 Day
T +4 Day
DVP, in the capital market context, stands for
Default versus payment
Delivery versus payment
Default versus penalty
Delivery versus penalty
A trading member has more than one user
TRUE
FALSE
The max amount for basket trading is
3000 Crores
3000 Lakhs
300 Crores
300 Lakhs
Payoff for a long future contract is linear
TRUE
FALSE
What is SPAN
Smart Portfolio Analysis Note
Standard Portfolio Analysis of Risk
Sound Portfolio Automation Note
Standard product Availability Note
Fixed assets turnover ratio is
Net sales / Avg Net fixed assets
Used to measure the efficiency with which fixed as...
Both of the above
What is FEDAI?
Foreign Exchange and Derivative Associates of Indi...
Foreign Exchange and Dealers Associates of India
Foreign Exchange Dealers Associations of India
Foreign Exchange Development Authority of India
The book type for Retail Debt Market is__________
A
B
C
RD
A stock broker means a member of
SEBI
Any exchange
A recognized stock exchange
Any stock exchange
In a currency pair, term currency is in the:
Numerator
Denominator
Company objection cases reported as bed delivery
Suspended
Selling Phase
Special Security
Solicitor Period
Continuous Compounding formula
43.8133
43.8238
43.8275
43.8625
A variant of counter party risk is
Value of Risk
Liquidity Risk
Market Risk
1 and 3
USD / INR are fully convertible currencies
TRUE
FALSE
India VIX under measures
Liquidity
Impact Cost
Volatility
The NEAT F&O trading system ____________.
allows one to enter spread trades
does not allow spread trades
allows only a single order placement at a time
None of the above
