Alphabetical Reference January 2011

CLEARING NO. MUNIOTC Symbol FRIS ACTR AACI ABAI ANSI ANOS ABGS AABT SHMR JEXF MXTA ADSA FHET FWBA ISHA QLBA QLBX RMGA TEZX TWXA FLTG FIST AG BD, LLC Agency Trading Group, Inc. Agency Trading Group, Inc. AIG Life Insurance Company AIG Retirement Advisors, Inc. AIG Retirement Advisors, Inc./Account 2 AIS Financial, Inc Akar Capital Management, Inc. Akjensen, Inc. Alamo Capital Corp. Alanar Incorporated Alaris Trading Partners, LLC Alden (J.) Associates, Inc. Alerus Securities Corporation Aletheia Securities, Inc. Alexander (Don) Investments, Inc. Alexander Capital, L.P. Alexander Investment Services Co. Alexandra & James Co. Alfa Capital Markets (USA), Inc. All Funds, Inc. Alladin Capital, LLC Alleghany Investments Inc. Allen & Company LLC Allen & Company of Florida, Inc. Allen C. Ewing & Co. Alliance Advisory & Securities, Inc. Alliance Bernstein Investment Research and Investment Management, Inc. Alliance Financial Group, Inc. AllianceBernstein Investment Research and Investment Mgmt, Inc./Sanford C. Bernstein AllianceBernstein Investment Research and Investment Mgmt., Inc./ACIT AllianceBernstein Investment Research and Investment Mgmt., Inc./International Div. Alliant Securities, Inc. Turner, Nord, Kienbaum Allianz Global Investors Distributors LLC Allianz Global Investors Distributors LLC/Allianz Global Investors Fund SICAV Allianz Global Investors Distributors LLC/College Access Plan Allianz Global Investors Distributors LLC/Global Investors Series PLC Allianz Global Investors Distributors LLC/MI 529 Advisors Plan Allianz Global Investors Distributors LLC/Oklahoma Dream 529 Allianz Global Investors Distributors LLC/Pimco Advisory Service Allianz Global Investors Distributors LLC/Pimco Institutional Funds Allianz Life Insurance Co. of New YorkFixed Business Allianz Life Insurance Co. of North America-Fixed Business Allianz Life Insurance Company of New York Allianz Life Insurance Company of North America Allison (M.E.) & Co., Inc. Allison-Williams Company Allstate Financial Services, LLC Allstate Financial Services, LLC Allstate Financial Services, LLC/Allstate Financial Annuities Allstate Life Insurance Company AGBD ATGI ATGP 0352 0226 0226 4537 0542 0681 0052 0158 0234 0279 0501 0226 0235 0727 0235 0443 0226 0443 0443 0141 0226 0235 CNS CNS CNS 0226 0235 0443 0226 0226 CNS CNS CNS CNS CNS 0226 0226 CNS CNS

Name A&F Financial Services, Inc. A.C. Trading, Inc. Aaron Capital Inc. Abacus Investments, Inc. Abbey National Securities Inc. Abel/Noser Corp. ABG Sundal Collier, Inc. ABN Amro Chicago Corporation Bond Trading ABN AMRO Clearing Chicago LLC ABN AMRO Clearing Chicago LLC ABN AMRO Clearing Chicago LLC ABN AMRO Clearing Chicago LLC ABN AMRO Clearing Chicago LLC ABN AMRO Clearing Chicago LLC ABN AMRO Clearing Chicago LLC ABN AMRO Clearing Chicago LLC ABN AMRO Clearing Chicago LLC ABN AMRO Clearing Chicago LLC ABN AMRO Clearing Chicago LLC ABN AMRO Clearing Chicago LLC ABN AMRO Clearing Chicago LLC/CPM ABN AMRO Clearing Chicago LLC/LTG ABN AMRO Clearing Chicago LLC/Portfolio Margining ABN AMRO Clearing Chicago LLC/Retail ABN AMRO Investment Trust Company ABN AMRO Securities (USA) LLC Abner, Herrman & Brock, Inc. ACAP Financial, Inc. ACAP Financial, Inc. Access Financial Group, Inc. Access Securities, Inc. Access Securities, Inc. Access Securities, Inc. Access Securities, Inc. Accrued Equities, Inc. Acme Securities Inc. ACS HR Solutions LLC Activner Securities, Inc. Adirondack Funds Adirondack Trading Group, LLC Admanson Brothers, Inc. ADP Inc./TPA Advance Capital I, Inc. Advanced Advisor Group, LLC Advanced Asset Trading, Inc. Advanced Equities Services Corp Advanced Equities, Inc. Adviser Dealer Services, Inc. Advisor Central, LLC Advisors Asset Management, Inc. Advisors Asset Management, Inc. Advisors Clearing Network, Inc. AEB Corporation Aegis Capital Corp. Aegis Capital Corp. Aegis Investments, Inc. AEGON/Monumental Life Insurance Company AEGON/Transamerica Life Insurance Company AEGON/Western Reserve Life Assurance Company of Ohio

OTC/ Other 0052 0161 0234 0642 0100 0103

MUNI 0052 0234 0309

MUNI Type CNS CNS CNS

5231 0695 0536 0541 0695 0695 0695 0695 0695 0695 0695 0695 0695 0330 0524 0396

TFT

PAAD CAAA AKJI ALAC ALIN DDAY JADN FNBS TRUE DAII ACLP ALIS AJCO ALFA AFIN ALAN ALLE ALLN ALEN ACEJ ALAD

0052 0158 0234 0279 0309 0226 0235 0226

CNS CNS CNS CNS CNS CNS CNS CNS

AKGS

5515 0141

0141

CNS

AACC

0541 5493 0349 0352 0052 8072 0352 0443 0443 0501 5678 0608 7102 0443 6613 0052 0234 7120 5860 6015 0235 0234 0443 5706 3900 0443 0359 0443 0158 0352 0750 4564 4566 4567 0052 0234 CNS CNS CNS

5553 6584

ABNA AHBI ACAF ACAP AFGI AXCB CBAL AXCS AXGP ACME ACTI ADAK AMSN

0352

CNS

5809 BZTN 8084 5554 8084 CNS

0352 0443 0443

CNS CNS CNS

5609 5579 4836 6768 5921 5784 4991 4682 4570 4524 4523 0279 0279 0222 5341 4528

BRGI SALD ADVA

0235

CNS

FISB FISA AEBC AGIS AGCC AEGS

0226 0443

CNS CNS

0158 0750

CNS CNS

MEAL ALWL LAGI

0279 0226

CNS CNS

Alphabetical Reference January 2011

Allstate Life Insurance Company of New York Allstate Life Insurance Company of New York/Administered by Prudential Allstate Life Insurance Company/Administered by Prudential Allstate Life Insurance Company/Administered by SE2 Technology Solutions Allstate Life Insurance Company/Administered by SE2 Technology Solutions Allstate Life Insurance Company/Cigna Allstate Life Insurance Company/CIGNA/Administered by Se2 Technology Solution Allston Trading, LLC All-Tech Direct, Inc. Alluvion Securities, LLC Alpine Associates Alpine Partners, L.P. Alpine Securities Corporation ALPS Distributors, Inc. ALPS Distributors, Inc. ALPS Distributors, Inc./ALPS Variable Insurance Trust ALPS Distributors, Inc./Ameristock Mutual Funds ALPS Distributors, Inc./AQR Funds ALPS Distributors, Inc./BBH Funds ALPS Distributors, Inc./Caldwell & Orkin ALPS Distributors, Inc./Cook & Bynum Funds ALPS Distributors, Inc./CRM Funds ALPS Distributors, Inc./Cullen Funds ALPS Distributors, Inc./Fifth Third Funds ALPS Distributors, Inc./Financial Investors Variable Insurance Trust ALPS Distributors, Inc./FirstHand Funds ALPS Distributors, Inc./FIT-ALPS Funds ALPS Distributors, Inc./Forward Funds ALPS Distributors, Inc./GLG Partners ALPS Distributors, Inc./Heartland Funds ALPS Distributors, Inc./Heartland International Small Cap Fund ALPS Distributors, Inc./Henssler Funds ALPS Distributors, Inc./Holland Balanced Fund ALPS Distributors, Inc./Index IQ Trust ALPS Distributors, Inc./Laudus Funds ALPS Distributors, Inc./MTB Funds ALPS Distributors, Inc./Oak Funds ALPS Distributors, Inc./Paxworld Funds ALPS Distributors, Inc./River North Funds ALPS Distributors, Inc./State Street Institutional Investment Trust ALPS Distributors, Inc./Stone Harbor ALPS Distributors, Inc./Stonebridge Capital Management ALPS Distributors, Inc./Transparent Value Fund ALPS Distributors, Inc./Vulcan Value Partners Fund ALPS Distributors, Inc./WesMark Funds Alta Vista Financial, Inc. AlterNet Securities Inc. Alton Securities Group Inc. 4557 4688 4687 Altrushare Securities LLC Alzaid Financial Services, Inc. AM&M Financial Services, Inc. AM&M Investment Brokers, Inc. Ambassador Financial Group, Inc. Amcore Investment Services, Inc. America Invest Online, Inc. American Beacon Partners, Inc American Capital Partners American Centurion Life Assurance Company American Century Brokerage, Inc. American Century Investment Services Inc./Kansas Postsecondary Savings Program American Century Investment Services, Inc. American Classic Financial Company American Diversified Financial Group, LLC American Enterprise Investment Services Inc. American Enterprise Investment Services Inc./Beta/133 American Enterprise Life Insurance Company American Funds Distributors, Inc. American Funds Distributors, Inc. American Funds Distributors, Inc./LC Planpremier American General Distributors, Inc American General Life Insurance Company American General Life Insurance Company/AGL Position File Feed American General Securities Incorporated American Growth Fund Sponsors Inc. American Heritage Securities, Inc. American Independent Securities Group, LLC American International Life Assurance Company of New York American Investors Group American Israeli Shared Values Trust American Municipal Securities Inc. American National Insurance Company American Network Securities Corp. American Portfolios Financial Services, Inc. American Securities Group, Inc. American Stock Exchange Clearing LLC American Trust Investment Services, Inc. American Union Securities, Inc. American United Life Insurance Company America's Choice Equities LLC America's Portfolio's Ameriprise Financial Services, Inc. Ameritas Investment Corporation Ameritas Investment Corporation Ameritas Life Insurance Corp. Ameritrade, Inc. AmTrust Investment Services, Inc. AMUR Advisors, LLC ANB Financial Group LLC Ancora Securities, Inc. Ancora Securities, Inc. Anderson & Strudwick, Inc. Anderson & Strudwick, Incorporated Andes Capital Group, LLC Ankale Capital LLC ATRU AZAD AMMI AFGT AIII ABPI ACPL 0100 0750 3920 0279 6151 0052 0727 0235 4600 0443 0750 0443 0279 0052 0727 CNS CNS CNS CNS CNS

4696

4697 4580

ACBD

0443

CNS

ALTN ALST ALLU ALPN APTR ALPS

4690 0695 0750 0491 0439 8072 5384 5642 5635 5455 5922 5722 5684 5928 6619 5466 5874 6609 4901 5904 5889 5390 5571 5345 6550 6597 6505 4903 5696 5761 4940 6520 6516 5309 5806 5314 5313 5944 0309 0099 0235 0309 0235 0234 0750 CNS CNS

5338 5646 0279 0235 0216 0756 4541 0754 5504 6508 5718 4502 4743 AMGN 5676 AHSI AISG 0235 4536 AIGI 5310 AMMS 4569 AMNN 0555 0234 0737 PEER AUSI 0235 0158 4591 0052 0216 0443 0249 4539 7148 0309 0309 4951 0443 0052 0443 0727 0501 CNS 0235 CNS 0443 CNS 0141 CNS 0279 CNS 0141 0235 CNS CNS 0443 CNS 0279 0235 0216 0756

ACFE ADFG IDSI HRBF

CNS CNS CNS CNS

IIDC

ACEP APFS AEFA BLNI

0052 0443 0216 0443

CNS CNS CNS CNS

AMTD AMUR ANBF DALE ANSL ANSR ACGP KALE

0188

CNS

AVFI ALTX ASGI

CNS CNS

0052 0443 0727

CNS CNS CNS

Alphabetical Reference January 2011

Anovest Financial Services, Inc. ANZ Securities, Inc. AOS, Inc. AOS, Inc. AOS, Inc. APB Financial Group, LLC APB Financial Group, LLC Aquila Distributors, Inc. Aradir Corp. Arcadia Investment Corp. Arcadia Securities, LLC Archey & Co. LLC Archey & Co. LLC Archipelago Securities, LLC Archipelago Securities, LLC Archipelago Securities, LLC Archipelago Trading Services, Inc. Ardour Capital Investments, LLC Arete Wealth Management Ariel Distributors LLC Arjent Services LLC ARKA Securities, Inc. Arkansas Bankers Bank ARMA Financial Services, Inc. Artisan Distributors, LLC Arvest Investments, Inc. Arvest Investments, Inc. ASB Securities, LLC ASD Financial Services Corp. Ashton Young, Inc. Askar Corp. Assent LLC Assent LLC Assent LLC Assent, LLC Assent, LLC Assent, LLC Assent, LLC Assent, LLC Assent, LLC Assent, LLC Assent, LLC Assent, LLC Assent, LLC Assent, LLC Assent, LLC Assist Investment Management Associated Bank Green Bay Associated Bond Brokers Associated Investment Services, Inc. Associated Investment Services, Inc. Associated Securities Corporation Astoria Capital Markets, Inc. Atis, Inc. Atlantic Financial Services of Maine, Inc. Atlantic Trading Partners Incorporated Atlas One Financial Group, LLC Aton Securities, Inc. Audobon Securities, Inc. Auerbach Grayson & Co. Inc. Aufhauser Securities, Inc. Aura Financial Services, Inc. Auriga USA, Inc. Aurora Capital LLC Automated Trading Desk Brokerage Services LLC Automated Trading Desk Financial Services, LLC Avalon Partners, Inc. Aventura Securities, LLC Avian Securities, LLC ANOV ANZS AOSD BLOC AOSE APBI ALIR ARAD AICO ARCD JINS ACCO ACRA ALLC ARRB ARCA ARDR KEYS ALZN ARKA ABBL ARMA ARVS 0750 0234 0234 0608 0019 0226 5552 0352 0352 0443 0052 0234 0436 0436 0436 0436 0234 5751 0235 0750 0443 CNS CNS Aviemore Funds Avila Capital Markets, Inc. Aviva Life Insurance Company Aviva Life Insurance Company of New York AVM, L.P. Avondale Partners, LLC AXA Advisors, LLC AXA Equitable Life Insurance Company AXA Equitable Life Insurance Company/Life Insurance AXA Network, LLC Axelrod Associates, Inc. Axes, LLC Axiom Capital Management, Inc. Azzad Funds B & T Securities, Inc. BAC Florida Investments Corp. Backstrom McCarley Berry & Co., LLC Baird (Robert W.) & Co., Incorporated Baird Patrick & Co., Inc. Baker & Co., Incorporated Baker (C.P.) Securities Incorporated Baldwin (Leigh) & Co., LLC Baldwin Anthony Securities, Inc Ballew Investments, Inc. Ballista Securities LLC Banc Investment Group, LLC Banc of America Investment Services Banc of America Securities, LLC Banc of America Specialist, Inc. Banc West Investment Services Banca IMI Securities Corp. Banco Votorantim Securities, Inc. Banco Votorantim Securities, Inc. Bancorp Bank (The) Bancorp Bank (The) Bancorpsouth Investment Services, Inc. BancorpSouth Investment Services, Inc. Banesto Securities, Inc. Banif Securities Inc. Banif Securities, Inc. Bank of America N.A. Bank of America N.A./ GWIM TRUST OPERATIONS Bank of America, N.A. Bank of America, N.A./Lasalle Bank N.A. Bank of Oklahoma, N.A. Bankers & Investors Co. Bankers Bank BankersBanc Capital Corporation Bankoh Investment Services, Inc. Bannockburn Partners, LLC Bannockburn Partners, LLC Banyan Securities, LLC Barclays Capital Inc. Barclays Capital Inc./Barclays Celsius Funds Ireland/Malta Barclays Capital, Inc. Barclays Capital, Inc. Barclays Capital, Inc. Barclays Capital, Inc. Barclays Capital, Inc./Fixed Income Barclays Capital, Inc./LE Barclays Capital, Inc./LE Barclays Capital, Inc./LE Barclays Capital, Inc./LE Barclays Capital, Inc./LE Barclays Capital, Inc./LE AVIL 6509 0234 6425 6424 AVML AVON AXAA 0226 6704 0226 0075 TFT CNS CNS

0019 0226

CNS CNS

0352

CNS

4535 4632 7123 0727 0049 0352 5662

AXEL AXES AXIO BTSI BCCS BMCB BARD BPAT BCOM CPBC LEBO BAMC BALL BALZ BIGS NBII BASV BASP BIMI VOTO VOTO TBBK

0727 0352 0226 0443 0103 0547 0443 0235 0352 0226 0443

CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS

0226 0235 0443 6706 0226 0141

CNS CNS CNS TFT CNS CNS

ASDF MOMY ASKR ASNG ASNH ASNN ANDZ ASNA ASNB ASNC ASND ASNE ASNF ASNM ASNX ASSA ASSD ASSX ASST ABBI ASOI ASSO JSMD JEVO AFSM ATTR AOFG ATON AUDO AGCO ARBI AURA ARGA AURC ATDB AUTO AVAP AVEN AVIA

6653 0141 4988 5581 0158 0279 0442 0442 0442 0442 0100 0442 0442 0442 0442 0442 0442 0442 0442 0442 0442 0279 2257 0443 7192 0075 0234 0235 0750 0235 0443 0161 0443 0443 0750 0443 0052 0100 0100 0052 0443

0547 0443 0235 0352 0226 0279 0443 0352 0226 0352 0161 6130 0136 0443

0158 0279 0141

CNS CNS CNS

0352 0226

0136 0443 0226

CNS CNS CNS

4859 BSIS 6048 BSTO BANF BANF 0443 0443 0443 2236 0955 NBNA 2251 BOKL BAIN BBID BBCC PCIS BPLC GOAL BNYN 0279 0750 0234 0750 0226 5340 5375 5101 5101 5101 7256 0229 0229 0229 0229 0229 0229 6752 0279 6409 0750 0226 TFT CNS TFT CNS CNS 6737 TFT CNS CNS 0443 CNS

0279 0279 0443

CNS CNS CNS

0235 0235 0161 0418 0443 0750 0443 0052

CNS

CNS CNS CNS CNS CNS CNS CNS

0226

CNS

BCAP BCHY BCPP BWEL LEHM LATS LEHB LEHP LHMA LHMB

5101

TFT

0229 0229

CNS CNS

0052 0226 0443

CNS CNS CNS

Alphabetical Reference January 2011

Barclays Capital, Inc./LE Barclays Capital, Inc./LE Barclays Capital, Inc./LE Barclays Capital, Inc./Market Maker Barclays Global Investors Services, N.A. Barnard Jacobs Mellet (USA), LLC Baron Capital Inc. Baron Capital, Inc. Barrett & Company Barrington Research Associates, Inc. Barron (Nancy) & Associates, Inc. Barron Moore, Inc. Barton Creek Ltd. Base Securities LLC Basic Investors, Inc. Basis Financial, LLC Bathgate Capital Partners LLC BATS Trading, Inc. BATS Trading, Inc. Battenkill Capital, Inc. Baum (George K.) & Co. Baum (George K.) & Company Bay Crest Partners, LLC BB&T Investment Services, Inc. BB&T Investment Services, Inc. BBVA Investments Inc. BCP Securities, LLC Beacon Capital Markets, LLC Beacon Investment Company Beaconsfield Financial Services, Inc. Beal (M.R.) & Company Bear Creek Securities, LLC Beck (H.), Inc. Becker & Suffern Ltd. Bedford Securities, Inc. Bedrock Securities, LLC Bedrok Securities, LLC Bel Air Securities LLC Bellamah, Neuhauser & Barrett, Inc. Belle Haven Investments, LP Belle Haven Investments, LP Beloyan Investment Securities, Inc. Benchmark Company, LLC (The) Benchmark Financial Services, Inc. Benchmark Investments, Inc. Beneficial Mutual Savings Bank Benefit Trust Company Benefit Trust Company Benjamin & Jerold Brokerage I, LLC Benjamin & Jerold Brokerage, Inc. Benjamin S. Edwards Incorporated Benjamin Securities Investment Co., Inc. Bentley-Lawrence Securities, Inc. Berean Capital, Inc. Berghoff & Company, Inc. Bermuda Investment Advisory Services Bernardi Securities, Inc. Bernstein (Sanford C.) & Co., Inc. Bernstein (Sanford C.) & Co., LLC Berry Shino Securities, Inc. Berthel, Fisher & Company Financial Services, Inc. Bertolet Capital Trust Berwyn Financial Services BestVest Investments Ltd. BestVest Investments, Ltd. Beta Capital Management Beyer & Co. BGB Securities Inc. BGC Financial, Inc. LHMS LHSB LSAH 0229 0229 0229 0055 0158 0443 4862 0501 0226 0352 0234 BGC Financial, Inc. BGC Financial, Inc. BGC Financial, L.P. BHIL Distributors, Inc. BHIL Distributors, Inc. / Diamond Hill Funds BHIL Distributors, Inc. / MMA Praxis Funds BHIL Distributors, Inc./Performance Funds Bhirud Associates, Inc. BHK Securities, LLC Bianco Financial Inc. BIDS Trading L.P. Bill Few Associates, Inc. Biltmore International Corp. Biondo Asset Management LLC Birchwood Securities Corp. Biremis Corporation Birkelbach Investment Securities, Inc. Birkelbach Investment Securities, Inc. Bishop, Rosen & Co., Inc. Black (James I.) & Co. Black Rose Equity Management LLC Blackburn & Company BlackRock Institutional Trust Company, N.A. BlackRock Investments, LLC BlackRock Investments, LLC/BlackRock Global Funds BlackRock Investments, LLC/Bond Allocation Target Shares BlackRock Investments, LLC/ICS BlackRock Investments, LLC/ICS and Offshore BATS BlackRock Investments, LLC/Provident Institutional Funds Blair (William) & Company, LLC Blair (William) & Company, LLC Blaylock Robert Van, LLC Bley Investments Group, Inc. Bley Investments Group, Inc. Block Island Securities LLC Block Kelly Company Bloomberg Tradebook LLC Bloomberg Tradebook LLC Blount Parrish & Co., Inc. Blue Alternative Asset Management LLC Blue Bay Capital Ltd. Blue Capital Securities, Inc. Blue Fire Capital, LLC Blue Frog Solutions, Inc. Blue Trading, Inc. Blue Trading, Inc. Blue Trading, Inc. Bluebid Brokerage, LLC Bluechip Securities, Inc. Bluefin Research Partners, Inc. Bluefire Capital, LLC Bluffview Securities, L.P. Blum (Robert) Municipals Inc. BMA Securities BMO Capital Markets Corp. BMO Capital Markets Corp. BMO Capital Markets GKST Inc. BMO Nesbitt Burns Inc./CDS BMO Nesbitt Burns Securities, Ltd. BMO Nesbitt Burns Trading Corp., S.A. BNP Paribas Investment Services, LLC BNP Paribas Prime Brokerage, Inc. BNP Paribas Securities Corp. BNP Paribas Securities Corp. EBKR MAXN BGCF 0537 0537 0537 6532 4729 5791 5854 0352 0158 0161 0019 0226 0442 0100 0443 0226 7031 0309 0642 4722 5882 4982 4868 5123 4954 5813 0771 5538 0443 0443 0443 0501 0750 0651 0651 0352 0141 0161 0443 0019 0226

0537

CNS

BGIS RAND BCPT BARR BRRR NBAR BMOR BCLT CARL BACS BFLN BCPI BATS BYXX BATC BAUM PRIE BAYC BBTT BCMR BRCY BEAC BICA BEAF BEAL BCRK BECS BSIN BRCK STLZ BELS BNBB BHLP BHII BELO BNCH BHMK BMRK BBMS

0234 0052 0309 0103 0103 0161 0129 0141 0158 0156 0443 0352 0161 0727 0443 0052 0731

0226 0352 0226 0234 0309 0443 0234 0052 0309

CNS CNS CNS CNS CNS CNS CNS CNS CNS

0161 0129 0141 0443 0443 0443 0443 0443 0052 0443 0418 0234 0443 0352 0443 0226 0443 0052 0352 0161 0727 0052

CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS cns CNS CNS CNS CNS CNS CNS CNS

BHIR BHKS BFIB BIDS BFEW BMIC BGIA BWEX BRMS BRKE BKRE BISH BLCK BREM BLKB

CNS CNS CNS CNS CNS CNS

0443 0226 7031 0309 0642

CNS CNS CNS CNS CNS

0234 0443 0352

WBLR BRVL BLAY BLEY BIRI BKKY BOOK IOIX BPCO

0771 0443 0443 0443

CNS CNS CNS CNS

0443 0052 0352 0161 0727 0761 6647 0393 0052 0443 0279 0727 0727 0727

0750 3405 0750 0352 0501 6358 0158 0501 0501 0309 0443 0234 0352 0158 0045 0045 5043 0352 0018 0049 2154 0049 5551

CNS

BEGK BEJJ BFEC BENS BLSI WHWL BEMC BERM BNDI BERN SBER BSAZ BFFI BFSA BSTV BVIS BECM BEYR BGCM BGCE

0052

CNS

BBAY BCSB BLFR BTNY SCPT WBCO BBBI BCSI TUNA BFRC BSLP RBMU BMAS BMOC NBSI GKST NTBF NBSL NBTC BNPC BNPS

0352

CNS

0013 0013

0727 0727 0727 0443 0443 0013 0013 0103 0226

CNS CNS CNS CNS CNS CNS CNS CNS CNS

0443 0309 0443 0352 0279 0158

CNS CNS CNS CNS CNS CNS

0226 6701 0226 0727 0235 0352 0727 0103 0161

6001

TFT

0727 0235

CNS CNS

0049

CNS

Alphabetical Reference January 2011

BNP Paribas Securities Corp. BNP Paribas Securities Corp. BNP Paribas Securities Corp./Fixed Income BNP Paribas Securities Corp./Henderson Horizon Funds BNY Capital Markets Inc. BNY ConvergEx Execution Solutions LLC BNY Convergex Execution Solutions, LLC BNY Convergex Execution Solutions, LLC BNY Mellon Distributors Inc. BNY Mellon Distributors Inc. BNY Mellon Distributors Inc./Aston Funds BNY Mellon Distributors Inc./Bogle Investment Management Funds of the RBB Fund, Inc. BNY Mellon Distributors Inc./Consulting Group Capital Markets Funds BNY Mellon Distributors Inc./E.I.I. Realty Securities Trust BNY Mellon Distributors Inc./Fairholme Fund BNY Mellon Distributors Inc./First Puerto Rico Family of Funds BNY Mellon Distributors Inc./Fundadvantage Trust BNY Mellon Distributors Inc./Guidestone Funds BNY Mellon Distributors Inc./High Mark Funds BNY Mellon Distributors Inc./Highland Family of Funds BNY Mellon Distributors Inc./Kalmar Pooled Investment Trust BNY Mellon Distributors Inc./Marvin & Palmer Funds of the RBB Fund, Inc. BNY Mellon Distributors Inc./Matson Family, Inc. Funds of the RBB Fund Inc. BNY Mellon Distributors Inc./Matthews International Funds DBA Matthews Asia Funds BNY Mellon Distributors Inc./Metropolitan West Funds BNY Mellon Distributors Inc./MGI Funds BNY Mellon Distributors Inc./Money Market Portfolio of the RBB Fund, Inc. BNY Mellon Distributors Inc./Old Westbury Funds, Inc. BNY Mellon Distributors Inc./Perimeter Capital Management Funds of the RBB Fund, Inc. BNY Mellon Distributors Inc./PFPC Trust FBO Fundmanager Clients BNY Mellon Distributors Inc./PFPC Trust FBO Health Savings Account BNY Mellon Distributors Inc./PFPC Trust FBO JJB Hilliard WL Lyonds Inc. BNY Mellon Distributors Inc./PFPC Trust FBO Managers Fund Wrap Program BNY Mellon Distributors Inc./PFPC Trust FBO Morningstar Wrap Program BNY Mellon Distributors Inc./PNC Funds BNY Mellon Distributors Inc./Primerica Financial Services BNY Mellon Distributors Inc./Robeco Investment Funds of the RBB Fund, Inc. BNPB PARI PARI 5866 0443 0100 0100 0100 0440 6658 5699 0049 0049 0630 CNS BNY Mellon Distributors Inc./Roxbury Funds BNY Mellon Distributors Inc./Schneider Capital Management Funds of the RBB Fund, Inc. BNY Mellon Distributors Inc./Senbanc Fund of the RBB Fund, Inc. BNY Mellon Distributors Inc./Simple Alternatives Funds of The RBB Fund, Inc. BNY Mellon Distributors Inc./Spirit of America Investment Fund, Inc. BNY Mellon Distributors Inc./Sterling Capital Funds BNY Mellon Distributors Inc./Stratton Family of Funds BNY Mellon Distributors Inc./The Industry Leaders Fund BNY Mellon Distributors Inc./The Motley Fool Funds Trust BNY Mellon Distributors Inc./The Torray Funds BNY Mellon Distributors Inc./Wilmington Funds BNY Mellon Securities LLC Boe Securities Inc. Boenning & Scattergood, Inc. BofA Distributors, Inc. Bolder Investment Partners Bolton Securities Corporation BOM Capital BOM Capital Bond One, LLC Bonddesk Trading, LLC Bonds.com, Inc BOSC, Inc. BOSC, Inc. Boston Merchant Financial Services, Inc. Botzum (C.A.) & Company Bozarth, Newton & Murphy Securities, Inc. BPU Investment Management Inc. Bradesco Securities, Inc. Branch Banking and Trust Company Brandis Tallman LLC Braver Stern Braver Stern Securities Corp. Braymen, Lambert & Noel Securities, Ltd. Bread & Butter Fund, Inc. Brean Murray, Carret & Co., LLC Brean Murray, Carret & Co., LLC Brecek & Young Brent (H.D.) & Company, Inc. Brewer Financial Services, LLC Briarcliff Capital Corp. Briggs-Ficks Securities, LLC Brighton Securities Corp. Brill Securities, Inc. Brinker Capital Securities Corp. Brinson Patrick Securities Corporation Brittingham, Inc. Broad Street Securities Broadband Capital Management, LLC Broadband Capital Management, LLC Broadpoint Capital, Inc. Brockhouse & Cooper, Inc. Broker Dealer Financial Services Corp. Broker Dealer Financial Services Corp. Brookshire Securities Corporation Brookshire Securities Corporation Brookstone Securities, Inc. 6620

5856 6580

BKCM ECUT NYFT NYFX

0443 0100

CNS CNS

5342 5362 5648 5448 5654 6594 6554 5550 0443 0161 0141 5320 5058 0235 0161 0052 0750

5818 5422 6579 4870 5547 5611 5782 5820 5979 5716 6679

CMFS BOSE BOSC BOLD BLTN BCBM BOMC BDON BDTR BNDS BOKF BOKI BMFS BOTZ BNMI BZPI BRSE NBST BRST BRAV BLNS BMUR CRRT BYAI BRNT BRFS KART BFSL BGHT BRIL BRNK BRIN BRIT BDST BAND BBND BPSG BROC BKFC BSCT BSCO

0161 0141

CNS CNS

0235 0161 0750 0226 0443 6757 0443 0052 0226 0443 0226 0103 0443

CNS CNS CNS CNS CNS TFT CNS

0443 0234 0052 0443 0226 5385

CNS CNS CNS CNS CNS CNS

5947

5724 6644 5725 5808 5651

0352 0309 5358 0158 0158 0443 0226 0235 0226 0234 0235 0141 0352 0226 0226 0352 0226 0443 0141 5985 0052 0750 0495 0052 0750 CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS

0235 0234 0235 0352 0234

5416 5914 0592 0649

0657 0474 5879 0689

0226 0501 0443 0443

5800

Alphabetical Reference January 2011

Brookstone Securities, Inc. Brookview Capital LLC Brown & Brown Securities, Inc. Brown Advisory Securities, LLC Brown Associates, Inc. Brown Brothers Harriman & Co. Brown Brothers Harriman & Co. Brown Brothers Harriman and Company/ETF Brown, Lisle/Cummings, Inc. Brownstone Investment Group Brut, LLC Brut, LLC BSE Specialist Account/BSECC Rep Account BTG Capital Corp BTIG, LLC BTIG, LLC BTIG, LLC BTN Research, Inc. Buckingham Research Group Incorporated (The) Buckman, Buckman & Reid, Inc. Buckman, Buckman & Reid, Inc. Buell Securities Corp. Bulltick Securities, Inc. Bulltick, LLC Burch & Co., Inc. Burke & Quick Partners LLC Burke Securities, LLC Burke, Lawton, Brewer & Burke, LLC Burnham Securities Inc. Burnham Securities Inc. Burrill LLC Butler Larsen Pierce & Company, Inc. Buttonwood Partners, Inc. C.I.G. Corp. C.M. Life Insurance Company C.O.R.E Marketing Inc Cabrera Capital Markets, Inc. Cadaret, Grant & Co. Inc. Cadaret, Grant & Co., Inc. Cadena Capital Group Cain Brothers & Company, LLC Calamos Financial Services LLC Calamos Financial Services LLC/Calamos Global Fund PLC Caldwell International Securities Corporation Caldwell Securities Ltd./CDS Caldwell Securities, Incorporated Caldwell Trust Company Cales Investments, Inc. California Network Capital Callaway Financial Services, Inc. Calton & Associates, Inc. Calvert Distributors Inc. Cambria Capital, LLC Cambridge Investment Research, Inc. Camelot Investment Advisors, Ltd. Canaccord Adams Inc. Canaccord Capital Corporation Canaccord Capital Corporation/CDS Canaccord Capital Corporation/CDS Canaccord Genuity Corp.CDS Cannondale Securities, LLC Cantella & Co., Inc. Cantella & Co., Inc. Canterbury Consulting Incorporated Cantone Research, Inc. Cantor Fitzgerald & Co. Cantor Fitzgerald & Co. RSIC BKVW BRBR BSEC BWNA BBHC 0727 0501 0279 0235 0010 5930 0109 BRLI BIGG BRBE BRGT BOSX PACT BTIS BAYT BTIG BTNR BUCK BBRF BKRT BUEL BLTS BLTK BURC BAQP BCMA BURK BRNM BURR BLPC BPWP 0226 0501 0501 0501 0688 0443 0443 0501 0501 0161 0226 0158 0235 0443 0443 0443 0234 0158 0501 0352 5583 0158 CNS Cantor Fitzgerald & Co. - Cantor Clearing Services Cantor Fitzgerald & Co./Aqua Securities, L.P. Cantor Fitzgerald & Co./Debt Capital Markets Cantor, Weiss & Friedner, Inc. Cape Securities Inc. Capital Analysts Inc. Capital Analysts, Inc. Capital Financial Services, Inc. Capital Group Securities (The) Capital Growth Resources, Inc. Capital Guardian Trust Company Capital Guardian Trust Company/Capital International Funds Capital Guardian Trust Company/CGPCS Capital Institutional Services, Inc. Capital Institutional Services, Inc. Capital Investment Brokerage Inc. Capital Investment Group, Inc. Capital Investment Group, Inc. Capital Investment Group, Inc. Capital Investment Services, Inc. Capital Management Securities, Inc. Capital One Investment Services LLC Capital One Investment Services LLC/Chevy Chase Securities, Inc. Capital One Southcoast, Inc. Capital Path Securities, LLC Capital Path Securties Capital Portfolio Management Inc. Capital Securities Investment Corporation Capital Securities of America, Inc. Capital Select Investment Capital Synergy Partners Capitalquest Securities, Inc. Capitol Securities and Associates, Inc. Capitol Securities Management, Inc. Capitol Securities Management, Inc. Capmark Securities Inc. CAPMARUSA, LLC CapNet Securities Corporation Caprock Securities, Inc. Capstone Asset Planning Co./Capstone Church Bond Fund Capstone Financial Services, Inc. Capstone Investments Capstone Sales Advisors LLC Cardinal Bank Cardinal Investments Inc. Carey, Thomas, Hoover & Breault, Inc. Carillon Investments, Inc. Caris & Company, Inc. Carl P. Sherr and Co., LLC Carlin Equities LLC Carlin Equities, LLC Carnes Capital Corp. Carolina Capital Markets, Inc. Carolina Municipal Securities, Inc. Carolinas Investment Consulting, LLC Carr Securities Corp. Carter, Terry & Company, Inc. Carty & Company, Inc. Cary Street Partners LLC Cascade Investment Group, Inc. Casey Professional Services, LLC Casimir Capital, L.P. Casimir Capital, L.P. Cass (Quincy) Associates Inc. CSPD AQUA CFCO CWEI CAPE CAPI CAPI CAPF CGSE WALT 0197 7310 7311 0197 7310 7311 0443 0226 0443 0235 0727 0234 4873 5107 5389 0161 0475 0750 0750 0545 5664 0443 0279 0431 0290 0443 0052 0352 0161 0750 0750 0727 0234 CNS CNS CNS CNS CNS CNS CNS CNS

0279 0141 0235 0010

CNS CNS CNS CNS

0443

CIST CAPB CAPG

CNS CNS CNS

0161 0226 0158 0235 0443 0443 0234

CNS CNS CNS CNS CNS CNS CNS

CISE CMSI

0141 0352

CNS CNS

SOCO PATH CAPT CPMI CSIC CPAM CSIN CSPI CQSI HSCO CSMI CSCV NEWM MITC CLSI

0443 0052 0512 0352 0226 0141 0235 0235 0443 0226 0443 0702 0443 0279 0279

CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS

0279 0226 6479 4547 6006 0443 0241 0443 0501 5835 6621

CNS CNS

0235 0235

CABR CGAT CADG CBCI

0443 0443 0443

CNS CNS CNS

0443 0702 6007 0279 0279 5838 5801 0103 0501 5996 0235

CISC CALD CALE CNET CALL CALT CAMC CIRI ARGU ADAM CANC CCAI CCBY CICF CANN CTLA CTBY CANR CANT ESPD

0279 5013 0103 2687 0750 0501 0309 0279 5543 0052 0443 0443 0279 5046 5046 5046 0501 0443 0699

0279

CNS

CPST CSAS CRDL HOOV CLLN CRIS SHRR CLYN CLYP CCCO CARC COLA CICL CARR CATE CART CARY BJRC CPSI CSMR CASI QCAS

0309 0279 0052 0443 0226

CNS CNS CNS CNS CNS

0443 0443 0501 0352 0702 0235 0226 0235

0235 0279 0226 0443 0443 0443

CNS CNS CNS CNS CNS CNS

0226 0141 0141 0696

CNS CNS CNS TFT

0696 0696

0235 0501 0226 0234

0702 0235 0141 0226 0235 0443 0141 0235 0226 0226

CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS

Alphabetical Reference January 2011

CastleOak Securities, L.P Castlewood Securities LLC Cathay Securities, Inc. CBIZ Financial Solutions, Inc. CBIZ Financial Solutions, Inc. CCM Securities, LLC CCO Investment Services Corp CD Funding Securities, LLC CDS Clearing and Depository Services Inc. Celadon Financial Group LLC Celadon Financial Group, LLC Centaurus Financial Inc. Centennial Securities Company, LLC CenterState Bank of Florida, N.A. Central Fidelity National Bank Central Securities, LLC Central Trust Bank Central Trust Bank Centurion Institutional Services Inc. Centurion Life Insurance Company Ceros Financial Services, Inc. Ceros Financial Services, Inc. Ceros Financial Services, Inc. Cert Direct Securities Inc. CF Global Trading, LLC CFD Investments CFT Securities LLC CG Compass (USA) LLC Chadbourn Securities, Inc. Champaign Investment Company Chapdelaine & Co. Chapdelaine Corporate Securities Chapin, Davis Chardan Capital Markets Charles Morgan Securities, Inc. Charles River Brokerage LLC Charles River Brokerage LLC Charles Schwab & Co. Inc./ Charles Schwab Bank Charles Schwab & Co. Inc./MF Clearing Services Charles Schwab & Co., Inc. Charles Schwab & Co., Inc. Charles Schwab Bank Charles Vista, LLC Charleston Capital Corporation Charter One Securities Inc. Charter Pacific Securities, LLC Chase Investment Services Corp. Chase Investment Services Inc. Chatsworth Securities LLC Cheevers & Company Inc Cheevers Hand & Angeline, Inc. Chela Technology Partners, LLC Chevy Chase Trust Company Chicago Analytic Trading Company, LLC Chicago Analytical Trading Company, LLC Chicago Board of Options Exchange/Bear Stearns Chicago Board Options Exchange, Inc. Chicago Investment Group, LLC Chickasaw Securities, LLC Chilian Partners L.P. Choice Investments Churchill Capital USA, Inc. Churchill Financial LLC CIBC World Markets Corp. CIBC World Markets Corp. CIBC World Markets Corp. COAK RFLL CATH BGSG TURN CDFS 0197 0352 0158 0226 0682 0352 6313 0052 5099 0551 0019 0197 0352 0226 0352 CNS CNS CNS CNS CIBC World Markets, Inc. CIG Securities CIM SECURITIES, LLC Citadel Derivatives Group, LLC Citadel Securities LLC Citadel Securities LLC Citadel Securities LLC Citadel Securities LLC Citadel Securities LLC Citadel Securities LLC Citadel Securities LLC Citadel Securities LLC Citation Financial Group, L.P. Citibank, N.A. Citicorp Financial Services Corporation Citigroup Global Markets Inc. Citigroup Global Markets, Inc. Citigroup Global Markets, Inc. Citigroup Global Markets, Inc. Citigroup Global Markets, Inc. Citigroup Global Markets, Inc./Salomon Brothers Citigroup Private Bank & Trust Citizens Investment Services Corp. City National Bank City National Bank, Beverly Hills, California City National Securities Inc. City Securities Corporation Civilian Capital, Inc. CJS Securities, Inc. CJS Securities, Inc. Clancy Financial Services, Inc Clark Dodge & Co., Inc. Clarke Lanzen Skalla Investment Firm, LLC Clayton, Lowell & Conger Inc. Clearing Services of America Clearview Correspondent Services, LLC Clearview Correspondent Services, LLC Clearview Trading Advisors Inc. Cleary Gull Inc. CM Securities, Inc. CMG Institutional Trading, LLC CNBS, LLC Coastal Equities, Inc. Coastal Securities L.P. Cobra Trading, Inc. Coburn & Meredith, Inc. Cohen & Company Capital Markets, LLC Cohen & Steers Securities LLC Cohen Bros. & Company Cohen Bros. & Company Coker & Palmer Coker & Palmer Coldwater Securities Incorporated Collier Browne & Company Collins & Co. Collins Capital Advisors, LLC Collins Stewart Inc. Collins Stewart, Inc. Colonial Securities Inc. Columbia Management Investment Distributors, Inc. Columbia Management Investment Distributors, Inc./Columbia 529 Plans Columbia Management Investment Distributors, Inc./Future Scholar Columbia Management Investment Distributors, Inc./Threadneedle WGIF CIGC CIMS CDGO CDRG PRDG CATS CCMX CEMM CTDL ICRD IELP CITA CFSC CGWM SBSH CCAT CGQT GATE SALB CISV 2392 CBEV CNSI CITY TCTC CJSI CJSC CLAN CLRK 0226 0226 0141 0234 0352 0284 0235 0052 0443 0702 0702 0235 0158 0727 6707 0141 0443 0443 CNS CNS CNS CNS CNS CNS CNS 5030 0052 0279 0551 0395 0395 0395 0395 0395 0395 0395 0395 0443 0908 0418 0443 0418 0418 0418 0418 0274 2032 0052 CNS

0395 0395

CNS CNS

CLDN SPLN CNFI CTNL CSFL CFNB CENT CTBK CETR CERS CFSI CDSO CFGT CFDI QBSI CGCO CSIP VSMC CHPP CHPY CHDA CHDN CMSS CRBC CRBB

0750 2880 0352 6005 0226 5331 0158 0750 0161 0235 0352 0352 0309 0443 0158 0019 0052 0161 0443 2993 7471 0164 5489 5655 0052 7237 0750 0432 0226 0279 0161 0750 0352 4708 0443

0019 0443 0141 6770 6756 0750 0226 0352 0226

CNS CNS CNS TFT TFT CNS CNS CNS CNS

0443

CNS

0418

CNS

0274 0226

CNS CNS

0750 0161 0235 0352 0309 0158

CNS CNS CNS CNS CNS CNS

0141 0019 0161

CNS CNS CNS

0234 0352 0019 0284 0235 3913 0052

CLCI CSOA CLRV BBNT CLVU TGUL CMSE CMGS CNBS COAS COST CBRA COBR CCMT COHN CDOI COKE CPPM CLDS CBCB COLL CCAL CSTI STEW COLS

CNS CNS CNS CNS CNS CNS CNS TFT CNS CNS CNS

0702 0702 0501 0235 0158 0309

CHAS

0164

CNS

CVTA CLAY CPSL CISI CHTS CHBC CBFG CAMM

0052 0309 0750 0226 0279 0161 0750 0352

CNS CNS CNS CNS CNS CNS CNS CNS

0234 0443 0443 5780 0235 0727 0352 0352 0309 0235 0750 0352 0352 0158 5501 6512 5601 5120

CATC CATC CBOH CHIG CHCK CHIL COCE CHLC CHCH CWMK WGCO CWMC

0235 0727 0352 0443 0309 0235 0352 0352 0158

CNS CNS CNS CNS CNS CNS CNS CNS CNS

0443 0352 0739 0052 0352 0352 0279 0443 0352 0438 0438 0438

CNS

0052 0352 0352 0279 0352 0438 0438

CNS CNS CNS CNS CNS CNS CNS

Alphabetical Reference January 2011

Offshore Funds Columbia Management Investment Distributors, Inc./Trust Collective Funds Comerica Bank Comerica Bank Comerica Bank/Comerica Securities Inc. Comerica Securities Commerce Bank Investment Services, Inc. Commerce Bank, N.A. Commerce Brokerage Services Commerce Street Capital, LLC Commerz Markets LLC CommerzeBank Capital Corp. Commonwealth Annuity and Life Insurance Company Commonwealth Equity Services, L.L.P. Commonwealth Financial Network Commonwealth Funding, Inc. Commonwealth Securities and Investments, Inc. Community Bank, N.A. Community Investment Services, Inc. Compass Bank Compass Bank/Asset Management Group Compass Brokerage, Inc. Compass Brokerage, Inc. Compass Point Research & Trading, LLC Computershare Securities Corp. Comtex USA, LLC Concorde Funds, Inc. Condera Securities LLC Condor Securities, Inc. Conestoga Funds Conifer Securities, LLC Conners & Co., Inc. Conservative Financial Services, Inc. Consolidated Capital Management, Inc. Consolidated Financial Investments, Inc. Consolidated Research LLC Constellation Wealth Advisors LLC Consultiva Securities, Inc. Continental Investors Services, Inc. Cooper (C.K.) & Company, Inc. Cooper Malone McClain Inc. Coordinated Capital Securities, Inc. Corby Capital Markets, Inc. Corinthian Partners, LLC Cormark Securities Inc./Valeurs Moilieres Cormark Inc. Corporate Investments Group Inc. Cortview Capital Securities LLC Cosse International Securities Inc. Cost Containment Services, Inc. Coughlin & Co., Inc. Country Capital Inc. Country Club Bank, Kansas City Country Trust Bank Country Trust Bank Courtlandt Securities Corporation Cowen & Company, LLC Cowen & Company, LLC Coyle Securities LLC CP Capital Securities Craig-Hallum Capital Group, LLC Credicorp Securities, Inc. Credit Agricole Cheuvreux North America, Inc. Credit Agricole Securities (USA) Inc. Credit Suisse (USA) LLC Credit Suisse Asset Management Securities, Inc. Credit Suisse Asset Management Securities, Inc./Luxembourg Funds Credit Suisse Private Advisors Credit Suisse Securities (USA) LLC Credit Suisse Securities (USA) LLC Credit Suisse Securities (USA) LLC Creditex Securities Corporation Crescent Securities Group, Inc. Cressman Esser Securities, Inc. Crews & Associates, Inc. CRI Securities Inc. Croft Funds Corporation Cronin & Co., Inc. Crowell, Weedon & Co. Crown Capital Securities, L.P. CRT Capital Group, LLC Cumberland Brokerage Corporation Cummins Financial Corporation CUNA Brokerage Services CUNA Mutual Insurance Society Curian Clearing, LLC Curran Advisory Services, LLC Curren & Company Curtiswood Capital, LLC CUSO Financial Services, L.P. CUSO Financial Services, L.P. Cutter & Company Brokerage, Inc. Cutter & Company, Inc. Cuttone & Co., Inc. D.J. St Germain Co., Inc. Dahlman Rose & Co., LLC Dahlman Rose & Company, LLC Daily Access Corporation Dain Correspondent Services Daiwa Capital Markets America Inc. Daiwa Capital Markets America Inc. Daiwa Securities Trust Company Dakota Securities International, Inc. Dale K. Ehrhart, Inc. Darbie (J.H.) & Co., Inc. Dardis (Jack) & Associates Dart Executions, LLC Dart Executions, LLC Dart Executions, LLC Dart Executions, LLC Dart Executions, LLC Dart Executions, LLC Darwood Associates, Inc. Daugherty Cole, Inc. Davenport & Company LLC David Harris & Co., Inc. Davidson (D.A.) & Co. Inc. Davis Distributors, LLC Davis Distributors, LLC/Clipper Fund Davis Distributors, LLC/Davis Fund Sicav Davis Distributors, LLC/Selected Davis Securities LLC Dawson James Securities, Inc. Dawson James Securities, Inc. DBS Vickers Securities (USA), Inc. DBTC Americas-Private Bank DC Evans and Company, LLC De La Rosa (E.J.) & Co., Inc. DeAM Investor Services, Inc. DeAM Investor Services, Inc./DWS Investment S.A. Deep ATS, LLC LYON AESW 0651 0103 5735 4994 CSPA FBCO FBPC AESX CTSC CSNT CESI CREW CRII CRON CWCO CCSS CRTC CUMB JDCO 0355 0443 0355 0279 0727 5158 6640 0574 0443 0234 0235 0239 4734 0300 0352 0052 0329 0141 0702 0501 0443 0443 0501 7100 0235 0647 0352 0667 0052 0158 0501 0501 0501 0501 0501 0695 0235 0715 0235 0361 5563 5965 4890 5850 0226 0226 0750 0501 2177 0234 5863 4974 0103 0443 0574 0443 0443 0234 0235 CNS CNS CNS CNS CNS CNS 0226 0355 0443 0443 0279 0727 5158 0443 CNS CNS CNS CNS CNS CNS CNS CNS 0651 CNS

4843 2108 5878 CMCA CMCA CICI CBKC CMCE CSCL DRKW CCMC 2364 0226 0443 2170 0226 0234 0443 4521 0177 0226 0750 CNS TFT CNS CNS CNS TFT

0226 0234 0126

CMMW WACX CSII

0226

CNS

0443 5960 0226 2483 0443 7227

CNS CNS TFT

CISM CBSS

2483 2484

CBIN

CNS

CURN CLLC CURR CTWD CUSO CUTT CUTW CUGS DJST DRCO DRCP DCSD DAWA DCMO DAKO DKEI JDRB JDAA DCVL DART DEGS DRTG DRTR DCHF DARA DAGH DAVA DHCO DADA

0141 0352 0052 0443 0141

CNS CNS CNS CNS CNS

CMPT CSCB CMTX RDST COND CNFR CONR CONF CONC CFII CRLC CWAA CONS CONT CKCC CMMC COOR CRBY CRTH

0443 0161 0234 5669 0352 4917 0019 0235 0235 0727 0352 0161

0161

CNS

0443

CNS

0352 0226 0019 0235 0235 0727 0352 0161 0443 0141 0279 0052 0279 0141 0226 0443

CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS

0235 0647 0352 0052 0141 0158 0443 0501

CNS CNS CNS CNS CNS CNS CNS CNS

0052

0443 5055 0234 8153 0352 0235 2561 5185 0309 0226 0226 0235 0161 0651

CINV CORT COSE COCS CGLN CMGT CCBI

0234 0443 8153 0352 0103 0235 6744

CNS CNS CNS CNS CNS CNS TFT

0235 0443 0715 0235 0361

CNS CNS CNS CNS CNS

COSC COWN COWP COYL CPCG CHLM CRED CRAG

0309 0226 0226 0235 0226 0161 0443

CNS CNS CNS CNS CNS CNS CNS

DAVS DJSI DJSA VICK EVAN EDLR

0226 0226

CNS CNS

0234 0103

CNS CNS

HUGE

Alphabetical Reference January 2011

Delafield & Hambrecht, Inc. Delaney Equity Group LLC Delaware Distributors L.P. Delaware Distributors, L.P./Delaware Investments Global Funds, PLC Delaware Distributors, L.P./Optimum Funds Delta Equity Services Corp. Delta Trust Investments, Inc. Deltec Asset Management LLC DeMatteo Moness, LLC Dempsey Financial Network Dempsey Lord Smith, LLC Denison (H.C.) Co. Depfa First Albany Securities, LLC Descap Securities, Inc. Desjardins Securities Inc./CDS Desjardins Securities International, Inc. Detwiler, Mitchell, Fenton & Graves, Inc. Deutsche Bank Securities Inc. Deutsche Bank Securities Inc. Deutsche Bank Securities Inc. Deutsche Bank Securities Inc. Deutsche Bank Securities Inc. Deutsche Bank Securities Inc. Deutsche Bank Securities Inc. Deutsche Bank Securities Inc. Deutsche Bank Securities Inc. Deutsche Bank Securities Inc. Deutsche Bank Securities Inc. Deutsche Bank Securities Inc. Deutsche Bank Securities Inc. Deutsche Bank Securities Inc. DeWaay Financial Network, LLC DFA Securities Inc. Diamant Investment Corp. Diamond Hill Securities, Inc. Dillon Gage Securities Inc. Dinosaur Securities LLC Dinosaur Securities, LLC Dinosaur Securities, LLC Direct Access Brokerage Services, Inc. Direct Access Brokerage Services, Inc. Direct Access Brokerage Services, Inc. Direct Access Partners LLC Direct Access Partners LLC Direct Access Partners LLC Direct Edge ECN LLC Direct Edge ECN LLC Direct Trading Institutional LP Ditto Trade, Inc. Divine Capital Markets, LLC DLS Capital Partners, Inc. DME Securities, LLC DMG Securities, Inc. Dodge & Cox Funds Doft & Co., Inc. Doley Securities LLC Doley Securities, LLC Domestic Financial Service, Inc. Domestic Securities Inc. Domestic Securities Inc. Dominick & Dominick, Inc./CDS Dominion Investor Services Inc. Donnelly Penman & Partners Inc. Dorn & Co., Inc. Dorsey & Co. Inc. Dougherty & Company LLC Douglas & Co. Municipals Dowling & Partners Securities LLC Downstate Securities Group, Inc. DELA DLNY 0443 0234 5510 6572 6672 0443 0443 0501 0443 0141 0443 0443 0226 8100 0443 CNS DPEC Capital, Inc. Dratel Group, Inc. (The) Drexel Hamilton, LLC Dreyfus Service Organization, Inc. Driehaus Securities LLC Driehaus Securities LLC / Driehaus Active Income Fund DRU Stock, Inc. DSIL Investment Services, LLC Du Pasquier & Co., Inc. Dubeau Capital USA, Inc. Duncan & Williams, Inc. Duncan (R.M.) Securities Inc. Dundee Securities Corporation Dundee Securities Corporation Dunham & Associates Investment Counsel, Inc. Dunmore Trading LLC Dupree & Company, Inc. DWS Investments Distributors, Inc. DWS Investments Distributors, Inc./Deutsche Bank Dynamex Trading, LLC Dynasty Capital Partners, Inc DZ Financial Markets LLC E*Trade Cap MKTS/CHXL Trading E*Trade Cap Mkts/Special Account E*Trade Cap MKTS/UPSTAIRS E*Trade Capital Markets, LLC E*Trade Capital Markets, LLC E*Trade Capital Markets, LLC E*Trade Capital Markets, LLC E*Trade Capital Markets, LLC E*Trade Capital Markets/DEMP E*Trade Clearing, LLC E*Trade Clearing, LLC E*Trade Securities, LLC E.H. Smith Jacobs & Co, Inc. E.H. Smith Jacobs & Co, Inc. E.S. Financial Services, Inc. e3m Investments, Inc./CDS Eagle Fund Distributors, Inc. Eagle Life Insurance Company Eagle One Investments, LLC Earlybird Capital, Inc. EarlyBirdCapital, Inc. East Shore Partners, Inc. East/West Securities Co. Eastern Bank Capital Markets Eaton Vance Distributors, Inc. Eaton Vance Distributors, Inc./Eaton Vance Trust Company Eaton Vance Distributors, Inc./Eaton Vance Variable Trust Funds Eaton Vance Distributors, Inc./Emerald Funds Eaton Vance Distributors, Inc./Exchange Funds Eaton Vance Distributors, Inc./US Charitable Eaton Vance/Medallion Funds EBX LLC EDHJ Brokerage, L.L.C EDI Financial, Inc. Edward Jones / CDS EFG Capital International EKN Financial Services Inc. Electronic Access Direct, Inc. Electronic Access Direct, Inc. Electronic Access Direct, Inc. Electronic Brokerage Systems, LLC Electronic Brokerage Systems, LLC IPRV DRAT DREX 0750 0571 0501 6322 6642 5923 0234 6631 0443 0234 0443 5039 5039 5675 0234 6618 5503 5459 0551 0279 0049 0100 0100 3895 0161 0100 0100 0100 0100 0100 0385 5494 0385 0234 0501 0443 5066 5822 6030 0727 0103 0279 0019 0158 5509 5456 4938 5438 5110 5760 5715 0161 0309 5012 0352 0052 0234 0234 0750 0627 0393 0750 0571 CNS CNS

RAYG DTII DELT DEMA DEMF DLSI DENI DEFA DESS DESJ VMDI FEDE DBAB DBPC DBIB DBKS DBAE DBAT DBAX DBLV DBMS DBPR DBPT DBQT DBRC DBUL DWFN DAVE BSFS DILG DINO TREX DINO DIRW DIRM DIRX DAPJ DAPL DAPG EDGA EDGX DTAP DITO DIVA DLSC DMES DSGG DOFT DOLY DOLE DFIC DSIP DOMS DOMK DOMI DPFH DORN DORS DOTC DGLS DOWL DDBI

CNS CNS CNS CNS CNS CNS CNS

DRST PASQ DCUS DNWL DCAN DSCS DCAF

0443 0443 0279

CNS CNS CNS

8100 0443 0158 5028 0443 0226 0573 0443 0573 0573 0573 0573 0573 0573 0573 0573 0573 0573 0573

DUNN

0226 0573 0443 0573 0573

CNS CNS CNS CNS CNS

MEXD DCPI DZFM ETMM GVSA ETRF DNID ETLS ETNY ETRD DEMP ETCL ETRS EHSA EHSB ESFS

0161

CNS

0443 6684 0344 0727 0234 0226 0103 0234 0234 0161 0443 0501 0161 0161 0234 0158 0309 0234 5483 0443 0234 0279 0234 0234 0443 0309 0750 0235 0141 0352 0443 0727 0344 0279 0226 0234

CNS CNS CNS CNS CNS

0385 0385

CNS CNS

0443

CNS

0161

CNS

EOIL EBRD EBCI ESPN EWSC EAST

0103 0279 0158 6742

CNS CNS CNS TFT

0161 0158 0309 0226 0443 0279 0279 0234 0443 0309

CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS

0141 0352 0443 0727

CNS CNS CNS CNS

EBXL ACSL EDIF EDJC EFGC EKNS GLBA HBRT EADA BELZ GLPS

0161 0226 0309 0352 0052 0234

CNS CNS CNS CNS CNS CNS

Alphabetical Reference January 2011

Electronic Brokerage Systems, LLC Electronic Brokerage Systems, LLC Electronic Brokerage Systems, LLC/ Shadow Electronic Brokerage Systems, LLC/ Shadow 1 Electronic Securities Processing (ESPN) LLC Electronic Transaction Clearing, Inc. Electronic Transaction Clearing, Inc. Electronic Transaction Clearing, Inc. Electronic Transaction Clearing, Inc. Electronic Transaction Clearing, Inc. Electronic Transaction Clearing, Inc. Electronic Transaction Clearing, Inc. Electronic Transaction Clearing, Inc. Electronic Transaction Clearing, Inc. Electronic Transaction Clearing, Inc. Electronic Transaction Clearing, Inc. Electronic Transaction Clearing, Inc. Electronic Transaction Clearing, Inc. Electronic Transaction Clearing, Inc. Electronic Transaction Clearing, Inc. Electronic Transaction Clearing, Inc. Electronic Transaction Clearing, Inc. Electronic Transaction Clearing, Inc. Electronic Transaction Clearing, Inc. Electronic Transaction Clearing, Inc. Electronic Transaction Clearing, Inc. Electronic Transaction Clearing, Inc. Electronic Transaction Clearing, Inc. Electronic Transaction Clearing, Inc. Electronic Transaction Clearing, Inc. Electronic Transaction Clearing, Inc. Electronic Transaction Clearing, Inc. Electronic Transaction Clearing, Inc. Electronic Transaction Clearing, Inc. Electronic Transaction Clearing, Inc. Electronic Transaction Clearing, Inc. Electronic Transaction Clearing, Inc. Electronic Transaction Clearing, Inc. Electronic Transactions Clearing, Inc. Elevation LLC Elevation LLC Elevation, LLC Elish & Elish Brokerage and Research Elliott-Ledgerwood & Co. Emergent Financial Group, Inc. Emerging Growth Equities, Ltd. Emmet & Co., Inc. Empire Asset Management Company Empire Financial Group, Inc. Empirical Research Partners LLC English Concepts, Inc. Equibond Inc. Equinox Securities, Inc. Equitable Advisors, Inc. Equitas America, LLC Equity Concepts Equity Services, Inc. Equity Services, Inc. Equity Station, Inc. Equity Station, Inc. Equity Trust Advisors, Inc. Eroom Securities LLC Eroom Securities LLC Eroom Securities LLC Eroom Securities LLC ESN North America, Inc. Esposito Securities, LLC Esposito Securities, LLC Essex National Securities, Inc. LYNK BELB TYTN EBSC ESPF ETCC ALGO ETAA ETAC ETAD ETAE ETAF ETAG ETAH ETAJ ETAL ETAM ETCD ETCE ETCG ETCH ETCI ETCJ ETCK ETCN ETCO ETCP ETCQ ETCR ETCS ETCT ETCU ETCV ETCW ETCX ETCY ETCZ ETNF ETAK ELTD ELTD ELEV ELSH ETLD VTMW EGRO EMET EAMC EMRP PMAS EQAL EQNX STAD EQUA EQCP EQSV ESTF ESTA ETAI EROP EROM EROS ESLL ESNA ESPP ESPO 0393 0627 0393 0393 0161 0873 0873 0873 0873 0873 0873 0873 0873 0873 0873 0873 0873 0873 0873 0873 0873 0873 0873 0873 0873 0873 0873 0873 0873 0873 0873 0873 0873 0873 0873 0873 0873 0873 0873 0161 0161 0750 0052 0235 0235 0226 0750 0052 0235 0235 0226 5234 0226 CNS CNS CNS CNS CNS CNS TFT CNS Essex-Radez LLC Estrada-Hinojosa & Company, Inc. Etech Securities, Inc. Ethos Securities Corp. Euro Pacific Capital, Inc. Euronet Securities Corp. Europa Securities, LLC Evercore Group LLC Evertrade Direct Brokerage, Inc. Evolution Securities US Inc, Evolve Securities, Inc. E-W Investments, Inc. Ewing Capital, Inc. EWT, LLC Exane, Inc. Excel Securities and Associates, Inc. Execution Noble LLC Factfet Systems, Inc. Fagenson & Co. Inc. Falcon Research, Inc. Falcon Research, Inc. Fallen Angels Family of Funds Family Income Planning, Inc Family Investors Co. Family Management Securities, LLC Farina & Associates, Inc. Farina & Associates, Inc. Farina & Associates, Inc. Fator Securities FBR Investment Services, Inc. FBT Investments, Inc. FCG Advisors LLC FCNB Investments Federal Life Insurance Company(Mutual) Federated Investors Corp. Federated Securities Corp./Federated International Management Limited Federated Securities Inc. Feil Daily Investment Company Feldman Securities Group, LLC Feldman, Ingardona & Co. Feltl and Company Fenimore Asset Management Trust FFP Securities Fidelity Brokerage Services LLC Fidelity Clearing Canada ULC Fidelity Clearing Canada ULC/CDS Fidelity Distributors Corporation/Fidelity International Limited Fidelity Insurance Agency Holding Company, Inc. Fidelity Investments Institutional Services Co., Inc. Fidelity Investments Institutional Services Co., Inc./Fidelity Destiny Plans Fidelity Investments Life Insurance Company Fidelity Security Life Insurance Company Fiduciary - SSB - DTC 0987 Fiduciary Management Inc. Fiduciary Trust Company International Fieldstone Services Corp. Fifth Street Capital, LLC Fifth Third Bank (The) Fifth Third Securities, Inc. Fifth Third Securities, Inc. FIG Partners, LLC Fimat Preferred LLC Finacorp Securities ERCO ESTR ETEC ETOS EURP ENET ERPO EVRC EVER ESUS EVOL EWIN EWGC EWTT EXAN EXCS EXEC FAFT FAGI FLCN PIDG FIPC FAMV FMGT FARA FARC FARJ FATO FBTI FCGA FCNB 0613 0309 0234 0161 0226 0234 0750 0443 0234 0161 0226 CNS CNS CNS

0161 0749 0443 0443 0158 0234 0234 6589 0750

0234 0443 0226 0226 0161

CNS CNS CNS CNS CNS

0443 0161 0158 0234

CNS CNS CNS CNS

0226 0443 0158 0158 0158 0049 5526 0443 0226

CNS CNS

0443 0226 0052

CNS CNS CNS

6333 5529 5759 0235 0141 0727 0226 6632 0226 0226 0443 0226 5040 5059 5785 7130 5894 CNS CNS CNS CNS CNS

FEDR LGLL FELD FMAC FLTL FFPS FIBS FIDT FCCU

4438 0161 0103 0052 0443 0103 0052 0141 0443 0494 0226 0226 CNS CNS CNS CNS CNS CNS CNS CNS

5713 4730 6468 0987 6664 0937 0158 0750 2116 0226 0322 0141 0608 0161

0494 0560 0226 0234 0873 0234 0279 0501 0501 0049 0443 0501 0254

FSTN GRCP OHIO BNKS FCAP FINS

0226 0141 0161

CNS CNS CNS

Alphabetical Reference January 2011

Finance 500, Inc. Financial Advisers of America, LLC Financial Advisers of America, LLC Financial Assets Corporation Financial Counseling Corporation Financial Designs Corporation Financial Institution Marketing Company, Inc. Financial Network Investment Corporation Financial Network Investment Corporation Financial Northeastern Securities Inc. Financial Planning Consultants Inc. Financial Research Company Financial Sciences, Inc. Financial West Group Financial West Group, Inc Financorp Group International Corp. Fintech Securities Fintegra, LLC Fintegra, LLC Firefly Capital, Inc. 1st Discount Brokerage, Inc. 1st Global Capital Corp. 1st Global Capital Corp. 1st Munich Capital, LLC First Allied Securities First Allied Securities Inc. First American Capital and Trading Corporation First American Municipals, Inc. First American Securities First Analysis Securities Corporation First Ballantyne, LLC First Bank Puerto Rico Securities, Corp. First Bermuda Securities (BVI), Ltd. First Brokerage America, LLC First Brokers Securities, Inc. First Brokers Securities, LLc First Citizens Financial Plus, Inc. First Citizens Investor Services, Inc. First Clearing LLC First Clearing, LLC/Wachovia Securities First Commercial Bank of Birmingham, Alabama First Dallas Securities, Inc. First Dominion Capital Corp. / World Trust First Dominion Capital Corp./Epoch Funds First Dominion Capital Corporation First Empire Securities, Inc. First Financial Equity Corp. First Georgetown Securities, Inc. First Great-West Life & Annuity Insurance Company First Heartland Capital Inc./Centerre Capital, LLC First Heartland Capital, Inc First Heartland Capital, Inc. First Honolulu Securities Inc. First Integrity Capital Partners Corp First Internet Securities Network First Investors Corporation First Investor's Corporation First Kentucky Securities Corporation First London Securities Corporation First London Securities Corporation First Manhattan Co. First Merger Capital Inc FANC BOYS FACA FINC RONB 0234 0161 6012 0443 0750 6498 FNIC 0443 0343 0352 0235 0158 0226 4713 0226 0727 0443 0281 0161 0158 0226 0296 0352 0146 0352 0158 0235 0279 0019 0443 0352 0235 0352 0158 0226 0226 0727 0443 0161 0158 0226 0352 0352 0158 0235 0279 0750 0234 0763 0501 6347 0141 0030 FCBI FDSI 6755 0141 TFT CNS 0750 0234 0226 0763 0141 0443 0141 CNS 0234 0226 0443 0443 CNS CNS CNS CNS First MetLife Investors Insurance Company First Midstate Inc. First Midwest Securities Inc. First Midwest Securities, Inc. First Midwest Securities, Inc. First National Bank of Omaha First National Bank of Omaha/Nebraska Educational Savings Trust First National Banker's Bank First National Capital Markets, Inc. First New York Securities LLC First New York Securities LLC First New York Securities LLC First New York Securities LLC First Republic Group, LLC First Republic Securities Co. First Research Finance Inc. First Securities Northwest Inc. First Security Capital Management, Inc. First Security Financial Advisors, Inc. First South Carolina Securities, Inc. First Southern Securities LLC First Southwest Company First St. Louis Securities, Inc. First State Securities, Inc. First Sun America/DVFS First SunAmerica Life Insurance Company First Symetra National Life Insurance Company of New York First Tennessee Brokerage, Inc. First Tennessee Brokerage, Inc. First Tennessee Capital Markets First Trust Portfolios L.P./First Trust Series Funds First Trust Portfolios, L.P. First Trust Portfolios, L.P. First Trust Portfolios, L.P./First Defined Portfolios Fund LLC First Tryon Securities, LLC First Wall Street Corp. First Washington Corp. First Western Advisors First Western Securities First Wilshire Securities Management, Inc. First Winston Securities FirstMerit Insurance Agency, Inc. Firstrade Securities Inc. Fisher (L.B.) & Company Fisrt Merit Financial Services, Inc Five Mile Capital Securities LLC Fixed Income Capital Partners, LLC Fleet Enterprise, Inc. Flexible Plan Investments, Ltd Floor Broker Network Inc. Florida Atlantic Securities Corp. Florida Investment Advisers FMSBonds, Inc. FMSBonds, Inc. FMSBonds, Inc. FMSBonds, Inc. FNB Brokerage Services, Inc. FNBB Capital Markets, LLC Folger Nolan Fleming Douglas Incorporated Folio(fn) Investments, Inc. FolioFN Investments, Inc Foothill Securities, Inc. Fordham Financial Management, Inc. Foreside Distribution Services, L.P. 4512 FMID FMSI FSTM 6459 0052 0234 2254 6792 0052 TFT CNS

5371 FNBB FNCM MPFI FNYS FNYP FNYG REPG FSRP FIRF FSNW BAMS FSFA FSCC FRST FSWC FLOU FSSO 6753 6708 0161 0352 TFT TFT CNS CNS

FNSJ FPCI FINR FISI FINW FGIC FINX FINT FFLY FDSC FGCC MNCH FAST STCS FAMI FAMS FANA FBLT FBPR BRMF FBAL FATS FBSL FCFP FCIT FCCP

CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS TFT CNS CNS CNS

0161 0352 0234 0501 0443 0279 0279 0309

0443 0279 0309 0443 6731 0309 0309 0443

CNS CNS CNS CNS TFT CNS CNS CNS

0309 0309 0279 4604 4517 4621 0226 0192

FTEN FTCM

0226 2445

CNS TFT

FTLP

5374 6575 8244 6603 0352 0234 0443

8244

CNS

TRYN FWST FWCO FWAI FWSI FWIL FWSS FFSI FISH FMFS FMCS FICP NUSA FBNW FLAT FIAF MIAM FMUS MIAM STIS FCML FNFD FTBR FMES FORD

0352 0234 0443 0226 0141

CNS CNS CNS CNS CNS

0141 5903 4939 5823 0443 0279 0226 4736 5376

0103 6715 7246 0158 0727 0234 TFT

FESI FFEC FGOE

0443 0226

CNS CNS

0727 0226 0234 0443 0543 0418 0226 0443 6440 0158

CNS CNS CNS CNS CNS CNS CNS CNS TFT CNS

6819 0443 0226 0443 0158 0061 0158 0279

FHCI FHON KACI FISN 0336 0727 0279 0226 5545 5146 0235 0052 0309 0443 0052

0443 0727 0279 0226

CNS CNS CNS CNS

0226 0279 0141

CNS CNS CNS CNS CNS

FKSC FLSD FLSC FMCO FSMG

0235 0052 0309 0443 0052

CNS CNS CNS CNS CNS

0728 0727 0548 0052 4967

0727 0052

Alphabetical Reference January 2011

Foreside Distribution Services, L.P./AmSouth Funds Foreside Distribution Services, L.P./Asset Management Fund Foreside Distribution Services, L.P./Boston Trust Mutual Funds Foreside Distribution Services, L.P./Cavanal Hill Funds Foreside Distribution Services, L.P./First State Trust Company Foreside Distribution Services, L.P./Greenwich Advisors India Select Fund Foreside Distribution Services, L.P./Horizon Global Advisors Umbrella Fund LLC Foreside Distribution Services, L.P./HSBC Investor Funds Foreside Distribution Services, L.P./IMS Funds Foreside Distribution Services, L.P./IRT Mutual Funds Foreside Distribution Services, L.P./IVA Fiduciary Trust Foreside Distribution Services, L.P./IVA Global SICAV Fund Foreside Distribution Services, L.P./Leader Short Ten Bond Fund Foreside Distribution Services, L.P./Nations Offshore Mutual Funds Foreside Distribution Services, L.P./Old Mutual Funds Foreside Distribution Services, L.P./Old Mutual Global Funds PLC Foreside Distribution Services, L.P./Permal Offshore Funds Foreside Distribution Services, L.P./ProFunds Foreside Distribution Services, L.P./Ridgeworth Funds Foreside Distribution Services, L.P./Signature Liquidity Fund, Ltd. Foreside Distribution Services, L.P./Skandia Global Funds PLC Foreside Distribution Services, L.P./SunTrust Bank Collective Trust Funds Foreside Distribution Services, L.P./Union Bank of California N.A. Stable Val. Fund Foreside Distribution Services, L.P./USAllianz Mutual Funds Foreside Distribution Services, L.P./Victory Funds Foreside Distribution Services, L.P./Victory Institutional Funds Foreside Distribution Services, LP/Ridgeworth Money Market Funds Foreside Fund Services, LLC Foreside Fund Services, LLC/ Wright Investor Foreside Fund Services, LLC/Aberdeen Funds Foreside Fund Services, LLC/American Beacon Funds Foreside Fund Services, LLC/Bridgeway Funds Foreside Fund Services, LLC/Century Funds Foreside Fund Services, LLC/Dundee Wealth Funds Foreside Fund Services, LLC/Henderson Global Funds 5816 6641 6622 5807 4928 Foreside Fund Services, LLC/Liberty Street Funds Foreside Fund Services, LLC/Nomura Partners Funds, Inc. Foreside Fund Services, LLC/PMC Funds Foreside Fund Services, LLC/Sound Shore Funds Foreside Fund Services, LLC/Turner Funds Foreside Fund Services, LLC/Wintergreen Fund Foresight Investments, LLC Forest Securities, Inc. Forester Funds, Inc. Foresters Equity Services, Inc. Forge Financial Group Inc. Forside Distribution Services LP/Northern Trust Funds Forsyth Securities Fortis Clearing Americas LLC Fortis Clearing Americas LLC Fortis Clearing Americas LLC Fortis Clearing Americas LLC Fortis Clearing Americas LLC Fortis Clearing Americas LLC Fortis Clearing Americas LLC Fortis Clearing Americas LLC Fortis Clearing Americas LLC Fortis Clearing Americas LLC Fortis Clearing Americas LLC Fortis Clearing Americas LLC Fortis Clearing Americas LLC Fortis Clearing Americas LLC Fortis Clearing Americas LLC Fortis Clearing Americas LLC Fortis Clearing Americas LLC Fortis Clearing Americas LLC Fortis Clearing Americas LLC Fortis Clearing Americas LLC Fortis Clearing Americas LLC Fortis Clearing Americas LLC Fortis Clearing Americas LLC Fortis Clearing Americas LLC Fortis Clearing Americas LLC Fortis Clearing Americas LLC Fortis Clearing Americas LLC Fortrend Securities, Inc. Fortune Securities, Inc. Founders Equity Securities, Inc. 401K Investment Services, Inc./TPA 401Kstore.com (The) Fourth Street Financial Group Fox River Execution Technology, LLC Fox River Execution Technology, LLC Fox River Execution Technology, LLC Fox River Execution Technology, LLC Fox Run Alpha Fund, L.P. Fox, Reusch & Co., Inc. FPA Fund Distributors, Inc. Frank Funds Franklin Securities, LLC Franklin Street Securities, Inc. Franklin/Templeton Distributors, Inc./St. Petersburg Frazer Lanier Company (The) Fred Alger & Co., Inc./Alger Sicav Fred Alger & Company, Incorporated Fred Alger & Company, Incorporated Freedom Investments, Inc. Freedom Investors Corp. Freimark Blair & Co., Inc. 6767 5426 5747 5649 5592 5721 FITE FORE 0443 0727 4949 0149 0750 6633 0235 0330 0501 0501 0695 0695 0695 0695 0695 0695 0695 0695 0695 0695 0695 0695 0695 0695 0695 0695 0695 0695 0695 0695 0695 0695 0695 0695 0052 0234 0234 7119 7129 0161 0352 0442 0501 0627 0352 5851 6671 FRSE FSST 0443 5534 FLCO 4950 5594 0158 0571 0279 0161 6909 TFT 0443 0443 CNS CNS CNS

5677

5633 5814 4995 6614 4724 5410 5804 5439 5750 5940 4888 4969 4920 6673 5826

FRGP

0750

CNS

5562

4695 6628 5686 5723 5348 5659 5872 4899 5742 5485 5597 6549 5528

FSII LIMF LIMG LIMS ALGF DAQF EWTF FMGF FRTA FSIK FSOM FTMG HBIA HBIF HBIS INTF JMPF LIMC QLBF QLTX RTSF STRF SUNX TEZF TMGX VIRF VLTF PFAG FORI FRTN FNDR

0235

CNS

0052 0234

CNS CNS

FORS FREX FOXB FRET FREE FOXN FOXR

0161

CNS

0352 6851

CNS TFT

ALGR FDMI FRIC FBLC

0571 0279 0161

CNS CNS CNS

Alphabetical Reference January 2011

Fried (Albert) & Company, LLC Friedman Luzzatto & Co Friedman, Billings, Ramsey & Co., Inc. Friess Associates, LLC Frontegra Funds, Inc. Frontegra Funds, Inc./Ironbridge Funds, Inc. Frontier Financial Consultants, Inc. Frontier Trust Company Frontier Trust Company/P.J. Robb Variable Corp. Frost Brokerage Services, Inc. Frost National Bank-Capital Markets FRS Securities, LLC FSC Securities Corp. FSC Securities Corporation/Advantage Capital FSC Securities Inc. FTC Capital Markets, Inc. FTN Financial Services Corp. FTN Financial Services Corp. FundQuest Incorporated Funds Distributor, LLC Funds Distributor, LLC/Ashmore Funds Funds Distributor, LLC/GMO Trust Funds Distributor, LLC/MIRAE Asset Discovery Funds Funds Distributor, LLC/Munder Funds Further Lane Securities L.P. Fusion Analytics Securities LLC G&L Partners, Inc. G. F. Investment Services, LLC G.A. Repple & Company Gabelli & Company, Inc. Gabelli Funds - (NFDS) Gage-Wiley & Co., Inc. Gagnon Securities LLC Gar Wood Securities, LLC Gar Wood Securities, LLC Garbacz Group Inc. (The) Garden State Securities Inc. Gardner Financial Services Inc. Gardner Rich, LLC Gardnyr Michael Capital, Inc. Garrett (Andrew) Inc. Garrett Nagle & Company, Inc. Gartmore Morley Capital Management, Inc. Gates Capital Corporation Gates Capital Corporation, Inc. Gateway Securities Inc./CDS Gatten Sadowski Inc Gaye (C.E.) & Sons Securities, Ltd. GBM International, Inc. GBM International, Inc. GBS Financial Corporation GE Financial Trust Company GE Investment Distributors, Inc. Gelber Securities, LLC Gelber Securities, LLC Geneos Wealth Management, Inc General Securities Corp. Genesis Securities, LLC Genesis Securities, LLC Genesis Securities, LLC Genesis Securities, LLC Genesis Securities, LLC Genesis Securities, LLC Genuity Capital Markets USA, Corp Genworth Financial Securities Corporation Genworth Life and Annuity Insurance Company AFCO FRLZ FBRC 0284 0352 4978 5507 5321 FFCI 2563 6531 0226 0161 0169 0191 0443 0608 0202 0501 3910 5497 5195 6680 5322 5617 0443 0103 0019 0226 4076 0141 5574 0352 0352 0234 0235 0235 0161 0750 0235 0226 4811 0443 0443 5046 0235 0141 0443 CNS CNS CNS CNS 0141 0141 0352 0443 0235 0235 0161 0750 0235 0226 CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS 0443 CNS 0284 0103 0352 CNS CNS CNS Genworth Life and Annuity Insurance Company Genworth Life Insurance Company Genworth Life Insurance Company of New York Geoffrey Richards Securities Corp. Georgeson Shareholder Securities Corp. Georgetowne Funds Gerbro Securities, Inc. GETCO Execution Services, LLC Getco Execution Services, LLC Getco Securities, LLC GFI Securities LLC GFI Securities, LLC Gfong Associates, Inc. Gilbert, Doniger Co., Inc. Gilboy (P.R.) & Associates, Inc. Gilder, Gagnon, Howe & Co., LLC Gilford Securities Incorporated - Retail Girard Securities, Inc. Girard Securities, Inc. GIT Investment Services, Inc. Gladowsky Capital Management Corp. Glazer (C.G.) & Company, Inc. Glazer (C.L.) & Co. GLB Trading, Inc. GLB Trading, Inc. Gleacher & Company Securities, Inc. Glendale Securities, Inc. Glenmede Trust Company, N.A. (The) Glenwood Securities, Inc Glickenhaus & Co. Glickenhaus & Co. Glickenhaus & Co. Global Brokerage Services, Inc. Global Credit Partners, LLC Global Crown Capital LLC Global Crown Capital, LLC Global Financial Services, Inc. Global Hunter Securities LLC Global Investor Services, L.C. Global Investor Services, LLC Global Maxfin Capital Inc./CDS Global Maxfin Capital Inc./CDS Global Resource Investments, Ltd. Global Securities Corporation/CDS Global Strategic Investments, LLC Global Strategic Investments, LLC Global Trust Company Global Trust Company/NRS Global Trust Company/NTRS Global-American Investments, Inc. Globalink Securities, Inc. Glynn (J.A.) & Co. GMP Securities L.P./CDS GMS Group (The), LLC Gold Coast Securities, Inc. Goldberg (Gary) & Co., Inc. Golden Beneficial Securities Goldman Capital Management, Inc. Goldman Sachs & Co. Goldman Sachs & Co./Commerce Funds Goldman Sachs & Co./Goldman Sachs International Funds Goldman Sachs Execution & Clearing Goldman Sachs Execution & Clearing Goldman Sachs Execution & Clearing Goldman Sachs Execution & Clearing Goldman Sachs Execution & Clearing Goldman Sachs Execution & Clearing 5752 4586 4553 0235 0161 5992 0530 0530 0103 0443 0501 0161 0279 0352 0141 0226 0415 0443 0501 0443 0234 0234 0352 0234 2139 0284 5514 0443 0279 0234 0234 0234 0352 0019 0352 0443 5092 5026 0235 5069 0234 5915 5311 5357 0234 0234 0443 5016 0443 4083 0234 0019 5572 5799 6570 0501 0501 0501 0501 0501 0501 0443 0279 0352 0141 0226 0226 0443 CNS CNS CNS CNS CNS CNS CNS CNS 0235 0161 0226

TAIG GSSC GERO GFLO GESX GETS GFIG GFIS FONG GDCO PRGA GILG RGIL GIRL GIMM GCMC CLGC CLGL GLBT GLBX GLCH GLEN GLWD GLIC GLIC GSBI GCPL TMAI GCCL GFSI GLBL GISJ HBCO GMAX GRIL GSCF GSIL GSRI

CNS CNS CNS

CUFT FROS FSEC

0226 6751 0161

CNS TFT CNS

FSCS FTCG FTSC FTNP

0443 0202

CNS CNS

FARS INDX GNLP GFBD GABE GGWI GAGN GARW GWDS JGII GRST GAFI GDNR GMCI ANDG GARR

0234 0234 0352 0234

CNS CNS CNS CNS

0443

CNS

0279 0234 0234 0352 0019 0352 0443

CNS CNS CNS CNS CNS CNS CNS

GATS GATS GTWY GSAD PUMP GBMT GBMS GBSL

0234 0443

CNS CNS

GELB GLBY GENS GNDS GNDT GNSA GNSB GNSD GNSG GCMU

0443 0158 0103 5970 5679 0695 0695 0244 0279 0234 0118 0118 0161 0234 0234 0234 0471 4525

GAME PSRI GLYN GMPS GMSG GRYG GOBE GCMI

0234 0234 0443 5016 0443 0226 0234 0019

CNS CNS CNS CNS CNS CNS CNS CNS

0234

CNS

BZZH GSFF GSGG GSHH GSII GSJJ

Alphabetical Reference January 2011

Goldman Sachs Execution & Clearing Goldman Sachs Execution & Clearing Goldman Sachs Execution & Clearing Goldman Sachs Execution & Clearing Goldman Sachs Execution & Clearing Goldman Sachs Execution & Clearing Goldman Sachs Execution & Clearing Goldman Sachs Execution & Clearing Goldman Sachs Execution & Clearing Goldman Sachs Execution & Clearing Goldman Sachs Execution & Clearing Goldman Sachs Execution & Clearing Goldman Sachs Execution & Clearing Goldman Sachs Execution & Clearing Goldman Sachs Execution & Clearing Goldman Sachs Execution & Clearing Goldman Sachs Execution & Clearing L.P. Goldman Sachs Execution & Clearing L.P. Goldman Sachs Execution & Clearing L.P. Goldman Sachs Execution & Clearing L.P. Goldman Sachs Execution & Clearing L.P. Goldman Sachs Execution & Clearing L.P. Goldman Sachs Execution & Clearing L.P. Goldman Sachs Execution & Clearing L.P. Goldman Sachs Execution & Clearing L.P. Goldman Sachs Execution & Clearing L.P. Goldman Sachs Execution & Clearing L.P. Goldman Sachs Execution & Clearing, L.P. Goldman Sachs Execution & Clearing, L.P. Goldman Sachs Execution & Clearing, L.P. Goldman Sachs Execution & Clearing, L.P. Goldman Sachs Execution & Clearing, L.P. Goldman Sachs Execution & Clearing, L.P. Goldman Sachs Execution & Clearing, L.P. Goldman Sachs Execution & Clearing, L.P. Goldman Sachs Execution & Clearing, LP Goldman Sachs International Ltd. Goldman, Sachs & Co. Gordon & Co. Gordon Hasket & Co. Gordon, Haskett Capital Corporation Gordon, Haskett Capital Corporation Gorian Investment Group Gotham Lawrence Corporation GPC Securities, Inc. GPC Securities, Inc./Trust Networking Grace Financial Group LLC Grace Financial Group, LLC Grace Financial Group, LLC Grace Financial Group, LLC Grace Financial Group, LLC Grace Financial Group, LLC Grace Financial Group, LLC Graham (B.B.) & Company Gramercy Financial Services, LLC Gramercy Securities, Inc. GSKK GSLL GSMM GSNN GSOO GSPP GSQQ GSRR GSSS GSTT GSUU GSVV GSWW GSXX GSYY GSZZ BZYF BZYG BZYH BZYI BZYJ BZYK BZYM BZZH BZZJ BZZO BZZP SILK GSAA GSBB GSCC GSDD GSEE SETS SGMA BTGG GSCO GORD GHAS GHCC GORN GTRN GOLA 0501 0501 0501 0501 0501 0501 0501 0501 0501 0501 0501 0501 0501 0501 0501 0501 0501 0501 0501 0501 0501 0501 0501 0501 0501 0501 0501 0501 0501 0501 0501 0501 0501 0501 0501 0501 5208 0005 0435 0226 0226 0501 0750 0678 0473 0501 0501 0158 0158 0158 0158 0501 0235 0443 0750 0501 CNS Grand Capital Corp. Granite Associates Inc. Granite Financial Group, Inc. Granite Financial Group, Inc. Grant Williams, L.P. GRB Financial LLC Great American Advisors, Inc. Great American Life Insurance Company Great Eastern Securities, Inc. Great Pacific Securities Great Point Capital LLC Greater Community Financial LLC Great-West Life & Annuity Insurance Company Green Street Advisors, Inc. Greenberg Financial Group Greencoast Capital Partners, LLC Greenman, Parker, Connally, Greenman, Inc. Greentree Brokerage Services, Inc. Greenwich Capital Markets, Inc. Greenwich Financial Services LLC Greenwich High Yield LLC Greenwich Prime Trading Group, LLC Grenel & Company GRF Capital Investors Inc. Griffin Financial Group, LLC Griffin Securities, Inc. Griffin, Mills & Long, LLC Griffith (M.) Locke Investment Services, Inc. Griffon May, Inc. Grigsby & Associates, Inc. Griswold Company, Inc. Grodsky Associates, Inc. Grossman & Co., LLC Grubb & Ellis Equity Advisors, Transfer Agent, LLC Grubb & Ellis Equity Advisors, Transfer Agent, LLC/Grubb & Ellis Apartment Reit, Inc. Grubb & Ellis Equity Advisors, Transfer Agent, LLC/Grubb & Ellis Healthcare Reit II, Inc. Gruss (Oscar) & Son Incorporated Gruss (Oscar) & Son Incorporated GRW Capital Corp. GSECLP/Equities Execution GSECLP/Kellogg Capital GSECLP/Princeton Securities Group GSECLP/Wolverine Trading G-Trade Service, LLC Guaranty Financial Insurance Solutions Inc. Guardian Insurance & Annuity Company, Inc. (The) Guardian Insurance & Annuity Company, Inc./Fund Trading Guardian Investor Services LLC Guggenheim Funds Distributors, Inc. Guggenheim Securities LLC Guggenheim Securities, LLC Guggenheim Securities, LLC Guggenheim Securities, LLC GunnAllen Financial, Inc. Gunnar (Joseph) & Co., LLC Gurun Inc. Guzman & Company Guzman & Company Guzman & Company GWFS Equities, Inc. GWM Group, Inc GRND GAFL GFIN GFNC GWLP GRBF AGSS 0052 0501 0158 0158 0309 0750 0052 CNS

0309 0750 0443

CNS CNS CNS

GREA GPSS MAVB GRCF

5949 0234 0226 0442

0226 0443

CNS CNS

GNAV NEHL GCPM GPCG GBSI CAPM GFSL GHYL GPTG GRNL GRFC GRFN GSEC PRNC GRIF MACP GRIG GRIS GROD TRDW

4735 0443 0235 0443 0443 0161 0309 0501 0501 0235 0234 0234 0234

0235 0103 0443 0443 6777 0161 0309

CNS CNS CNS CNS TFT CNS CNS

0235 0234 0234 0141 0443 0279

CNS CNS CNS CNS CNS CNS CNS CNS

0501 0234 5415 0226 0234

3464

OGRU GRWC

3465 0420 0019 0443 0048 0399 0151 0501 0443 7504 4533 4637 5573 0526 0181 0352 0443 0443 0543 0226 0161 0501 0234 0257 CNS

SLWT GTRD

0005 0226 0226 0141

CNS CNS CNS CNS

CLYM GUGG LNKS GUGS GNLR JGUN GURN GZML GUZM GZMN RLCC

0526 0352 0443 0543 0226 0279 0161 0501

CNS CNS CNS CNS CNS CNS CNS CNS

GFGO GFGH GFGL GFGL GFGP GFGP MVPF BBGC GMCY SCRI

0501

CNS

0235 0443

CNS CNS

0226

CNS

Alphabetical Reference January 2011

GWM Group, Inc. H. Beck, Inc. H. G. Wellington & Co., Inc. H.C. Wainwright & Co., Inc. Haberman Brothers Hahn Securities, Inc. Halcyon Cabot Partners, Ltd. Hallmark Investments, Inc. Hamershlag, Dodeles & Co., LLC Hamershlag, Dodeles & Co., LLC Hamilton Johnston & Co., Inc. Hampton Securities (USA), Inc. Hancock Investment Services, Inc. Hancock Securities Group, LLC Hand Benefits & Trust Company Hand Benefits & Trust Company Hand Securities, Inc. Hanmi Asset Securities, Inc. Hanson McClain Hantz Financial Services, Inc. Hantz Financial Services, Inc. Hapoalim Securities USA, Inc. Hapoalim Securities USA, Inc. Harbor Funds Distributors, Inc. Harbour Investments Inc. Hardcastle Trading USA, LLC Harger and Company, Inc. Harmon Financial Advisors, Inc. Harris (Chester) & Co., Inc. Harris Investors Services, Inc. Harris N.A. Harris, N.A. Hart (LJ) & Company Hartfield, Titus & Donnelly, LLC Hartford Investment Financial Services Co. Hartford Investment Financial Services Co./Upromise Hartford Investment Financial Services/Hartford Advantage Investments Ltd. Hartford Life and Annuity Insurance Company Hartford Life Insurance Company (The) Hartford Life Insurance Company/Corporate Business Hartford Life Insurance Company/Government Business Hartford Life Insurance Company/HLS Fund of Funds Hartford Life Insurance Company/Life Business Hartford Life Insurance Company/Mutual Fund Hartford Securities Distribution Company, Inc. Hartford Securities Distribution Company, Inc./PRG Harvest Capital LLC Harvest Financial Corporation Harvestons Securities, Inc. Harvestons Securities, Inc. Havenwood Capital Markets, LLC Havkit Corporation Hayden Stone & Co., LLC Haywood Securities (USA) Inc. Haywood Securities Inc. Hazlett, Burt & Watson, Inc. Hazlett, Burt & Watson, Inc. HBK Finance, LP HCFP/Brenner Securities, LLC Heartland Investment Associates Hedge Fund Capital Partners, LLC RLCC HBCK WELC WAIN HABB WMPB BBHP HMRK HASK HASD HAJO HMPT HANK DHAN 0226 0702 0158 0501 0750 0309 0235 0234 0234 0161 0226 0727 4866 5950 0309 0279 0614 0279 0443 0443 5471 0501 0235 6022 0443 0702 0158 0750 0309 0235 0234 CNS CNS CNS CNS CNS CNS CNS Heflin & Co. LLC Hefren-Tillotson, Inc. Hefren-Tillotson/Shelby, Kern, Frederick and Shelby Div. Heidtke & Company, Inc. Height Securities, LLC Henderson Capital Partners LLC Henley & Company LLC Hennig (Carl M.) Inc. Hennion & Walsh, Inc. Heritage Financial Systems, Inc. Herndon Plant Oakley Herold (Bernard) & Co. Herzfeld (Thomas J.) & Co., Inc. Hewitt Associates LLC Hexagon Securities, LLC HFC Capital Corporation HFP Capital Markets LLC Higgins Capital Management, Inc. High Point Capital Group, Inc. Highland Information Services Inc. Highlander Capital Group, Inc. Hightower Securities, LLC Hightower Securities, LLC Hill Thompson Magid & Co Inc. HKC Securities HLM Securities, Inc. Hold Brothers Execution Services LLC Hold Brothers Online Investment Services LLC Hold Brothers On-Line Investment Services, LLC Hold Brothers On-Line Investments, LLC Hollencrest Securities, LLC Home Financial Services, Inc. Homestead Funds, Inc. Hornor, Townsend & Kent, Inc. Hornor, Townsend & Kent, Inc. Horwitz & Associates, Inc. Howard Weil, Incorporated Howe Barnes Investments, Inc. Howells (M.S.) & Co. Howells (M.S.) & Co. HRC Investment Services, Inc. HSBC Bank USA, N.A./Buffalo HSBC Bank USA, N.A./IPB HSBC Bank USA, National Association HSBC Bank,USA, N.A./Buffalo IPS HSBC Securities (USA) Inc. HSBC Securities (USA), Inc./Fixed Income Securities HSBC Securities (USA), Inc./Stock Loan Hudson Securities, Inc. Hudson Securities, Inc. Hudson Securities, Inc. Hugo Marx & Co., Inc. Humbard, James W. Hunter Associates Inc. Hunter Scott Financial, LLC Hunter World Markets, Inc. Huntingon National Bank Huntington Investment Company Huntington National Bank/Traditional Insurance Huss Services, Inc. Hutchinson, Shockey, Erley & Co. HybridTrading, LLC I-Bankers Securities, Inc. IBC Agency Inc. IBERIA Capital Partners L.L.C. HEFL HEFR SKFS BUZZ HITS HCPI HENY HENN NHWI HFSB HPOL HERO HERF HXGN HCFN HFPC HIGG COHI HIPC HIGH HTWR HTJP HILF HKCS HLMS 0443 0443 0443 0443 0141 0019 0279 0443 0235 0727 0443 7107 0443 0501 0158 0235 0161 0443 0352 0352 0727 0528 0501 0279 0784 0352 6553 HOTO HORW HWIL HOWE HWLS MSHJ HRCS 0326 0352 0226 0141 0019 0019 5971 2122 2165 2049 0816 0486 0816 0161 0161 0501 0052 0443 0750 0234 2305 0226 5383 0234 0049 0158 6189 0226 0443 CNS 0279 0352 2447 CNS 0158 0235 0226 0161 0443 0226 0352 0443 0352 0727 CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS 0279 0443 0235 0141 0727 0141 0443 0141 CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS

0226 0226 0727

CNS CNS CNS

AIRS HANS HMRN HAFS ITEC POLI HARB HCTA HRGR CHHS HRRS HRST

0309 0226

CNS CNS

0443 0443 0443 0501 0235 0141 0443 6713

CNS CNS CNS CNS CNS CNS CNS TFT CNS CNS

HBON ONLI HOLD HLLC VOLS

2697 LJHT HFLD 0451 4856 5892 0443 0451

CNS TFT

4829 4669 4501 4662 4663 4681 4658 4599 0765 5920 0701 0727 0226 0279 0052 0052 0279 5058 0226 0252 0158 0234

0226 0141 0019 0019 0443

CNS CNS CNS CNS CNS

HSBK HSBM HSBC HDSM HDSN HDSI MARX JWHJ HNTR PLCP WRLD HUCO

0816 0486 0161 0161 6741 0443 0235 0226

CNS CNS

CNS CNS TFT CNS CNS CNS

HACA HVST HARS HARS HAVN HAVK HAST HAYV HASF HAZL HBKI HCBR HIAI KKSS

0701 0727 0226 0279

CNS CNS CNS CNS

0279 0226 0352 0158 0226

CNS CNS CNS CNS CNS

HUSS HUTC HYBD MILE IBER

0234 6963 0049

CNS TFT CNS

0226

CNS

Alphabetical Reference January 2011

IBG Trading, LLC ICAP Corporates LLC ICAP Corporates LLC ICAP Corporates LLC ICAP Corporates, LLC ICAP Corporates, LLC ICD Securities ICMA-RC Services, LLC ICMA-RC Services, LLC Icon Distributors, Inc. ICP Securities LLC ICP Securities, LLC IFC Holding, Inc./Invest Financial Corporation IFC Holdings, Inc. IFMG Securities, Inc. IIG Horizons Securities LLC Illustro Trading LLC Imperial Capital, LLC Imperial Investments Ltd. IMS Securities Inc. Incapital, LLC Independent Bankers' Bank of Florida Independent Brokers LLC Indiana Merchant Banking & Brokerage Co., Inc. Indiana Securities, LLC Industrial and Commerical Bank of China Financial Services LLC Infinex Investments Inc. Infinity Financial Services Infinium Securities, Inc. Infinium Securities, Inc. Infinium Securities, Inc. ING Financial Advisers, LLC ING Financial Markets LLC ING Financial Markets, LLC ING Financial Partners, Inc. ING Financial Partners, Inc./LSSI ING Investment Advisors, LLC ING Investment Advisors, LLC/TPA Accounts ING Investment Management Services LLC ING Investments Distributor, LLC ING Investments Distributor, LLC/ING IODC ING Investments Distributor, LLC/ING Offshore ING Life Insurance and Annuity Company ING Life Insurance and Annuity Company/Fund Serv/Trading ING Life Insurance and Annuity Company/ING Financial Solutions ING Life Insurance and Annuity Company/INVGVA ING National Trust Company ING National Trust Company/IFS ING Private Wealth Management LLC ING USA Annuity and Life Insurance Company ING USA Annuity and Life Insurance Company/Mutual Funds Trading Ingalls & Snyder, LLC Inlet Securities, LLC Innova Securities Inc. Instinet, LLC Instinet, LLC Instinet, LLC Institutional Capital Management, Inc. Institutional Securities Corporation Integral Financial, LLC IBGT GARB POLW GARC GARQ GARZ ICDS 0501 0148 0161 0501 0501 0501 0750 0282 4942 5549 0161 0566 ISFA LBSC IIGH ILUS IMPC IMPL IMSS INCP IBBF INDE IMBB INDI ICBK NFTY INFN INFC INFU INGG INGF 0226 0226 0226 0541 0443 0501 0279 0235 0309 0279 0727 0388 0113 0727 0161 0234 0551 0172 0270 0270 0492 0465 0291 0591 FSFS 0352 5734 5859 5473 4508 4575 4740 4635 2360 5377 INGW 4506 4510 0124 0750 0161 0067 0436 0067 0235 0279 0279 0443 CNS 0352 CNS 0443 CNS CNS CNS CNS 0148 0161 0161 CNS CNS CNS Integrity Brokerage Services Integrity Funds Distributor, Inc. Integrity Life Insurance Company Integrity Trading, Inc. Interactive Brokers LLC Interactive Brokers LLC/Timber Hill Specialist Corp. Interactive Brokers, LLC/Retail Clearance Interbolsa Securities, LLC Intercarolina Financial Services, Inc. Intercoastal Financial Services Corp. Intercontinental Asset Management Group, Ltd. Intermerchant Securities LLC International Assets Advisory, LLC International Capital Markets, Inc International Correspondent Trading, Inc. International Strategy & Investment Group, Inc. International Strategy & Investment Group, Inc. Internet Capital Markets Corporation Interpacific Investors Services, Inc. Intervest International Equities Corporation INTL Trading, Inc. InTrade, LLC Invemed Associates, LLC Invesco Distributors, Inc. Invesco Distributors, Inc./AIM Global Advisors Limited Invesco Distributors, Inc./Fund Management Co. Invesco Distributors, Inc./Offshore Investacorp Investacorp, Inc. Investacorp, Inc. Investec Securities (U.S.) LLC Investin Securities Corp. Investment Center (The) Investment Center, Inc. (The) Investment Centers of America, Inc. Investment Management Corporation Investment Management Services, Inc. Investment Network, Inc. Investment Partners Asset Management Investment Placement Group Investment Planners Inc. Investment Professionals, Inc. Investment Professionals, Inc. Investor Service Center Inc. Investors Bank & Trust Company Investors Bank and Trust Institutional Company Investors Capital Corporation Investors Capital Corporation Investors Securities Services, LLC Investscape, Inc. Invex, Inc. IPO Capital Ironstone Securities Inc. Isaak Bond Investment, Inc. ISERoute, LLC Island Traders Securities Israel A. Englander & Co., Inc. Israel A. Englander & Co., Inc. Israel A. Englander & Co., Inc. Israel A. Englander & Co., Inc. Itau Europa Securities Inc. Itau Securities, Inc. IBSJ 0234 5657 4549 0234 0017 0046 0534 0443 0234 0052 0443 0234 0226 0352 5591 0158 0226 0161 0238 0352 5540 4882 5450 6592 0138 0226 0352 0443 0234 0318 0443 0565 0235 0727 0727 3424 0352 0235 6052 5890 4946 2132 0443 6016 0234 0352 5039 0279 0161 0158 0019 0161 0352 0551 0443 0443 0443 0052 0443 0226 0352 CNS CNS CNS 0534 0443 0226 CNS CNS CNS 0234 CNS

INTG IBKR IBSP IBKR IBSA ICFS IFSC ICON IMSL INTA CNCR ICTI ISIG

0234

CNS

ICPX ICPS

0443 0161

CNS CNS

CNS CNS

0235 6778 0226 0279 0727 0388 0727 0161

CNS TFT CNS CNS CNS CNS CNS CNS

ICMC IPAC IVST INTL ITLC INVM

0226 0443 0161 0352

CNS CNS CNS CNS

ARCH INVE INVC NVST ICEN KCIM IMSI IVNT

0226 0352 0443 0234 0443 0235

CNS CNS CNS CNS CNS CNS

IPGR INPI INPR

0235 0443

CNS CNS

ICCP ISSC TIME IVEX IPOC ISSB IAAK ISEO ITSI IAEI IAEX IAEA IAEC IESI ITAU

0443 0443 0234

CNS CNS CNS

INGS LLSI INNO INTW INAR INCA ICMH ISCN INFI

0124 0750

CNS CNS

0443 0279 0161 0019 0161 0352

CNS CNS CNS CNS CNS CNS

0067 0235 0279

CNS CNS CNS

Alphabetical Reference January 2011

ITG Canada ITG, Inc. ITradedirect.com Corp. IVY Securities, Inc. J. Scott Securities Corp. J. W. Cole Financial, Inc. J.J.B Hilliard, W.L.Lyons, LLC J.J.B. Hilliard, W.L. Lyons, LLC J.K. Chilton & Associates, Inc. J.K. Financial Services, Inc. J.K.R. & Co., Inc. J.P. Morgan Clearing Corp. J.P. Morgan Clearing Corp./ Burke Trading, LP J.P. Morgan Clearing Corp./ Showel Capital, LP J.P. Morgan Clearing Corp./Jane Street Capital, LLC J.P. Morgan Clearing Corp./Option Opportunities J.P. Morgan Institutional Investments, Inc. J.P. Morgan Securities LLC J.P. Morgan Securities LLC J.P. Morgan Securities LLC/NYSE J.P. Morgan Securities LLC/Private Client Services Div J.P. Morgan Securities, Inc. J.P. Morgan Securities, Inc. J.P. Morgan Securities, Inc. J.P. Morgan Securities, Inc. J.P. Morgan Securities, Inc. J.P. Morgan Securities, Inc. J.P. Morgan Securities, Inc. Jack V. Butterfield Investments Company Jackson National Life Insurance Company Jackson National Life Insurance Company of New York Jackson National Life Insurance Company/Brooke Life Jackson Partners & Associates Inc. Jackson Securities LLC James Baker & Associates, L.P. Janco Partners Inc. Jane Street Markets, LLC Jane Street Markets, LLC Jane Street Markets, LLC Jane Street Markets, LLC Janney Montgomery Scott LLC Janney Montgomery Scott LLC Janus Distributors LLC Janus Distributors LLC/Janus Capital International Limited Jaypee International, Inc. JB Drax Honroe, Inc. Jefferies & Co., Inc. Jefferies & Co., Inc. Jefferies & Company, Inc. Jefferies & Company, Inc. Jefferies Execution Services, Inc. Jefferies Execution Services, Inc./Service Bureau Jefferson National Life Insurance Company Jeffrey Matthews Financial Group, LLC Jeffries Partner Opportunity Fund II, LLC Jesup & Lamont Securities Corp. Jesup & Lamont Securities Corp. Jettrade, Inc. JFD Securities, Inc. ITGC ITGI ITDC IVYS JSSC JWCF HLHC HDLY JKCA JKFS JKRC BSSC 5059 0099 0750 0235 JH Darbie & Co. Inc. JK Securities, Inc. JMP Securities, LLC JNK Securities Corp. John Hancock Funds, LLC John Hancock Life & Health Insurance Company/ LTC John Hancock Life Insurance Company John Hancock Life Insurance Company (U.S.A) John Hancock Life Insurance Company (U.S.A) /LTC John Hancock Life Insurance Company (USA) / Global Diversification John Hancock Life Insurance Company (USA) /Diversified Equity John Hancock Life Insurance Company (USA) /Fundamental Holdings John Hancock Life Insurance Company (USA)/Group Pension John Hancock Life Insurance Company (USA)/Insurance John Hancock Life Insurance Company (USA)/RPS Seg Funds & Accounting ET7 John Hancock Life Insurance Company of New York John Hancock Variable Life Insurance Company Johnson, Rice & Company LLC Johnston, Lemon & Co. Incorporated Jones (Edward D.) & Co. Jones Gable & Company LTD./CDS JonesTrading Joseph Grace Holdings, Inc. JP Morgan Chase Bank, N.A./Schroder Investments JP Morgan Chase Bank/ADP Express Account JP Morgan Chase Bank/IA JP Morgan Chase Bank/J.P. Morgan InstitutionalInvestments Inc. JP Morgan Retirement Plan Services LLC JPMCC / Bear Specialist, Inc. JPMCC / J.P. Morgan Securities Inc/Specialist JPMorgan Chase Bank N.A./JPMorgan Chase Health Savings JPMorgan Chase Bank N.A./Worldwide Securities Services Hewitt Accounts JPMorgan Chase Bank, N.A. / Custodial Trust Company JPMorgan Chase Bank, National Association JPMorgan Chase Bank/PB-PCS Shared Services JPMorgan Chase Bank/PCS Shared Services JPMorgan Chase Bank/TIAA-CREF JPMorgan Distribution Services, Inc. JPMorgan Distribution Services, Inc./JPM Off-Shore Funds JSF Securities Corp Jump Trading Jump Trading Jump Trading Jump Trading Jump Trading Jump Trading Jump Trading Jump Trading Jump Trading JHDR JKSI JSSF JNKK 0052 0750 0158 0501 5582 5910 4594 4513 5994 4716 4714 4715 4661 4660 CNS

0768 0279 0352 3827 3887 3837 3809 4871 0187 5865 0060 0406 0226 0352 0352 0352 0352 0352 0352 0235 4552 4584 4581 0100 0443 0443 0352 0352 0352 0352 0374 0374 5781 5467 0049 0234 0019 0352 0443 0535 0536 4573 0235 0019 0052 0234 0161

0750 0235 0352 0226 0768 0768 0103 0279 0443 0352

CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS

CHSI

0187

CNS

4704 4607 4595 0352 0443 0057 5070 0443 0727 6699 0409 2357 5978 7147 0351 0363 0915 0204 CUST 2424 0902 6652 2255 2006 5599 5798 0284 0120 0695 0695 0695 0695 0695 0695 0695 0695

PCSD BEAR BEST JPME JPMG JPMP JPMS JVBF

0226 0352 0352

CNS CNS CNS

0235

CNS

JRCO JOLE EDJO JNGF JONE ETSB

0443 0057 0443 0727

CNS CNS CNS CNS

JPTR JACK BAKR JANC JANE JANS JSPT NASJ JANY JMSI

0100 0443 6069 0443 0352

CNS CNS TFT CNS CNS

0374

CNS

JPII JBDH JEFF BDIR PJEF PJEF

0019 0352 0443

CNS CNS CNS

WDSB

JEFM JHYT JSUP JSLI JETT JFDS

0235 0019 0443 0226

CNS CNS CNS CNS

JSFA JTSS DYSO KACS MKME PXGG SPDM WINB WINF WINH

Alphabetical Reference January 2011

Jump Trading JVB Financial Group K.A. Associates Inc. K.R. Securities LLC Kabrik Trading Kabrik Trading LLC Kabrik Trading LLC Kadick Incorporated Kahn Brothers & Co., Inc. Kaiser and Company Kalos Capital Incorporated Kashner Davidson Securities Corporation Kaufman Bros., L.P. KBC Financial Products KCCI, Ltd. KDC Merger Arbitrage Fund, L.P. KDC Merger Arbitrage Master Fund, CV Keane Securities Co. Inc. Kedem Capital Corp. Keefe, Bruyette & Woods, Inc. Keeley Investment Corp. Keeley Investment Corp. Kelley (D.M.) & Co. Kellogg Capital Group LLC Kellogg Capital Markets, LLC Kellogg Partners Institutional Services LLC Kellogg Specialist Group, LLC Kelt (The) Group, LLC Kemper Investors Life Insurance Company Kemper Investors Life Insurance Company/Destinations Kendrick Pierce Securities, Inc. Kenneth, Jerome & Co., Inc. Kenny Securities Corp. Kensington Capital Corp. Kercheville & Company Kern, Suslow Securities, Inc. Kern, Suslow Securities, Inc. Kershner Securities, LLC Kershner Trading Group, LLC Kevin Dann & Partners, LLC Kevin Hart Kornfield & Co., Inc. Key Bank N.A. Key Investment Services LLC KeyBanc Capital Markets Inc. Keybank National Association Keystone Securities, LLC KGS Alpha Capital Markets LLC Kildare Capital Kildare Capital Kildare Capital Kiley Partners, Inc. Kimelman & Baird, LLC King (C.L.) & Associates, Inc. Kinsell, Newcomb & De Dios, Inc. Kipling Jones & Co., Ltd. KJM Securities, Inc. KMS Financial Services KMS Financial Services, Inc. Knight Capital Americas, L.P. Knight Capital Americas, L.P. Knight Capital Markets, LLC Knight Capital Markets, LLC Knight Equity Markets, L.P. Knight Equity Markets, L.P. Knight Execution & Clearing Services LLC Knight Execution & Clearing Services LLC WINR JVBG KALA KRCO KBKF KBKP KBRK KADI KBCO WYOM KALO KASH KBRO KBFP KCCI KDCO KDOF KEAN KEDM KBWI KEEL DMKC PERF KEGG KPAR KSGB TKGA 0695 0443 0352 0352 0695 0234 0284 0235 0443 0443 0750 0226 0352 0443 0580 0501 0161 0352 0443 0226 5661 0141 0501 0501 0161 0551 0226 4529 4578 0052 0052 0443 0309 0443 0158 0019 0501 0501 0158 5608 0799 0799 2205 0750 CNS 0443 0352 0352 CNS CNS CNS Knight Execution & Clearing Services LLC Knight Execution & Clearing Services LLC Knight Libertas, LLC Kohn (L.M.) & Company Kohn (L.M.) & Company Koonce Securities Inc. Korth (J.W.) & Company, Inc. Kovack Securities, Inc. Kovitz Securities, LLC Kramer Securities Corp. Krueger Brokerage, Inc. Kun-Lun Development Corporation Kuykendall & Schneider, Inc. KW Securities Corp. KW Securities Corporation Kyson & Company L & M Securities Co. L.S.Y., Inc. LaBranche Financial Services, Inc. LaBranche Financial Services, Inc. LaBranche Financial Services, Inc. LaBranche Structured Products LaBranche Structured Products Direct LaBrunerie Financial Services Ladenburg, Thalmann & Co. Inc. Lafayette Investments Incorporated Lafferty (R.F.) & Co., Inc. Laidlaw & Company (UK) LTD. Lake Forest Securities, LLC LAM Securities Lamon & Stern Inc. Lampost Capital, L.C. Lampost Capital, L.C. Lancaster Pollard & Co. Landolt Securities, Inc. Langdon Shaw Securities, Inc. Lantern Investments, Inc. Lara, Shull & May, Ltd. LaraDorbecker Securities Corporation Larimer Capital Corporation Larkin (Emmett A.) Co., Inc. LaSalle National Bank/Dealer Operations LaSalle St. Securities, LLC LaSalle Street Securities, Inc. Latour Trading, LLC Lauren & Merlin Inc. Laurential Bank of Canada/CDS LavaFlow, Inc. LavaFlow, Inc. LavaFlow, Inc. Lawson Financial Corporation Lazard Capital Markets LLC Lazard Capital Markets, LLC. Lazard Freres & Co., LLC Lazard Freres & Co., LLC/Lazard Global Active Funds (Offshore) LCS Securities, LLC Leader Investments, Inc. Leaders Group, Inc. (The) Lebanthal & Co., LLC Ledgemont Capital Markets, LLC Ledgewood Capital Management, LLC Leede Financial Markets Inc./CDS Leerink Swann & Company Leerink Swann & Company Legacy Asset Securities Inc. Legacy Financial Services, Inc. Legend Merchant Group, Inc. Legend Securities DTTX NITD LIBE LMKO KOSE KRTH KOVS KVTZ KRAM KRUG KLDC KUYK LAKA KWSC KYSN LMSC AMIC LABD LABS LABZ LASP LSPD LABR LTCO LSPI LAFB SBIL LAKE LMSE LAMS LAMP POST LANP LDOT LSSI LATN LAMA LDSC LARC LARK LSNB LASS BZYS LMFI FLOW LAVA GOTO LWFL LAZA LZCM 0232 0226 0103 0235 5001 0641 0501 0641 0443 0308 0352 4850 5417 0352 0727 0295 0295 0443 0235 0194 0712 0235 0226 0443 0235 0712 0235 0226 0443 0141

CNS CNS CNS CNS CNS CNS CNS

0235 0443 0226 0750 0226 0352

CNS CNS CNS CNS CNS CNS

0727 0279 0309 0235 0727 0161 0161 0161 0551 0551 0226 0235 0750 0727 0750 0234 0234

0352 0443 0226 0141 0501

CNS CNS CNS CNS CNS

0309 0352 0235 0226 0727 0226 0161 0161 0161

CNS CNS CNS CNS CNS CNS CNS CNS CNS

0188 0226 0141 0235 0750 0727 0750 0443

CNS CNS CNS CNS CNS CNS CNS CNS

KEND KJER KENY KENS KERC SLOW KSSC KRSH ZONE DANN KHKC KISL KEYB KEYS KGSA KCAP KILD KCAP KCIX KIML KING KOND KJCO KJMS KMSF KELG KELL TRIM KCMP NITE NITP VABD NITC

0052 0443

CNS CNS

6709 0226 0727 0158 0235 0235 0750 0443 0235 0226 0235 0750 2498 0226 0235

TFT CNS CNS CNS CNS CNS CNS TFT CNS CNS

0158

CNS

0226 0799 0799

CNS CNS CNS

0279 0279 0235 0352 0743 0309 0750

0443 0158 0279 0235 0352 0743 0309 0309 0226 0443

CNS CNS CNS CNS CNS TFT CNS CNS CNS CNS

0443 0308 0352

CNS CNS CNS

4835 0295 0295 0295 0295 0295 0295

0161 0161 0141

CNS CNS

LCSS LIIC LEAD LBCO NARI LEDG LEDE LEER LESW LASE LGND SPCS

0352 0727 0226 0443 0443

CNS CNS CNS CNS CNS CNS CNS CNS CNS

0049 5071 0443 0443 0235 4138 0235 0234

0443 0443 0235 0235

CNS

0295

Alphabetical Reference January 2011

Legend Securities, Inc. Legent Clearing LLC Legg Mason Investor Services, LLC Legg Mason Investor Services, LLC/529 Plans Legg Mason Investor Services, LLC/Citifunds Legg Mason Investor Services, LLC/Legg Mason Collective Trust Legg Mason Investor Services, LLC/Legg Mason Global Funds PLC Leigh Baldwin & Co., LLC LEK Securities Corporation Lemley, Yarling & Co. Lenox Financial Services Inc. Leonard & Company Leonard Securities, Inc. Lepercq, De Neuflize/Tocqueville Securities, L.P. Lerner (David) Associates, Inc. Lesko Securities Inc. Letsgotrade, Inc. Leumi Investment Services, Inc. Levco Securities, Inc. Levinson (S.J.) & Sons LLC Levy, Harkins & Co., Inc. Lexington Investment Co. Inc. Lexit Capital, LLC LF Rothschild, LLC LFC Securities, LLC LFC Securities, LLC Liberty Capital Investment Corp. Liberty Group, LLC Liberty Life Assurance Company of Boston Liberty Life Insurance Company Liberty Partners Financial Services, Inc. Liberum Capital Inc. Libucki & Co., LLC Lieblong & Associates, Inc. Lifemark Securities Corp. Lifetime Achievement Fund, Inc. Lighthouse Financial Group, LLC Lightspeed Trading, LLC Lightspeed Trading, LLC Lightspeed Trading, LLC Lightspeed Trading, LLC Lime Brokerage LLC Lime Brokerage LLC Lime Brokerage, LLC Lime Brokerage, LLC Lime Brokerage, LLC Lime Brokerage, LLC Lime Brokerage, LLC Lime Brokerage, LLC Lime Brokerage, LLC Lime Brokerage, LLC Lime Brokerage, LLC Lime Brokerage, LLC Lime Brokerage, LLC Lime Brokerage, LLC Lime Brokerage, LLC Lime Brokerage, LLC Lime Brokerage, LLC Lime Brokerage, LLC Lime Brokerage, LLC Lincoln Benefit Life Company Lincoln Benefit Life Company/Administered by SE2 Technology Solutions Lincoln Financial Advisors Lincoln Financial Securities LDSI LGNT 0234 0052 5749 5570 5834 5630 5833 6013 0512 0727 0235 0235 5862 5144 0234 0052 CNS Corporation Lincoln Investment Lincoln Investment Planning Inc. Lincoln Life & Annuity Company of New York Lincoln National Life Insurance Co./Connecticut Lincoln National Life Insurance Company Lincoln National Life Insurance Company/For Annuities (The) Lincoln National Life Insurance Company/For Life Lincoln National Life Insurance Company/II Lincoln Trust Company Linkbrokers Derivatives Corporation Linkbrokers Derivatives Corporation Linkbrokers Derivatives Corporation Lipper Convertibles, L.P. Liquid Capital Securities, LLC Liquidnet, Inc. Littlewood (L.P.) and Associates, Inc. LLK Insurance Brokerage Services, LLC Lloyd, Scott & Valenti, Ltd. LM Anderson Securities, LLC Locust Street Securities, Inc. Loeb Arbitrage Fund Loeb Partners Corporation/Retail Lombard Securities Incorporated Lombardi & Co., Inc. Long (S.G.) & Company Long Island Financial Group, Inc Longbow Securities, LLC Longleaf Partners Funds Loop Capital Markets, LLC Lord Abbett Distributors Lord Asset Management Trust Loring Ward Securities, Inc. Louis Capital Markets, L.P. Lovell Incorporated Lowell & Company LPL Financial Corporation LTC Investment Services, Inc. Lummis (J.M.) Securities, Inc. Lutheran Brotherhood Family of Funds (The) M & T Securities, Inc. M Fund Inc. M Holdings Securities, Inc. M&I Distributors LLC/Marshall Funds M&I Distributors, LLC M&I Marshall & Ilsley Bank M&T Securities, Inc. M. Amarico, Inc. M.J. Whitman, LLC / Third Avenue Capital PLC MacAllaster Pitfield Mackay Inc. MacDougall, MacDougall & MacTier Ltd./CDS Mack Investments Securities, Inc. Mackie Research Capital Corporation/CDS Mackie Research Capital Corporation/CDS Macquarie Capital (USA) Inc. Macquarie Capital (USA) Inc. Macquarie Private Wealth Inc./CDS Macquarie Private Wealth Inc./CDS Macro Risk Advisors, LLC Madden Securities Corp. Madison Avenue Securities LNCL 0443 0145 4686 4615 4500 4633 4634 4685 0579 0651 0501 0501 0695 0352

LSCI LEYA LENX LEOC LEON

0512 0727 0279 0235 0235

CNS CNS CNS CNS CNS

DLAE LSKO LETS LISI LEVN SJLS LEVY LEXI WCMP LFRO LFCS LFCF PURP JACQ

5144 0226 0234 0443 0418 0352 0352 0235 0279 0279 0309 0226

CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS

LINQ LINK LINX LPCO LIQD LQNT LTLI

0443

CNS

0551 0352 0141

CNS CNS CNS

0501 0352 0352 0234 0235 0279 0309

4641 4562 LPFS LINC LBKI LASI LMAR LFCM LSXF LSPE LSSU LSPG LBCE LIPR JFLI LITB LIFO LIMA LING LINH LINI LINJ LINL LINN LINO LINR LIMB LIME LIWO JXLI LIFC 0309 0352 0512 0309 0352 0141 0226 6514 0234 0234 0234 0442 0501 0100 0161 0019 0100 0330 0436 0442 0442 0442 0442 0442 0442 0442 0442 0501 0501 0501 0536 0695 4559 CNS CNS CNS CNS

LSVL ANSU LSSM LOEB LOBR LOMB LOCO SGLC LIFG LBOW LOOP

6009 0352 0501 0352 0352 0158 0019 0235 0309 0019 4863 0443 5500 6636 5672 0501 0309 0075

0352 0443 0352 0158 0235 0309

CNS CNS CNS CNS CNS CNS

0443

CNS

0234

CNS

LOUI LEVL LOWL YLPL AIAI JMLS

0279 0309 0075 0226 0226

CNS CNS CNS CNS CNS

MRIS MTDB AMCO

5106 0040 5425 0757 6561 5352 0992 0443 0158 5916 0664 5022 0727 5029 5029 0158 0158 5025 5010 0501 0443

0992 0443 0158

TFT CNS CNS

PMCI

MINV MREC RECA MACQ MSUS YKTN MRAD MADN MAVS

0158 0158

4689 LFAC 0211 0226 CNS

0279 0443

CNS CNS

Alphabetical Reference January 2011

Madison Avenue Securities, Inc. Madison Capital Markets, Inc. Madison Investment Advisors, LLC Madison Investment Advisors, LLC/Members Mutual Fund Madison Williams and Company Magnus (E.) Oppenheim & Co., Inc. Maguire Investments, Inc. Maia Securities, Inc. Main Street Management Company Maine Securities Corporation Mainsail Group LLC Mainsail Group, LLC Mako Financial Markets, LLC Managed Account Services, LLC Managers Investment Group, LLC Manhattan Beach Trading Financial Services, Inc. Manning & Napier Investor Services, Inc. Manning (V.M.) & Co., Inc. Manor Investment Funds, Inc. Manufacturers & Traders Trust Company Manufacturers & Traders Trust Company/TPA Manufacturers and Traders Trust Company Manulife Securities Inc./CDS Maple Securities U.S.A. Inc. Maple Securities USA, Inc. Maplewood Investment Advisors, Inc. Marco Polo Securities Inc. Marcus Schloss & Co., Inc. Mark Boyar & Co., Inc. Marquat, Jean Marquette De Bary Co., Inc. Marquis Financial Services, Inc. Marsco Investment Corporation Martinez-Ayme Financial Group Incorporated Mason Securities, Inc. Massachusetts Mutual Life Insurance Co./Fund Operations Massachusetts Mutual Life Insurance Company Massie Capital Ltd. Matrix Capital Group, Inc. Matrix Capital Group, Inc. Matrix Capital Group, Inc. / The Monteagle Funds Matrix Capital Group, Inc./Amidex Matrix Capital Group, Inc./Catalyst #2 Matrix Capital Group, Inc./Catalyst Funds Matrix Capital Group, Inc./Congressional Effect Fund Matrix Capital Group, Inc./Frank Funds Matrix Capital Group, Inc./Nest Egg Funds Matrix Capital Group, Inc./Pope Family of Funds Matrix Capital Group, Inc./Shields & Company Matthew 25 Fund, Inc. Matthews (Joseph) & Co. Max International Broker/ Dealer Corp Maxim Group, LLC Maximum Financial Investment Group, Inc. Maxxtrade, Inc. May Davis Partners, LLC MBSC Securities Corporation EQUI 6428 0049 6577 4987 0443 0750 0235 0235 0279 0501 5411 0501 5736 MBTS 0234 5753 0750 5709 0234 0750 CNS MBSC Securities Corporation/Mellon Bank N.A. (MCM) MBSC Securities Corporation/Mellon Bank N.A. (SMAM) MBSC Securities Corporation/Mellon Bank, NA (TBC) MBSC Securities Corporation/Mellon Global Funds MBSC Securities Corporation/The Bank of New York Mellon MBSC, LLC McAdams Wright Ragen, Inc. McCamish Systems, LLC McClurg Capital Corporation McCourtney-Breckenridge & Company McDermid Capital Corp. McDonnell, Inc. McGowan (J.P.) & Company, Inc. McKelvey (George) Co., Inc. McKenna (D.B.) & Co., Inc. McKim Capital, Inc. McKinnon & Company Inc. MCL Financial Group, Inc. McLiney & Company McMahan Securities Co. L.P. McMillion Securities, Inc. McNicoll, Lewis & Vlak LLC McNicoll, Lewis & Vlak LLC MDB Capital Group, LLC Means Investment Company, Inc. MEB Options, LLC Meeschaert Capital Markets, Inc. Mell (W.H.) Associates, Inc. Mellin Securities, Inc. Melvin Securities, LLC Mercadien Securities Mercantile Brokerage Services, Inc. Mercator Associates, LLC Mercator Associates, LLC Mercer Trust Company Mercer Trust Company Merchant Capital, LLC Mercor Securities, LLC Meridian Equity Partners Inc. Meridian Equity Partners Inc. Meritus Financial Group, Inc. Merlin Securities, LLC Merlin Securities, LLC Merlin Securities, LLC Merrill Lynch Pierce Fenner & Smith Incorporated Merrill Lynch Professional Clearing Corp. Merrill Lynch Professional Clearing Corp. Merrill Lynch Professional Clearing Corp./Order Desk Merrill Lynch, Pierce, Fenner & Smith Inc. Merrill Lynch, Pierce, Fenner & Smith Inc. Merrill Lynch, Pierce, Fenner & Smith Incorporated Merrill Lynch, Pierce, Fenner & Smith Incorporated Merrill Lynch, Pierce, Fenner & Smith Incorporated Merrill Lynch, Pierce, Fenner & Smith Incorporated Merrill Lynch, Pierce, Fenner & Smith Incorporated 6657 6538 6598 6615 5913 0161 0226 6403 0443 0235 5076 0727 0226 0750 0234 0052 0443 0702 0161 0049 0226 0551 0279 0727 0100 0235 0443 0234 0234 0347 7103 0234 0019 0234 0727 0352 0501 0551 0161 0551 0551 0551 0161 0161 0161 0161 0161 0161 0161 0161 CNS 0161 CNS

MWCO EMOC MAGI MAIA MSMC MSCB MNSL MFML MASE

0443 0750 0235 0235 0188 0501

CNS CNS CNS CNS CNS CNS

MBSC MWRI MCCL MCTY MCDC MDON JPMC GMCK DBMC ROND MCKN MCLF MCLI MMAN MCME MLVM MLVT MDBC MEAN MEBO WMEI MELL MELN MSMM MERC PERM MERQ MTOR

0161 0226 0443 0235

CNS CNS CNS CNS

0141

CNS

MANI

CNS

MTSD 2128 0990 5047 0501 0269 0226 0443 0418 0443 0234 0052 0287 0309

0922

TFT

0443 0226 0725 0750 0234 0052 8039 0443 0702 0161 0226 0226 0279 0443 0727 0235 0443 0161

CNS CNS CNS CNS CNS CNS TFT CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS

MASL MAPL MPLW DVNE MSCA BOYR MARQ MDEB MAFS MRSC AYME MSIE

0226 0443 0418 0443 0234 0141 0052 0287 0443

CNS CNS CNS CNS CNS CNS CNS CNS

CNS

4534 4545 0234 0158 5681 6697 6606 6607 5527 5637 5372 5694 5695 5843 6637 0750 0309 0443 0234 0234 0309 5523

MASY MATX

0158

CNS

MCLL MSLC MERP MEPT MEFG MERL RLIN MLIN WVBD PRST PXOR PROR MLCO MLTX MLMA MLPK MLSE MLSJ MLSK

6733

TFT

0727 0352

CNS CNS

0161 0551

CNS CNS

JMAT MAXI MAXM MXFG MAXX MDPS

0443 0234 0234 0309

CNS CNS CNS CNS

Alphabetical Reference January 2011

Merrill Lynch, Pierce, Fenner & Smith Incorporated Merrill Lynch, Pierce, Fenner & Smith Incorporated Merrill Lynch, Pierce, Fenner & Smith Incorporated Merrill Lynch, Pierce, Fenner & Smith Incorporated Merrill Lynch, Pierce, Fenner & Smith Incorporated Merrill Lynch, Pierce, Fenner & Smith Incorporated Merrill Lynch, Pierce, Fenner & Smith Incorporated Merrill Lynch, Pierce, Fenner & Smith Incorporated Merrill Lynch, Pierce, Fenner & Smith Incorporated Merrill Lynch, Pierce, Fenner & Smith Incorporated Merrill Lynch, Pierce, Fenner & Smith Incorporated Merrill Lynch, Pierce, Fenner & Smith Incorporated Merrill Lynch, Pierce, Fenner & Smith Incorporated Merrill Lynch, Pierce, Fenner & Smith Incorporated/Fixed Income Merrill Lynch, Pierce, Fenner & Smith, Inc. Merrill Lynch, Pierce, Fenner & Smith, Inc. Merrill Lynch, Pierce, Fenner & Smith, Inc. Merrill Lynch, Pierce, Fenner & Smith, Inc. Merrill Lynch, Pierce, Fenner & Smith, Inc. Merrill Lynch, Pierce, Fenner & Smith, Inc. Merrill Lynch, Pierce, Fenner & Smith, Inc. Merrill Lynch, Pierce, Fenner & Smith, Inc. Merrill Lynch, Pierce, Fenner & Smith, Inc. Merrill Lynch, Pierce, Fenner & Smith, Inc. Merrill Lynch, Pierce, Fenner & Smith, Inc. Merrill Lynch, Pierce, Fenner & Smith, Inc. Merrill Lynch, Pierce, Fenner & Smith, Inc. Merrill Lynch, Pierce, Fenner & Smith, Inc. Merrill Lynch, Pierce, Fenner & Smith, Inc./BAI Merrimac Corporate Securities, Inc. Merrimack Valley Investment Inc. Merriman Curhan Ford & Company Merrion Securities, LLC Merrion Securities, LLC Mesirow Financial, Inc. MetLife Insurance Company of Connecticut MetLife Investors Insurance Company MetLife Investors USA Insurance Company Metlife Securities, Inc. MetLife Securities, Inc. Metlife Securities, Inc./Metlife Defined Contribution Group Metlife Securities, Inc./TPA Metropolitan Life Insurance Company MLSL MLTA MLTC MLTE MLTF MLTI MLTJ MLTK MLTL PXCJ MLPX MLBB MLBC BOFA BCEX MLCA MLCB MLCC MLCD MLCF MLCG MLEL MLEX MLSH MLTN MLTQ MLTV BCEP 0161 0161 0161 0161 0161 0161 0161 0161 0161 0161 0551 0651 0651 0773 0161 0161 0161 0161 0161 0161 0161 0161 0161 0161 0161 0161 0161 0551 0424 0234 0472 0443 0352 0501 0727 4583 4505 4602 0443 0484 0597 7131 5777 0234 0443 0352 0727 0773 CNS Meyers Associates, L.P. Meyers Associates, L.P. MF Global Inc. MF Global Inc. MF Global Inc./Fixed Income MF Global Securities, Inc MF Global Securities, Inc MF Global Securities, Inc MF Global Securities, Inc MF Global Securities, Inc MF Global Securities, Inc. MF Global Securities, Inc. MF Global Securities, Inc. MF Global Securities, Inc. MFR Securities, Inc. MFS Distributors Inc. MFS Heritage Trust Company MFS International Funds MG Trust Company, LLC MGI Securities (USA) Inc. MHA Financial Corp. MICG Investment Management Michigan Securities, Inc. Mid Atlantic Capital Corp. Mid Atlantic Capital Corp. Mid Atlantic Capital Corp./SungardHinsdale Mid Florida Equities, Inc. Midamerica Financial Services, Inc. Midas Securities LLC Midas Securities, LLC Middlegate Securities Ltd. Midland National Life Insurance Company Midland National Life Insurance Company Mid-Ohio Securities Corp. Midsouth Capital, Inc. Midwestern Securities Trading Company, LLC Midwood Securities Inc. Milkie Ferguson Investments, Inc. Millegan (J.W.), Inc. Millennium Advisors, LLC Miller Tabak & Co., LLC Miller Tabak Roberts Securities, LLC Miller, Tabak & Co. Millington Securities, Inc. Minnesota Life Insurance Company Minnesota Valley Investments Mirae Asset Securities(USA) Inc. Mischler Financial Group, Inc. Mismi, Inc. Mission Securities Corporation Mitchell Securities Corporation of Oregon Mitsubishi UFJ Securities (USA), Inc. Mizuho Securities (USA) Inc./Fixed Income Mizuho Securities USA Inc. Mizuho Securities USA Inc. Mizuho Securities USA Inc. MK Securities USA, LLC MKM Partners LLC MMC Securities Corp. MML Bay State Life Insurance Company MML Investors Services MML Investors Services, Inc. MND Partners, Inc. MND Partners, Inc. Mogavero, Lee & Co., Inc. Moloney Securities MYLG MYRS EDFM MFFT MANS MFCH MFDV MFEZ MFLI MFSR MFON MFED MFMS MFPT MFRS 0052 0750 0650 0120 0120 0120 0120 0120 0120 0120 0120 0120 0120 0120 5516 6605 5840 5954 5008 0352 0141 0226 0226 CNS CNS CNS CNS 0052 0750 0650 0120 0120 0120 0120 0120 0120 0120 0120 CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS

0443

CNS

MGIS MHAF MICG MSIM MACC

0226 0101 0102 0750 0052 0234 0234 0226 4709 7248

MOFO MFSI KMDS MDAS MDGS

0234 0234 0226

CNS CNS CNS

MIOH MIDS MSTC MDWD MIFI JWML MADV MTCN MITR MTCO MTON MVII MASU MISL MISM MSEC MORE MUFG

0235

0226 0235 0226 0141 0226 0727 0226 0443 0352 0352

CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS

0743 0727 0443 0352 0352 0279 4560 0727 0234 0161 0442 0750 0361 0076 2396 0161 0892

0727 0161 0161 0750

CNS CNS CNS CNS

MERR MKVA MERI MERS MERG MSRO

CNS CNS CNS CNS

0076 0161 0443 0234

CNS

MZHX FUJI MZHO FALC MKMP MMCS

CNS CNS CNS CNS

0161 0161 4546

0161 0226

MSII

0443

CNS

GRPS MNDY MNDX MOGA MOLO 0255 0161 0161 0501 0235

CNS CNS

0161

0235

CNS

Alphabetical Reference January 2011

Moloney Securities Co., Inc. Momentum Trading Partners, LLC Monarch Capital Group LLC Monarch Financial Corporation of America Money Market One Institutional Investment Dealer Monness, Crespi, Hardt & Co., Inc. Monroe Securities Inc. Montag & Joselson Montecito Advisors, Inc. Montecito Advisors, Inc. Montrose Securities International Monumental Life Insurance Company/Peoples Moors & Cabot, Inc. Moors & Cabot, Inc. Morgan Joseph & Co., Inc. Morgan Joseph & Co., Inc. Morgan Stanley & Co. Inc. Morgan Stanley & Co. Inc. Morgan Stanley & Co. Inc. Morgan Stanley & Co. Inc. Morgan Stanley & Co. Inc. Morgan Stanley & Co. Inc. Morgan Stanley & Co. Inc. Morgan Stanley & Co. Inc. Morgan Stanley & Co. Incorporated Morgan Stanley & Co. Incorporated Morgan Stanley & Co., Inc. Morgan Stanley & Co., Inc. Morgan Stanley & Co., Inc. Morgan Stanley & Co., Inc. Morgan Stanley & Co., Inc. Morgan Stanley & Co., Inc./Dublin Liquidity Morgan Stanley & Co., Inc./Liquidity Funds Morgan Stanley & Co., Inc./Morgan Stanley Investment Funds Morgan Stanley & Co., Inc./Universal Institutional Funds, Inc. Morgan Stanley & Co., Incorporated/Advisor Funds Morgan Stanley Broker Dealer Services Morgan Stanley Smith Barney LLC Morgan Stanley Smith Barney LLC Morgan Stanley Smith Barney LLC Morgan Wilshire Securities, Inc. Morgan, Keegan & Company, Inc. Morgenthau & Associates, Inc. Morningstar Investment Services, Inc. Morton Clarke Fu & Metcalf, Inc. MPS Global Securities, LLC MPS Global Securities, LLC MS Securities Services, Inc. MTG, LLC MTL Equity Products, Inc. Multi Financial Securities Corporation Multi-Bank Securities, Inc. Multi-Financial Securities Corporation/Vestax Securities Corporation Multi-Financial Securities Group Multinvestments, Inc. Mundoval Funds Municenter, LLC (The) Municipal Capital Markets Group, Inc. Municipal Partners Murphy & Durieu Murphy & Durieu Murphy & Durieu MOSE MPLM MNRC MFCA MYMK MWCC MONR MOJO MONA MORF MSIT 0443 0501 0158 0226 0158 0161 4565 0141 0161 0352 0279 0050 0050 0050 0050 0050 0050 0050 0050 0050 0050 0050 0015 5857 0050 0050 6646 5767 4944 5512 4970 5232 0015 0050 0418 0226 0780 0750 6496 0120 0161 0234 0727 0466 0443 CNS 0727 0651 0443 0727 0651 0443 0141 0443 0050 0103 0226 CNS CNS CNS CNS CNS CNS CNS CNS Murphy & Durieu Mutual Money Investments, Inc. Mutual of Omaha Investor Services, Inc. Mutual Securities, Inc. Mutual Service Corporation MV Securities Group, Inc. MVP Financial, LLC MVP Financial, LLC MYD Market, Inc Mystockfund Securities, Inc. N.A. Investments Services, Inc. NAFA Capital Markets, LLC Nanes Delorme Capital Management, LLC NASDAQ Execution Services, LLC NASDAQ Execution Services, LLC NASDAQ Execution Services, LLC NASDAQ Execution Services, LLC NASDAQ Execution Services, LLC NASDAQ OMX BX, INC NASDAQ OMX PHLX LLC NASDAQ Options Services, LLC NASDAQ Options Services, LLC NASDAQ Options Services, LLC NASDAQ Stock Market, LLC. (The) National Alliance Securities Corporation National Banc Financial Inc. National Bank Financial Inc./CDS National Bank Financial of Canada Inc. National Bank of Canada Financial Inc National City Bank National Financial Services Corporation National Integrity Life Insurance Company National Life Insurance Company of Vermont National Planning Corp. National Securities Corporation National Securities Corporation National Securities Corporation National Security Life and Annuity Co. National Stock Exchange Nations Financial Group, Inc. Nationwide Fund Distributors, LLC Nationwide Fund Distributors, LLC/Gartmore SICAV Nationwide Investment Services Corp. Nationwide Life & Annuity Company of America Nationwide Life Insurance Co./Income Products Nationwide Life Insurance Co./Variable Life Nationwide Life Insurance Company Nationwide Life Insurance Company of America Nationwide Life Insurance Company/Group Annuity Nationwide Planning Associates Inc. Nationwide Securities, LLC Natixis Bleichroeder, Inc. Natixis Distributors, L.P. Natixis Distributors, L.P./Hansberger Funds Natixis Distributors, L.P./Loomis Sayles Funds Natixis Distributors, L.P./Natixis International funds (Dublin) I Natixis Distributors, L.P./Natixis International funds (LUX) I Navaid Financial Services, Inc. MURD TRSR 0443 0279 0398 0226 0075 0226 0234 0595 0226 0052 0234 0352 0568 0568 0568 0568 0759 0163 0237 0520 0520 0520 0734 0309 5008 5008 0443 5008 2316 0226 4550 4555 0668 0052 0226 6472 4656 0738 6559 5794 0263 4577 4530 4650 4514 4576 4515 0234 0605 0031 5542 5525 5714 6678 6677 PHRS 0309 CNS 0226 0226 CNS

CBOL MLPL MVSG MVFN FMVP MYDM MSFS NAIS NAFA NDCM BRUT DARQ INET NQRB NSDQ NQBX NQPX NQOP ILND PHLY CAES NACL NBKT NBFC PTLV NBDT

CNS CNS

0226 0052 0443 0234 0352

CNS CNS CNS CNS CNS

MCBT MCIN MJCO MJOS MSED MSEE MSEF MSEG MSEH MSEI MSEJ MSEK MSEA MSEB MSCO MSNY MSOT MSTW

0141 0161 0352

CNS CNS CNS

0163

CNS

0309

CNS

0050 0015

CNS CNS

NFSC

0226

CNS

NAPK NATL

0052 0226

CNS CNS

CINN NFGR

0141

CNS

DEAN MSPW MSSB MWSI MOKE MORG MCFM DDSH MPSG MSSS MTGO MTLE MTBK

0015 0050 0418 0226 0780 0750 0226 0120 0161 0050

CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS

NPAI ABLE

0444 MULT MTVN MCTR MCMG MUNP MURP MURF MURG 0352 4902 0161 0443 0352 0161 0309 0443 0041 0158 CNS CNS CNS CNS CNS CNS CNS

0031

CNS

0041 0158 0103

Alphabetical Reference January 2011

Navigate Advisors LLC NB Global Trading, LLC NBCN, Inc./CDS NBF Securities (USA) Corp. NDX Trading, Inc. Needham & Company, LLC Needham & Company, LLC Neidiger, Tucker, Bruner, Inc. Neiman Funds Nelnet Capital LLC Nelnet Capital LLC/College Savings Group Nelnet Capital, LLC Nelson (Martin) & Co., Inc. Nelson Securities, Inc. Nelsonreid, Inc. Neonet Securities, Inc. Neonet Securities, Inc. Nesbitt Thomson Securities, Inc. Nestlerode & Co., Inc. Network 1 Financial Securities Inc. Neuberger & Berman Management, Inc. Neuberger & Berman Management, Inc./AMT Funds Neuberger Berman Management Inc./Lehman Brothers Alpha Funds Neuberger Berman Management Inc./Lehman Brothers Collective Trust Neuberger Berman, LLC Nevwest Securities Corp. New Alliance Investments, Inc. New Castle Financial Group, Inc New England Securities Corp. New England Securities Corporation New Horizons Asset Management Group, LLC New Vernon Securites, LLC New Windsor Associates, L.P. New York Life Insurance and Annuity Corp. New York Life Insurance and Annuity Corporation/Fixed Income New York Life Trust Company Newbridge Securities Corporation Newbury Street Capital Limited Partnership Newcourt Securities, Ltd. Newedge Canada/CDS Newedge USA LLC/Equity Clearing Division Newedge USA, LLC Newedge USA, LLC Newedge USA, LLC Newedge USA, LLC Newedge USA, LLC Newedge USA, LLC Newedge USA, LLC Newedge USA, LLC Newedge USA, LLC Newedge USA, LLC Newedge USA, LLC Newedge USA, LLC Newedge USA, LLC Newedge USA, LLC Newedge USA, LLC Newedge USA, LLC Newedge USA, LLC Newedge USA, LLC Newedge USA, LLC Newedge USA, LLC NewOak Capital Markets LLC Newport Coast Securities, Inc. NVGT NBGT FMAF NBFI NDXT NEED NTBC UFSM 0234 5008 5008 5008 0279 0352 5587 0279 5738 0750 6583 5880 0279 0235 0235 0161 0234 0235 0052 5810 5665 6681 6591 0352 0234 0052 0707 0443 0234 0352 4548 4571 0906 0052 0443 0309 5003 0608 0718 0608 0608 0608 0608 0608 0608 0608 0608 0608 0608 0608 0608 0608 0608 0608 0608 0608 0608 0608 0443 0234 Newport Group Securities, Inc. Newtek Securities, LLC Nexcore Capital, Inc. Nexity Bank Next Financial Group, Inc. Nextrend Securities, Inc. NFP Securities, Inc. NFP Securities, Inc. NFSCO - Stock Loan NI Advisors Nicholas Company, Inc. Nikoh Securities Corporation Niphix Investments, Inc. Noble International Investments NobleTrading.Com, Inc. Noesis Capital Corp. Nollenberger Capital Partners Inc. Nomura Securities International, Inc. Nomura Securities International, Inc./Fixed Income Nordberg Capital Inc. North Hampton Partners, L.P. North Ridge Securities Corp. North Sea Securities, L.P. North South Capital LLC North Trading Partners, LLC North Woodward Financial Corp. Northeast Investors Growth Fund Northeast Investors Trust Northeast Retirement Services, Inc Northeast Securities Inc. Northern Capital Sec. Corp. Northern Lights Distributors, LLC Northern Lights Distributors, LLC/Adaptive Allocation Fund Northern Lights Distributors, LLC/AdvisorOne Funds Northern Lights Distributors, LLC/Altegris Managed Futures Strategy Fund Northern Lights Distributors, LLC/Arrow Funds Northern Lights Distributors, LLC/Astor Long/Short ETF Fund Northern Lights Distributors, LLC/Autopilot Managed Growth Fund Northern Lights Distributors, LLC/Bandon Isolated Alpha Fixed Income Fund Northern Lights Distributors, LLC/Biondo Fund Northern Lights Distributors, LLC/Bishop Volatility Flex Fund Northern Lights Distributors, LLC/Boyar Value Fund Northern Lights Distributors, LLC/Bryce Capital Fund Northern Lights Distributors, LLC/BTS Bond Asset Allocation Fund Northern Lights Distributors, LLC/Bull Path Funds Northern Lights Distributors, LLC/Cardinal Bank Northern Lights Distributors, LLC/Chadwick & D'Amato Fund Northern Lights Distributors, LLC/Chariot Absolute Return Currency Fund Northern Lights Distributors, LLC/CIFG Funds Northern Lights Distributors, LLC/CMG Absolute Return Strategies Fund REVA NEXC NXTY NEXT NTNT PSII 7218 0052 0750 0052 6727 0443 0234 0226 CNS CNS CNS CNS CNS

0279 0352 0279 0750

CNS CNS CNS CNS

0234 0481 5157 0234 5590 0750 0052 0443 0234 0352 0180 5222 0352 0501 0052 0443 0501 0309 5821 5778 7104 0352 0235 4915 6694 4904

NIAD NIKH NIPH NOBL NBLT NOES NCPI NMRA

0234 0750 0052 0443 0234 0352 0141

CNS CNS CNS CNS CNS CNS CNS

MNCO NELS TIGC NNET NEON NTSI NSRD NTFN

0279 0235 0235 0161 0234 0443 0235 0052

CNS CNS CNS CNS CNS CNS CNS CNS

NORD NHAM NRSC OAKF NOSO NPNT NWFC

0443 0052

CNS CNS

0309

CNS

NBLB NWST NABC NCFS NESS NHMG NVAS WINS

0352 0234 0226 0052 0443 0226 0352

CNS CNS CNS CNS CNS CNS CNS

NESC NORC

0352 0235

CNS CNS

5333 4824 5400 6506

BRGE NSCB NWCT FIMT PCAP FMAT FCAR FCAS FCAT FIMU NALG NDMA NEBH NEBT NEBW NECT NEES NEGB NELD NELT NENB NEPB NESP NETR NEUC NEWO NCSI

0052 0443

CNS CNS

5393 5477 5364 5796 6544 5401 5924 6540 5382

0608 0718

CNS CNS

5948 5378 6541

0443 0234

CNS CNS

Alphabetical Reference January 2011

Northern Lights Distributors, LLC/Copeland Risk Managed Dividend Growth Fund Northern Lights Distributors, LLC/CWC Aggressive Value Small Cap Fund Northern Lights Distributors, LLC/Dent Strategic Portfolio Northern Lights Distributors, LLC/EAS Fund Northern Lights Distributors, LLC/EM Capital Management Northern Lights Distributors, LLC/Epiphany Funds Northern Lights Distributors, LLC/Foxhall Global Trends Fund Northern Lights Distributors, LLC/Generations Northern Lights Distributors, LLC/GMG Defensive Beta Fund Northern Lights Distributors, LLC/Gratio Value/S Fund Northern Lights Distributors, LLC/Incline Capital Trend Following Fund Northern Lights Distributors, LLC/Investment Partners Opportunities Fund Northern Lights Distributors, LLC/KCM Macro Trends Fund Northern Lights Distributors, LLC/Ladenburg Thalmann Alternative Strategies Fund Northern Lights Distributors, LLC/Miller Convertible Funds Northern Lights Distributors, LLC/MutualHedge Funds Northern Lights Distributors, LLC/Navigator Equity Hedged Fund Northern Lights Distributors, LLC/Nile Funds Northern Lights Distributors, LLC/North Country Funds Northern Lights Distributors, LLC/OCM Gold Fund Northern Lights Distributors, LLC/Pacific Financial Funds Northern Lights Distributors, LLC/Palantir Funds Northern Lights Distributors, LLC/Power Income Fund Northern Lights Distributors, LLC/Princeton Futures Strategy Fund Northern Lights Distributors, LLC/Puerto Rico Growth Fund Northern Lights Distributors, LLC/Rady Funds Northern Lights Distributors, LLC/Roge Partners Funds Northern Lights Distributors, LLC/SCA Funds Northern Lights Distributors, LLC/Sierra Core Retirement Fund Northern Lights Distributors, LLC/SouthernSun Funds Northern Lights Distributors, LLC/Strategic Investing Long/Short Fund Northern Lights Distributors, LLC/The Collar Fund Northern Lights Distributors, LLC/The Currency Strategies Fund Northern Lights Distributors, LLC/The Lacerte Guardian Fund 5395 5379 5634 5701 6668 6634 5319 5941 5934 5758 Northern Lights Distributors, LLC/The Santa Barbara Group of Funds Northern Lights Distributors, LLC/The Saratoga Advantage Trust Northern Lights Distributors, LLC/Toews Funds Northern Lights Distributors, LLC/Tributary Funds Northern Lights Distributors, LLC/Wade Core Destination Fund Northern Lights Distributors, LLC/Winans Long/Short Fund Northern Lights Distributors, LLC/Wintrust Capital Funds Northern Securities Inc./CDS Northern Trust Company (The) Northern Trust Company (The) Northern Trust Company (The) - Trust Income Collections Northern Trust Company/Great Banc Collective Investment Trust I Northern Trust Company/Mondrian Wal-Mart Focused International Equity Fund Northern Trust Securities, Inc. Northland Securities, Inc. Northpoint Trading Partners, LLC Northpoint Trading Partners, LLC Northstar Financial Partners Northwestern Mutual Investment Services, LLC Northwestern Mutual Life Insurance Company Nova Capital Markets, LLC Noyes (David A.) & Co. NRP Financial, Inc. NSM Securities, Inc. NSX Securities LLC Nunami Services, LLC Nunami Services, LLC Nunami Services, LLC Nunami Services, LLC Nutmeg Securities Nuveen Investments, LLC Nuveen Investments, LLC Nuveen Investments, LLC/Dublin Funds NW Capital Markets Inc. NWT Financial Group, LLC NY Life Securities, Inc. NYFIX Transaction Services, Inc. NYLIFE Securities, LLC NYLIFE Securities, LLC/Collective Trust NYLife Securities, LLC/New York Life Insurance Company Group Annuity Contracts NYPPEX, LLC O N Equity Sales Co. O.N. Equity Sales Company (The) Oak Ridge Financial Services Group, Inc. (The) Oakbrook Investment Brokers, Inc. Oakmark Funds (The) Oakpoint Advisors LLC Oberweis Securites, Inc. Oberweis Securities, Inc. Obex Securities LLC O'Brien & Shepard, Inc. Obsidian Financial Group LLC Obsidian Financial Group LLC OC Securities, Inc. O'Connor & Company, LLC 4877 4959 5906 5853 5939 4825 5740 5080 2669 6625 0993 6689

NTHN

6500

5414 5041

NTRC NORT NPTP NOPO NSFP

4900 0226 0443 0019 0352 0727 0171 4590 0443

0226 0443 0019 0727

CNS CNS CNS CNS

5344 5622 5130 5394 5359 5433 6663 5644 5685 5332 5381 6624 5402 4933 5396 5628 6604

NCAP NOYS OFCC NSMS NSXS NAMB NAMA NAMD NAMI NTMG NVEN

0750 0442 0330 0501 0501 0695 0443 0448 5520 4828 0279 0234 0501 5539 5787

0141 0352 0750

CNS CNS CNS

0443 0448

CNS CNS

NWCM NWTF NYLS NYTS

0279 0234 0226

CNS CNS CNS

NYPP ONES

5363 0235 0092

0235 0443 0279 0235 0019 0226 0158 0279 0750

CNS CNS

EQTS OBTG WIMS OBWS OBEX OBSH GSCL OFGL OCSI ALTR

5360 5927 6696 5403

0279 0235 4851 0019 0226 5697 0158 0279 0750 0234 0234 0695

CNS CNS CNS CNS CNS CNS CNS

Alphabetical Reference January 2011

O'Connor & Company, LLC Octagon Capital Corp./CDS Octavus, LLC OCTEG LLC Octeg, LLC Odeon Capital Group OES Brokerage Services, LLC Offutt Securities Inc. OFG Financial Services Inc. Ogilvie Security Advisors Corporation OGSI Execution Services Division of Oscar Gruss Ohio National Life Insurance Company Oien Securities Olmsted & Mulhall, Inc. Olstein & Associates, L.P. Olstein Associates, Inc. Olympia Asset Management, Ltd. Olympus Securities, LLC OM Financial Life Insurance Company OM Financial Life Insurance Company/Old Mutual (Bermuda) Ltd. OM Securities, LLC Omega Research Corporation Omnivest, Inc. One America Securities, Inc OneAmerica Funds, Inc. O'Neil (William) & Co. Inc. Online Brokerage Services, Inc. Oppenheimer & Close Inc. Oppenheimer & Co., Inc. Oppenheimer & Co., Inc. Oppenheimer Trust Company OppenheimerFunds Distributor, Inc. OppenheimerFunds Distributor, Inc./Mass Mutual Institutional Funds OppenheimerFunds Distributor, Inc./New Mexico 529 Plan OppenheimerFunds Distributor, Inc./Oregon 529 Product Optionshouse Corporation Optionshouse, Inc. OptionsXpress, Inc. Optiver US, LLC Oriental Financial Services Orion Securities (USA) Inc. Orion Trading, LLC OTA Limited Partnership OTA LLC OTA, LLC OTR Global Trading LLC Pace (A.J.) & Co., Inc. Pacific American Securities, LLC Pacific Commonwealth Corporation Pacific Crest Securities Pacific Financial Associates, Inc. Pacific Global Fund, Inc. Pacific Growth Equities, LLC Pacific Investment Securities Corp. Pacific Life & Annuity Company Pacific Life Insurance Company Pacific Life Insurance Company/ Life Division Pacific Life Insurance Company/Life Division Pacific On-line Trading & Securities, Inc. Pacific Select Distributors, Inc. Pacific West Securities, Inc. Pactual Capital Corp. Palmieri (Angnardo) & Co., Inc. Paloma Securities SUNF OTGN STRT OCTG OMER ODNC ARCB OFUT OFGF OTSC 0695 5042 0352 0341 0551 0161 0161 0352 0235 CNS Pan American Financial Advisers Panamerica Securities Pangburn Company, The Papamarkou Wellner & Co. Paradigm Funds Pareto Securities USA Paris Securities Corporation Paris Securities Corporation Pariter Securities, LLC Park Avenue Securities LLC Park Avenue Securities, LLC Parker (S.C.) & Co., Inc. Parnassus Investments Partners Investment Network, Inc. Paulsen Securities Inc. Paulson Investment Company, Inc. Payden & Rygel Distributors Payden & Rygel Distributors/Metzler Payden Investment Group PCS Dunbar Securities, LLC PCS Dunbar Securities, LLC PCS Dunbar Securities, LLC PCS Securities, Inc. PDQ ATS Peachtree Capital Corporation Peacock, Hislop, Staley & Given Inc. Penates Group Inc. Pencal Administrators, Inc. Penn Investment Group, Inc. (The) Penn Mutual Life Insurance Company Pennaluna & Company Inc. Pennsylvania Avenue Funds Pennsylvania Group Incorporated (The) Penrod Financial Group Penserra Securities, LLC Penserra Securities,Inc Pension Planners Securities, Inc. Penson Financial Servicea, Inc Penson Financial Services Canada #2/CDS Penson Financial Services Canada #4/CDS Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc. PAFS PANA PAPA NORP PCRP PARR FJRF PASC PARK DJRC PAUS PAUL 0501 0443 7145 0352 5476 0443 0501 0695 CNS

0161

CNS

0443

CNS

0235 0443

CNS CNS

0226 0226 0496 0443 5783 0235 0352 0235 5535 5556 0019 0443 0501 0443 0161 0052 0235 6150 4572 0226 4999 0052 0161 0501 0235 0501 5091 5082 0234 0234 0234 0234 0099 0099 0100 0161 0161 0234 0234 0234 0234 0234 0234 0234 0234 0234 0234 0234 0234 0234 0234 0234 0234 0234 0234 0234 0234 0226 0052 0235 0443 0226 0443 0052 0161 0235 0443 0235 0352 0235

CNS CNS CNS CNS CNS CNS

OIEN OLMM OLST OMPA OLMP

0037 4526 0501 0158 0501 5775 0234 0052 7231 7242 0234 0279

0158

CNS

0234 0052

CNS CNS

OMSL DXSI OMNV

0226 5315 5689 0161 0234 0443 0571 0571 0303 5511 5844 4941 5470 0234 0501 0338 0695 5034 0234 0551 0019 0551 0551 0352 0443 0750 0158 0750 4860 0161 0750 4589 4532 6545 4616

CNS

PCJJ PCDN PPCS EMBA PDQM PCCA PHSG BOBO PIGS PENA

CNS CNS CNS CNS CNS

ONEL GLBZ POPP OPCO WMAG

0161 0443 0443 0571

CNS CNS CNS CNS

PENG PENC PNSA PNSR PPSI PFBY PFSC FICA PFSI PFIN PFLS PFSU PFAR PITG PFSE PFDW PFWE PBBS PFAA PFAC PFAE PFAJ PFAO PFAP PFBB PFBC PFBF PFBI PFBJ PFBK PFCC PFCH PFCI PFCT PFCU PFCY PFCZ

CNS CNS CNS CNS

EZOP OPHS OXPS OPTU ORTL YORK OREO OTAA OTAD OTAS OTRT AJAY PAMS PCMC PACS PFAI GROW PISC

0338 0443

CNS CNS

0234 0234 0234 0234

CNS CNS CNS CNS

0019

CNS

0443 0158

CNS CNS

0161

CNS

PDTI PACW PCCN DPAA PLMA

0234 5478 0226 0727 0352

0226 0443 0727 0352

CNS CNS CNS CNS

Alphabetical Reference January 2011

Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc. Penson Financial Services, Inc./CDS Penson Financial Services, Inc./People's Securities Inc. Penson Financial Services, Inc./Ridge Penstar Trading, LLC Pentegra Distributors, Inc. Penvest Securities Inc. People's Securities, Inc. Peraza Capital and Investment, LLC Percival Financial Partners, Ltd. Perdiue Securities, LLC Performance Trust Capital Partners, Inc. Perkins, Smart & Boyd, Inc. Permac Securities Permac Securities, Inc. Pershing Advisor Solutions, LLC Pershing LLC Pershing LLC Pershing LLC Pershing LLC, Principal Trading Peters & Co. Limited/CDS Petrie Parkman & Company, Inc. PFS Investment Inc. PGR Securities, LLC Phalanx Trading LLC PHD Capital Philadelphia Brokerage Corporation Philadelphia Investors, Ltd. PFDH PFDK PFDL PFDM PFDN PFDO PFDR PFDT PFDU PFDV PFDX PFDY PFDZ PFEC PFED PFEQ PFJD PFMB PFQU PFSA PFSB PFSF PFSG PFSK PFSN PFSV PFTA PFTK PFVI PFWH PGES PFAT PFSY PEAR PFAL PFAM PFAN PFCB PFDJ PFDP PFSL PFBS PFCR ECEE 0234 0234 0234 0234 0234 0234 0234 0234 0234 0234 0234 0234 0234 0234 0234 0234 0234 0234 0234 0234 0234 0234 0234 0234 0234 0234 0234 0234 0234 0234 0234 0279 0352 0436 0501 0501 0501 0501 0501 0501 0501 0695 0695 5063 0220 0158 0234 0052 0052 0158 0234 0158 0100 0309 0234 0551 0443 0443 0443 0443 0443 5014 0468 0443 0234 0052 0226 Phillips & Company Securities, Inc. PHL Variable Life Insurance Company PHL Variable Life Insurance Company/Part Advisor Phoenix Life Insurance Company Phoenix Life Insurance Company/Single Premium Deferred Annuities Phoenix Securities, Inc. PI Financial Corp./CDS Pickering Energy Partners, Inc. Pictet Canada L.P./CDS Pictet Overseas, Inc. Pinnacle Capital Markets, LLC Pinnacle Financial Group, LLC Pinnacle Investments, Inc. Pinnacle Investments, LLC Pioneer Investment Management USA Inc. Pioneer Investment Management USA Inc./Pioneer Funds International Pipeline Trading Systems, LLC Piper Jaffray & Co. Piper Jaffray & Co. Piper Jaffray & Co. Pirrone & Co., Inc. Planmember Securities Corporation Planned Investment Co., Inc. Planner Securities, LLC PMK Securities & Research, Inc. PNC Bank N.A. PNC Bank, N.A. PNC Investments PNC Investments Podesta & Co. Pointe Capital, LLC Pointe Capital, LLC Pointe Capital, LLC Polar Investment Counsel, Inc. Pond Equities Popular Securities, Inc. Popular Securities, Inc. Popular Securities, Inc. Portales Partners, LLC Porter Christie Partners, L.P. Portfolio Advisors A Portfolio Brokerage Services Inc. Portfolio Resources Group Inc. Portsmouth Financial Services Powell (Elmer E.) Company Powell Capital Markets, Inc. Prager, Sealy & Co., LLC Pragma Securities LLC Prebon Financial Products Inc. Prebon Financial Products Inc. Prebon Financial Products Inc. Precision Securities LLC Preferred Client Group, Inc. Preferred Product Network, Inc. PremiereTrade Securities, Inc. Presidential Bank, FSB Presidential Brokerage, Inc. Presidio Capital Advisors, LLC Presidio Financial Services, Inc. Pressprich (R.W.) & Company Inc. Prestige Financial Center, Inc. Primary Capital , LLC Primary Capital, LLC Prime Capital Services, Inc. Prime Capital Services, Inc. Prime Executions, Inc. Prime Global Securities, Inc. PHCO 0443 4582 4711 4579 0443 CNS

PHNX PCFF PICK PICF PICT FRWY PINF PINA

4538 0234 5075 0161 5027 5027 0234 0235 4925

0234 0161

CNS CNS

0234 0235 0226

CNS CNS CNS

5502 5743 0443 0311 0311 0311 0489 0727 0234

BLOK PIPR PIPS PIPX PIRR PICC CASH PMKS PNCM PNCC PNCI PODE PONT PENP PRBC PICI POND POPI POPS TANA PCCM PAAI PBSI PRGI PMFS POWL POCM PMLC PRAG PFPI PBON PREB PREC PFCG DFFI PRSB PRES DSSI RWPS PSTG JLEO PMRY PMCS SIBO PGSI

0311

CNS

0443 0727 0234 0141 2835 0226 0768 0727 0052 0234 0235 0279 0141 6779 0226 0019 0235 8052 0226 0443 0443 0443 0443 0443 0501 0019 0279 0234 0141 0352 0226 0352

CNS CNS CNS CNS TFT CNS CNS CNS CNS CNS CNS CNS CNS TFT CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS

2616 0226 0768 0727 0052 0234 0235 0279

PFCL PTAR RSDI PVST PPLE PERZ PERC PERD BBNI PERK PMAC PEMA PASL PERS PERB PERX PERT PTRI PGRS PHAL PHDC FRTH PHIN

0158 0052 0158 0234 0158 0443

CNS CNS CNS CNS CNS

5687 0019 0352 0235 8052 0226 0443 0443 0443 0161 0651 0501 0501 0019 0279 4744 0234 5987 0352 0226 0352 0543 0052 8072 0226 0665 0158 0234

CNS

0443 0443

CNS CNS

0443 0443 0052 0443

CNS CNS CNS CNS

0226 0158 0443

CNS CNS CNS

Alphabetical Reference January 2011

Prime Solutions Securities, Inc. PrimeVest Financial Services, Inc. Princeton Securities, Group, Inc. Principal Life Insurance Company Principal Life Insurance Company/Pension Division Princor Financial Securities, Inc. Princor Financial Services Princor Financial Services Corporation Princor Financial Services Corporation /Principal Life Insurance Company Princor Financial Services Corporation/PGI Princor Financial Services Corporation/Principal Funds Princor Financial Services, Inc./M Pristine Securities, LLC Pritchard Capital Partners, LLC Private Client Services, LLC Private Portfolio, Inc. Pro Securities, LLC Pro Securities, LLC ProEquities Professional Asset Management, Inc. Professional Asset Management, Inc. Professional Investments Services, Inc. Profinancial Inc. Progressive Asset Management Promark Securities, Inc. Prospera Financial Services Protected Investors of America, Inc. Protective Life and Annuity Insurance Company Protective Life Insurance Company Protective Life Insurance Company of New York PRUCO Life Insurance Company PRUCO Life Insurance Company of NJ Pruco Securities, LLC Prudential Annuities Life Assurance Corporation Prudential Bache Securities, LLC Prudential Bache Securities, LLC Prudential Equity Group, LLC Prudential Insurance Co. (The) Prudential Insurance Company of America Prudential Insurance Company of America/Prudential Insurance Co. of America Prudential Insurance Company of America/Prudential Ret. Insurance & Annuity Corp. Prudential Insurance Company of America/Prudential Trust Company, Inc. Prudential Investment Management Services / American Skandia Marketing, Inc. Prudential Investment Management Services, LLC Prudential Investment Management Services, LLC Prudential Investment Management Services, LLC Prudential Investment Management Services, LLC/Retirement Prudential Investment Management Services, LLC/Worldwide Inv. Portfolio Funds PSA Equities, Inc. PSG Executions, Inc. PTI Securities & Futures L.P. STLR BANK PRSG 0727 0701 0501 4592 4665 0188 0375 5546 5607 5212 5836 0175 0234 0019 6011 0161 0161 0443 0141 0727 0279 0727 0701 CNS CNS PTI Securities & Futures L.P. Pulaski Bank Pulse Trading, Inc. Pulse Trading, Inc. Puma Capital, LLC Puplava Securities, Inc. Purshe Kaplan Sterling Investments Pursuit Partners, LLC Putnam Retail Management Putnam Retail Management Limited Partnership Putnam Retail Management Limited Partnership/Embassy Funds PWMCO, LLC PWMCO, LLC QA3 Financial Corp. Quantex Clearing, LLC Quantitative Analysis Services, Inc. Quantlab Securities LP Quantlab Securities LP Quantlab Securities, LP QuantRiver Financial, LLC Quasar Distributors, LLC Quasar Distributors, LLC/Aberdeen Offshore Funds Quasar Distributors, LLC/Aberdeen SHY Funds Quasar Distributors, LLC/Academy Fund Trust Quasar Distributors, LLC/ActivePassive Funds Quasar Distributors, LLC/Akre Funds Quasar Distributors, LLC/AL Frank Fund Quasar Distributors, LLC/Alpine Funds Quasar Distributors, LLC/America Trust Allegiance Fund Quasar Distributors, LLC/Appleton Group Funds Quasar Distributors, LLC/Artio Global Fund Quasar Distributors, LLC/Ascentia Alternative Strategies Fund Quasar Distributors, LLC/AssetMark Funds Quasar Distributors, LLC/Barrett Growth Fund Quasar Distributors, LLC/Boston Common Funds Quasar Distributors, LLC/Brandes Dublin Offshore Quasar Distributors, LLC/Brandes Investment Trust Quasar Distributors, LLC/Bridges Investment Fund Quasar Distributors, LLC/Brown Advisory Funds Quasar Distributors, LLC/Buffalo Funds Quasar Distributors, LLC/Capital Advisor Growth Fund Quasar Distributors, LLC/Chase Growth Funds Quasar Distributors, LLC/Coldstream Dividend Growth Fund Quasar Distributors, LLC/Congress Asset Management Quasar Distributors, LLC/Cookson Pierce Funds Quasar Distributors, LLC/Country Funds Quasar Distributors, LLC/Davidson Funds Quasar Distributors, LLC/Doubleline Funds PTIX PULB PULT PULX PUMA PUPL SARG PURS PROG 0017 0052 0443 0443 0158 0226 0161 CNS

PFSM

0226 0226 0161 0226

CNS CNS CNS CNS

5505 5893 0467 0467 0052 0294 0443 0695 0873 0234 0234 5869 4957 6521 5612 5614 5937 4993 5896 6638 4935 6675 5946 5495 5480 5350 5911 5693 5531 5437 4931 5691 5626 5327 5741 5421 4922 5945 5353

MSTR TPCP PRPO PROO PROS PROE PAMI PRAS PFIS PFFI PAMC ACCI ADSO PROT

0019 0443 0161 0161 0443 0141 0727 0279 0279 0226 0279 0141 0141

CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS

MPWA MPWP QAFC QNTX QANL FQLS QETC LABQ QRQR

0467 0467 0052

CNS CNS CNS

4540 4503 4629 4597 4598 PRUC 4504 0226 0104 0141 4596 4968 0141 CNS

PGSL PRUG PRGL

0226 0141

CNS CNS

4733

6525

6526

6610 PIMS 0498 5805 0450 0226 CNS

5746 PSAE PSGX PTIS 0141 0501 0727 0727 CNS CNS

Alphabetical Reference January 2011

Quasar Distributors, LLC/Dow Jones Islamic Index Fund Quasar Distributors, LLC/DSM Funds Quasar Distributors, LLC/Duncan Hurst Aggressive Growth Quasar Distributors, LLC/Edgar Lomas Fund Quasar Distributors, LLC/Empiric Funds Quasar Distributors, LLC/Evermore Value Trust Quasar Distributors, LLC/FIMCO Select Fund Quasar Distributors, LLC/First American Funds Quasar Distributors, LLC/Fort Pitt Capital Funds Quasar Distributors, LLC/Fund * X Upgrader Fund Quasar Distributors, LLC/Geneva Advisors All Cap Growth Fund Quasar Distributors, LLC/Genworth Funds Quasar Distributors, LLC/Genworth VIT Funds Quasar Distributors, LLC/Gerstein Fisher Funds Quasar Distributors, LLC/Glenmede Fund, Inc. Quasar Distributors, LLC/Global Real Estate Investments Fund Quasar Distributors, LLC/Greenspring Fund Quasar Distributors, LLC/Grubb & Ellis AGA Realty Income Fund Quasar Distributors, LLC/Guinness Atkinson Funds Quasar Distributors, LLC/Harding Loevner Funds, Inc. Quasar Distributors, LLC/Hatteras Funds Quasar Distributors, LLC/Hennessy Mutual Funds, Inc. Quasar Distributors, LLC/Hodges Fund Quasar Distributors, LLC/Hotchkins & Wiley Funds Quasar Distributors, LLC/Huber Capital Funds Quasar Distributors, LLC/Intrepid Capital Funds Quasar Distributors, LLC/Investec Global Strategy Funds Quasar Distributors, LLC/Investec Offshore Funds Quasar Distributors, LLC/Jacob Internet Fund Quasar Distributors, LLC/Jensen Portfolio, Inc. Quasar Distributors, LLC/Jordan Opportunity Fund Quasar Distributors, LLC/Julius Baer Offshore Funds Quasar Distributors, LLC/Keystone Funds Quasar Distributors, LLC/Kinetics Mutual funds Quasar Distributors, LLC/Kirr Marbach Partners Fund, Inc. Quasar Distributors, LLC/LKCM Funds Quasar Distributors, LLC/Mariner Funds Quasar Distributors, LLC/Maris and Power Growth Fund Quasar Distributors, LLC/Marketfield Funds 5566 5952 6567 5727 5561 5407 5429 5368 5887 5666 6527 5864 5519 5938 4955 6670 6513 5126 5754 4981 5449 4869 5792 4984 6530 4815 5057 5755 4960 5491 5917 5698 5848 6608 6685 4883 5406 6546 6529 Quasar Distributors, LLC/Master Select Funds Quasar Distributors, LLC/Matrix Advisors Value Fund, Inc. Quasar Distributors, LLC/McCarthy Funds Quasar Distributors, LLC/Monetta Funds Quasar Distributors, LLC/Morgan Dempsey Funds Quasar Distributors, LLC/MP63 Fund Quasar Distributors, LLC/Muhlenkamp Fund Quasar Distributors, LLC/Mutual.com Quasar Distributors, LLC/New Covenant Funds Quasar Distributors, LLC/Newgate Capital Funds Quasar Distributors, LLC/Niemann Fund Quasar Distributors, LLC/Osterweis Fund Quasar Distributors, LLC/Perkins Funds Quasar Distributors, LLC/Permanent Portfolio Quasar Distributors, LLC/Perritt Funds Quasar Distributors, LLC/Phocus Funds Quasar Distributors, LLC/Pictet Funds Quasar Distributors, LLC/PineBridge Funds Quasar Distributors, LLC/Poplar Forest Partners Fund Quasar Distributors, LLC/Portfolio 21 Quasar Distributors, LLC/Primary Trend Fund Quasar Distributors, LLC/PRIMECAP Odyssey Funds Quasar Distributors, LLC/Prospector Funds Quasar Distributors, LLC/Purisma Funds Quasar Distributors, LLC/Quaker Investment Trust Quasar Distributors, LLC/Rainier Funds Quasar Distributors, LLC/RBC Funds Trust Quasar Distributors, LLC/Rochdale Funds Quasar Distributors, LLC/Schooner Growth & Income Fund Quasar Distributors, LLC/Selector Management Fund Quasar Distributors, LLC/Smead Value Fund Quasar Distributors, LLC/Snow Capital Opportunity Fund Quasar Distributors, LLC/Stephens Funds Quasar Distributors, LLC/TCM Small Cap Growth Fund Quasar Distributors, LLC/Teberg Fund Quasar Distributors, LLC/Thompson Plumb Funds Quasar Distributors, LLC/Thunderstorm Value Fund Quasar Distributors, LLC/Villere Balanced Fund Quasar Distributors, LLC/Wall Street Fund Quasar Distributors, LLC/WBI Funds Quasar Distributors, LLC/Winslow Green Funds Quasar Distributors, LLC/WisCap Funds 4892 4908 5776 5766 5354 5564 4986 5847 6536 4727 5317 4840 5440 6627 5602 6547 5793 5616 5404 4929 5858 4895 5901 6643 4885 4876 5413 4990 4723 5729 6686 4976 5744 4898 4916 5557 4857 4886 6626 5326 6687 6674

Alphabetical Reference January 2011

Quasar Distributors, LLC/WY Funds Quasar Distributors, LLC/Yacktman Fund Quasart Distributors, LLC/Rockland Trust Queens Road Securities, LLC Quest Capital Strategies, Inc. Questar Capital Corp./Secondary Questar Capital Corporation Quoin Capital LLC R & H Securities, LLC R & R Planning Group Lt.d R H Investment Corporation R.F. Lafferty & Co., Inc. R.F. Lafferty & Co., Inc. R.W. Pressprich & Co, Inc R.W. Towt & Associates Rabo Securities USA, Inc. Radnor Research & Trading Company, LLC Radnor Research & Trading Company, LLC Rafferty Capital Markets, LLC Rafferty Capital Markets, LLC Rafferty Capital Markets, LLC Rafferty Capital Markets, LLC Rafferty Capital Markets, LLC Rafferty Capital Markets, LLC Rafferty Capital Markets, LLC Rafferty Capital Markets, LLC Rafferty Capital Markets, LLC / Aegis Funds Rafferty Capital Markets, LLC / Embarcadero Funds Rafferty Capital Markets, LLC / Satuit Funds Rafferty Capital Markets, LLC / Sparrow Funds Rafferty Capital Markets, LLC/Acadia Mutual Funds Rafferty Capital Markets, LLC/Berkshire Funds Rafferty Capital Markets, LLC/Chou America Mutual Fund Rafferty Capital Markets, LLC/Entrepreneur Shares Rafferty Capital Markets, LLC/Leuthold Funds Rafferty Capital Markets, LLC/Medical Specialist Fund Rainier Securities, LLC Rainmaker Securities, LLC RAIT Securities Ramat Securities Ltd. Ramirez Tradetrek Securities, LLC Ramius Securities LLC Ramsey (M.) King Securities, Inc. Raven Securities Corp Raven Securities Corp Raven Securities Corp. Raven Securities Corp. Raymond C. Forbes & Co., Inc. Raymond J. Lucia Companies, Inc. Raymond James & Associates, Inc. Raymond James & Associates, Inc./Fl Raymond James Ltd./CDS RBC Capital Markets Corporation RBC Capital Markets Corporation RBC Capital Markets Corporation RBC Capital Markets Corporation RBC Capital Markets Corporation RBC Capital Markets Corporation/Retail RBC Centura Securities, Inc. 4874 5774 5355 4884 0158 0527 0309 0234 0279 0158 0158 0443 0750 0443 0158 0234 0019 0161 0161 0161 0161 5726 0161 0718 6612 5537 5867 5908 5387 5899 5323 5367 5656 6682 RAIN RMKR RAIT RMAT TREK RSCO MRKS RAVV RAVN RAVE RVBE RAYF RAJA RJFI MCMF DAIN RBCD RBCX RBCM RBDA 0226 0234 0352 0501 0443 0352 0695 0352 0352 0161 6010 0725 0390 5076 0235 0235 0235 0235 0501 0071 CSIB 0443 CNS 0161 0352 0226 0443 0352 0352 0352 0161 0725 0390 0235 0235 0235 CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS RBC Dominion Securities Corporation RBC Dominion Securities Inc./CDS RBS Securities Inc./Equities RBS Securities, Inc. RD Capital Group, Inc. RDM Investment Services, Inc. RDSC, LLC Reassure Life Insurance Company Red Capital Markets, Inc. Redburn Partners (USA) LP Redi Markets LLC Redsky Financial, LLC RedSky Financial, LLC RedSky Financial, LLC RedSky Financial, LLC RedSky Financial, LLC Redsky Financial, LLC Redwine & Company, Inc. Redwood Brokerage LLC Reed (S.L.) & Company Regal Securities, Inc. Regional Brokers, Inc. Regions Bank Regions Investment Services, Inc. Regis Securities Corporation Reich & Tang Distributors, Inc. Reich & Tang Distributors, Inc/Account 2 Reid & Rudiger, LLC Reid and Associates Reinoso & Company, Incorporated Reliance Trust Company Reliance Trust Company Reliance Trust Company/MetLife Stable Value Fund Reliance Trust Company/SWMS1 Reliance Trust Company/SWMS2 Reliance Worldwide Investments, LLC Reliant Trading Reliastar Life Insurance Company Reliastar Life Insurance Company of New York Reliastar Life Insurance Company/Life & Annuity Product Investment Trading Reliastar Life Insurance Company/Reliastar New York Reliastar Life Insurance Company/Reliastar Retirement Plans Renaissance Capital Greenwich Funds Rencap Securities, Inc. Rensselaer Securities Corporation Repex & Co., Inc. Resource Horizons Group, LLC Retail Division of Wachovia Securities, Inc. Retirement Resources Investment Corp. Reuven Enterprises Securities Division, Inc. Reynolds (Thomas P.) Securities Ltd. Reynolds Funds, Inc. RFS Partners R-G Investment Corporation RGM Securities, LLC Rhino Trading Partners, LLC Rhodes Securities, Inc. Rice Financial Products Company Rice, Voelker LLC Richards, Merrill & Peterson, Inc. Richave Financial, Inc. Richfield Orion International, Inc Rideau (I.C.) Lyons and Co. Ridge Clearing & Outsourcing RYDS RBCF RBSG RDCG RDMI RDSS PSIN RDBN REDI REDG RSKY REDF REDK RSFI RSFO REWI REDW SLRD RGLD RBII FATN QSEC 0235 5002 0425 0248 0443

0425

CNS

QUEC POOH QUOI ROBH ECHI RHIC LAFC LAFF RWPC TOWT RABO RRTC RTCO RCMP JJKE JJKS RCME RCML RAFF RCMI

0158 0443 0309 0226 0279 0158 0158 0750

CNS CNS CNS CNS CNS CNS CNS CNS

0226 0141 4608 0443 0049 0158 0099 0279 0501 0551 0608 0695 0501 0352 0234 0158

CNS CNS CNS CNS

0443 0352 0234 0141 6760 0235

CNS CNS CNS CNS TFT CNS

0019 0161 0161 0161 0161

CNS CNS CNS CNS CNS

6359 0235 5811 5845 0235

RRUD REID ROPK

0235 0141 0443

CNS CNS CNS

4896 5962 5312 2042 2085 0279 0352 4568 4653 4652 4606 4603 5454 0234 0158 0352 0676 0141 0235 0234 0161 6573 4989 0103 0019 0234 CNS

RWWI RTRS

0279 0352

CNS CNS

RENC RENS RPEX

0234 0158 0352

CNS CNS CNS

WRET RRIC REUV REYN

0141

CNS

RGIC HBIW RINO RHDS APEX CEON RMPI AVST ROII ICRL QRCC

0443 0019 0141 0443 0352 8192

CNS CNS CNS CNS CNS CNS

0501 8192 0234 0279 0543

0443 0543

CNS CNS

Alphabetical Reference January 2011

Solutions, Inc. Ridge Clearing & Outsourcing Solutions, Inc. Ridgeway & Conger, Inc. Ridgewood Associates Inc. NJ Riedl, First Securities Company of Kansas Riley (B.) & Co., Inc. Riley (E.K.) Investments, LLC RIM Securities LLC River Cross Securities, L.P River Cross Securities, L.P. Riverstone Wealth Management, Inc. Rivkin (H.) & Co., Inc. RJJ Pasadena Securities, Inc. Robeco Trust Company Robert B. Ausdal & Co., Inc. Robert Van Securities, Inc. Robert W. Baird & Co. Roberts & Ryan Investments, Inc. Robinson & Lukens, Inc. Robinson & Robinson, Inc. Robotti & Company, LLC Rochdale Securities, LLC Rockfleet Financial Services Rockwell Global Capital, LLC Rockwell Securities LLC Rodecker & Co. Investment Brokers, Inc. Rodgers Brothers, Inc. Rodman & Renshaw, LLC Rogo Capital LLC Romano Brothers and Company Roosevelt & Cross, Incorporated Rosenblatt Securities Inc. Rosenblatt Securities Inc. Rosenblatt Securities Inc. Rosenblatt Securities Inc. Ross Sinclaire & Associates, LLC Roth Capital Partners, LLC Rothschild Investment Corporation Rothschild Lieberman, Ltd. Rowe (T.) Price Investment Services, Inc. Royal Alliance Associates, Inc. Royal Alliance Associates, Inc. Royal Alliance Associates, Inc. Royal American Investment Services, Inc. Royal Securities Company Royce Fund Services Inc. RSG Capital Corp. Ruan Securities Corporation Ruane, Cunniff & Goldbarb LLC Rushmore Capital Inc. Rushmore Securities Corporation Russell Financial Services, Inc. Russell Implementation Srvs., Inc. Pt of Russell Inv. Russell Trust Company Russell Trust Company Ryan, Beck & Co. Rydex Distributors, Inc. Rydex Distributors, Inc./Account B S & P Investors Inc. S. Goldman Capital LLC S.F. Investments, Inc. Sabadell Securities USA, Inc. Safe Harbor Securities, Inc. Safian Investment Research Inc. Safra Securities Corp. Sage, Rutty & Co., Inc. Sagepoint Financial, Inc 0543 0052 0141 0235 0501 0141 Sagepoint Financial, Inc. Sagepoint Financial, Inc./FAB Sagepoint Financial, Inc./FAI Sagepoint Financial, Inc/ FA2 Salman Partners Inc./CDS Salt Creek Securities, LLC Samco Capital Markets, Inc. Samco Financial Services, Inc. Sammons Securities Company, LLC Samsung Securities Services, Inc. Samuel A. Ramirez & Company, Inc. Samuel A. Ramirez & Company, Inc. Samuels Chase & Co., Inc. Samurai Trading LLC San Francisco Securities, Inc. Sanderlin Securities, LLC Sanders Morris Harris Inc. Sanders Morris Harris Incorporated Sandgrain Securities, Inc. Sandler, O'Neill & Partners, L.P. Sanford C. Bernstein & Co., LLC Sanford C. Bernstein & Co., LLC Santander Investment Securities Inc. Santander Securities Corporation Saperston Asset Management, Inc. Saratoga Capital Markets Saratoga Capital Markets Saratoga Capital Markets Saratoga Capital Markets Saturna Brokerage Services, Inc. Saturna Brokerage Services, Inc. Saudi American Bank Sauer Dazey Investments Co. Savings Bank Life Insurance Company of Massachusetts (SBLI) Savoy Capital Management, Inc. Saxony Securities, Inc. Saybrook Capital Corporation Scarsdale Equities, LLC SCF Securities, Inc. Schoenfeld (P.) Asset Management LLC Schonex, LLC Schonfeld & Company, LLC Schonfeld & Company, LLC Schonfeld Securities, LLC Schottenfeld Group LLC Schroder Fund Advisors LLC Schroder Fund Advisors LLC/Schroder Fund Advisors International Division Schwartz, Gregory J. & Co. Inc. Score Securities, Inc. Scotia Capital (USA) Inc. Scotia Capital Inc./CDS Scottrade, Inc. Scottrade, Inc. Scottrade, Inc. Scottsdale Capital Advisors Scottsdale Capital Advisors Corp. Screaming Eagle Trading, Inc. Sea Port Group Securities, LLC Seaboard Securities, Inc. Seaboard Securities, Inc. Seaboard Securities, Inc. Seapine Securities, LLC Seaport Securities Corp. Searle & Co. Seattle Northwest Securities Corporation Second Market, Inc. Second Street Securities, Inc. Secura Investment, Inc. AIGF 0522 0182 0556 5049 0103 0234 0234 0651 0352 0352 0501 0234 0501 0352 0443 0352 0013 0013 0158 0443 CNS

ADPC RWCI RGWD RIED RILY EKRI ROCM PRRX RCSL RSWM HRIV RJJZ RBAC RVSI RRII RLUK ROBI ROBT ROCH RCKF ROCK RKWS RODE ROBO RODM ROGO ROMO RCRS ROSB RBLT ROSN RSAI ROTH RTHS RSEC

0052 0235 0158 0443 0551 0442

CNS CNS CNS CNS CNS CNS

0141 0234 0443 5325 0235 4905 7607 0235 0019 0443 0443 0158 0727 0443 0750 0727 6931 0161 0233 0501 0501 0443 0158 0443 0501 5586 0443 7607 0235 0019 0443 0226 0443 0158 0443 0443 0750 0727 6931 0161

CNS

0235 0103

CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS

SAPI SCRK SRAM SMFN SAMS SSNY RREZ RRPR UMAS SAMU SFSE SSLC SMHJ CCCM GRIN SDLR BIRM BLAV SANT SSPR SAPA SCSC SART TOGA SCAP INCC SABF SDIC

0234 0234 0141 0352 0443 0352 0234 0309 0141 0352 0443 0352

CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS

0161 0352 0501 0595 4983 0161 0235 6135 0235 0443 0443 0750 0050 0234 0234 0501 0501 0501 4956 4853 0235 0161 0096 5011 0705 0234 8072 0234 0501 0158 0100 0052 0234 0161 0158 0443 6917 0158 0161 0727

0443 0141 0161

CNS CNS CNS

0226 0161 0235

CNS CNS CNS

0443 0158

CNS CNS

SAVY SAXO SAYB SCAR SCFA PSAM MLSI LSPS SHCO SHWG SHOT

0235 0103 0750 0050 0234

CNS CNS CNS CNS CNS

RAAI ROYL

0443 0089 0235 5663 0750 0727 0443 0234 0234 5762 0019 4832 5964 4912 5898

0226 0443 0443 0235

CNS CNS

RAIS RYAL RAFI RANS RCSK RMCI RFGI

CNS CNS

0727 0642 0234

CNS CNS CNS

RSSE

0019

CNS

RYAN

0443

CNS

SPIV SGCL SFPS SABS SFHS SIRI SSCO SAGE

0279 0501 0443 0443 0234 0443 0141 0144 0443 0443 0352

CNS CNS CNS CNS CNS

GJSS SCOR SCMC SCMF SCTO SSIC SCTO JOHN SCAI SCRM SPGS SEAI SEAB SEAC SEPN SEAP SERL SNSC GRDK SECS SECR

0235 0161

CNS CNS

0234

CNS

0501 0100 0234 0234 0161 0158 0443 6917 0158 0161

CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS

Alphabetical Reference January 2011

SecureVest Financial Group Securevest Financial Group Securities America, Inc. Securities America, Inc. Securities Equity Group Securities Industry Management Corp. Securities Service Network, Inc Securities Service Network, Inc. Securities Trading, Inc. Securitrade Corporation Security Benefit Life Insurance Company Security Dealers Guild Inc. Security Life of Denver/Mutual Funds Security Research Associates Inc. Security Research Associates, Inc. Security Research Associates, Inc. Seelaus (R.) & Co., Inc. Segerdahl and Company SEI Investments Distribution SEI Investments Distribution Co./Advisors Inner Circle Fund SEI Investments Distribution Co./Advisors Inner Circle/UMBTA SEI Investments Distribution Co./Causeway Capital Management Trust SEI Investments Distribution Co./CNI Charter Funds SEI Investments Distribution Co./CNI Charter Funds II SEI Investments Distribution Co./CRA Funds SEI Investments Distribution Co./First Hawaiian Fund SEI Investments Distribution Co./FMB Funds SEI Investments Distribution Co./Hancock Horizon Family of Funds SEI Investments Distribution Co./Optique Funds SEI Investments Distribution Co./RiverPark Funds Trust SEI Investments Distribution Co./SEI Institutional Funds SEI Investments Distribution Co./TD Asset Management USA Funds Inc. SEI Investments Distribution Co./The Arbitrage Fund SEI Investments Distribution Co./UA S&P 500 Index Fund SEI Investments Distribution Co./Wilshire Funds SEI Private Trust Company SEI Trust Company Seibert (J.D.) & Company, Inc. Seidel & Shaw, LLC Seidel & Shaw, LLC Selkirk Investments, Inc. Semaza Securities, LLC Seminole Financial Sendero Securities, LLC Sentinel Brokers Company Sentinel Financial Services Company Sequoia Investments, Inc. Service Asset Trading, Inc. Seslia Securities, Inc. Sethi Financial Investments Seton Securities Group Inc. Seton Securities Group, Inc. Seven Points Capital, LLC SF Sentry Securities, Inc. SVPB MAMA SAIN DOVE SIMC SSNI SECT BDAK 0247 0226 0234 0727 4527 SECD SRES SRFL SRFL SEEL SEGE SEIC 4668 0103 0443 0443 0141 0443 0352 CNS CNS CNS CNS 0309 CNS 0161 0352 0226 0590 0161 0352 0226 0226 0443 0226 0234 0727 CNS CNS CNS CNS CNS CNS CNS CNS SG Americas Securities, LLC SG Americas Securities, LLC Shareholders Service Group, Inc. Shareholders Services Group Inc. Shattuck Hammond Partners LLC Shaw (D.E.) Securities, LLC Shay Financial Services, Inc. SHD Holding, LLC Shearman, Ralston, Inc. Shelby Cullom Davis & Co., LP Shepard & Vrbanac Securities, Inc. Sherman (David) & Co. Shin Han Global Securities Shoreline Trading Group LLC Shoreline Trading Group LLC Shoreline Trading Group LLC Shoreline Trading Group LLC Shufro, Rose & Company, LLC SIA Securities Corp. Siberell (John A.) & Co. Sidoti & Company, LLC Siebert (Muriel) & Co., Inc. Siebert Brandford Shank & Co., LLC Sierra Equity Group Ltd. Sigma Financial Corporation Signal Hill Capital Group LLC Signal Securities, Inc. Signator Investors, Inc. Signature Securities SII Investments SII Investments, Inc. Silver Leaf Partners, LLC Silverton Bank N.A. Simmons & Company International Simmons First Investment Group, Inc. Sims (Herbert J.) & Co., Inc. Sisung Securities Corp. Sky Capital LLC Skyebanc Inc. SL Hare Capital, Inc. Sloan Securities Corp. Sloan Securities Corp. SMBC Nikko Securities America, Inc. SMF Trading, Inc. SMH Capital Inc. SMH Capital Inc. Smith (E.H.) Jacobs & Co. Smith (E.H.) Jacobs & Co., Inc. Smith (E.H.) Jacobs & Co., Inc. Smith (R.W.) & Associates, Inc. Smith Hayes Financial Services Corp./Colorado Bondshares Smith Hayes Financial Services Corporation Smith Hayes Financial Services Corporation Smith, Brown & Groover, Inc. Smith, Moore & Co. SNC Capital Management Corp. Solaris Securities, Inc. Soleil Securities Corp. Soleil Securities Corp. Solowey & Co. Solowey & Co. Sorrento Pacific Financial, LLC Sorsby Financial Corp. Sound Securities, LLC Sound Securities, LLC Soundview Technology Corporation Source Capital Group, Inc. Southeast Investments N.A., Inc. Southlake Capital LLC SGAS SGOV SSGR SSGR SHPL SHAW SHAY SHDH RACO DAVI SPDV SHER CHKG SHTB SHTP SHTG SHTV SHRE SBRL SIDC SBRT SBSC BBII SIGM SHCG SGNL JHDI SSGC SIIW LEAF TBBA SIMM SIGI HJSC SSNG SKYC SKYE SLHC SLOA SLON SUMI SMFT SMHI CCMK EHSJ EHSC EHSM RWSM 0286 0286 0443 6019 0352 0443 0234 0158 0727 0727 0234 0352 0234 0501 0501 0352 5779 7014 0158 0226 0235 0019 0279 0226 0640 0019 0443 0309 0443 0750 0103 0158 0158 0158 0443 0501 0501 0161 0501 0279 5708 SHFS 0226 5575 SGBI SMMO SNCC SOLA SOLE SOLS SLWY SOLO SORS SUND APNT SNDV SORE SEIN SLAK 0494 0234 0234 0501 0501 0226 8006 0346 0727 0161 0234 0226 0494 CNS CNS 0226 CNS 0443 0158 0226 0727 0234 0352 TFT CNS CNS CNS CNS CNS CNS 0286 0286 0443 CNS CNS CNS

0352 7014 0226 0226 0235 0141 0019 0279 0226 0226 0443 0019 6703 0443 0309 0443 0443 0750 0226 0103 0158 6700 0443

CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS TFT CNS CNS CNS CNS CNS CNS CNS CNS TFT CNS

0352 5763 5532

4913 6667 5559 5748 5606 5565 6691 5876 5343 5717 6539 5521 4973 4875 2039 4952 0158 0234 0234 0279 0052 0197 0352 5873 0309 0234 0443 0750 0443 0019 0234 0352

0161 0279

CNS CNS

SEIB SEID DAVW EMPR SMZA SEMT SEND SEBR SEQU SATI SESL SSFG SSGP SSGI SEVP SFSS

0158 0234 0309 0279 0052 0197 0279 0309 0158

CNS CNS CNS CNS CNS CNS CNS CNS CNS

0226

CNS

0727 0161 0573 0141 0226 0279

CNS CNS CNS CNS CNS CNS

0443 0352

CNS CNS

0279

Alphabetical Reference January 2011

Southridge Investment Group LLC Southwest Securities, Inc. Southwestern Capital Market, Inc. Souza Barros Securities, Inc. Spartan Securities Group, Ltd. Specialist Clearance Spectrum Asset Management Inc. Spectrum Capital, Inc. Spencer Clarke LLC Spencer Edwards, Inc. Spencer Edwards, Inc. Spencer Trask Ventures, Inc. Spencer-Winston Securities Corporation Spire Securities, LLC Spreadzero, LLC Spring Street Partners, L.P. Spyglass Securities, LLC SRM Securities, Inc. SSB - Bank Portfolio SSB-Trust Custody St Bernard Financial Services, Inc STAAR Investment Trust Stanchart Securities International, Inc. Standard Chartered Securities (North America) Inc. Standard Credit Securities Standard Insurance Company Standard Investment Chartered, Inc. Standard Securities Limited/CDS Stark (R.M.) & Co., Inc. Stark, Salter & Smith State Discount Brokers Inc. State Farm VP Management Corp. State Street /ACH HR Solutions LLC/Ford Motor Company State Street Bank & Trust Co../FBO Qualified Plans State Street Bank & Trust Co./ACS HR Solutions, LLC/DTCC State Street Bank & Trust Co./ACS HR Solutions/Rio Tinto State Street Bank & Trust Co./ACS/Glaxosmithkline State Street Bank & Trust Co./ADPMorgan Stanley State Street Bank & Trust Co./AXA Equitable Life Insurance Company State Street Bank & Trust Co./IBTAccount # 2 State Street Bank & Trust Co./JP Morgan Retirement Plan Services State Street Bank & Trust Co./JP Morgan Retirement Plan Services/Deluxe Cp State Street Bank & Trust Co./JP Morgan Retirement Plan Services/Hallmark Cards Inc. State Street Bank & Trust Co./JPMorgan Retirement Plan Services/EDS State Street Bank & Trust Co./Mainstay State Street Bank & Trust Co./NYLIM/SIP State Street Bank & Trust Co./Sanford Bernstein Alliance Capital State Street Bank & Trust Co./Southern California Edison Trust - Hewitt State Street Bank & Trust Co./T. Rowe Price Retirement Plan Services State Street Bank & Trust Co./Wealth Management Services 2 GFLD SWST SCMT SOUZ MICA SPCL SAMI SPCA SPEN SPIN SEII STSI SPWI SPLC SZRO SSPT SPYG SRPR STBK KEEN SCFL SCBS SCSI STVT STDS RMST SPSR STDB 0443 0443 4701 0103 5018 0443 0158 4971 2524 5165 5966 5329 5623 5991 0228 2767 0130 0309 0279 0443 0234 0352 0352 0443 0750 8072 0226 0158 0049 0352 0052 0226 2319 0309 6736 0443 CNS 0309 0279 0279 CNS CNS CNS State Street Bank & Trust Co./Wealth Manager Services State Street Bank & Trust Co/JP Morgan Retirement Plan Services/Tower Perrin State Street Bank & Trust Company State Street Global Markets, LLC State Street Global Markets, LLC State Street Global Markets, LLC State Street Global Markets, LLC State Street Global Markets, LLC/State Street Collective Fund State Street/ACS/ConAgra Foods State Trust Capital, LLC State Trust Investments, Inc. Stephen A. Kohn & Associates, Ltd. Stephen M Ferretti Stephens, Inc. Sterling Enterprise Group, Inc. Sterling Grace Municipal Securities Co. Sterling Investments Stern Fisher Edwards, Inc. Sterne Agee & Leach, Inc Sterne Agee Capital Markets, Inc. Sterne Agee Capital Markets, Inc. Sterne Agee Financial Services Sterne Agee Financial Services, Inc. Sterne, Agee & Leach, Inc. Steven L. Falk & Associates Stewart (W.P.) Securities Limited STG Secure Trading Group, Inc. STG Secure Trading Group, Inc. STG Secure Trading Group, Inc. Stifel, Nicolaus & Company Incorporated Stifel, Nicolaus & Company Incorporated Stillpoint Wealth Management, LLC Stinson Securities, LLC Stock Depot, Inc. Stock Traders Stock USA Investments Stock USA Investments Stock USA Investments Stockcross Financial Services, Inc. Stockcross Financial Services, Inc. Stockcross Financial Services, Inc. Stockcross Financial Services, Inc. Stoever, Glass & Co. Inc. Stoever, Glass & Co., Inc. Stofan, Agazzi & Company, Inc. Stone & Youngberg LLC Stone Securities Corp. Stonecastle Securities, LLC Stonehaven, LLC Stormharbour Securities LP Strand Atkinson Williams & York, Inc. Strategas Research Partners, LLC Strategic Capital Investments, LLC Strategic Financial Alliance (The) Stuart Frankel & Co., Inc. Studness Research Sturdivant & Co Sturges Company (The) Success Trade Securities, Inc Success Trade Securities, Inc. Success Trade Securities, Inc. Summer Street Research Partners Summit Brokerage Services, Inc. Summit Brokerage Services, Inc. Summit Capital Investment Group, Inc. Summit Equities, Inc. 6503

0352 0188 0443 0750 0226 0158 0226 0352 0052 0226 2436

CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS TFT

SSBS SSLL SSGM

5111 2950 0189 0189 0226 5641 6511 5100 6576

0189 0189 0226

CNS CNS CNS

0443

CNS

0443 0279 0158

CNS CNS CNS

STTR SAKL STEP SPHN SEGI STGC SLIN SFEI SALC FGIS SACM SAFS ITCC SALI FALK WPST STGB STGI STGR STFL TWPL SPWM STIN SDPT SKTR SPTD SUSA QTRD STOX STOS STXF STXG STOV SZZI STYO STNE SCSS STNH STHA ATKC STRS SCIL TSFA STFC STUD STUR TSCD STJT STSS VERN SUMM SUMT SMPR SUMC SEMQ

0443 0226 0158 0419 0750 0279 0419 0750 0279 0052 0226 0443

CNS CNS CNS CNS CNS CNS CNS CNS

0443 0750 0750 0750 0750 0750 0235 0443 0234 0234 0501 0793 0793

0750 0750 0750 0235 0443

CNS CNS CNS CNS CNS

0793 0793 0443 0103 0279 0234 0234 0445 0226

CNS CNS CNS CNS CNS CNS CNS CNS CNS

0750 0279 0234 0234 0234 0445 0226 0234 0445 6759 0443 0443 0161 0501 0235 0161 0052 0443 0352 0100 0235 0052 0052 0052 0443 0141 0234

6759 0141 0443 0226 0161 0235 0141 0161 0052 0443

TFT CNS CNS CNS CNS CNS CNS CNS CNS CNS

5435

2547

6654 0487 5953 6519 5990 5968 2955

0235

CNS

0141 0443 0234 0226

CNS CNS CNS CNS

Alphabetical Reference January 2011

Sumridge Partners, LLC Sun Life Assurance Co. of Canada (U.S.)/Columbia Funds Distribution Sun Life Assurance Co. of Canada (U.S.)/Sun Life Financial Investments (Bermuda) Ltd. Sun Life Assurance Company of Canada (US) Sun Life Assurance Company of Canada (US) Sun Life Assurance Company of Canada/Life Business Sun Life Insurance & Annuity Co. of NY (U.S.)/Columbia Funds Distribution Sun Life Insurance & Annuity Co. of NY (U.S.)/Insurance Products Sun Life Insurance and Annuity Company of New York Sunamerica Annuity and Life Assurance Company Sunamerica Annuity and Life Assurance Company/DVFS SunAmerica Capital Services, Inc. SunAmerica Capital Services, Inc./Valic SunAmerica Life Insurance Company Sunamerica Securities, Inc. Sunbelt Securities, Inc. Sungard Institutional Brokerage Inc. Sungard Institutional Brokerage Inc. Sungard Institutional Brokerage Inc./Intermediary Responses Sungard Institutional Brokerage, Inc. Sunrise Securities Corp Sunrise Securities Corp. Sunset Financial Services, Inc. Sunstate Equity Trading Sunstreet Securities, LLC SunTrust Bank - DTC #2971 SunTrust Bank/401K Mutual Funds Settlement SunTrust Capital Markets, Inc. SunTrust Investment Services, Inc. SunTrust Robinson Humphrey Inc SunTrust Securities, Inc. Superior Financial Services, Inc. Surety Financial Services Surge Trading Inc. Susquehanna Capital Group Susquehanna Financial Group, LLC Susquehanna Financial Group, LLP Susquehanna Fixed Income, L.P. Sutter Securities Incorporated SVB Securities, Inc./A Non-Bank Affiliate of Silicon Valley Bank SWBC Investment Services, LLC SWBT Securities, Inc. Sweney, Cartwright & Company Sword Securities Corporation Symestra Investment Services, Inc. Symetra Investment Services, Inc. Symetra Life Insurance Company Symetra Life Insurance Company Symphonic Securities LLC Syndicated Capital, Inc. Syndicated Capital, Inc. Syndicated Capital, Inc./PIA Funds Synergy Investment Group Synergy Investment Group, LLC Synovus Securities Inc. T. R. Winston McKinney & Company, LLC SMRD 4644 0352 CNS T. Rowe Price Investment Services, Inc./SICAV Funds SICAV T. Rowe Price Retirement Plan Services, Inc. T.Rowe Price Investment Services Inc./ T.Rowe Price Trust Company T.S Phillips Investments TAG Securities, Inc. Taglich Brothers, Inc. Tahoe Fixed Income LLC Take Charge Financial Tanaka Funds, Inc. TBC Securities, LLC TCAdvisors Network, Inc. TCM Capital, Inc. TCT Securities & Derivatives, LLC TCW Investment Management Company TD Ameritrade Clearing, Inc. TD Ameritrade Trust Company TD Ameritrade Trust Company TD Ameritrade, Inc. TD Professional Execution, Inc. TD Securities (USA) LLC TD Securities (USA) LLC TD Securities (USA) LLC TD Securities (USA) LLC TD Waterhouse - Norstar Securities/CDS TD Waterhouse Canada Inc. #2/CDS TD Waterhouse Canada Inc. #3 TD Waterhouse Canada Inc. #5/CDS TD Waterhouse Canada Inc. #6/ATP TD Waterhouse Canada Inc./CDS TD Waterhouse-ITG Canada/CDS Teachers Advisors, Inc. Teachers Advisors, Inc./Life Funds Teachers Insurance and Annuity Association of America Teachers Insurance and Annuity Association of America/TIAA-CREF Life Teckmeyer Financial Services Tejas Securities Group, Inc. Tejas Securities Group, Inc. Telemus Investment Brokers, LLC Templeton Sicav Funds/Franklin/Templeton Distributors Inc. Terminus Securities, Inc. Terra Nova Financial, LLC Terra Nova Financial, LLC Terra Nova Financial, LLC Teton Investment Partners, LLC TFS Derivatives Corporation TGH Securities, Inc. The Bank of New York Mellon The Bank of New York Mellon /MIDCAP SPDRS The Bank of New York Mellon/ Mellon Trust of New England, National Association The Bank of New York Mellon/First Trust Exchange Traded Funds The Bank of New York Mellon/Mellon Securities Trust Co. The Bank of New York Mellon/RRZ Public Markets, Inc. The Bank of New York Mellon/Southtrust Bank of Alabama The MuniCenter, L.L.C The Princeridge Group LLC The Rockwell Financial Group, Inc. 4911 7117 5907 TSPI TAGG TAGS TAFI TCFF TBCS TCAN TCMU TCTD 0141 0234 0443 0750 5771 0309 0443 0750 6563 0188 5982 6566 0188 5062 0158 0158 0551 5061 5005 5033 5021 5062 5036 5035 5668 5392 4693 0443 0750 0226 CNS CNS CNS CNS

4647 4518 6794 4649 4645 4646 4519 4516 4648 5596 5560 4507 SUNA SBLT SIBI 0226 0443 6485 6495 0442 0226 0161 0234 0727 2971 2810 0226 0226 2482 0153 0235 0100 0551 0551 0161 0443 0226 0573 CNS CNS CNS

0443 0443

CNS CNS

FOMA

0188

CNS

TDAR PROX TDPA TDED TDSI TDNY NSIF GLII GLIR GLIP GLIS

0188 0226

CNS CNS

SUNB SNRC SUNR SSET JIMK SUST

5021

CNS

0226 0161 0226 0727

CNS CNS CNS CNS

RHCO SSIN STCM SFSI MESI SURG SUSQ SUFI SFGB SUSF SUTT SVBS SWBC SWTX SWEN SWRD SFCO

0418 0226 2482 0235 0226 0551 0551 0551 0443

CNS CNS TFT CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS CNS

TFSL TEJS TSGI TIBS

5683 0235 0158 0158 0226

0235 0158 0158 0226

CNS CNS CNS CNS

0158

7027 0161 0427 4609 5161 0443 0443 5680 4881 0234 7224 0226 0443

0158 0226 0443 7027 0161 0443

TRMS TNIS TNIT TNPS TTON TFSV TGHS

5690 0727 0161 0161 0234 0234 0595 0901 2209

0727 0161 0161

CNS CNS CNS

0443

CNS

0954 0963 0904 RRZP SALA TMCC PRCO RFRC 6033 6523 0582 0443 0309 TFT TFT CNS CNS CNS

SYMP SYCA

0443 0443

CNS CNS

SYNG CBTD TRWN

0226 0443

CNS CNS

0582 0443 0309

Alphabetical Reference January 2011

The Street, Inc. The Vertical Trading Group, LLC Themis Trading LLC ThinkEquity Partners LLC Thinkorswim, Inc. ThinkorSwim, Inc. ThinkOrSwim, Inc. ThinkPanmure LLC Thomas Group Capital Thomas McDonald Partners, LLC Thomas Weisel Partners LLC Thompson Davis & Co., Inc. Thor Capital, LLC Thornburg Securities Corporation Thornes & Associates, Inc. Investment Securities Thornton, Farish & Gauntt Thoroughbred Financial Services, LLC Thrivent Investment Management, Inc. Thrivent Investment Management, Inc. Thurston, Springer, Miller, Herd & Titak, Inc. TIAA-CREF Individual and Institutional Services, Inc. TIAA-CREF Individual and Institutional Services, LLC TIB The Independent Bankers Bank Ticondergoa Securities LLC Ticondergoa Securities LLC Tiger Securities, LLC Timber Hill LLC Titan Trading Services, LLC Titan Trading Services, LLC Titan Trading Services, LLC Title Securities, Inc. TJM Investments, LLC TJM Investments, LLC Tobias Bros. Inc. Tocqueville Securities, L.P. Todd & Company, Inc. Toll (William M.) Tonge (R.M.) Company Torc Investments and Research LLC Torc Investments and Research LLC Torc Investments and Research LLC Torc Investments and Research LLC Torc Investments and Research LLC Torc Investments and Research LLC Torc Investments and Research LLC Torc Investments and Research LLC Torc Investments and Research LLC Torc Investments and Research LLC Torrey Pines Securities, Inc. Touchstone Securities Inc. Tourmaline Partners, LLC Toussaint Capital Partners, LLC Tower Square Securities, Inc. Tower Square Securities, Inc. Tower Square Securities, Inc./Metlife TPR Investments, L.P. Track (ECN) Track (ECN) Track Data Securities Corp. Track Data Securities Corp. Track Data Securities Corporation Trade Center Securities Corp. Trade Manage Capital, Inc. Tradebot Systems, Inc. TradeKing Tradeking Tradelink Securities, LLC Tradelink Securities, LLC TSIB VGRP THEM VISR TOSI SWIM TOSM THNK TSEC TMCD TWPT TDCO THRC 0750 8072 0443 0158 0234 0234 0234 0158 0158 0226 0443 0234 5541 Trade-PMR, Inc. Tradeportal Securities, Inc. Traderfield Securities Traderight Securities Tradespot Markets, Inc. TradeStar Investments, Inc. TradeStation Securities, Inc. Tradestation Securities, Inc. Tradewinds Financial Group, Incorporated Tradewire Securities LLC Tradewire Securities LLC Trading Partners, Inc. Trading Services Group Inc. Tradition Aisel Tradition Asiel Securities, Inc. Tradition Asiel Securities, Inc. Tradition Asiel Securities, Inc. Tradition Asiel Securities, Inc. Transamerica Advisors Life Insurance Company Transamerica Advisors Life Insurance Company of New York Transamerica Capital, Inc. Transamerica Capital, Inc./Diversified Funds Transamerica Capital, Inc./Series Trust Funds Transamerica Financial Advisors, Inc. Transamerica Financial Advisors, Inc.//II Transamerica Financial Life Insurance Company Transamerica Financial Life Insurance Company / FL, NY Annuity Business Transamerica Financial Life Insurance Company / FL, NY Life Business Transamerica Financial Life Insurance Company/KC NY Life Business Transamerica Financial Life Insurance Company/Retirement Division Transamerica Life Insurance Company /Life Business Transamerica Life Insurance Company/Diversified Investors Securities Corp Transamerica Life Insurance Company/Diversified Investors Securities Corp Transamerica Life Insurance Company/Retirement Division Transamerica Life Insurance Company/TLIAC Transatlantic Securities Company Transcend Capital, L.P. Treasure Financial Corp. Trend Trader LLC Triad Advisors, Inc. Triad Advisors, Inc. Triad Securities Corp Triad Securities Corp. Triangle Securities, LLC Tricor Financial, LLC Trident Partners Ltd. Trident Securities Division of McDonald Investments Inc. Triune Capital Advisors, LLC Triune Capital Advisors, LLC Troika Dialog USA, Inc. Trubee, Collins & Co., Inc. Trust Company of America Trustcore Investments, Inc. Trustmark National Bank TPMR PORT TDFD TRSL TSMI TSII TRAD FILL TRFI TWGR TWSE TPAT TSRV TFAS ASEL ASLB TRAS TASL 0750 0234 0158 0052 0234 0226 0271 0352 0158 0234 0443 0161 0161 0443 0370 0370 0443 0501 4728 4638 5580 6739 6738 0285 0224 4561 4718 4719 4683 4680 4642 0750 0234 0052 0226 0271 0352 0158 0234 CNS CNS CNS CNS CNS CNS CNS CNS

0234

CNS

0158 0158 0141 0226 0443

CNS CNS CNS CNS CNS

TATA THFA TBRD AALC 7243 TMBI 0727 0638 CREF TIBD FORT REND TIGR TMBR SPIF TITN SPKE DIRA TJMG TJMI TOBI TOCQ TODD TOLL TONG TORC TORK TORF TORM TORP TORV TORX TORA TORI TORQ TORY TOUR TCPX TRSQ

0141 6806 0226 0226

CNS TFT CNS CNS

0443 0370

CNS CNS

0226 0226 0309 0549 0234 0234 0234 7081 0501 0551 0158 0443 0158 0352 0161 0234 0234 0234 0234 0234 0284 0695 0695 0695 5711 0501 0443 0443 0354 0327 0226 0103 0501 0459 0459 0234 0234 0443 0083 0234 0234 0501 0551

0443 6412 0226 0226 0309 0549 0234 0234 7081

CNS TFT CNS CNS CNS CNS CNS CNS CNS

0158 0443 0158 0443 0161 0234

CNS CNS CNS CNS CNS CNS

4738

4739 5768 4543 0408 0234 0279 0234 6430 0019 0158

0226

CNS

0443 0443

CNS CNS

TRNS TRSD TREA TORS TRID TIAB TIAD TRIN TCOR TRIP TRDT TRUM TRUN TRKA TRUB TMII

0234 0226 0019 0158 0141 0226 0141

CNS CNS CNS CNS CNS CNS CNS

TPRI TRAO TRAG TRAC DATA TDSC TCSC YAMN TRBT KRSG TKNG TRTR TRLN

0226

CNS

0141 0799 0234 0750 0443 5981

0234 0443 0141 0226

CNS CNS CNS CNS

0443 0234 0234

CNS CNS CNS

2852

Alphabetical Reference January 2011

Trustmont Financial Group, Inc. Tryco Securities, Inc. Tullett Liberty Securities Inc. Tullett Liberty Securities, Inc. Turner (J.P.) & Co. LLC Turner (J.P.) & Company, LLC Turningblock Capital, LLC Tweedy, Browne Company LLC Tweedy, Browne Company LLC 21st Century Financial Services Twenty-First Securities Corporation Two Sigma Securities, LLC TWS Financial, LLC U.S. Bancorp Investments Inc. U.S. Bank N.A. U.S. Bank N.A./Municipal Securities Group U.S. Boston Capital Corp. U.S. Brokerage, Inc. U.S. CA Securities LLC U.S. Clearing Corp./Execution Services U.S. Financial Investments, Inc U.S. Financial Investments, Inc U.S. Global Investors Funds U.S. Trading LLC UBS Financial Services INC of Puerto Rico UBS Financial Services Inc. UBS Financial Services Inc. UBS Global Asset Management (US) Inc. UBS Global Asset Management (US), Inc./Offshore Funds UBS Global Asset Management (US), Inc./Puerto Rico Fund UBS Global Asset Management/Group Trust Funds UBS International, Inc. UBS Securities Canada Inc./CDS UBS Securities LLC UBS Securities LLC UBS Securities, LLC UBS Securities, LLC UBS Securities, LLC UBS Securities, LLC UBS Securities, LLC Uhlmann Price Securities, LLC Ultimus Fund Distributors, LLC Ultimus Fund Distributors, LLC/Alphamark Investment Trust Ultimus Fund Distributors, LLC/Berwyn Funds Ultimus Fund Distributors, LLC/CM Advisers Family of Funds Ultimus Fund Distributors, LLC/Davenport & Company Ultimus Fund Distributors, LLC/Flippin Bruce & Porter Funds Ultimus Fund Distributors, LLC/Gardner Lewis Investment Trust Ultimus Fund Distributors, LLC/Government Street Funds Ultimus Fund Distributors, LLC/Hussman Strategic Growth Fund Ultimus Fund Distributors, LLC/Jamestown Funds Ultimus Fund Distributors, LLC/NCM Capital Investment Trust Ultimus Fund Distributors, LLC/Papp Investment Trust Ultimus Fund Distributors, LLC/Piedmont Investment Trust CFGM TRCO PATR TULL JPTC JPTS TBLK TWEE TWFS TFSC SOHO TWSF FBSB 0727 0279 0624 0234 0158 0234 0501 0352 5488 0352 0161 0234 0280 2803 0727 0279 0624 0158 0234 0352 0188 0352 0234 0280 CNS CNS CNS CNS CNS CNS CNS CNS CNS TFT Ultimus Fund Distributors, LLC/PMFM Investment Trust Ultimus Fund Distributors, LLC/Profit Funds Investment Trust Ultimus Fund Distributors, LLC/Schwartz Investment Trust Ultimus Fund Distributors, LLC/Stralem Funds Ultimus Fund Distributors, LLC/TFS Capital Investment Trust Ultimus Fund Distributors, LLC/The GKM Funds Ultimus Fund Distributors, LLC/The RAM Funds Ultimus Fund Distributors, LLC/The Veracity Funds Ultralat Corporation UMB Bank N.A./UMB Scout Brokerage Services UMB Bank National Association UMB Bank, N.A. UMB Distribution Services, LLC/Alerian MLP Funds UMB Distribution Services, LLC/Comerica Collective Investment Funds UMB Distribution Services, LLC/Commonwealth International Series Trust UMB Distribution Services, LLC/Grand DS/Investment Managers Series Trust UMB Distribution Services, LLC/Green Century Funds UMB Distribution Services, LLC/Lotsoff Capital Management Micro Cap Fund UMB Distribution Services, LLC/Marsico Investment Funds UMB Distribution Services, LLC/Nakoma Absolute Return Fund UMB Distribution Services, LLC/Stewart Capital Advisors UMB Distribution Services, LLC/UMB Scout Funds UMB Distribution Services, LLC/Wasatch Advisors Fund Inc. UMB Distribution Services, LLC/Westport Funds UMB Fund Services LLC/Giant 5 Funds Unibanco Securities Inc Unicredit Capital Markets, Inc. Unified Financial Securities, Inc. Unified Financial Securities, Inc. FBO James Advantage Funds Unified Financial Securities, Inc./3 to 1 Fund Unified Financial Securities, Inc./API Trust Fund Unified Financial Securities, Inc./Appleseed Fund Unified Financial Securities, Inc./Auer Growth Funds Unified Financial Securities, Inc./Becker Value Funds Unified Financial Securities, Inc./Crawford Funds Unified Financial Securities, Inc./Dean Family of Funds Unified Financial Securities, Inc./Dreman Fund Unified Financial Securities, Inc./Eastern Point Advisors Funds Trust Unified Financial Securities, Inc./FBO 6692 6593 5830 5639 5430 5558 5640 6535 ULAT 5988 2451 2450 5116 0443 CNS

CMMB USDB USCA QRCE USFI USFB USTC PWPR PWJC PTFI 4919 0279 0226 0543 0595 5442 0234

6729 0279 0226 0226 0595 0234 0221 0221

TFT CNS CNS CNS CNS CNS CNS CNS

UMBI

2451

TFT

5943

0221 0221 5795 6510 5593 5603 0221 5017 0642 0642 0642 0642 0642 0642 0642 0235 5837 5653 5605 5730 5567 5733 5888 5732 5479 5490 5409 5114 6595

4878 4985 6676 5841 5728 5897 6599 4854 5773 5598 6534 UNIB BVCM 0443 4965 5613 5285 4972 5286 5290 5291 5296 4927 5418 0443 0443 CNS CNS

UBII BUNT UBSW UBSB UBSC UBSG UBSS UBST UBSX UHLM

0221 0642

CNS CNS

4975 5287

Alphabetical Reference January 2011

Alta Trust Unified Financial Securities, Inc./FBO Roosevelt Funds Unified Financial Securities, Inc./Geier Funds Unified Financial Securities, Inc./Golub Group Unified Financial Securities, Inc./Hirtle Callaghan Trust Unified Financial Securities, Inc./Huntington Fund Unified Financial Securities, Inc./Iron Funds Unified Financial Securities, Inc./Jones Villlata Opportunity Fund Unified Financial Securities, Inc./Leeb Focus Funds Unified Financial Securities, Inc./LS Opportunity Fund Unified Financial Securities, Inc./Marathon Funds Unified Financial Securities, Inc./Mirzam Funds Unified Financial Securities, Inc./Penn Street Funds Unified Financial Securities, Inc./Pinnacle Collective Trust Unified Financial Securities, Inc./Symons Funds Unified Financial Securities, Inc./TEAM Financial Unified Financial Securities, Inc./Timothy Plan Funds Unified Financial Securities, Inc./Toreador Funds Unified Trust Company, National Association Union Bank and Trust Company Nebraska Union Bank N.A. Union Bank N.A. Union Capital Company Union Securities Ltd. (Canada) Union Security Insurance Company Unionbanc Investment Services, LLC United Bankers Bank United Brokerage Services, Inc. United Capital Markets, Inc. United Equity Securities, LLC United Planners Financial Services of America United Planners Financial Services of America United States Life Insurance Company in the City of New York (The) Universal Life Insurance Company Univest Securities, Inc. UNX, Inc. UNX, Inc. UNX, Inc. UNX, Inc. Upromise Investments, Inc. Upromise Investments, Inc./Phoenix Platform Account US Securities International Corp. USAA Investment Management Co. USAA Investment Management Company USI Securities, Inc. Uvest Financial Services Group, Inc. Uvest Financial Services Group, Inc. Valdes & Moreno, Inc. Valley Forge Asset Management Corporation 4725 5294 5306 6574 5832 5301 5295 5302 5380 5303 5305 5902 5356 5307 5408 6518 5308 5983 2067 UBOC IVOL USLF MKTI UBKR UBSI UCMI PFML UPLN 2145 0235 5077 4544 6728 2851 0235 TFT CNS Valley National Investments, Inc. Valmark Securities, Inc. Valmark Securities, Inc. Valores Finamax International, Inc. Value Line, Inc. Van Clemens & Co., Inc. Van Eck Sec Corp/VIP Trust Van Eck Securities Corporation Van Kampen Funds, Inc. Vanderbilt Securities, LLC Vandham Securities Corp. Vandham Securities Corp. Vanguard Capital Vanguard Fiduciary Trust Company Vanguard Marketing Corp./Vanguard Investments Series PLC Funds Vanguard Marketing Corporation Vanguard Marketing Corporation Vantage Investments VanthedgePoint Securities, LLC Variable Annuity Life Insurance Company (The) Variant Research Corporation Vasiliou & Company Inc. Vaughan & Co. Securities, Inc. VBC Securities VCG Securities LLC VCM Securities, LLC Vector Partners, L.P. Vectormex WMG, Inc. Veritas Securities Corp. Vertical Management Systems, Inc./TPA Vertical Trading Group, LLC (The) Vest (H.D.) Investment Securities, Inc. VFG Securities, LLC vFinance Investments, Inc. Vfinance Investments, Inc. Vianet Direct, Inc. Viewpoint Securities, LLC Viewtrade Securities, Inc. ViewTrade Securities, Inc. Viewtrade Securities, Inc. Vining-Sparks IBG, L.P. Virtu Financial BD LLC Vision Brokerage Services, LLC Vision Financial Markets LLC Vision Investment Services, Inc. Vista Securities, Inc. VP Distributors, Inc VSR Financial Servcies, Inc. VSR Financial Services, Inc. VT Brokers, LLC W.D. Latimer Company LTD./CDS W.H. Reaves & Co., Inc W.R. Hambrecht + Co., LLC W.R. Hambrecht + Co., LLC W.R. Hambrecht + Co., LLC W.R. Taylor & Company, LLC Wachovia Securities Financial Network, LLC Wachtel & Co., Inc. Waddell & Reed, Inc. Waddell & Reed, Inc. Wade (G.W.) Asset Management Company, Inc. Wainwright (H.C.) & Co., Inc. Walker Rose, Inc. Wall Street Access Wall Street Access Wall Street Access Wall Street Advisor Services, LLC VALI VALM FINA VCLM 0235 0121 0352 5827 0279 4977 5524 0692 0161 0161 0443 5972 4996 0062 5772 0234 0234 6455 0352 0352 0226 0235 CNS CNS

0279

CNS

VKMI VBLT VNDM VNDX VCAP

0692 0443 0161 0161 0443

CNS CNS CNS CNS CNS

VGRD VTIS VHPA

0062

CNS

0234 0352 0352 0443 0158 0158 0443 0352 0352

CNS

VARI VASL VCSI VBCS VANQ VCMS VCTR VMEX VRTA

0158 0352 0352 0100 7122 0161 0268 0750 0052 0226 0161 0234 0234 0234 0019 0063 0595 0595 0279 5517 2615 0141 0551 5078 0443 0443 0234 0551 0750 0141 0709 0687 4879

CNS CNS CNS CNS CNS CNS CNS CNS

VERT VFGS VFNL VFIN VNET VWPT VIEW VTDT VTRD VSLP VRTU VBSL VSIN VISI VSTS

0161 0750 0052 0226 0161 0234 0234 6043

CNS CNS CNS CNS CNS CNS CNS TFT

0443 0443 6008 4531 6497 0158 0501 0501 0501 0501 5704 5670

6728 6732 0141 0443 0226 0443

TFT TFT CNS CNS CNS CNS

0595 0443 0279

CNS CNS CNS

UNIV UNEX UNXD UNXT UNXU

VSRF BIAD WDLF REAV HAMR HAMC HESM WRTC FNET WACL

0141

CNS

0443 0235

CNS CNS

0750 0141 0709

CNS CNS TFT

USIC USAA

0367 5935

0226 0367 0226 0443 0309 0443

CNS CNS

USIS UVST TORO VLYF

0443 0603 0309

CNS CNS CNS CNS

GWWD HCWT ROSE WABR WSAP WSAX

0226 0158 0501 0443 0501 0501 0626

CNS

0443 0501

CNS CNS

Alphabetical Reference January 2011

Wall Street Electronica, Inc. Wall Street Financial Group Wall Street Management Corporation Wall Street Money Center Corp. Wallace R. Weitz & Company Wallach Beth Capital LLC Wallstreet E Financial Services Inc. Wallstreet E Financial Services Inc. Walnut Street Securities Walnut Street Securities Walthausen & Co LLC Wang Investment Associates, Inc. Wang Investment Associates, Inc. Wang Investment Associates, Inc. Ward (K.C.) Financial Ward's Financial Services, Inc. Warner Group Inc. (The) Warren D. Nadel & Company Washington Analysis Corporation Washington Securities Corporation Waterford Investors Services, Inc. Watermark Securities Inc. Watermill Institutional Trading, LLC Waterstone Financial Group, Inc Waterstone Financial Group, Inc. Watkins Financial Services, Inc. Watley (A.B.) Direct, Inc. Waveland Capital Partners LLC Wayne Hummer Investments LLC Wayne Hummer Investments LLC WBB Securities, LLC Wealth Monitors Inc. Weaver Tidwell Capital, LLC Weber & Company, Inc. Weckstein (D.) & Co., Inc. Wedbush Morgan Securities, Inc. Wedbush Morgan Securities, Inc. Wedbush Morgan Securities, Inc. Wedbush Morgan Securities, Inc. Wedbush Morgan Securities, Inc. Wedbush Morgan Securities, Inc. Wedbush Morgan Securities, Inc. Wedbush Morgan Securities, Inc. Wedbush Morgan Securities, Inc. Wedbush Morgan Securities, Inc. Wedbush Morgan Securities, Inc. Wedbush Morgan Securities, Inc. Wedbush Morgan Securities, Inc. Wedbush Morgan Securities, Inc. Wedbush Morgan Securities, Inc. Wedbush Morgan Securities, Inc. Wedbush Morgan Securities, Inc. Wedbush Morgan Securities, Inc. Wedbush Morgan Securities, Inc. Wedbush Morgan Securities, Inc. Wedbush Morgan Securities, Inc. Wedbush Morgan Securities, Inc. Wedbush Morgan Securities, Inc. Wedbush Morgan Securities, Inc. Wedbush Morgan Securities, Inc. Wedbush Morgan Securities, Inc. Wedbush Morgan Securities, Inc. Wedbush Morgan Securities, Inc. Wedbush Morgan Securities, Inc. Wedbush Morgan Securities, Inc. Wedbush Morgan Securities, Inc. Wedbush Morgan Securities, Inc. Wedbush Morgan Securities, Inc. Wedbush Morgan Securities, Inc. Wedbush Morgan Securities, Inc. Wedbush Morgan Securities, Inc. Wedbush Morgan Securities, Inc. WSET WSFG WSMC WAMC WBET WSEI WNUT 0543 0226 0750 5769 0158 0052 0052 0443 0533 5595 0279 0234 0234 0052 0727 0235 0235 0161 0235 0235 0158 0501 0075 0727 0750 0234 0141 0196 0226 0352 0309 0727 0234 0103 0103 0103 0017 0103 0103 0103 0103 0103 0103 0103 0103 0103 0103 0103 0103 0103 0103 0103 0103 0103 0103 0103 0103 0103 0103 0103 0103 0234 0234 0330 0352 0355 0442 0442 0442 0442 0543 0226 0443 CNS CNS CNS Wedbush Morgan Securities, Inc. Wedbush Morgan Securities, Inc. Wedbush Morgan Securities, Inc. Wedbush Morgan Securities, Inc. Wedbush Morgan Securities, Inc. Wedbush Morgan Securities, Inc. Wedbush Securities Inc. Wedbush Securities Inc. Wedbush Securities Inc. Wedbush Securities Inc./Stock Loan Wedbush Securities, Inc. Wedbush Securities, Inc. Wedbush Securities, Inc. Wedge Securities, LLC Wedgewood Partners, Inc. Wedush Securities Inc. Wedush Securities Inc. Wedush Securities Inc. Wedush Securities Inc. Wedush Securities Inc. Weeden & Co. L.P. Wegener Investment Trust Weil Company, Inc. (The) Weller, Anderson & Co., Ltd. Wellington Shields & Co LLC Wellington Trust Company, N.A. Wellington West Capital Markets (USA) Inc. Wells Fargo Advisors, LLC Wells Fargo Advisors, LLC/WFI Wells Fargo Bank, N.A. Wells Fargo Bank, N.A./SIG Wells Fargo Bank, N.A./Wachovia Wells Fargo Bank, NA TR Recordkeeping Group Wells Fargo Bank, National Association Wells Fargo Brokerage Services, LLC Wells Fargo Funds Distributor, LLC Wells Fargo Funds Distributor, LLC/Wells Fargo(Lux) Worldwide Wells Fargo Institutional Securities, LLC Wells Fargo Securities, LLC Wells Fargo Securities, LLC Wells Fargo Securities, LLC Wells Fargo Securities, LLC/Wells Fargo Securities Safekeeping Wells Nelson & Associates, LLC Wentworth Securities, Inc. Wesbanco Securities, Inc. Wescorp Investment Services, LLC West America Securities Corp. Westchester Capital Management, Inc. Western Equity Group, Inc. Western Financial Corporation Western International Securities, Inc. Western International Securities, Inc. Western National Life Insurance Company Western National Life Insurance Company/Sun America Amarillo Western Pacific Securities, Inc. Western Reserve Life Co. of Ohio/Annuity Business Western Southern Life Assurance Company Westhoff Cone & Holmstedt Westlake Securities WestLB Securities, Inc. Weston Securities Corporation Westor Capital Group, Inc. Westpark Capital, Inc. WMAE WEDL WEDM WMLS LIFW WMSS WEDB WMVS WMLK WEDY WMDR WMQT WDGE WGWD WMPR WMFO WMLB WMLM WMFC WEED WEIL WACC WESC 0442 0501 0501 0512 0695 0695 0103 0103 0512 5166 0103 0103 0103 0443 0161 0330 0501 0501 0695 0161 5361 0352 0141 6517 5008 7360 0733 6766 2072 0929 2195 2027 0250 5576 5936 WFIS WCHV WELX WFGO 0250 0250 0250 0352 0025 WELL WWTH CBII WCIS WUSA WEGP WEFI WISI 0309 0750 0727 0750 6601 0235 0103 0352 0635 4623 4664 0750 4692 4614 WCAH WSLK WLBP WESX WPCC 0234 5177 5737 0234 0052 0279 0234 CNS CNS 0727 0443 CNS CNS CNS 0250 0250 CNS CNS

0052 0443

CNS CNS

0103

CNS

WANG SOGO WIAI KCWF WARF WRGR NADL WALC WSCC WTRI WZSC WMLL WFGP DRAS SALT HLTN WAVD WAYN WBBC WTHM WEAV WEBR WECK WEDN WEDO WEDS IBKW HBIQ SCTT WEDG WEDK WEDP WEDT WEDX WEDZ WESG WISG WIST WLSC WLTT WMAQ WMBQ WMGN WMGT WMMO WMRA WMSH WMSN WMSR WMSW WMSX GNSM WMQP WMLF WEDJ WEDE WMAA WMAB WMAC WMAD

0279

CNS

0052 0727 0235 0235 0161 0235 0235

CNS CNS CNS CNS CNS CNS CNS

0158

CNS

0161 0352 0279 0141

CNS CNS CNS CNS

0226 0141 0226 0309

CNS CNS CNS CNS

WWCM RAGN WBNA

0733 2072

CNS CNS

0103 0103 0103

CNS CNS CNS

NORW

0250

CNS

0235 0103 0352

CNS CNS CNS

WEPA

0234 0052

CNS CNS

Alphabetical Reference January 2011

Westport Capital Markets, LLC Westport Resources Investment Services, Inc. Westrock Advisors, Inc. Westrock Capital Management, Inc. WFG Investments, Inc. WFP Securities WG Trading Company, Ltd Partnership Wharton Equity Corporation Whipple (J.N.) Inc. Whitaker Securities, LLC Whitaker Securities, LLC White Cap Trading, LLC White Mountain Capital, LLC White Pacific Securities, Inc. White Pacific Securities, Inc. White Pacific Securities, Inc. Whitehall-Parker Securities, Inc. Whitestone Securities Inc. Whiteweld Trading, LLC Whitman (M.J.) & Co., Inc. Whitman (M.J.), LLC Whitney National Bank WIC Corp. Wilbanks Securities, Inc. Wiley Bros.-Aintree Capital, LLC Williams Capital Group, L.P. (The) Williams Trading, LLC Wilmington Brokerage Services Company Wilmington Brokerage Services Company Wilmington Capital Securities, LLC Wilmington Trust Company Wilmington Trust Company Wilmington Trust Company/Wilmington Trust Retirement & Institutional Services Company Wilson-Davis & Co., Inc. Wilson-Davis & Company, Inc. Winchester Group Inc. Windham Financial Services Inc. Windsor Sheffield & Company, Inc. Wine (D.E.) Investments, Inc. Winebrenner Capital Partner LLC Winslow, Evans & Crocker Inc. Winslow, Evans & Crocker Inc. Wireless Fund Wisconsin Discount Securities Corp. Witenberg Investment Companies, Inc. WJB Capital Group, Inc. WJB Capital Group, Inc. WM Financial Services, Inc. WM Financial Services, Inc. Wm Smith & Co. Wolf A. Popper, Inc. Wolfe & Hurst Bond Brokers, Inc. Wolfe & Hurst Bond Brokers, Inc.-Muni Division Wolverine Execution Services LLC Wolverine Execution Services LLC Wolverton Securities (USA), Ltd. Wolverton Securities Ltd./CDS Woodbury Financial Services, Inc. Woodlands Securities Corp. Woodlawn Advisors, LLC Woodmen Financial Services, Inc. Woodstock Financial Group Inc. Woori Investment & Securities America, Inc. Worden Capital Management, LLC Workman Securities Corp. World Choice Securities, Inc. WCMS WRIS WROC WSRK WMBU WFPS WGTG WHAE JNWS WTKR WTSC CAPS WMCL WPSI WPAC WHPA QWER HITE WWLD MJWH WTNY WHIT WILB WBRO WLMS WTCO BALE WBSC WCSC 0352 0443 0750 0226 0279 0501 0352 0443 0226 0750 0226 0279 0158 0443 0234 CNS CNS CNS CNS CNS CNS CNS CNS CNS World Equity Group Inc. World Equity Group, Inc. World Group Securities, Inc. World Trade Financial Corporation World Trade Financial Corporation WRP Investments, Inc. Wulff Hansen & Co. Wunderlich Securities, Inc. Wunderlich Securities, Inc. Wunderlich Securities, Inc. Wunderlich Securities, Inc. Wynston Hill Capital,LLC Wyser-Pratte & Co., Inc. XATS, Inc. XCU Capital Corp. Xtent Financial Group, Inc. YieldQuest Securities, LLC YieldQuest Securities, LLC York Securities, Inc. Young Stovall & Company Zacks & Company Zecco Trading, Inc Zeus Securities, Inc Ziegler (B.C.) & Company Ziegler (B.C.) and Company Zions Direct, Inc. Zions Direct, Inc. Zions First National Bank ZIV Investment Co. Zoullas (N.B.) Securities, Inc. WEGI 0235 0460 0729 0052 0052 4312 0141 0226 0235 0926 0235 0158 0052 0443 0234 5548 0158 0235 0352 0234 0309 0443 0753 0065 2104 8082 0352 0235 CNS

WORL WORX WHCO WUND FUND WUNR EXTF WYSE XATS EXCU XTFG YQST YOSE YOST ZACK ZECO ZEUS BCZC ZION ZDNF ZFNB ZIVI ZOUL

0052 0052 5226 0141 0226 0235 0235 0158 0052 0443 0141

CNS CNS TFT CNS CNS CNS CNS CNS CNS CNS CNS

0234 0443 0501 0158 0234 0235 0234 0647 0352 5829 0279 0235 0443 0443 0501 0226 0235 2215 4894

0226 0158 0234 0235 0443 0234 0352 6414 0279 0235 0443 0050 0226 0226 0235

CNS CNS CNS CNS CNS CNS CNS TFT CNS CNS CNS CNS CNS CNS CNS

0235 0352 0234 0234 0443 0065 0226 2104 8082

CNS CNS CNS CNS CNS CNS CNS TFT CNS

WDCO WDAC WINC WFSI WISC WINE WCAP WYNS

0068 0283 0279 0226 0352 0279 0750 0443 0332 6683 0279 0501 0019 0019 4310 0019 0234 0051

0279 0226 0352 0226 0279 0750 0443

CNS CNS CNS CNS CNS CNS CNS

WIDS WITE WJBX WJBI MRPH WSSS WAPS

0279 0019 0226

CNS CNS CNS

WOHU WEXI WEXX WTOU WTOF WODL WDLN RDNK LGSA WORD WSCX WCSO

6998 0501 0501 0052 5079 0510 0161 6004 0279 0052 0235 0052

CNS

0052

CNS

0279 0161 0279 0443 0235 0052

CNS CNS CNS CNS CNS CNS