Process Control Design and Practice - A New Approach
Process Control Design and Practice - A New Approach
American
c Society for Engineering Education, 2020
Process Control Design and Practice:
A New Approach to Teaching Control to Chemical Engineers
Abstract
Modern process plants in the chemical, oil, food, and pharmaceuticals industry are highly
automated to meet modern standards of safety, productivity, quality, and environmental
protection. Chemical plant operators today generally only “operate” by exception, stepping in
when the automated system encounters a situation for which it is not prepared. As computers,
sensors and automation have improved and decreased in price over the last 30-50 years, the
process industries have invested heavily in automation. At the same time the one course that
most chemical engineering undergraduates receive as part of the standard curriculum has hardly
changed at all. Often titled “Process Dynamics and Control” it teaches Laplace domain analysis
of simple time domain dynamic models, an introduction to linear control theory and its tools,
with the culmination generally being a derivation of how to tune a single loop controller to
achieve stable feedback control for a general dynamic model.
A newly minted chemical engineer working as a production engineer in a process unit will often
be responsible for technical supervision of a process with hundreds of automated sensors, valves,
motors and other I/O elements, including dozens of feedback loops. The stability of those loops
will rarely be a concern (loop tuning can be taught empirically in an hour). A much greater
challenge is to manage the complexity of this automated process. Why are all of these feedback
loops present? How are sensors and control valves placed to absorb the available degrees of
freedom? How do safety, quality, and environmental (SQ&E) goals translate to continuous and
discrete constraints? How do you manage change and optimization in a plant operated by a
control system? These are not primarily problems of analysis, but problems of design.
Process Control Design and Practice is a course that tackles the design problem of process
automation. It teaches how feedback controllers are applied to manage the thermodynamic
degrees of freedom to maintain a single state. The complexity of sequential logic design
problems (batch plants, startup/shutdown in continuous units) is broken down into abstraction
levels of unit control, equipment module control, and device control to allow modular design.
Students learn to think algorithmically, breaking down complex sequences into actions and
logical transitions. Batch recipes formulated by a chemist are translated to sequential unit recipes
for implementation at production scale. SQ&E goals become logical statements that interpret
sensor data and actuate valves, motors, or sequences. The student is taught to translate concepts
recorded in process flow diagrams, piping and instrumentation diagrams, chemists’ recipes,
operator procedures, and accountants’ ledgers into a control system design specification that can
be executed by programmers and the people who build and maintain your process. By making
students think and communicate about how chemical engineering unit operations function in
time, this design course links engineering science theory to industrial practice while preparing
students to practice engineering on automated processes. Whether as an elective or a
replacement for the standard dynamics course, this course will better prepare chemical engineers
for 21st century automated manufacturing.
Introduction
Modern process plants in the chemical, oil, food, and pharmaceuticals industry are highly
automated to meet modern standards of safety, productivity, quality, and environmental
protection. Process plant operators today generally only “operate” by exception, stepping in
when the automated system encounters a situation for which it is not prepared. As computers,
sensors and automation have improved and decreased in price over the last 30-50 years, the
process industries have invested heavily in automation. The logic of having to meet the ever-
escalating safety standard of “Recognized and Generally Accepted Good Engineering Practice”
(REGAGEP) as part of OSHA Process Safety Management standards [1] means inexorable
instrumentation and automation upgrades for old processes, and highly automated new
processes. Environmental regulations, strict quality requirements and the constant drive to
increase manpower productivity reinforce this trend; processes without modern automation do
not survive. The displacement of the middle skill worker, who in the process industry was the
floor operator responsible for one unit operation, has been happening gradually over the last 3-4
decades, replaced by a control room operator who interacts with a control system operating many
units. Implicitly this has transferred the responsibility for control of units and processes from the
operations staff to the engineering staff. An engineer wishing to build, modify, maintain, or
optimize a modern process plant has to be able to understand not only the underlying unit
operations that make up the process, but also to understand, specify, and communicate with the
automation system operating and tying together those units.
At the same time the process industry was investing heavily in instrumentation, automation and
control systems, the one course in process control that most chemical engineering
undergraduates received as part of the standard curriculum has hardly changed at all. Often titled
“Process Dynamics and Control” (PD&C) it teaches Laplace domain analysis of time domain
dynamic models, an introduction to linear control theory and its tools, with the culmination
generally being a derivation of how to tune a single loop controller to achieve stable feedback
control for a general dynamic model with one input and one output. PD&C is a natural fit in the
chemical engineering curriculum, analogous to courses in heat, mass and momentum transfer
where differential equations describing transport phenomena (versions of the Navier-Stokes
equation) and heat, mass and momentum conservation are solved to describe the transport
phenomena that underlie the chemical unit operations used to transform matter into more useful
forms. PD&C extends those solutions by removing the frequent assumption of steady state, and
then proceeds to analyze the problem of maintaining a steady state using the mathematics of
linear feedback control theory. All of these are courses on micro-phenomena; the findings from
transport phenomena are then used to justify principles of design and operation of macro-
phenomena such as reactors, distillation columns, absorbers/adsorbers, filters of various types,
and mixers. Generally missing from these macro-phenomena courses is any discussion of the
instruments, valves, feedback controllers and sequential logic needed to operate these units. The
final capstone macro-phenomena course, usually called “Process Design” or “Plant Design”,
requires the students to tie together many unit operations to create a full process, which is
modelled, sized, and costed. This course has little time to discuss how the simultaneous
operation of many unit operations is to be coordinated by a supervisory control system.
“Assume steady state” is a normal part of any unit or process design, but that assumption is an
admission that a major part of any actual design is not being addressed, the macro-phenomena of
unit and plant control.
Electrical and Aeronautical/Aerospace engineers take several courses in control, fully exploring
state space linear control theory; this applies well to the linear high speed control realms of
electrical and aeronautical design. Control is central to senior level design in both fields.
Mechanical engineers also learn the micro-phenomena of control but then extend it to macro-
phenomena with all or part of a senior design course in factory automation [2]. Chemical
Engineering is alone in the major disciplines in not incorporating automation design into the
design education of seniors completing their bachelor’s degree. This is one of the causes of a
persistent shortage of Process Control engineers with chemical engineering degrees in the
process industries [3]. Many companies lack engineers who can bridge the communications gap
between instrumentation and control engineers with electrical engineering backgrounds, and
process engineers with chemical engineering backgrounds. Consultants are hired in to help
bridge this gap, but those consultants are most often also electrical engineers with little expertise
in process engineering. Too many startups are delayed by failures of the automation design. Too
many plants are insufficiently automated, not from lack of access to capital, but from lack of
expertise to successfully design and implement an automated process. It is not unusual to find
expensive automation systems underused by operators for whom it is more trouble than
assistance, and engineers who lack the training to improve a poor installed system. Chemical
engineers need to be able to describe and design control strategies capable of automating their
process design ambitions.
The design of process automation varies somewhat from industry to industry, just as reactors and
distillation columns differ from pharmaceuticals to the food and beverage industry or to oil
refining. But there are underlying principles to control and automation design, just as there are
to reactor design or distillation design. A course teaching process automation design will teach
students to ask and answer the following questions, and accomplish the implied teaching
objectives:
1. How do we analyze the automation needs of a process?
2. How do we analyze the different objectives of a process design, including safety,
environmental, quality and productivity? How are they evaluated and synthesized into a
control strategy?
3. How do we evaluate what we can and can’t control, given the limits of mass and energy
balances, chemistry and thermodynamics?
4. How do we classify objectives into one-sided vs. two-sided, discrete vs. continuous?
What strategies do we synthesize to satisfy those objectives?
5. How do we analyze and translate a procedural task into sequential logic, either for a batch
process or the startup/shutdown of a continuous process?
6. A process can involve hundreds of process automation devices. How should we analyze
a system and synthesize abstraction levels to modularize and simplify the design of
process automation?
7. What is the nature of computers? What are their strengths and weaknesses? What are
human operator strengths and weaknesses? How do we synthesize automation strategies
that utilize the strengths of both computers and operators?
8. How do we communicate control strategies effectively with people who program
computers, other engineers, operators and managers? How should we document process
automation?
Hardware
Piping and Instrumentation Diagrams
The standard Chemical Engineering Process Design course stresses the creation and use of the
Process Flow Diagram (PFD), as is appropriate for a course where students design processes and
utilize process simulators. But the much more detailed Piping and Instrumentation Diagram
(P&ID) will be the design drawing that they use every day when they go to work as an engineer.
The P&ID, while still a schematic, shows the relative locations of all equipment, including
vessels, columns, and exchangers. It shows all of the process and utility piping, pumps, valves,
and documents the basic control strategy. A common complaint of employers is the
unfamiliarity of new engineering graduates with this key communication tool. Much of the
design work in this course will take the form of small P&ID diagrams, so students have to be
introduced to this tool early on. The complexity of their diagrams will grow as the course
progresses and they learn more. Use of a software drafting tool such as Microsoft Visio™ or
Edraw Max™ with drag and drop tools can make project work quicker, but pencil and paper will
suffice.
Measuring the Thermodynamic State – Sensors
What quantities can be measured to describe the thermodynamic state of a process stream?
How are temperature, pressure, flow, weight, and level measured?
It is important for engineers to understand what is possible in terms of process state
measurement. Some measurements are easy and inexpensive, and should be used liberally, not
only for process control and constraint monitoring, but also for troubleshooting, accounting, and
process monitoring purposes. Other measurements (most composition measurements, for
instance) require a sizeable investment of money and development time, lack reliability, and tend
to need a good deal of ongoing maintenance. Students should learn enough of the underlying
physics to be able to choose the measurement technology that is most appropriate for a given
fluid and geometry, together with the relative precision and reliability of different sensor
technologies. They perform design exercises where they place sensors on units to achieve
process control and other goals.
Controlling the Thermodynamic State – Valves, Pumps, and Heat Exchangers
Pumps add energy to fluids in the form of pressure, which can be exploited as flow. Control
valves subtract energy from fluids, subtracting pressure and limiting flow. Controlled utility
flows through heat exchangers add or subtract heat to process fluids. A combination of those
inputs are the tools for manipulating the state. While students understand this in terms of fluid
mechanics and heat transfer, they need to wrap their minds around what it means to control an
available degree of freedom, why adding a heat exchanger can create a degree of freedom, and
why the conservation of mass and energy limit the number of valves, pumps and heat exchangers
that can be usefully added to a process. An interesting discussion can be conducted on the
virtues of variable speed pumps vs. control valves for controlling flow.
Computers and Electronics
Chemical engineers should be familiar with the idea that a control system is a network of
computers that talk to each other, using some of the same protocols as the internet. What is a
controller, an I/O card, an operator terminal, and how do they all talk? How does information
from sensors become a variable ready for use within the system software? The objective is not
to teach chemical engineers to be electronics technicians or programmers, but to enable them to
converse knowledgeably with those experts. Most engineering students are at least partly aware
of how the internet works; it’s possible to teach the basic architecture of a control system by
analogy to the internet.
Documentation
Chemical engineers, even those who become Process Control specialists, are not going to spend
their careers programming control systems; it would be a waste of their talents when other
(lower-priced) professionals can be hired. To manage these professionals, chemical engineers
need to practice writing a specification for a control system, generally called a Functional
Specification. A poorly communicated automation design as much as a poor process or
automation design are both likely to fail to meet safety, quality, and productivity goals; all design
courses teach students to learn and speak a language. As further motivation, the Occupational
Safety and Health Administration (OSHA) is starting to demand detailed documentation of
control systems for Process Safety Management (PSM) regulated plants, an area where process
plants are for the most part woefully deficient, so chemical engineers are likely to find
themselves documenting automation designs. There are techniques for writing a clear and
concise Functional Specification. Creating one for a term project exposes students to the correct
form and exercises their report writing skills.
Human/Machine Interaction
Most automated systems are only partially automated. To fully automate any sufficiently
complex task would require unacceptable levels of investment and engineering time, together
with engineers who were omniscient in their ability to predict all possible futures. Chemical
processes are very complex tasks, there are always limits to time and money, and even chemical
engineers are rarely omniscient. In practice, a good design automates those things that benefit
most from automation, and leaves certain tasks and responsibilities to the operator, while
allowing that operator sufficient agency to be effective. Computers are very good at paying
attention and following procedures precisely; operators less so. A well trained operator is very
good at noticing and investigating abnormal operation before it becomes a crisis; he or she will
often invent solutions to new problems. Computers only watch for the things they’re taught to
watch for, and do the things they’re taught to do. The difficulty with automation design is to
utilize the respective strengths of the operator and the computer system while avoiding their
weaknesses. Operators should be given enough ability to take enough control to allow them to
improvise solutions, or the plant will be inflexible and prone to down time. But the control
system must prevent operators from taking actions that are dangerous or damaging to the plant.
Every operating plant struggles with this balance. There are good standard practices to follow,
but there are also grey areas, and differences from company to company. A discussion of this
issue with examples to illustrate teaches students to look at multiple perspectives of people
management and safety, in particular the perspective of the operator.
Conclusions
Chemical Engineering Process Control education has been limited to variations on the standard
Process Dynamics and Control (PD&C) course for the last 50 years in most programs. PD&C
fosters understanding of the inherent dynamics of chemical systems through the mathematical
analysis of dynamic models and the application of linear control theory, but the practical value of
the material learned is limited for the graduating professional entering industrial practice. That
professional will find few problems worthy of dynamic modelling and analysis, but will instead
find enormous automated process systems with thousands of instruments, valves, and motors
trying to accomplish multiple safety, quality, productivity and environmental objectives.
Understanding and learning to execute the design of process automation is a valuable and
marketable skill for a graduate, but also a pedagogical opportunity to teach design techniques to
deal with complexity, the discipline of algorithmic thinking, and a fresh perspective on various
unit operations through examining how to control them and run them through their paces. Just as
a capstone design course teaches students to combine many different elements of their
professional education to synthesize a process design, a course in process automation forces
students to examine what they have learned about reactors, columns, heat exchangers and pumps
in order to synthesize systems and algorithms to operate them safely and automatically.
I believe that a design course in process automation is of equal or greater value to a PD&C
course, particularly for the terminal graduate heading for professional employment. If offered as
an alternative core course to PD&C, I am confident a majority would opt for process automation,
as most seniors prefer design to mathematical analysis. Many employers seek the skills described
in this paper. Those interested in pursuing Process Control as a specialty should take both, while
those planning to enter graduate school will need the language of the Laplace domain and linear
control theory garnered in PD&C if they plan to enter a research area where they might need to
read process control research papers. The ideal place for this course in most chemical
engineering department’s syllabus is as a senior alternative to PD&C or a senior elective.
Including this course as an option for graduate students (in many departments, a 500 level
course) would attract interest from students pursuing a Master’s degree while working as an
engineer. In my experience working as a process control and process engineer, I encountered
many engineers who wished they knew more about process control and automation. I plan to
make teaching materials for this course available to other educators and students as a text book
or a web page.
References
1. Process Safety Management of Highly Hazardous Chemicals; OSHA standard 29 CFR
1910.119, 1990
2. Zhang, Hong; Personal Communication, 2020
3. C Harper, ISA Interchange; https://automation.isa.org/myths-shortage-engineers-
workers-industrial-automation-process-industries/
4. Batch Control; ANSI/ISA Standard 88, 1995. Later adopted as IEC Standard 61512 1997