Functionalism
Functionalism
ABSTRACT
A defense of functionalism in linguistics, and more
specifically the competition model of linguistic performance,
examines six misconceptions about the functionalist approach.
Functionalism is defined as the belief that the forms of natural
languages-are created, governed, constrained, acquired, and used for
communicative functions. Functionalism is viewed as the natural
alternative to language theories that postulate the separation of
structure and function or describe structural facts without reference
to communicative goals or the capabilities of human information
processing. These six misconceptions are addressed, then replaced
with more viable functionalist accounts: (1) grammars reflect the
interaction between cognitive content and cognitive processes; (2)
symbolic and indexical relations exist between form and function; (3)
mappings between form and function are many-to-many; (4) grammatical
mappings are inherently probabilistic; (5) functionalism is
biologically plausible; and (6) functionalist claims are made at
different levels. (MSE)
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PRCLD 27 (1988)
Panel "PERMISSION TO REPRODUCE THIS
MATERIAL HAS BEEN GRANTED BY
Cl
WHAT IS FUNCTIONALISM?
N-
C) Elizabeth Bates* Brian MacWhinney TO THE EDUCATIONAL RESOURCES
INFORMATION CENTER (ERIC)."
e\J UC San Diego
C) Carnegie-Mellon
teN
CI For the last fifteen years, we have been involved in collaborative
research on language acquisition in children and language processing in
adults, across a range of structurally and functionally distinct language
types (Bates and MacWhinney, 1979, 1982, 1987, in press; MacWhinney,
1987; MacWhinney and Bates, in press). We have brought those findings
together within a framework for the study of linguistic performance called
the Competition Model, a model that is in turn inspired by a broader
approach to the study of language called functionalism, defined as the
belief that "the forms of natural languages are created, governed,
constrained, acquired and used in the service of communicative functions"
(Bates and MacWhinney, 1982). So defined, functionalism is the natural
alternative to theories of language that postulate a severe separate
between structure and function, and/or theories that attempt to describe
and explain structural facts sui generis, without reference to the
constraints on form that are imposed by the goals of communication and
the capabilities and limitations of human information processing.
'Portions of this,paper are taken from E. Bates & B. MacWhinney (in press), "Functionalism and the
Competition Model". In B. MacWhinney & E. Bates (Eds.), The cross-linguistic study of sentence
processing. New York: Cambridge University Press.
u.s. DEPARTMENT OF EDUCATION
Once of Educational Research and Improvement
EDUCATIONAL RESOURCES INFORMATION
CENTER (ERIC)
137 t/his document has been reproduced as
received from me person or organization
originating IL
O Minor changes have been made to improve
reproduction quality
2 Poi fltS 01 vieW or opm,onsstatedin th docu-
ment do not necessarily represent official
OERI pos.fion or policy
138
In fact, we do not believe that any of the above six statements are true,
and we have never espoused them ourselves. So let us go through these six
Straw Beliefs one at a time, and replace each one with a more viable
functionalist account.
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To offer just one example, consider the relative clause. This device
is typically used to identify referents in discourse (e.g. "The man that sold
me the car", as opposed to some other man), a functional motive
constitutes in itself only a form of symbolic determinism. However, the
functions served by a relative clause can also help to determine its shape.
Bindings between a referent and its modifier are easier to make if the two
are in close proximity. Hence the function of referent-identification is
best served if the relative clause is placed near its governing noun phrase,
where other modifiers are located. However, this solution usually poses
another problem: the relative clause must interrupt a main clause. Such
interruption is costly for two reasons. First, because relative clauses are
longer than most modifiers, the main clause has to be held open.for a
rather long time. Second, because relative clauses resemble main clauses
in many respects, there is a potential for confusion (e.g. which verb goes
with which noun). In principle, this problem could be solved by placing a
warning signal at the beginning of a sentence to indicate that "a relative
clause will be placed within the following sentence at some point; you
guess which point". Although this is a logical possibility, it should be
obvious why it would not work very well. It makes much more sense to
place the marker at the point of interruption, to keep the listener from
chasing down some garden path and to help him/her construct and attach
the clause right where it belongs (i.e. near the element that it modifies).
Finally, insofar as an interruption is already placing quite a burden on the
processor, the interruption-marking device had best be kept short and
sweet. Hence the functions of the relative clause have an effect not only
on the existence of certain devices (symbolic determinism), but also on
their position and overall shape (indexical determinism). In neither case
is it reasonable to say that the resulting grammatical device "looks like"
its meaning!
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Finally, Level 4 is reserved for the claim that facts from Levels 1 3
play a direct role in the characterization of adult linguistic competence. A
variety of competence models of this sort have been proposed within the
functionalist tradition, ranging from Eastern European functionalism (i.e.
theso-called Prague School Derso, 1972; Driven and Fried, 1987; Firbas,
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References
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151
Fillmore, C. (1968). The case for case. In E. Bach & R. Harms (Eds.),
Universals in linguistic theory. New York: Holt, Rinehart & Winston.
Foley, W. & Van Valin, R. (1984) Functional syntax and universal grammar.
New York: Cambridge University Press.
Rumelhart, D., McClelland, J. & the PDP Research Group. (1986). Parallel
distributed processing: explorations in the microstructure of cognition.
Cambridge, Mass.: MIT/Bradford Books.
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