Understanding LSTM Networks

Posted on August 27, 2015

Recurrent Neural Networks

Humans don’t start their thinking from scratch every second. As you read this essay, you understand each word based on
your understanding of previous words. You don’t throw everything away and start thinking from scratch again. Your
thoughts have persistence.

Traditional neural networks can’t do this, and it seems like a major shortcoming. For example, imagine you want to classify
what kind of event is happening at every point in a movie. It’s unclear how a traditional neural network could use its
reasoning about previous events in the film to inform later ones.

Recurrent neural networks address this issue. They are networks with loops in them, allowing information to persist.

Recurrent Neural Networks have loops.

In the above diagram, a chunk of neural network, A , looks at some input xt and outputs a value ht . A loop allows
information to be passed from one step of the network to the next.

These loops make recurrent neural networks seem kind of mysterious. However, if you think a bit more, it turns out that
they aren’t all that different than a normal neural network. A recurrent neural network can be thought of as multiple copies
of the same network, each passing a message to a successor. Consider what happens if we unroll the loop:

An unrolled recurrent neural network.

This chain-like nature reveals that recurrent neural networks are intimately related to sequences and lists. They’re the
natural architecture of neural network to use for such data.

And they certainly are used! In the last few years, there have been incredible success applying RNNs to a variety of
problems: speech recognition, language modeling, translation, image captioning… The list goes on. I’ll leave discussion of the
amazing feats one can achieve with RNNs to Andrej Karpathy’s excellent blog post, The Unreasonable Effectiveness of
Recurrent Neural Networks (http://karpathy.github.io/2015/05/21/rnn-effectiveness/). But they really are pretty amazing.

Essential to these successes is the use of “LSTMs,” a very special kind of recurrent neural network which works, for many
tasks, much much better than the standard version. Almost all exciting results based on recurrent neural networks are
achieved with them. It’s these LSTMs that this essay will explore.

The Problem of Long-Term Dependencies

One of the appeals of RNNs is the idea that they might be able to connect previous information to the present task, such as
using previous video frames might inform the understanding of the present frame. If RNNs could do this, they’d be
extremely useful. But can they? It depends.

Sometimes, we only need to look at recent information to perform the present task. For example, consider a language model
trying to predict the next word based on the previous ones. If we are trying to predict the last word in “the clouds are in the
sky,” we don’t need any further context – it’s pretty obvious the next word is going to be sky. In such cases, where the gap
between the relevant information and the place that it’s needed is small, RNNs can learn to use the past information.

But there are also cases where we need more context. Consider trying to predict the last word in the text “I grew up in
France… I speak fluent French.” Recent information suggests that the next word is probably the name of a language, but if
we want to narrow down which language, we need the context of France, from further back. It’s entirely possible for the gap
between the relevant information and the point where it is needed to become very large.

Unfortunately, as that gap grows, RNNs become unable to learn to connect the information.

In theory, RNNs are absolutely capable of handling such “long-term dependencies.” A human could carefully pick parameters
for them to solve toy problems of this form. Sadly, in practice, RNNs don’t seem to be able to learn them. The problem was
explored in depth by Hochreiter (1991) [German]
(http://people.idsia.ch/~juergen/SeppHochreiter1991ThesisAdvisorSchmidhuber.pdf) and Bengio, et al. (1994) (http://www-
dsi.ing.unifi.it/~paolo/ps/tnn-94-gradient.pdf), who found some pretty fundamental reasons why it might be difficult.

Thankfully, LSTMs don’t have this problem!

LSTM Networks
Long Short Term Memory networks – usually just called “LSTMs” – are a special kind of RNN, capable of learning long-term
dependencies. They were introduced by Hochreiter & Schmidhuber (1997)
(http://deeplearning.cs.cmu.edu/pdfs/Hochreiter97_lstm.pdf), and were refined and popularized by many people in
following work.1 They work tremendously well on a large variety of problems, and are now widely used.

LSTMs are explicitly designed to avoid the long-term dependency problem. Remembering information for long periods of
time is practically their default behavior, not something they struggle to learn!

All recurrent neural networks have the form of a chain of repeating modules of neural network. In standard RNNs, this
repeating module will have a very simple structure, such as a single tanh layer.

The repeating module in a standard RNN contains a single layer.

LSTMs also have this chain like structure, but the repeating module has a different structure. Instead of having a single
neural network layer, there are four, interacting in a very special way.

The repeating module in an LSTM contains four interacting layers.

Don’t worry about the details of what’s going on. We’ll walk through the LSTM diagram step by step later. For now, let’s
just try to get comfortable with the notation we’ll be using.
In the above diagram, each line carries an entire vector, from the output of one node to the inputs of others. The pink circles
represent pointwise operations, like vector addition, while the yellow boxes are learned neural network layers. Lines merging
denote concatenation, while a line forking denote its content being copied and the copies going to different locations.

The Core Idea Behind LSTMs

The key to LSTMs is the cell state, the horizontal line running through the top of the diagram.

The cell state is kind of like a conveyor belt. It runs straight down the entire chain, with only some minor linear interactions.
It’s very easy for information to just flow along it unchanged.

The LSTM does have the ability to remove or add information to the cell state, carefully regulated by structures called
gates.

Gates are a way to optionally let information through. They are composed out of a sigmoid neural net layer and a pointwise
multiplication operation.

The sigmoid layer outputs numbers between zero and one, describing how much of each component should be let through. A
value of zero means “let nothing through,” while a value of one means “let everything through!”

An LSTM has three of these gates, to protect and control the cell state.

Step-by-Step LSTM Walk Through

The first step in our LSTM is to decide what information we’re going to throw away from the cell state. This decision is
made by a sigmoid layer called the “forget gate layer.” It looks at ht−1 and xt , and outputs a number between 0 and 1 for
each number in the cell state Ct−1 .A 1 represents “completely keep this” while a 0 represents “completely get rid of this.”
Let’s go back to our example of a language model trying to predict the next word based on all the previous ones. In such a
problem, the cell state might include the gender of the present subject, so that the correct pronouns can be used. When we
see a new subject, we want to forget the gender of the old subject.

The next step is to decide what new information we’re going to store in the cell state. This has two parts. First, a sigmoid
layer called the “input gate layer” decides which values we’ll update. Next, a tanh layer creates a vector of new candidate
values, C̃ t , that could be added to the state. In the next step, we’ll combine these two to create an update to the state.

In the example of our language model, we’d want to add the gender of the new subject to the cell state, to replace the old
one we’re forgetting.

It’s now time to update the old cell state, Ct−1 , into the new cell state Ct . The previous steps already decided what to do, we
just need to actually do it.

We multiply the old state by ft , forgetting the things we decided to forget earlier. Then we add ̃ 
it ∗ Ct . This is the new
candidate values, scaled by how much we decided to update each state value.

In the case of the language model, this is where we’d actually drop the information about the old subject’s gender and add
the new information, as we decided in the previous steps.
Finally, we need to decide what we’re going to output. This output will be based on our cell state, but will be a filtered
version. First, we run a sigmoid layer which decides what parts of the cell state we’re going to output. Then, we put the cell
state through tanh (to push the values to be between −1 and 1) and multiply it by the output of the sigmoid gate, so that we
only output the parts we decided to.

For the language model example, since it just saw a subject, it might want to output information relevant to a verb, in case
that’s what is coming next. For example, it might output whether the subject is singular or plural, so that we know what
form a verb should be conjugated into if that’s what follows next.

Variants on Long Short Term Memory

What I’ve described so far is a pretty normal LSTM. But not all LSTMs are the same as the above. In fact, it seems like
almost every paper involving LSTMs uses a slightly different version. The differences are minor, but it’s worth mentioning
some of them.

One popular LSTM variant, introduced by Gers & Schmidhuber (2000) (ftp://ftp.idsia.ch/pub/juergen/TimeCount-
IJCNN2000.pdf), is adding “peephole connections.” This means that we let the gate layers look at the cell state.

The above diagram adds peepholes to all the gates, but many papers will give some peepholes and not others.

Another variation is to use coupled forget and input gates. Instead of separately deciding what to forget and what we should
add new information to, we make those decisions together. We only forget when we’re going to input something in its place.
We only input new values to the state when we forget something older.
A slightly more dramatic variation on the LSTM is the Gated Recurrent Unit, or GRU, introduced by Cho, et al. (2014)
(http://arxiv.org/pdf/1406.1078v3.pdf). It combines the forget and input gates into a single “update gate.” It also merges the
cell state and hidden state, and makes some other changes. The resulting model is simpler than standard LSTM models, and
has been growing increasingly popular.

These are only a few of the most notable LSTM variants. There are lots of others, like Depth Gated RNNs by Yao, et al.
(2015) (http://arxiv.org/pdf/1508.03790v2.pdf). There’s also some completely different approach to tackling long-term
dependencies, like Clockwork RNNs by Koutnik, et al. (2014) (http://arxiv.org/pdf/1402.3511v1.pdf).

Which of these variants is best? Do the differences matter? Greff, et al. (2015) (http://arxiv.org/pdf/1503.04069.pdf) do a
nice comparison of popular variants, finding that they’re all about the same. Jozefowicz, et al. (2015)
(http://jmlr.org/proceedings/papers/v37/jozefowicz15.pdf) tested more than ten thousand RNN architectures, finding some
that worked better than LSTMs on certain tasks.

Conclusion
Earlier, I mentioned the remarkable results people are achieving with RNNs. Essentially all of these are achieved using
LSTMs. They really work a lot better for most tasks!

Written down as a set of equations, LSTMs look pretty intimidating. Hopefully, walking through them step by step in this
essay has made them a bit more approachable.

LSTMs were a big step in what we can accomplish with RNNs. It’s natural to wonder: is there another big step? A common
opinion among researchers is: “Yes! There is a next step and it’s attention!” The idea is to let every step of an RNN pick
information to look at from some larger collection of information. For example, if you are using an RNN to create a caption
describing an image, it might pick a part of the image to look at for every word it outputs. In fact, Xu, et al. (2015)
(http://arxiv.org/pdf/1502.03044v2.pdf) do exactly this – it might be a fun starting point if you want to explore attention!
There’s been a number of really exciting results using attention, and it seems like a lot more are around the corner…
Attention isn’t the only exciting thread in RNN research. For example, Grid LSTMs by Kalchbrenner, et al. (2015)
(http://arxiv.org/pdf/1507.01526v1.pdf) seem extremely promising. Work using RNNs in generative models – such as
Gregor, et al. (2015) (http://arxiv.org/pdf/1502.04623.pdf), Chung, et al. (2015) (http://arxiv.org/pdf/1506.02216v3.pdf),
or Bayer & Osendorfer (2015) (http://arxiv.org/pdf/1411.7610v3.pdf) – also seems very interesting. The last few years have
been an exciting time for recurrent neural networks, and the coming ones promise to only be more so!

Acknowledgments
I’m grateful to a number of people for helping me better understand LSTMs, commenting on the visualizations, and
providing feedback on this post.

I’m very grateful to my colleagues at Google for their helpful feedback, especially Oriol Vinyals
(http://research.google.com/pubs/OriolVinyals.html), Greg Corrado (http://research.google.com/pubs/GregCorrado.html),
Jon Shlens (http://research.google.com/pubs/JonathonShlens.html), Luke Vilnis (http://people.cs.umass.edu/~luke/), and
Ilya Sutskever (http://www.cs.toronto.edu/~ilya/). I’m also thankful to many other friends and colleagues for taking the
time to help me, including Dario Amodei (https://www.linkedin.com/pub/dario-amodei/4/493/393), and Jacob Steinhardt
(http://cs.stanford.edu/~jsteinhardt/). I’m especially thankful to Kyunghyun Cho (http://www.kyunghyuncho.me/) for
extremely thoughtful correspondence about my diagrams.

Before this post, I practiced explaining LSTMs during two seminar series I taught on neural networks. Thanks to everyone
who participated in those for their patience with me, and for their feedback.

1. In addition to the original authors, a lot of people contributed to the modern LSTM. A non-comprehensive list is: Felix
Gers, Fred Cummins, Santiago Fernandez, Justin Bayer, Daan Wierstra, Julian Togelius, Faustino Gomez, Matteo
Gagliolo, and Alex Graves (https://scholar.google.com/citations?user=DaFHynwAAAAJ&hl=en).↩

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