Jeanne Stroup and Ruben Lee V United Airlines: Appeal Ruling
Jeanne Stroup and Ruben Lee V United Airlines: Appeal Ruling
TENTH CIRCUIT
Plaintiffs - Appellees,
v. No. 19-1373
Defendant - Appellant.
David Lane (Liana Orshan with him on the brief), Killmer, Lane & Newman, LLP,
Denver, Colorado, for Plaintiffs-Appellees.
Marcy G. Glenn, Holland & Hart LLP, Denver, Colorado (Jessica E. Whelan,
Holland & Hart LLP, Las Vegas, Nevada; Meghan W. Martinez and Elizabeth
Imhoff Mabey, Martinez Law Group, P.C., Denver, Colorado, with her on the
briefs), for Defendant-Appellant.
court’s denial of its motion for judgment as a matter of law (“JMOL”), pursuant to
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Federal Rule of Civil Procedure 50, and its motion for new trial, pursuant to
Federal Rule of Civil Procedure 59. A jury found that United discriminated
against two flight attendants, Plaintiffs-Appellees Jeanne Stroup and Ruben Lee
its JMOL and Rule 59 motions with the district court, contending, among other
things, that the jury’s verdict was based on legally insufficient evidence and the
court erred in admitting Plaintiffs’ testimony about their emotional distress. The
United maintains this denial was error. United contends that (1) the district
court erred in denying its JMOL motion because (a) there was insufficient
evidence to support the jury’s finding that United discriminated against Plaintiffs
because of their ages in violation of the ADEA, and (b) similarly, there was
insufficient evidence to support the jury’s finding that United acted willfully in
committing any ADEA violation; and (2) the court abused its discretion and
We conclude there was sufficient evidence for the jury to reasonably find
that, not only did United violate the ADEA by discriminating against Plaintiffs,
but it did so willfully. We also determine that the district court did not commit
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we uphold the district court’s denial of United’s JMOL motion and Rule 59 motion
Ms. Stroup and Mr. Lee were flight attendants who had worked for United
for decades. Both, generally, had rendered good service in their years of
employment and had received only minor discipline. At times material here,
fellow flight attendant, Sheila Simms. In August 2013, Ms. Simms contacted
flight that occurred a few days before. Ms. Simms alleged that Plaintiffs “watched
a video on an iPad when they were on-duty.” Aplt.’s Opening Br. at 8. United’s
procedures and service standards for all . . . flight attendants,” Aplt.’s App., Vol.
VII, at 1758, prohibits the use of “personal electronic devices” by flight attendants
“on board the aircraft while customers are present,” id. at 1849.
Plaintiffs’ job performance, including whether they would again watch a video
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while Plaintiffs were working a short flight between Denver and San Francisco
On that flight, Mr. Bagwe catalogued several policy violations. First, Mr.
video on an iPad. Id. at 9–10 (citing Aplt.’s App., Vol. XIV, at 3292–93 and
Aplt.’s App., Vol. V, at 1188). 2 Much like the video watching, Plaintiffs’ use of
the carrier boxes also violated the FAIM. Next, Mr. Bagwe observed Mr. Lee
smoking an e-cigarette during the flight in violation of United policy. Mr. Bagwe
also observed other, “less major” policy violations, such as (1) Mr. Lee not being
flight; (2) Plaintiffs’ rushed and incomplete beverage services; (3) Plaintiffs’
failure to wear their aprons and name-tags; (4) Mr. Lee’s giving of a free alcoholic
1
Plaintiffs flew and worked flights together between the time of the
complaint and the time of Mr. Bagwe’s investigation, but they were not observed
on those flights by United supervisors.
2
Plaintiffs contend they watched the video intermittently and only for
a total of about five total minutes, while Mr. Bagwe testified that Plaintiffs
watched the video uninterrupted between ten and twenty-five minutes.
4
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the employment relationship between United and Plaintiffs, Mr. Dodge met with
Plaintiffs and their union representative, Ken Kyle, to discuss the policy
violations. Coming out of that meeting, Mr. Dodge apparently thought both
After follow-up meetings and more investigation, Mr. Dodge issued Letters
“termination of a flight attendant could not be based on violations other than those
Ms. Stroup’s Letter of Charge stated that “[her] actions” on Mr. Bagwe’s
Guidelines” in specified ways. See Aplt.’s App., Vol. V, at 1181. First, “[w]ith
3
While Plaintiffs disagree on the particulars of United’s account of
events, Plaintiffs do admit that their statements to Mr. Dodge about the specifics
of their iPad usage and video watching were “not true.” Aplees.’ Resp. Br. at 21
n.4.
4
See also Aplt.’s App., Vol. XIII, at 3150 (Tr. Ken Kyle Test., dated
Feb. 28, 2018) (asked by Plaintiffs’ counsel, “And [United] can’t—can they go
beyond the letter of charge to fire somebody?” Mr. Kyle responded, “Not in the
process, no.”); id. at 3185 (asked by United’s counsel, “under the collective
bargaining agreement, [United is] not permitted to go outside the four corners of
the letter of charge to come up with reasons for termination; is that correct?” Mr.
Kyle responded, “For what had occurred previously, correct. It does not cover
what happens at the letter of charge hearing.”).
5
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while seated on a carrier box in the aft galley.” Id. “In addition to being
unavailable and inattentive to . . . customers during this time, [Ms. Stroup was]
observed using ear phones and a personal electronic device onboard the aircraft,”
in violation of FAIM policies. Id. “Additionally,” Ms. Stroup “did not follow
uniform guidelines when [she] failed to wear [her] apron and [her] name bar
during the flight.” Id. The Letter also noted Ms. Stroup’s “current Performance
record [would] be subject to review” at her hearing on the Letter’s charges. Id.
Mr. Lee’s Letter of Charge was identical to Ms. Stroup’s as to the foregoing
matters. Mr. Lee’s Letter further stated that he was “observed smoking an
at 1185. The Letter leveled three more accusations against Mr. Lee: (1) he “failed
to follow company policy when [he] stood sideways in the aisle during the
automated safety demonstration” and “left [his] assigned demo position prior to
policy . . . when [he] took a vodka bottle from first class and gave it to a customer
. . . without charging [him]”; and (3) he “failed to follow service guidelines when
[he] gave out full unopened beverage cans without following the United Economy
beverage service guidelines during the beverage service and again when [he] did a
water service with a bottle of water with glasses []stacked on one another instead
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Charge were issued. Plaintiffs submitted written and oral statements, participating
in the proceedings with the assistance of Mr. Kyle, who was acting in his capacity
proceedings that he had compiled. Mr. Whittaker served as the hearing officer.
After the proceedings, Mr. Whittaker, apparently, “did not find either Plaintiff
[and the] objective evidence[,] . . . and information received from persons who had
Opening Br. at 20 (citing Aplt.’s App., Vol. XV, at 3593–97, 3607 (Tr. Dean
terminate Plaintiffs’ employment “in ‘large part’ because he ‘didn’t find them
trustworthy.’” Id. (quoting Aplt.’s App., Vol. XV, at 3606–07). 5 Mr. Whittaker
5
See also Aplt.’s App., Vol. XV, at 3606–07 (asked by United’s
counsel, “So the ultimate question, Mr. Whittaker, is: Why aren’t the Plaintiffs
working at United anymore?” Mr. Whittaker responded, “[B]ased on what took
place on that aircraft, based on the investigation and based on the facts, um, I
believe it was just to discharge them from United, And, you know, a large part of
that reason is I didn’t find them trustworthy. There was [sic] conflicting
statements throughout, and, um, again, I was very concerned what took place on
that aircraft and, um, for many factors. I—there was [sic] just so many things
(continued...)
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advised Mr. Kyle of his decision, and based on Mr. Kyle’s request, agreed that
Plaintiffs could instead retire. Plaintiffs retired effective November 18, 2013,
around three months after Ms. Simms filed her complaint. When their
employment with United ended, Ms. Stroup was 55 years old, and Mr. Lee was 61
After these events, Plaintiffs filed suit against United, alleging they were
terminated from their jobs because of their age. Plaintiffs’ claims were heard over
a five-day trial. At trial, in its defense, United focused heavily on several matters:
Distilled to its essence, United’s argument was that Plaintiffs’ evidence failed to
For their part, Plaintiffs broadly sought to convince the jury that United’s
5
(...continued)
there, um, that occurred that were so concerning . . . . And so, again, it was just
very concerning to me, entirely what occurred on that aircraft. And then, again,
the fact that I just didn’t find them trustworthy as this unfolded and what took
place.” (emphases added)).
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dishonesty-related concerns.
Plaintiffs did not contest the violations they committed but minimized them
the testimony from United’s employees actually helped Plaintiffs’ case. For
instance, Mr. Bagwe, when questioned by Plaintiffs’ counsel, testified that United
instructed him to observe Plaintiffs, but not the other flight attendants working
with Plaintiffs during the flight. This was the only flight out of 50 flights in which
Mr. Bagwe had acted as an observer during his career where he had been tasked to
practice was not followed in Plaintiffs’ cases—a failure that arguably implied
the district court allowing that testimony over United’s request to exclude it.
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The jury found for Plaintiffs on their age discrimination and willfulness
constructive discharge, and United does not challenge that finding on appeal. 6 The
district court entered its final judgment and later denied United’s JMOL motion
In denying the JMOL motion, the district court acknowledged at the outset
that “United is correct that there was no direct evidence of age discrimination”;
that is, “there was no evidence that any United employee considered Plaintiffs’
ages in connection with the termination decision” and “Plaintiffs testified that they
by the United employees who were involved in the hearings and charges against
them.” Aplt.’s App., Vol. V, at 1138 (Dist. Ct. Order on Post-Trial Mots., filed
Sept. 4, 2019).
All the same, the district court rejected United’s argument that no legally
sufficient evidentiary basis existed for the jury’s decision. The district court noted
that “[w]hile the evidence of pretext did not compel a finding of discriminatory
motive, . . . there was sufficient evidence for the jury to find that United
6
See Aplees.’ Resp. Br. at 20 (noting that “[b]ecause Plaintiffs had no
choice but to retire, the jury found that Defendant had constructively discharged
them, which Defendant does not challenge on appeal”).
10
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United offered explanations for its adverse actions, the jury did not have to credit
or believe them. Id. at 1152–53. And “[t]he trial largely was about whether
United’s explanation for firing Plaintiffs was credible,” reasoned the court. Id. at
1153. Thus, the court denied United’s JMOL motion as to whether United
The district court then rejected United’s JMOL argument that the jury
improperly found that United willfully violated the ADEA. At bottom, the district
court noted that the evidence, particularly when evaluated in the context of the
legal standard for JMOL motions, was “sufficient to demonstrate both pretext and
[was] prohibited.” Id. at 1155. As to the latter, United itself “presented evidence
of its anti-discrimination policies regarding age, and that its managers [were]
(citing Aplt.’s App., Vol. XIV, at 3271–72 (Tr. Deepesh Bagwe Test., dated Mar.
1, 2018); id. at 3433 (Tr. Mark Dodge Test., dated Mar. 1, 2018); id. Vol. XV, at
3604–06). Based on this evidence from United, along with Plaintiffs’ pretext
evidence, the jury reasonably could have inferred, said the court, that “United
employees were indifferent to the ADEA and its requirements in connection with
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Lastly, the district court rejected United’s Rule 59 motion for new trial. The
did not affect a substantial right of United, and thus does not require a new trial.”
testimony is, by definition, prejudicial and inflammatory,” the district court found
that the testimony here “was minimal over the context of the five-day trial, and,
Id.
The court reasoned that “even if there was error in admitting” Plaintiffs’
as to cast doubt on the reliability of the jury’s other findings.” Id. at 1170. And
“[a]ny prejudice that [the testimony] may have caused United was mitigated by
Jury Instruction No. 20,” which explicitly stated that any emotional distress
Plaintiffs may have suffered was irrelevant as to whether United violated the
ADEA. Id.; see also id. at 1166 (noting that Jury Instruction No. 20 also made
clear that no damages should be awarded for emotional pain or suffering, as such
damages were not recoverable under the ADEA). Consequently, as the court
reasoned, because United “provided no basis from which . . . [to] conclude that the
emotional distress evidence had a substantial effect on the outcome [of the trial] or
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that a contrary result would have occurred if such evidence had been excluded,”
United was not entitled to a new trial. Id. at 1170. And United filed this timely
appeal.
II
United argues on appeal that (1) the district court erred in denying its JMOL
motion because (a) there was insufficient evidence to support the jury’s finding
the ADEA, and (b) similarly, there was insufficient evidence to support the jury’s
finding that United acted willfully in committing any ADEA violation; and (2) the
court abused its discretion and committed reversible error when it admitted
the same standards as the district court.” Bill Barrett Corp. v. YMC Royalty Co.,
LP, 918 F.3d 760, 766 (10th Cir. 2019) (per curiam) (quoting Home Loan Inv. Co.
v. St. Paul Mercury Ins. Co., 827 F.3d 1256, 1261 (10th Cir. 2016)). In our review
“we consider the record in its entirety and ‘draw all reasonable inferences in favor
of the nonmoving party.’” Miller v. Eby Realty Grp. LLC (“Eby Realty”), 396
F.3d 1105, 1110 (10th Cir. 2005) (quoting Reeves v. Sanderson Plumbing Prods.,
Inc., 530 U.S. 133, 150 (2000)). “We do not however ‘weigh the evidence, pass
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Broad. Co., Inc., 323 F.3d 1273, 1279 (10th Cir. 2003)). In other words, “it is the
sole province of the jury to appraise credibility, draw inferences, determine the
Conoco, Inc., 979 F.2d 1462, 1468 (10th Cir. 1992) (quoting Dugan v. EMS
one way and is susceptible to no reasonable inferences which may support the
nonmoving party’s position.” Elm Ridge Expl. Co., LLC v. Engle, 721 F.3d 1199,
1216 (10th Cir. 2013) (quoting Escue v. N. Okla. Coll., 450 F.3d 1146, 1156 (10th
Cir. 2006)). In other words, “[a] district court’s refusal to grant judgment as a
matter of law may be reversed only if the evidence is such that without weighing
the credibility of the witnesses the only reasonable conclusion is in [the moving
party]’s favor.” Id. at 1216 (second alteration in original) (quoting Keylon v. City
of Albuquerque, 535 F.3d 1210, 1214–15 (10th Cir. 2008)). However, “[t]he
party . . . but whether there is evidence upon which the jury could properly find
[for that party].” Century 21 Real Est. Corp. v. Meraj Int’l Inv. Corp., 315 F.3d
1271, 1278 (10th Cir. 2003) (alterations and omission in original) (quoting Hurd v.
Am. Hoist & Derrick Co., 734 F.2d 495, 499 (10th Cir. 1984)).
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that justifying the grant of a JMOL motion is difficult in practice. See Anderson v.
Liberty Lobby, Inc., 477 U.S. 242, 251 (1986) (“[B]efore the evidence is left to the
jury, there is a preliminary question for the judge, not whether there is literally no
evidence, but whether there is any upon which a jury could properly proceed to
find a verdict for the party producing it, upon whom the onus of proof is
have stated that “[i]n reviewing the denial of a Rule 50 motion, we determine only
whether the jury verdict is supported by substantial evidence when the record is
viewed most favorably to the prevailing party.” Webco Indus., Inc. v. Thermatool
Corp., 278 F.3d 1120, 1128 (10th Cir. 2002). “Substantial evidence” is “such
evidence.” Id. (quoting Beck v. N. Nat. Gas Co., 170 F.3d 1018, 1022 (10th Cir.
1999)).
“Thus, the mere existence of contrary evidence does not itself undermine the
jury’s findings as long as sufficient other evidence supports the findings.” Id.
(quoting Thunder Basin Coal Co. v. Sw. Pub. Serv. Co., 104 F.3d 1205, 1213 (10th
Cir. 1997)). And, it is worth underscoring an earlier point: “We do not retry
witnesses and determine the weight to be given their testimony,” as “[i]t is the
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province of the jury, and not this court, to resolve conflicts in the evidence.” Id.
motions, either in the first instance or on appeal. See, e.g., Mountain Dudes v.
Split Rock Holdings, Inc., 946 F.3d 1122, 1130 (10th Cir. 2019) (“Judgment as a
matter of law is cautiously and sparingly granted and then only when the court is
certain the evidence conclusively favors one party such that reasonable [people]
(quoting Bill Barrett, 918 F.3d at 766)); Greene v. Safeway Stores, Inc., 98 F.3d
554, 560 (10th Cir. 1996) (“[W]e must be mindful that a ruling which deprives a
granted.’” (quoting Cockrell v. Boise Cascade Corp., 781 F.2d 173, 177 (10th Cir.
1986))). 7
7
It bears mentioning that our deferential posture matches the approach
of our sister circuits. See, e.g., Rinsky v. Cushman & Wakefield, Inc., 918 F.3d 8,
26 (1st Cir. 2019) (noting that review of the district court’s denial of a JMOL
motion “is weighted toward preservation of the jury verdict, which stands unless
the evidence was so strongly and overwhelmingly inconsistent with the verdict
that no reasonable jury could have returned it” (emphasis added) (quoting Crowe
v. Bolduc, 334 F.3d 124, 134 (1st Cir. 2003))); Washington v. Denney, 900 F.3d
549, 558 (8th Cir. 2018) (noting that the “law places a high standard on
overturning a jury verdict because of the danger that the jury’s rightful province
will be invaded when judgment as a matter of law is misused,” and that the legal
standard for considering JMOL motions reflects a “hesitan[ce] ‘to interfere with a
jury verdict’” (emphasis added) (quoting Bavlsik v. Gen. Motors, LLC, 870 F.3d
800, 805 (8th Cir. 2017))); Merritt Hawkins & Assocs., L.L.C. v. Gresham, 861
F.3d 143, 150 (5th Cir. 2017) (“[O]ur review [of a district court’s denial of a
(continued...)
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United argues the district court erred in denying its JMOL motion in part
the basis of age.” Aplt.’s Opening Br. at 31 (quoting Fallis v. Kerr-McGee Corp.,
944 F.2d 743, 744 (10th Cir. 1991)). United claims Plaintiffs’ “testimony was
they had “no direct evidence of age discrimination by United.” Id. at 34–35.
Instead, they cited their confusion or “feeling[s]” as support for their eventual
7
(...continued)
JMOL motion] is highly deferential to the jury’s verdict.” (emphasis added));
Pensacola Motor Sales Inc. v. E. Shore Toyota, LLC, 684 F.3d 1211, 1226 (11th
Cir. 2012) (“Th[e] standard [of review for a district court’s denial of a JMOL
motion] is heavily weighted in favor of preserving the jury’s verdict.” (emphasis
added)); Harvey v. Office of Banks & Real Estate, 377 F.3d 698, 707 (7th Cir.
2004) (“Our job at this stage is not to determine whether the jury believed the
right people, but only to assure that it was presented with a legally sufficient
basis to support the verdict.”).
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ages. Id.
policies and repeatedly l[ying] during the investigation and hearing process”
compromised whatever probative value their speculation may have had. See id. at
exercised its business judgment in good faith when it terminated Plaintiffs. Id.
(bolding omitted). Invoking the so-called business judgment rule, United argues
that our caselaw makes clear we should “not second guess business decisions made
36 (quoting Lucas v. Dover, 857 F.2d 1397, 1403–04 (10th Cir. 1988)). 8
Moreover, United claims that “[t]he jury and the district court rewarded [the]
8
See Branson v. Price River Coal Co., 853 F.2d 768, 772 (10th Cir.
1988) (“As courts are not free to second-guess an employer’s business judgment,
this assertion [by a plaintiff that ‘she was in fact equally or more qualified than’
another employee, despite her manager’s contrary belief] is insufficient to support
a finding of pretext.”); see also Sanchez v. Philip Morris, Inc., 992 F.2d 244, 247
(10th Cir. 1993) (defining the boundaries of the rule and collecting cases).
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relevant legal standards” in its pretext discussion. Id. at 41. United claims it
“followed the [collective bargaining agreement] and its internal procedures and
conducted appropriate investigations and fair and thorough hearings.” Id. at 44.
As well, United challenges the district court’s view that the jury reasonably could
have determined that United’s witnesses were not credible. Id. at 44–45.
that their age ‘actually played a role [in United’s decision-making] process and
original) (quoting Hazen Paper Co. v. Biggins, 507 U.S. 604, 610 (1993)).
On the other hand, Plaintiffs argue that they “established a legally sufficient
evidentiary basis for the jury to find that [United] fired [them] because of their
ages.” Aplees.’ Resp. Br. at 31. Reminding us that “[e]vidence of pretext alone is
sufficient to show age discrimination,” id. at 32, Plaintiffs maintain that the jury
testimony—that United’s witnesses were not credible and its true motivation for
discharging Plaintiffs was their age. More specifically, Plaintiffs contend that the
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their policy violations were commonplace amongst United’s flight attendants and
did not warrant termination; (2) United did not follow its express policies and
terminate Plaintiffs; and (3) United offered conflicting rationales for why it
discharged Plaintiffs. Id. at 34–38. From this evidence, Plaintiffs argued that a
for its adverse employment action were pretextual and the true basis for its
from liability by the business judgment rule. Id. at 39–41. As Plaintiffs see it,
United invokes the business judgment rule in an improper effort to evade the
business judgment or, instead, invoking such judgment as a cover for a prohibited
motive. See id. at 40. To sum up, Plaintiffs exclaim that, “‘[w]hen viewed in the
ADEA claims [would have been] improper.” Id. at 45 (first and third alterations
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and omission in original) (quoting Garrett v. Hewlett-Packard Co., 305 F.3d 1210,
for the jury to reasonably find that United discriminated against Plaintiffs because
of their age. As outlined above, the outcome of the trial hinged on the pretext
“Pretext exists when an employer does not honestly represent its reasons for
terminating an employee.” Eby Realty, 396 F.3d at 1111. Plaintiffs did not need
to provide the jury with direct evidence of United’s purported discriminatory acts
Reeves, 530 U.S. at 147 (“Proof that the defendant’s explanation is unworthy of
Bank, N.A., 483 F.3d 1106, 1113 (10th Cir. 2007) (“An employee may show
such that a rational trier of fact could find the reason unworthy of belief.” (quoting
Morgan v. Hilti, Inc., 108 F.3d 1319, 1323 (10th Cir.1997))). A “plaintiff’s prima
facie case, combined with sufficient evidence to find that the employer’s asserted
justification is false, may permit the trier of fact to conclude that the employer
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unlawfully discriminated.” Reeves, 530 U.S. at 148; see St. Mary’s Honor Ctr. v.
Hicks, 509 U.S. 502, 511 (1993) (“The factfinder’s disbelief of the reasons put
of mendacity) may, together with the elements of the prima facie case, suffice to
prima facie case and evidence exposing the employer’s articulated reason as either
2021) (emphasis added); see Corneveaux v. CUNA Mut. Ins. Grp., 76 F.3d 1498,
1504 (10th Cir. 1996) (“In an age discrimination case plaintiffs ‘need not disprove
defendant’s reasons or demonstrate that age was the only factor motivating the
decision, but they “must show that age actually played a role in the [employer’s]
(alteration in original) (quoting Jones v. Unisys Corp., 54 F.3d 624, 632 (10th
Cir.1995))); Hagelthorn v. Kennecott Corp., 710 F.2d 76, 82 (2d Cir. 1983) (“[The
plaintiff] [i]s not required to show that the reasons offered were false, but that they
9
“To prove a prima facie case of age discrimination, a plaintiff must
show: ‘1) she is a member of the class protected by the [ADEA]; 2) she suffered
an adverse employment action; 3) she was qualified for the position at issue; and
4) she was treated less favorably than others not in the protected class.’” Jones v.
Oklahoma City Pub. Sch., 617 F.3d 1273, 1279 (10th Cir. 2010) (quoting Sanchez
v. Denver Pub. Schs., 164 F.3d 527, 531 (10th Cir. 1998)).
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were not [the employer’s] only reasons and that age made a difference. . . . [T]he
jury was entitled to conclude that [the employer’s] dissatisfaction, even if genuine,
was a pretext in the sense that it purported to be a complete explanation and was
see Whittington v. Nordam Grp. Inc., 429 F.3d 986, 994 (10th Cir. 2005) (“The
jury could infer that [the employer’s] explanation at trial for [the plaintiff’s]
reached by the jury. It certainly cannot be said that the evidence ‘points but one
way.’” (quoting Medlock v. Ortho Biotech, Inc., 164 F.3d 545, 549 (10th Cir.
1999))); see also Russell v. McKinney Hosp. Venture, 235 F.3d 219, 225 (5th Cir.
2000) (“Although defendants contested [the plaintiff’s] case, their evidence is not
of such magnitude that a reasonable jury could only find in their favor (i.e., that
their justification for terminating [the plaintiff] was not pretextual). All
characterization of the events and put forth evidence to support their position. The
record reveals that [the plaintiff] countered defendants’ arguments and created
conflicts in substantial evidence. The jury had both conflicting versions before it
and apparently did not find credible defendants’ explanation . . . . The jury, with
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its ability to listen to live testimony, was in a better position to judge the
credibility of the witnesses and the accounts of the events; as such, we will not
omitted)).
credibility determinations as to the proffered testimony that the jury already has
More specifically, in the trial, United chose to present testimony and other
evidence in an attempt to persuade the jury that Plaintiffs’ policy violations and
dishonesty during the disciplinary process were to blame for their discharge. Not
to be outdone, Plaintiffs similarly tried to convince the jury that United’s reasons
were pretextual bases for the real cause of their discharge: their age. They did so
were commonplace or minor, such that, as the district court opined, the “jury could
have found that the violations . . . were not so severe as to warrant termination.”
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Aplt.’s App., Vol. V, at 1148. Further, they heard testimony from Mr. Bagwe
disciplining them. Critically, the jury heard from Mr. Whittaker whose testimony
proceedings against Plaintiffs, expressed in their Letters of Charge, and the bases
have determined that Mr. Whittaker was not credible. And, more specifically, it
reasonably could have inferred that United’s reasons for disciplining Plaintiffs
were a pretext for age discrimination—that is, United was fabricating different and
arguably more grave reasons to justify disciplining them, in order to cover up the
but-for cause for its adverse action: Plaintiffs’ age. See Hagelthorn, 710 F.2d at
82.
10
To be clear, we recognize that an employer may focus its
investigation on one employee or group of employees, where the employee or
group is the specific subject of a complaint of wrongdoing, without such conduct
necessarily constituting evidence of pretext. Here, however, the evidence
suggested that Mr. Bagwe’s in-flight investigation differed markedly from
United’s past routine procedure regarding such investigations. If, for example,
United’s standard practice was to focus only on employees who had been accused
of wrongdoing, Mr. Bagwe’s exclusive focus on Plaintiffs would have been of no
moment on the issue of pretext.
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When this evidence is considered, along with all of the other evidence
before the jury, and construed in the light most favorable to Plaintiffs, we
conclude that there was substantial evidence to support the jury’s verdict. More
specifically, there was sufficient evidence for the jury to reasonably determine that
United’s stated reasons for disciplining Plaintiffs were a pretext for unlawful age
judgment rule does not immunize an employer where its proffered reasons have
Beaird v. Seagate Tech., 145 F.3d 1159, 1169 (10th Cir. 1998)). Here, the jury
were pretextual. As a result, the business judgment rule does not protect United
and weigh the evidence anew, once the jury—as the trier of fact—has spoken.
That is, we cannot grant United an “evidentiary do-over.” The record, viewed in a
that United terminated Plaintiffs’ employment because of their ages. Thus, the
district court properly denied United’s motion for JMOL on the question of
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district court erred in denying United’s JMOL motion on the question of whether
any ADEA violation that they may have committed was willful. In its view, there
was no evidence from which the jury could reasonably infer that United willfully
violated the ADEA. In undertaking our consideration of this claim, we recall that
our JMOL standard of review is deferential. See supra Part II.A. Among other
things, we make all reasonable inferences from the record in favor of the
nonmoving party (here, Plaintiffs), and do not weigh the evidence or make our
own judgments regarding witnesses’ credibility. See, e.g., Eby Realty, 396 F.3d at
U.S.C. § 626(b)). The Supreme Court initially gave content to that term under the
its face, “discriminates against protected individuals on the basis of age, and
thereby violates the Act.” Trans World Airlines, Inc. v. Thurston (“Thurston”),
469 U.S. 111, 124 (1985). Thurston held that “a violation of the [ADEA] was
‘willful’ if ‘the employer . . . knew or showed reckless disregard for the matter of
whether its conduct was prohibited by the ADEA.’” Id. at 126 (quoting Air Line
Pilots Ass’n Intern. v. Trans World Airlines, Inc., 713 F.2d 940, 956 (2d Cir.
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125–30)). The Court observed that “the legislative history and the structure of the
statute show that Congress intended a two-tiered liability scheme”: that is, there
first must be a liability determination for the ADEA violation itself, and, then,
second and distinctly, there must be a determination that the ADEA violation was
Notably, the Court reasoned that the ADEA should not be applied “in a manner
However, in revisiting this topic eight years later, the Court observed that
concern, “[a] number of Circuits have declined to apply Thurston to what might be
called an informal disparate treatment case—where age has entered into the
policy”—and had formulated various proof hurdles that plaintiffs had to overcome
In Hazen Paper, the Court elected to “reaffirm that the Thurston definition
undisclosed factor motivating the employer on an ad hoc basis.” Id. at 617. And
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under this definition—the employee need not overcome other proof hurdles that
the lower courts had previously erected; notably, “the employee need not
direct evidence of the employer’s motivation, or prove that age was the
see Brown v. Stites Concrete, Inc., 994 F.2d 553, 560 (8th Cir. 1993) (en banc)
(“[T]he Supreme Court has clarified that the concern for ensuring a two-tiered
liability scheme is ‘misplaced’ and that the focus should strictly be on whether the
statute.”).
The inquiry into whether there was sufficient evidence for the jury to
Raytheon Co., 716 F.3d 138, 146 (5th Cir. 2013); accord 2 Howard C. Eglit, A GE
D ISCRIMINATION § 8.73 (2d ed.), Westlaw (database updated Oct. 2021) (“The
Hazen Paper—which rejected the necessity for direct or otherwise elevated levels
use the same evidence in addressing the admittedly distinct inquiries into whether
the employer violated the ADEA in the first place, and, if so, whether the
employer committed a “willful” violation. See, e.g., 1 Ruzicho, et al., supra, § 5:6
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(“The same evidence may be used to prove the underlying violation and
willfulness.”).
EEOC v. Pape Lift, Inc., 115 F.3d 676, 682 (9th Cir. 1997) (quoting Hazen Paper,
507 U.S. at 614). 11 And the en banc Eighth Circuit has made a related point: “The
question is not whether the evidence used to establish willfulness is different from
and additional to the evidence used to establish a violation of the ADEA, but
used for establishing willfulness.” Brown, 994 F.2d at 560; accord 1 Ruzicho, et
circumstantial evidence to establish a willful violation. See Pape Lift, 115 F.3d at
11
This reasoning is compatible with our observation in Eby Realty that
the “evidentiary showing is distinct” for establishing ADEA liability and a
“willful” ADEA violation, 396 F.3d at 1115, because, even where the universe of
evidence is the same, a plaintiff typically must marshal or frame the evidence
differently to address the two distinct inquiries—i.e., liability and willfulness.
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willfulness”).
reasoned that “[a] jury [is] . . . entitled to infer from [an employer’s] pretextual
explanations for its actions that it knew its conduct was unlawful”—and, thus,
find the employer acted willfully. Dodoo v. Seagate Tech., Inc., 235 F.3d 522,
532 (10th Cir. 2000) (emphasis added); see Cross v. New York City Transit Auth.,
417 F.3d 241, 253 (2d Cir. 2005) (“[T]he evidence was sufficient to support a
jury finding that the defendants recklessly disregarded federal law prohibiting age
ignored the fact that their real reason for demoting the plaintiffs—age—was
unlawful.”); Pape Lift, 115 F.3d at 680 (“[The employer’s agents] appear to have
reasons for the termination. Not only did they put forward two different sets of
reasons for [the employee’s] termination, but the EEOC presented evidence that
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called into question the veracity of both explanations. The jury was entitled to
credit the EEOC’s evidence, which supported a conclusion that the discrepant
subterfuge certainly suggests that both [agents] were aware of [the employer’s]
potential liability for [the employee’s] termination.”); see also 1 Ruzicho, supra,
pretext for discrimination may well make out a persuasive claim of willfulness.”
(footnotes omitted)); cf. Hazen Paper, 507 U.S. at 617 (noting, in the context of
treatment cases,” including those where age operates “as an undisclosed factor
reluctance to acknowledge its reliance on the forbidden factor should not cut
discrimination must stand, Plaintiffs’ evidence did not support the jury finding
that United willfully violated the ADEA. United questions the district court’s
the employer’s explanations as pretextual and the supervisor’s awareness that the
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out that the district court held Plaintiffs’ evidence met the willfulness standard
“based on (1) its earlier pretext ruling and (2) evidence that ‘Mr. Whittaker and
anti-discrimination policies regarding age, and that its managers are trained
willfulness. In particular, United alleges that it was not enough that Plaintiffs
established that United was aware of the ADEA in the abstract or was even
the evidence must permit the inference that an employer knew or recklessly
disregarded that the ADEA prohibited the specific conduct in which the employer
engaged, in other words, ‘whether its conduct was prohibited by the statute.’” Id.
at 49 (quoting Hazen Paper, 507 U.S. at 617). United argues Plaintiffs failed to
make this showing, and that their pretext evidence alone may not establish a
willful violation on United’s part. United therefore maintains that “no reasonable
jury could have found that [it] willfully violated the ADEA.” Id. at 52.
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use different evidence than that [evidence] supporting the jury’s finding of
reason, their evidence of pretext, and evidence establishing that “United had an
to support the jury’s finding that [United] willfully violated the ADEA.’” Id. at
47–48 (quoting Burlew v. Eaton Corp., 728 F. Supp. 529, 534 (E.D. Wis. 1989)).
Put differently, Plaintiffs contend that “[t]he jury was ‘entitled to infer from
[Defendant’s] pretextual explanations for its actions that it knew its conduct was
reasons for its actions.” Id. at 48 (second alteration in original) (quoting Dodoo,
235 F.3d at 532). Thus, because the jury could reasonably infer that United
willfully violated the ADEA, Plaintiffs conclude that United was not entitled to
applying the light touch in our review of the court’s JMOL denial that our
caselaw directs—we conclude that Plaintiffs have the better of this dispute. A
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plaintiff may rely on the same universe of evidence to both establish ADEA
liability and to satisfy the willfulness standard. See, e.g., Pape Lift, 115 F.3d at
inference that the employer knew or recklessly ignored the fact that their real
Here, as the district court reasoned, the jury reasonably could have inferred
from the solid evidence of pretext supporting its finding of ADEA liability, along
with the evidence that United agents were aware of the prohibition against age
discrimination against employees, that United acted in bad faith and committed a
alongside the evidence that the relevant United employees were aware of their
United’s conduct.
In this regard, recall that Plaintiffs’ pretext showing relied on casting doubt
and constructively discharge Plaintiffs. And the jury heard evidence that the
relevant United employees—in taking these actions—knew that they were legally
prohibited from discriminating against Plaintiffs on the basis of their age. Thus,
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once the jury disbelieved United’s rationales and credited Plaintiffs’ version of
events—as the jury’s verdict on the ADEA liability question indicates—it could
discrimination that United knew it was violating the law when it took the adverse
actions that it did against Plaintiffs or, at the very least, that it recklessly
disregarded such a possibility. As applied to the facts of this case, the Ninth
Circuit’s words ring true: “The jury was entitled to credit the [Plaintiffs’]
All that said, we pause to clarify the scope of our holding. We are not
saying that the evidence of willfulness in this case was abundant. It was not. As
we have explained above, Plaintiffs failed to provide any direct evidence of age
discrimination by United. Even though Hazen Paper instructs us that the absence
not to hire anyone under the age of 40 to replace [the plaintiff]. From this
evidence, the jury could reasonably conclude that [the employer] knew its
decision not to renew [the plaintiff’s] contract was in violation of the ADEA or
acted with reckless disregard over the matter. Accordingly, the district court did
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not err in granting [the plaintiff] liquidated damages.”); Miller v. Maxwell’s Int’l
Inc., 991 F.2d 583, 586 (9th Cir. 1993) (“conclud[ing] that [the plaintiff]
sufficiently alleged willful violations of the ADEA” where, among other things,
the plaintiff “alleged . . . that [two general mangers] willfully belittled her
because of her age in front of customers and other employees”); 1 Ruzicho, et al.,
supra, § 5.6 (“The most willful end of the continuum often involves direct
evidence . . . .”).
every instance where plaintiffs are able to establish pretext and that the
1089, 1104–05 (3d Cir. 1995) (Garth, J., concurring in part and dissenting in part)
(“The Supreme Court and the courts of appeals have repeatedly recognized that
Congress did not intend every violation of the ADEA to be a willful violation. In
[Thurston], the Supreme Court rejected [plaintiff’s] argument that a violation was
willful whenever the employer knew the ADEA was ‘in the picture’ because that
standard would eliminate the distinction between ordinary and willful violations.”
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onto other cases that also involve significant pretext showings but different facts.
Cf. Schnabel v. Abramson, 232 F.3d 83, 90 (2d Cir. 2000) (“[W]e hold that the
with a court examining the entire record to determine whether the plaintiff could
satisfy his ‘ultimate burden of persuading the trier of fact that the defendant
143)); 1 Ruzicho, et al., supra, § 2:27 (noting that, in discerning pretext, the
Supreme Court’s “lesson is that each case must be considered on its unique facts
and theories”). Therefore, the outcome in this case does not necessarily dictate
motion, our review of the jury’s willfulness determination has been necessarily
determination on this matter. See, e.g., Eby Realty, 396 F.3d at 1110; Kenworthy,
979 F.2d at 1468; cf. Wilson v. AM Gen. Corp., 167 F.3d 1114, 1121 (7th Cir.
1999) (noting in the context of an ADEA pretext analysis, that “we are not quick
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and difficult factual questions involving motive, thus often making the credibility
Yet pretext showings will not always turn so heavily on witness credibility.
See, e.g., Manzer v. Diamond Shamrock Chemicals Co., 29 F.3d 1078, 1984–85
(6th Cir. 1994) (noting that one means to show pretext, which is “of an entirely
different ilk” than the showing that relies on directly attacking the credibility of
grounds by Geiger v. Tower Auto., 579 F.3d 614, 621 (6th Cir. 2009); Tomasso v.
Boeing Co., 445 F.3d 702, 709 (3d Cir. 2006) (“Even if a rational factfinder
would have to conclude that these [age-neutral employer] rationales played some
role in [plaintiff’s] layoff, the factfinder would not have to conclude that they
provide a sufficient explanation.”); see also 1 Ruzicho, et al., supra, § 2:27 (“An
reason.”); cf. Reeves, 530 U.S. at 147–48 (explaining that, although attacking the
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adequate to sustain a jury’s finding of liability[,]” if, for instance, “the record
employer’s articulated reason was false may, in a particular case, reveal nothing
more than the employer lied, perhaps about an improper or unlawful reason other
What we can say with confidence is that the evidence here does not
and then only when the court is certain the evidence conclusively favors one party
such that reasonable [people] could not arrive at a contrary verdict.” (alteration in
original) (emphasis added) (quoting Bill Barrett, 918 F.3d at 766)). Though it
was not abundant, the evidence was sufficient for the jury to reasonably conclude
that United acted willfully in discriminating against Plaintiffs on the basis of age.
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willfulness—which rested on the same universe of evidence that was before the
reasonably find that United acted willfully. Accordingly, the district court
correctly denied United’s motion for JMOL, insofar as it related to the jury’s
willfulness finding.
“We review for abuse of discretion a district court’s denial of a rule 59(a)
motion for new trial.” Engle, 721 F.3d at 1216. Likewise, “[w]hen the issue of
whether to grant a new trial ‘hinges on the admissibility of evidence,’ this court
reviews the ‘admission of the evidence for abuse of discretion.’” Minshall, 323
F.3d at 1283 (quoting Sanjuan v. IBP, Inc., 160 F.3d 1291, 1296 (10th Cir.
1998)). “Because evidentiary rulings are within the sound discretion of the
district court, [we] will reverse only upon a ‘definite and firm conviction that the
lower court made a clear error of judgment or exceeded the bounds of permissible
choice in the circumstances.’” United States v. Chavez, 976 F.3d 1178, 1193
(10th Cir. 2020) (quoting United States v. Samaniego, 187 F.3d 1222, 1223 (10th
Cir. 1999)).
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Our inquiry “does not end” with whether a district court abused its
discretion, however. Id. at 1204. “To obtain a reversal for the allegedly
prejudice.” Racher v. Westlake Nursing Home Ltd. P’ship, 871 F.3d 1152, 1161
(10th Cir. 2017). In other words, even where the district court erroneously admits
evidence, “we still may not grant relief if the district court’s error was harmless.”
Chavez, 976 F.3d at 1204 (quoting United States v. Washington, 653 F.3d 1251,
1270 (10th Cir. 2011)). “An erroneous admission of evidence is harmless unless
whether it had such effect.” James River Ins. Co. v. Rapid Funding, LLC, 658
F.3d 1207, 1212 (10th Cir. 2011) (quoting United States v. Yeley-Davis, 632 F.3d
673, 685 (10th Cir. 2011)). “Similarly, [we] may set aside a jury verdict due to
without that evidence would have had a contrary result.” Racher, 871 F.3d at
United says was prejudicial and irrelevant. At trial, the court overruled United’s
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noted, United has not specifically challenged on appeal the jury’s finding of
generally, United asserts the district court “abused its discretion” and violated
Federal Rule of Evidence 403 by allowing such testimony “[b]ecause the danger
of unfair prejudice, confusing the issues, and misleading the jury . . . vastly
discharge because it “made it more likely” that they did not voluntarily retire;
fired. Aplees.’ Resp. Br. at 50. According to Plaintiffs, United “concede[d] that
Plaintiffs could testify about their subjective perception of their options during
“divorced from their mental state.” Id. at 52. In this regard, Plaintiffs contend
12
See, e.g., Bennett v. Windstream Commc’ns, Inc., 792 F.3d 1261,
1269 (10th Cir. 2015) (applying “an objective standard” to a constructive
discharge claim); Sandoval v. City of Boulder, 388 F.3d 1312, 1325 (10th Cir.
2004) (same); Garrett v. Hewlett-Packard Co., 305 F.3d 1210, 1221 (10th Cir.
2002) (same).
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that “[p]recluding [them] from addressing their emotional reactions during the
why they retired rather than wait[ed] to be fired”—that is, wrongly prevented
process.” Id. Accordingly, Plaintiffs reason that the court properly admitted this
Plaintiffs also contend that, even if the emotional distress testimony were
improperly admitted, the testimony’s effect, if any, would have been harmless.
Significantly, “[t]he jury was instructed ‘that the fact that either Plaintiff may or
may not have suffered . . . emotional [upset, pain and suffering, or any other
similar] effects ha[d] no bearing on whether [United] violated the ADEA.’” Id. at
54 (omission and second alteration in original) (quoting Aplt.’s App., Vol. XV, at
3732). Plaintiffs urge us to presume the jury followed this instruction and
contend that United “provides no basis to believe” that the jury disregarded it. Id.
Plaintiffs further point out that United never sought a limiting instruction
regarding it. Id. at 54 n.10. Finally, Plaintiffs emphasize how “minimal” their
emotional distress testimony was over the five-day trial. Id. at 55. Taking all
these arguments together, Plaintiffs conclude that United fails to show that this
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district court concluded its assessment of United’s request for a new trial the
following way: “United has provided no basis from which the [c]ourt can
conclude that the emotional distress evidence had a substantial effect on the
outcome or that a contrary result would have occurred if such evidence had been
Put succinctly, even if the district court erred in some manner in admitting
Plaintiffs’ emotional distress testimony, its admission did not have a substantial
influence on the outcome or cause us to have grave doubts about this matter.
Therefore, there is no reversible error, and the district court properly denied
minimal over the context of the five-day trial,” id. at 1167, and we believe that,
acting reasonably, the jury would have been hard pressed to find it inflammatory
or the basis for any special sympathy for Plaintiffs. Indeed, United’s own
that her call with Mr. Dodge informing her of United’s termination decision was
“very stressful” and that it made her “upset and confused.” Aplt.’s Opening Br.
at 54 (quoting Aplt.’s App., Vol. XI, at 2639, 2668 (Tr. Jeanne Stroup Test.,
dated Feb. 18, 2018)). Ms. Stroup also testified that she felt she was “treated
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underlying reason why [she] was being treated so harshly.” Id. at 54–55 (quoting
Aplt.’s App., Vol. XII, at 2704 (Tr. Jeanne Stroup Test., dated Feb. 27, 2018)).
Mr. Lee offered similar unremarkable testimony, stating he was stressed and
“shocked” by United’s actions and that he had the feeling United simply did not
care about him. Id. at 55 (quoting Aplt.’s App., Vol. XII, at 2870, 2903 (Tr.
Ruben Lee Test., dated Feb. 27, 2018); Id. Vol. XIV, at 3393 (Tr. Ruben Lee
Cutting to the heart of the matter, we do not see how any such statements
could have inflamed the jury against United or engendered such sympathy for
Plaintiffs that it would have substantially affected the jury’s verdict. To be sure,
United states in conclusory fashion that “[t]he jury heard and observed Plaintiffs’
jurors’ sympathies and factored into their verdict.” Id. But United fails to give
the jury would have reached a different outcome had it not heard such testimony.
essential theory of the case. Plaintiffs sought to demonstrate that United willfully
United’s investigative and disciplinary process signaled that United’s reasons for
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its actions were a pretext for age discrimination. Yet Plaintiffs’ testimony about
effort to persuade the jury regarding a distinct matter—that is, regarding whether
was actually relevant to this matter or not, 13 it is clear to us that it had only a
Accordingly, the potential for this evidence to substantially affect the jury’s
consideration of the evidence and its verdict seems negligible. Indeed, this is
even more true when this legal point is combined with the not surprising fact that
little time over the course of the five-day trial and was far from inflammatory.
Lastly, there is yet another reason why we are confident that the admission
the outcome: the jury instructions. The district court specifically limited the
jury’s use of the emotional distress testimony in the following way: “Damages
13
Citing our decision in Sanchez v. Denver Pub. Sch., 164 F.3d at 534,
the district court determined that Plaintiffs’ emotional distress testimony was
relevant to the constructive discharge issue. See Aplt.’s App., Vol. V, at 1168
(“[H]ow Plaintiffs felt at that time also provides context for the jury to decide
whether they felt compelled to resign.”). We have no need to definitively opine
on this matter.
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should not and may not be awarded for any emotional upset, pain and suffering,
or any similar such effects; such damages are not recoverable under the ADEA.”
Aplt.’s App., Vol. XV, at 3732 (Jury Inst. 20). And we may presume that the jury
followed this instruction. See Webb v. ABF Freight Sys., Inc., 155 F.3d 1230,
1248 (10th Cir. 1998) (“presum[ing] the jury followed the court’s instruction to
accord United States v. Hamilton, 587 F.3d 1199, 1219 (10th Cir. 2009).
Consequently, like the district court, we believe that “[a]ny prejudice that [the
Thus, we conclude that, even if the district court erred in some manner in
admitting Plaintiffs’ emotional distress testimony, its admission did not have a
substantial influence on the outcome or cause us to have grave doubts about this
admission of the evidence. United contends that Plaintiffs should have been
that they made during the discovery process. United notes the following events in
state and treatment by healthcare providers; (2) based on this objection, United
did not pursue further discovery on this issue; and (3) United later moved in
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limine to preclude emotional distress testimony under Rules 402 and 403 of the
Federal Rules of Evidence, which the district court denied. See Aplt.’s Opening
misconduct, which ran afoul of (1) Federal Rule of Civil Procedure 37(c)(1),
pretrial disclosures under Federal Rule of Civil Procedure 26(e), and (2) the
position [during discovery] that emotional distress evidence was irrelevant and
For their part, Plaintiffs contend their emotional distress testimony was
health records; therefore, they did not contravene the discovery rules by
judicial estoppel argument and contend that United “waived this argument by
whether the district court committed any error in ignoring Plaintiffs’ purported
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suggests to the contrary—we already have concluded here that the admission of
the emotional distress testimony did not have a substantial influence on the
outcome or cause us to have grave doubts about this matter. In other words, we
already have concluded that there was no harmful effect on the jury’s verdict
beside the point how or why the testimony made its way into the trial; even if it
were due to district-court error, that would not alter the fact the testimony’s
admission of the evidence does not affect our conclusion. That is, the court did
not err in denying United’s motion for a new trial, insofar as United challenged
III
JMOL motion and its Rule 59 motion for a new trial and AFFIRM the court’s
judgment.
50