MIT8 03SCF16 Text Ch5
MIT8 03SCF16 Text Ch5
Waves
The climax of this book comes early. Here we identify the crucial features of a system that
supports waves — space translation invariance and local interactions.
Preview
We identify the space translation invariance of the class of infinite systems in which wave
phenomena take place.
1. Symmetry arguments cannot be directly applied to finite systems that support waves,
such as a series of coupled pendulums. However, we show that if the couplings are
only between neighboring blocks, the concept of symmetry can still be used to under-
stand the oscillations. In this case we say that the interactions are “local.” The idea is
to take the physics apart into two different components: the physics of the interior; and
the physics of the boundaries, which is incorporated in the form of boundary condi-
tions. The interior can be regarded as part of an infinite system with space translation
invariance, a symmetry under translations by some distance, a. In this case the normal
modes are called standing waves.
2. We then introduce a notation designed to take maximum advantage of the space trans-
lation invariance of the infinite system. We introduce the angular wave number, k,
which plays the role for the spatial dependence of the wave that the angular frequency,
ω, plays for its time dependence.
3. We describe the normal modes of transverse oscillation of a beaded string. The modes
are “wavy.”
4. We study the normal modes of a finite beaded string with free ends as another example
of boundary conditions.
107
108 CHAPTER 5. WAVES
5. We study a type of forced oscillation problem that is particularly important for transla-
tion invariant systems with local interactions. If the driving force acts only at the ends
of the system, the solution can be found simply using boundary conditions.
6. We apply the idea of space translation invariance to a system of coupled LC circuits.
... . . ... . .
..... ..... ............ ............ ... . .
..... ..... ........... ........... ............ ............ ........... ... .
..... ..... ........... ........... ........... ..... ..... ............ ............
.... .... ....
.......................................... 1 .... .. .. .. ..
.......................................... 2 ..... .. .. ... ..
.......................................... 3 .... .. ..
............................ · · · ......................................... N .... .... ....
..........................................
↔ ↔ ↔ ↔
The typical system of coupled oscillators that supports waves is one like the system of
N identical coupled pendulums shown in figure 5.1. This system is a generalization of the
system of two coupled pendulums that we studied in chapters 3 and 4. Suppose that each
pendulum bob has mass m, each pendulum has length `, each spring has spring constant κ
and the equilibrium separation between bobs is a. Suppose further that there is no friction and
that the pendulums are constrained to oscillate only in the direction in which the springs are
stretched. We are interested in the free oscillation of this system, with no external force. Such
an oscillation, when the motion is parallel to the direction in which the system is stretched in
space is called a “longitudinal oscillation”. Call the longitudinal displacement of the jth bob
from equilibrium ψj . We can organize the displacements into a vector, ª (for reasons that
will become clear below, it would be confusing to use X, so we choose a different letter, the
Greek letter psi, which looks like ψ in lower case and ª when capitalized):
⎛ ⎞
ψ1
⎜ ψ2 ⎟
⎜ ⎟
⎜ ψ3 ⎟
ª=⎜ ⎟. (5.1)
⎜ . ⎟
⎝ .. ⎠
ψN
Then the equations of motion (for small longitudinal oscillations) are
d2 ª
= −M −1 K ª (5.2)
dt2
5.1. SPACE TRANSLATION INVARIANCE 109
and K has diagonal elements (mg/` + 2κ), next-to-diagonal elements −κ, and zeroes else-
where, ⎛ ⎞
mg/` + 2κ −κ 0 ··· 0
⎜ −κ mg/` + 2κ −κ ··· 0 ⎟
⎜ ⎟
⎜ 0 −κ mg/` + 2κ · · · 0 ⎟
⎜ ⎟. (5.4)
⎜ . . . . . ⎟
⎝ .. .. .. .. .. ⎠
0 0 0 · · · mg/` + 2κ
The −κ in the next-to-diagonal elements has exactly the same origin as the −κ in the 2 × 2
K matrix in (3.78). It describes the coupling of two neighboring blocks by the spring. The
(mg/` + 2κ) on the diagonal is analogous to the (mg/` + κ) on the diagonal of (3.78).
The difference in the factor of 2 in the coefficient of κ arises because there are two springs,
one on each side, that contribute to the restoring force on each block in the system shown in
figure 5.1, while there was only one in the system shown in figure 3.1. Thus M −1 K has the
form ⎛ ⎞
2B −C 0 ··· 0
⎜ −C 2B −C · · · 0 ⎟
⎜ ⎟
⎜ 0 −C 2B · · · 0 ⎟
⎜ ⎟ (5.5)
⎜ . .. .. .. .. ⎟
⎝ .. . . . . ⎠
0 0 0 · · · 2B
where
2B = g/` + 2κ/m , C = κ/m . (5.6)
It is interesting to compare the matrix, (5.5), with the matrix, (4.43), from the previous
chapter. In both cases, the diagonal elements are all equal, because of the symmetry. The
same goes for the next-to-diagonal elements. However, in (5.5), all the rest of the elements
are zero because the interactions are only between nearest neighbor blocks. We call such
interactions “local.” In (4.43), on the other hand, each of the masses interacts with all the
others. We will use the local nature of the interactions below.
We could try to find normal modes of this system directly by finding the eigenvectors of
−1
M K, but there is a much easier and more generally useful technique. We can divide the
physics of the system into two parts, the physics of the coupled pendulums, and the physics
of the walls. To do this, we first consider an infinite system with no walls at all.
110 CHAPTER 5. WAVES
.. . . .. . .
..... ..... ............ ............ ... .. .
..... ..... ...... ..... ............ ... . .
..... ..... ........... ...........
... ..
..... ..... ...... ..... ... .
.... .... .......... ..... ..... ............ ............
··· 0 .... .... ....
........................................ 1 .... .... ....
........................................ 2 .... .. .. .. ..
........................................... 3 .... ....
........................... · · · ........................................ N .... .... ....
........................................ N +1 ···
Notice that in figure 5.2, we have not changed the interior of the system shown in fig-
ure 5.1 at all. We have just replaced the walls by a continuation of the interior.
Now we can find all the modes of the infinite system of figure 5.2 very easily, making use
of a symmetry argument. The infinite system of figure 5.2 looks the same if it is translated,
moved to the left or the right by a multiple of the equilibrium separation, a. It has the
property of “space translation invariance.” Space translation invariance is the symmetry
of the infinite system under translations by multiples of a. In this example, because of the
discrete blocks and finite length of the springs, the space translation invariance is “discrete.”
Only translation by integral multiples of a give the same physics. Later, we will discuss
continuous systems that have continuous space translation invariance. However, we will see
that such systems can be analyzed using the same techniques that we introduce in this chapter.
We can use the symmetry of space translation invariance, just as we used the reflection
and rotation symmetries discussed in the previous chapter, to find the normal modes of the
infinite system. The discrete space translation invariance of the infinite system (the sym-
metry under translations by multiples of a) allows us to find the normal modes of the
infinite system in a simple way.
Most of the modes that we find using the space translation invariance of the infinite system
of figure 5.2 will have nothing to do with the finite system shown in figure 5.1. But if we
can find linear combinations of the normal modes of the infinite system of figure 5.2 in
which the 0th and N +1st blocks stay fixed, then they must be solutions to the equations
of motion of the system shown in figure 5.1. The reason is that the interactions between
the blocks are “local” — they occur only between nearest neighbor blocks. Thus block 1
knows what block 0 is doing, but not what block −1 is doing. If block 0 is stationary it might
as well be a wall because the blocks on the other side do not affect block 1 (or any of the
blocks 1 to N ) in any way. The local nature of the interaction allows us to put in the physics
of the walls as a boundary condition after solving the infinite problem. This same trick will
also enable us to solve many other problems.
5.1. SPACE TRANSLATION INVARIANCE 111
Let us see how it works for the system shown in figure 5.1. First, we use the symmetry
under translations to find the normal modes of the infinite system of figure 5.2. As in the
previous two chapters, we describe the solutions in terms of a vector, A. But now A has an
infinite number of components, Aj where the integer j runs from −∞ to +∞. It is a little
inconvenient to write this infinite vector down, but we can represent a piece of it:
⎛ ⎞
...
⎜ ⎟
⎜ ⎟A0
⎜ ⎟
⎜ ⎟A1
⎜ ⎟
⎜ ⎟
⎜ ⎟A2
⎜ ⎟
⎜
A=⎜ ⎟
A3
⎟. (5.7)
⎜ ⎟ ..
⎜ ⎟ .
⎜ ⎟
⎜ AN ⎟
⎜ ⎟
⎜ ⎟
⎝ AN +1 ⎠
..
.
Likewise, the M −1 K matrix for the system is an infinite matrix, not easily written down, but
any piece of it (along the diagonal) looks like the interior of (5.5):
⎛. .. .. .. .. .. ⎞
.. . . . . .
⎜ ⎟
⎜··· 2B −C 0 0 ···⎟
⎜ ⎟
⎜··· −C 2B −C 0 ···⎟
⎜ ⎟. (5.8)
⎜··· 0 −C 2B −C ···⎟
⎜ ⎟
⎜ ⎟
⎝··· 0 0 −C 2B ···⎠
.. .. .. .. .. ..
. . . . . .
This system is “space translation invariant” because it looks the same if it is moved to the
left a distance a. This moves block j+1 to where block j used to be, thus if there is a mode
with components Aj , there must be another mode with the same frequency, represented by a
vector, A0 = SA, with components
The symmetry matrix, S, is an infinite matrix with 1s along the next-to-diagonal. These are
analogous to the 1s along the next-to-diagonal in (4.40). Now, however, the transformation
never closes on itself. There is no analog of the 1 in the lower left-hand corner of (4.40),
because the infinite matrix has no corner. We want to find the eigenvalues and eigenvectors
of the matrix S, satisfying
A0 = S A = β A (5.10)
112 CHAPTER 5. WAVES
or equivalently (from (5.9)), the modes in which Aj and A0j are proportional:
Aj = (β)j (5.12)
for all j. Note that this solution works for any nonzero value of β, unlike the examples
that we discussed in the previous chapter. The reason is that a translation by a, unlike the
symmetries of reflection and rotation by 60◦ discussed in chapter 4, never gets you back to
where you started no matter how many times you repeat it. Also, the infinite system, with
an infinite number of degrees of freedom, has an infinite number of different normal modes
corresponding to different values of β.
For each value of β, there is a unique (up to multiplication by an overall constant) eigen-
vector, A. We know that it is unique because we have explicitly constructed it in (5.12).
Therefore, all of the eigenvalues of S are distinct. Thus from (4.22), we know that each
of the eigenvectors is a normal mode of the infinite system. Because there is a one-to-one
correspondence between nonzero numbers, β, and normal modes, we can (at least for now
— we will find a better notation later), label the normal modes by the eigenvalue, β, of the
symmetry matrix, S. We will call the corresponding eigenvector Aβ , so that (5.12) can be
written
Aβj = β j . (5.13)
Now that we know the form of the normal modes, it is easy to get the corresponding
frequencies by acting on (5.12) with the M −1 K matrix, (5.8). This gives
or inserting (5.13),
This is true for all j, which shows that (5.13) is indeed an eigenvector (we already knew
this from the symmetry argument, (4.22), but it is nice to check when possible), and the
eigenvalue is
ω 2 = 2B − Cβ − Cβ −1 . (5.16)
1
Zero does not work for β because the eigenvalue equation has no solution.
5.1. SPACE TRANSLATION INVARIANCE 113
Notice that for almost every value of ω 2 , there are two normal modes, because we can inter-
change β and β −1 without changing (5.16). The only exceptions are
ω 2 = 2B ¨ 2C , (5.17)
corresponding to β = ±1. The fact that there are at most two normal modes for each value
of ω 2 will have a dramatic consequence. It means that we only have to deal with two normal
modes at a time to implement the physics of the boundary. This is a special feature of the
one-dimensional system that is not shared by two- and three-dimensional systems. As we
will see, it makes the one-dimensional system very easy to handle.
We have now solved the problem of the oscillation of the infinite system. Armed with this
result, we can put back in the physics of the walls. Any β (except β = ±1) gives a pair
of normal modes for the infinite system of figure 5.2. But only special values of β will
work for the finite system shown in figure 5.1. To find the normal modes of the system
shown in figure 5.1, we use (4.56), the fact that any linear combination of the two normal
modes with the same angular frequency, ω, is also a normal mode. If we can find a linear
combination that vanishes for j = 0 and for j = N + 1, it will be a normal mode of the
system shown in figure 5.1. It is the vanishing of the normal mode at j = 0 and j = N + 1
that are the “boundary conditions” for this particular finite system.
Let us begin by trying to satisfy the boundary condition at j = 0. For each possible value
of ω 2 , we have to worry about only two normal modes, the two solutions of (5.16) for β. So
long as β = 6 ±1, we can find a combination that vanishes at j = 0; just subtract the two
−1
modes Aβ and Aβ to get a vector
−1
A = Aβ − Aβ , (5.18)
or in components
−1
Aj ∝ Aβj − Aβj = β j − β −j . (5.19)
The first thing to notice about (5.19) is that Aj cannot vanish for any j 6= 0 unless |β| = 1.
Thus if we are to have any chance of satisfying the boundary condition at j = N + 1, we
must assume that
β = eiθ . (5.20)
Then from (5.19),
Aj ∝ sin jθ . (5.21)
114 CHAPTER 5. WAVES
... .. .. ... .. ..
..... .... ...... ..... ..... ..... .. .. .
..... ..... ...... ..... ............ ... .. .
..... ..... ...... ..... ............
.. ..
..... ..... ...... ..... ... ..
.... .... ..... .... ..... .... ...... ..... ..... .....
.... .... ....
........................................ 1 .... .... ....
........................................ 2 .... .... ....
........................................ 3 .... ....
........................... · · · ........................................ N .... .... ....
........................................
x=a ···
x=0 x=2a x=3a x=N a x=(N +1)a
Figure 5.3: The coupled pendulums with blocks labeled by their equilibrium positions.
In the same way, we can describe a normal mode of the system shown in figure 5.1 (or
the infinite system of figure 5.2) as a function A(x) where
A(ja) = Aj . (5.25)
β = eika . (5.27)
Any nonzero complex number can be written as a exponential in this way. In fact, we can
change k by a multiple of 2π/a without changing β, thus we can choose the real part of k to
be between −π/a and π/a
π π
− < Re k ≤ . (5.28)
a a
If we put (5.13) and (5.27) into (5.25), we get
This suggests that we take the function describing the normal mode corresponding to (5.27)
to be
A(x) = eikx . (5.30)
The mode is determined by the number k satisfying (5.28).
116 CHAPTER 5. WAVES
The parameter k (when it is real) is called the angular wave number of the mode. It
measures the waviness of the normal mode, in radians per unit distance. The “wavelength”
of the mode is the smallest length, λ (the Greek letter lambda), such that a change of x by λ
leaves the mode unchanged,
A(x + λ) = A(x) . (5.31)
In other words, the wavelength is the length of a complete cycle of the wave, 2π radians.
Thus the wavelength, λ, and the angular wave number, k, are inversely related, with a factor
of 2π,
2π
λ= . (5.32)
k
In this language, the normal modes of the system shown in figure 5.1 are described by
the functions
An (x) = sin kx , (5.33)
with
nπ
k= , (5.34)
L
where L = (N +1)a is the total length of the system. The important thing about (5.33) and
(5.34) is that they do not depend on the details of the system. They do not even depend
on N . The normal modes always have the same shape, when the system has length L. Of
course, as N increases, the number of modes increases. For fixed L, this happens because
a = L/(N + 1) decreases as N increases and thus the allowed range of k (remember (5.28))
increases.
The forms (5.33) for the normal modes of the space translation invariant system are called
“standing waves.” We will see in more detail below why the word “wave” is appropriate. The
word “standing” refers to the fact that while the waves are changing with time, they do not
appear to be moving in the x direction, unlike the “traveling waves” that we will discuss in
chapter 8 and beyond.
ω 2 = 2B − 2C cos ka . (5.35)
But it does not depend on the boundary conditions. Indeed, we will see below that
(5.35) will be useful for boundary conditions very different from those of the system shown
in figure 5.1.
The dispersion relation depends only on the physics of the infinite sys-
(5.36)
tem.
Indeed, it is only through the dispersion relation that the details of the physics of the infinite
system enters the problem. The form of the modes, e±ikx , is already determined by the
general properties of linearity and space translation invariance.
We will call (5.35) the dispersion relation for coupled pendulums. We have given it a
special name because we will return to it many times in what follows. The essential physics
is that there are two sources of restoring force: gravity, that tends to keep all the masses in
equilibrium; and the coupling springs, that tend to keep the separations between the masses
fixed, but are unaffected if all the masses are displaced by the same distance. In (5.35), the
constants always satisfy B ≥ C, as you see from (5.6).
The limit B = C is especially interesting. This happens when there is no gravity (or
` → ∞). The dispersion relation is then
ka
ω 2 = 2B(1 − cos ka) = 4B sin2 . (5.37)
2
Note that the mode with k = 0 now has zero frequency, because all the masses can be
displaced at once with no restoring force.2
5.3 Waves
5.3.1 The Beaded String
¶³ ¶³ ¶³ ¶³ ¶³ ¶³
qq qq
µ´ µ´ µ´ µ´ µ´ µ´
Another instructive system is the beaded string, undergoing transverse oscillations. The
oscillations are called “transverse” if the motion is perpendicular to the direction in which
the system is stretched. Consider a massless string with tension T , to which identical beads
2
See appendix C.
118 CHAPTER 5. WAVES
of mass m are attached at regular intervals, a. A portion of such a system in its equilibrium
configuration is depicted in figure 5.4. The beads cannot oscillate longitudinally, because
the string would break.3 However, for small transverse oscillations, the stretching of the
string is negligible, and the tension and the horizontal component of the force from the string
are approximately constant. The horizontal component of the force on each block from the
string on its right is canceled by the horizontal component from the string on the left. The
total horizontal force on each block is zero (this must be, because the blocks do not move
horizontally). But the strings produces a transverse restoring force when neighboring beads
do not have the same transverse displacement, as illustrated in figure 5.5. The force of the
string on bead 1 is shown, along with the transverse component. The dotted lines complete
similar triangles, so that F/T = (ψ2 − ψ1 )/a. You can see from figure 5.5 that the restoring
force, F in the figure, for small transverse oscillations is linear, and corresponds to a spring
constant T /a.
¶³
2
µ´
¶³ ..
ψ2 − ψ1
..
..
...............................................
1
µ´
a
T »:
» ..
T
»»»
..
F 6 ...........................
. F ≈ (ψ2 − ψ1 )
a
Thus (5.37) is also the dispersion relation for the small transverse oscillations of the
beaded string with
T
B= , (5.38)
ma
where T is the string tension, m is the bead mass and a is the separation between beads.
The dispersion relation for the beaded string can thus be written as
4T ka
ω2 = sin2 . (5.39)
ma 2
This dispersion relation, (5.39), has the interesting property that ω → 0 as k → 0.
This is discussed from the point of view of symmetry in appendix C, where we discuss the
3
More precisely, the string has a very large and nonlinear force constant for longitudinal stretching. The
longitudinal oscillations have a much higher frequency and are much more strongly damped than the transverse
oscillations, so we can ignore them in the frequency range of the transverse modes. See the discussion of the
“light” massive spring in chapter 7.
5.3. WAVES 119
connection of this dispersion relation with what are called “Goldstone bosons.” Here we
should discuss the special properties of the k = 0 mode with exactly zero angular frequency,
ω = 0. This is different from all other angular frequencies because we do not get a different
time dependence by complex conjugating the irreducible complex exponential, e−iωt . But we
need two solutions in order to describe the possible initial conditions of the system, because
we can specify both a displacement and a velocity for each bead. The resolution of this
dilemma is similar to that discussed for critical damping in chapter 2 (see (2.12)). If we
approach ω = 0 from nonzero ω, we can form two independent solutions as follows:4
@ ¶³ ¶³ ¶³ ¶³ �
@ 1 2 3 4 �
@ µ´ µ´ µ´ µ´ �
@ �
Now suppose that we look at a finite beaded string with its ends fixed at x = 0 and
x = L = (N + 1)a, as shown in figure 5.6. The analysis of the normal modes of this
system is exactly the same as for the coupled pendulum problem at the beginning of the
chapter. Once again, we imagine that the finite system is part of an infinite system with space
4
You can evaluate the limits easily, using the Taylor series for ex = 1 + x + · · ·.
120 CHAPTER 5. WAVES
translation invariance and look for linear combinations of modes such that the beads at x = 0
and x = L are fixed. Again this leads to (5.33). The only differences are:
1. the frequencies of the modes are different because the dispersion relation is now given
by (5.39);
This is a very nice example of the standing wave normal modes, (5.33), because you can
see the shapes more easily than for longitudinal oscillations. For four beads (N = 4), the
four independent normal modes are illustrated in figures 5.7-5.10, where we have made the
coupling strings invisible for clarity. The fixed imaginary beads that play the role of the walls
are shown (dashed) at x = 0 and x = L. Superimposed on the positions of the beads is the
continuous function, sin kx, for each k value, represented by a dotted line. Note that this
function does not describe the positions of the coupling strings, which are stretched straight
between neighboring beads.
¶³ ¶³
¶³ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ¶³
.... . . . . ... 2 3 ......
.....
..
...... ..
... ....
... . . .
1 µ´ µ´ 4 . . . . . . . . . . . . .... ...... ......
... . . . .. . . . µ´ µ´ ... . .
.
...
..
0 .
.
...
. .. ...
..
5 ...
.......... ..........
Figure 5.7: n = 1.
¶³
......
........ ¶³
...
.. 1 ...
...
.
....... .. . . . .
... . . µ´ .. 2. . . . .
....... ..
...
... . .. µ´ .. ... .
. . ¶³
.. . ..
... 0 ...
.. ... . . . 5 .
..
..
..........
. ... ¶³ .. . . . . .. . ... .
......
3. . . . . . . . . . . . . . . . . . . . . . . . . .
µ´ 4
µ´
Figure 5.8: n = 2.
5.4. FREE ENDS 121
¶³ ¶³
... ...... ..........
... .. 1 ..
..
... 4 .
..
....... .. . . .
..
. .
µ´ ..
.. . .. µ´. . . . .... ....... ......
.. . ... . .. .. . . .
...
..
0 . . ..
.
..
..
.. ¶³ ¶³
.. ..
..
..
...
..
5 ..
...
.......... .. . ..........
..
2. . . . . . . . . . . . . . . . . .3
µ´ µ´
Figure 5.9: n = 3.
¶³
...
..... ¶³ .. . . . . ...
..
. .. .. 3 .
...... ... .
.
. ....
1. ..... ..
. µ´
.. ..
.. ...... ..
...
.
... .. .. µ´
.. ..
. ..
¶³
.
... .
... 0 ... .. .. .. ... ...5 ..
...
..
.......... ..
..
¶³
..
..
. . ..
. .
..
......
...
.
..
... .....
. 4. . . . . . . . . . . . . .
2 µ´
µ´
Figure 5.10: n = 4.
It is pictures like figures 5.7-5.10 that justify the word “wave” for these standing wave
solutions. They are, frankly, wavy, exhibiting the sinusoidal space dependence that is the sine
qua non of wave phenomena.
The transverse oscillation of a beaded string with both ends fixed is illustrated in pro-
gram 5-2, where a general oscillation is shown along with the normal modes out of which
it is built. Note the different frequencies of the different normal modes, with the frequency
increasing as the modes get more wavy. We will often use the beaded string as an illustrative
example because the modes are so easy to visualize.
oscillators move up and down in the plane of the paper: Let us find its normal modes.
¶³ ¶³ ¶³ ¶³
d 1 2 3 4 d
µ´ µ´ µ´ µ´
As before, we imagine that this is part of an infinite system of beads with space translation
invariance. This is shown in figure 5.12. Here, the massless rings sliding on frictionless rods
have been replaced by the imaginary (dashed) beads, 0 and 5. The dispersion relation is just
the same as for any other infinite beaded string, (5.39). The question is, then, what kind of
boundary condition on the infinite system corresponds to the physical boundary condition,
that the end beads are free on one side? The answer is that we must have the first imaginary
bead on either side move up and down with the last real bead, so that the coupling string from
bead 0 is horizontal and exerts no transverse restoring force on bead 1 and the coupling string
from bead 5 is horizontal and exerts no transverse restoring force on bead 4:
A0 = A1 , (5.42)
A4 = A5 ; (5.43)
.. .......
.....
¶³ ¶³ ¶³ ¶³ .....
.. .......
q q ..... 0 ....... 1 2 3 4 ....
5
...
.
...
qq
.. ...
..... .... µ´ µ´ µ´ µ´ ....... .......
We will work in the notation in which the beads are labeled by their equilibrium posi-
tions. The normal modes of the infinite system are then e±ikx . But we haven’t yet had to
decide where we will put the origin. How do we form a linear combination of the complex
exponential modes, e±ikx , and choose k to be consistent with this boundary condition? Let
us begin with (5.42). We can write the linear combination, whatever it is, in the form
cos(kx − θ) . (5.44)
5.4. FREE ENDS 123
Any real linear combination of e±ikx can be written in this way up to an overall multiplicative
constant (see (1.96)). Now if
don’t care about the overall normalization, so if the function has a minimum there, we will
multiply it by −1, to make it a maximum. Thus in case 1, the function cos(kx − θ) has a
maximum at x = 0, which implies that we can take θ = 0. Thus the function is simply
cos kx. The system with this labeling is shown in figure 5.13. The displacement of the jth
bead is then
Aj = cos[ka(j − 1/2)] . (5.46)
.. .......
.....
¶³ ¶³ ¶³ ¶³ .....
.. .......
q q ..... 0 ....... 1 2 3 4 ....
5
...
..
..
qq
.. ...
..... .... µ´ µ´ µ´ µ´ ....... .......
| | | | | |
x
x→ 1 x2 x3 x4
a 3a 5a 7a
0 4a
2 2 2 2
It should now be clear how to impose the boundary condition, (5.43), on the other end.
We want to have a maximum or minimum midway between bead 4 and bead 5, at x = 4a.
We get a maximum or minimum every time the argument of the cosine is an integral multiple
of π. The argument of the cosine at x = 4a is 4ka, where k is the angular wave number.
Thus the boundary condition will be satisfied if the mode has 4ka = nπ for integer n. Then
nπ
cos[ka(4 − 1/2)] = cos[ka(5 − 1/2)] ⇒ ka = . (5.47)
4
Thus the modes are
nπ
Aj = cos[ka(j − 1/2)] with k = for n = 0 to 3 . (5.48)
4a
124 CHAPTER 5. WAVES
.....
. ....... ¶³
..
....
0 . . . ..... . . . . . . . . . . . . . . . . . .
. 1 .... ¶³
....
....... ....... µ´ ....
2 . . . . . . . . ¶³
.
µ´ ...
...
3. . . . . . . . . . . . . ¶³ ....... ....... ...
.
µ´ .......
4 . . . . . . . . . . ....... . .5 ....
µ´ ....... .......
.....
.. ....... ¶³ ¶³ ..
.... .....
.... . .
........
...
...... ... . . .... ...
.... . . . .... ... .... . . .
0 . 1 ..
..
..
.. 4
. 5 ...
....... ....... µ´..
..
..
..
.. µ´ ....... .......
..
..
.
¶³ ¶³
..
..
..
.. ..
...
2.. . .
....... ... 3.
...
µ´ µ´
¶³
.....
.. ....... . . . .
......
.. ¶³ ..
... . . ....
3 .
. ...
....
0 . . ...
...
..
1 ... ..
. µ´. . ....
..
....... ......
.
µ´
.. ..
.. ¶³
..
.
.....
...... .. .
...
. ..
..
¶³
..
..
. ..
4.. . . . .... .
. . ... 5
..
.. . . ....
2
.. µ´ ...
.....
. . ........ .......
µ´
............ ............ ........... ............ ............ ........... ............ ........... ........... ............ ............ ........... ........... ............ ............ ...........
..... .. .. ... ..
.......................................... 1 ..... ..... ......
.......................................... 2 ..... .. .. .. ..
............................................. 3 ..... .....
............................ · · · ......................................... N ..... .. .. ... ..
r
..........................................
This is the system of (5.1), except that one wall has been removed and the end of the
spring is constrained by some external agency to move back and forth with a displacement
z cos ωd t . (5.49)
As usual, in a forced oscillation problem, we first consider the driving term, in this case the
fixed displacement of the N + 1st block, (5.49), to be the real part of a complex exponential
driving term,
z e−iωd t . (5.50)
Then we look for a steady state solution in which the entire system is oscillating with the
driving frequency ωd , with the irreducible time dependence, e−iωd t .
If there is damping from a frictional force, no matter how small, this will be the
steady state solution that survives after all the free oscillations have decayed away. We
can find such solutions by the same sort of trick that we used to find the modes of free
oscillation of the system. We look for modes of the infinite system and put them together
to satisfy boundary conditions.
This situation is different from the free oscillation problem. In a typical free oscillation
problem, the boundary conditions fix k. Then we determine ω from the dispersion relation.
126 CHAPTER 5. WAVES
In this case, the boundary conditions determine ωd instead. Now we must use the dispersion
relation, (5.35), to find the wave number k.
Solving (5.35) gives
1 2B − ωd2
k = cos−1 . (5.51)
a 2C
We must combine the modes of the infinite system, e±ikx , to satisfy the boundary conditions
at x = 0 and x = (N + 1)a = L. As for the system (5.1), the condition that the system be
stationary at x = 0 leads to a mode of the form
for some amplitude y. But now the condition at x = L = (N + 1)a determines not the
wave number (that is already fixed by the dispersion relation), but the amplitude y.
Thus
z
y= . (5.54)
sin kL
Notice that if ωd is a normal mode frequency of the system (5.1) with no damping, then (5.54)
doesn’t make sense because sin kL vanishes. That is as it should be. It corresponds to the
infinite amplitude produced by a driving force on resonance with a normal frequency of a
frictionless system. In the presence of damping, however, as we will discuss in chapter 8,
the wave number k is complex because the dispersion relation is complex. We will see later
that if k is complex, sin kL cannot vanish. Even if the damping is very small, of course, we
do not get a real infinity in the amplitude as we go to the resonance. Eventually, nonlinear
effects take over. Whether it is nonlinearity or the damping that is more important near any
given resonance depends on the details of the physical system.5
... .. ..
..... ..... ...... ..... ..... ..... ........... .......... ...........
.... .... .... ... . ... .. ... .
r
....................................................................................
As another example, we will now discuss again the forced longitudinal oscillations of the
simple system of a mass on a spring, shown in figure 5.18. The physics here is the same as
that of the system in figure 2.9, except that to begin with, we will ignore damping. The block
has mass m. The spring has spring constant K and equilibrium length a. To be specific,
imagine that this block sits on a nearly frictionless table, and that you are holding onto the
other end of the spring, moving it back and forth along the table, parallel to the direction of
the spring, with displacement
d0 cos ωd t . (5.55)
The question is, how does the block move? We already know how to solve this problem from
chapter 2. Now we will do it in a different way, using space translation invariance, local
interactions and boundary conditions. It may seem surprising that we can treat this problem
using the techniques we have developed to deal with space translation invariant systems,
because there is only one block. Nevertheless, that is what we are going to do. Certainly
nothing prevents us from extending this system to an infinite system by repeating the block-
spring combination. The infinite system then has the dispersion relation of the beaded string
(or of the coupled pendulum for ` → ∞):
4K ka
ωd2 = sin2 . (5.56)
m 2
The relevant part of the infinite system is shown in figure 5.19. The point is that we can
impose boundary conditions on the infinite system, figure 5.19, that make it equivalent to
figure 5.18.
... .. . ...
..... ..... ...... ..... ............ ........... ........... .... ..... ... .. . .....
qq 0 .... .... .... ... .. ... .. ..... 1 ..... .... ...... .... ........... ........... ... .. ..........
..... .. .. .. .. ..... ...... ...... 2 qq
.................................................................................. .....................................................................................
We begin by imagining that the displacement is complex, d0 e−iωd t , so that at the end, we
will take the real part to recover the real result of (5.55). Thus, we take
ψ2 (t) = d0 e−iωd t . (5.57)
Then to ensure that there is no force on block 1 from the imaginary spring on the left, we
must take
ψ0 (t) = ψ1 (t) . (5.58)
To satisfy (5.58), we can argue as in figure 5.13 that
ψ(x, t) = z(t) cos kx (5.59)
128 CHAPTER 5. WAVES
| | | |
x=0 a 3a
2 2
to write
1
ψ1 (t) = ka
d0 cos ωd t (5.65)
1 − 4 sin2 2
or substituting (5.56),
ω02
ψ1 (t) = d0 cos ωd t , (5.66)
ω02 − ωd2
where ω0 is the free oscillation frequency of the system,
K
ω02 = . (5.67)
m
This is exactly the same resonance formula that we got in chapter 2.
5.6. COUPLED LC CIRCUITS 129
5.5.2 Generalization
The real advantage of the procedure we used to solve this problem is that it is easy to gener-
alize it. For example, suppose we look at the system shown in figure 5.21.
... .
..... .... ........... .......... ........... ........... ........... ... . .
..... .... ........... ........... ........... ........... ..........
.... .... ..... .. ... .. .. .. ..
...........................................................................................
..... ..... .. .. ... .. ... .. ......
r
.....................................................................................
Here we can go to the same infinite system and argue that the solution is proportional to
cos kx where x is defined as shown in figure 5.22. Then the same argument leads to the result
for the displacements of blocks 1 and 2:
cos ka
2 cos 3ka
2
ψ1 (t) = d0 cos ωd t , ψ2 (t) = d0 cos ωd t . (5.68)
cos 5ka
2 cos 5ka
2
.. .. .
..... ..... ..... ..... ............ ............ ............ ........... .. .... .. .. ..... .. ..
qq 0 .... .... .... ..... ... . ... .. 1 ..... ..... ..... .... ..... ..... ..... ..... ........... ...........
..... .... .. .. .... ..... ..... 2 .... .... ...... ..... ..... ..... ............ ........... ...........
.... .... .... ..... ...... ...... 3 qq
.................................................................................... ................................................................................ ...............................................................................
| | | | |
x=0 a 3a 5a
2 2 2
L L L
... ... ... ... ... ... ... ... ...
..... .... ..... .... ..... ..... ..... ..... ..... ..... ..... ..... ..... ..... ..... ..... ..... ....
ppp ..... ..... ....
.........................................
.... .... ....
........................................
.... .... ....
........................................ ppp
C C C C
ppp ppp
¾ a -
figure 5.24, with the correspondence between the two systems being:
m ↔ L
K ↔ 1/C (5.69)
xj ↔ Qj
where xj is the displacement of the jth block to the right and Qj is the charge that has been
“displaced” through the jth inductor from the equilibrium situation with the capacitors un-
charged. In fact, this is right, and we could use (5.69) to write down the dispersion relation
for the figure 5.23. However, with our powerful tools of linearity and space translation invari-
ance, we can solve the problem from scratch without too much effort. The strategy will be
to write down what we know the solution has to look like, from space translation invariance,
and then work backwards to find the dispersion relation.
K K K K
... ... ... ... ... ... ... ... ...
ppp ... ... ...
..... .... ..... .... ..... ....
.... .... .... m ..... .... ..... .... ..... ....
..... ..... ..... m ..... .... ..... .... ..... .....
..... ..... .... m ..... ..... ..... ..... ..... .....
.... .... .... ppp
.......................................... ......................................... .......................................... .........................................
¾ a -
The starting point should be familiar by now. Because the system is linear and space
translation invariant, the modes of the infinite system are proportional to e±ikx . There-
fore all physical quantities in a mode, voltages, charges, currents, whatever, must also
be proportional to e±ikx . In this case the variable, x, is really just a label. The electrical
properties of the circuit do not depend very much on the disposition of the elements in space.6
6
This is not exactly true, however. Relativity imposes constraints. See chapter 11.
5.6. COUPLED LC CIRCUITS 131
The dispersion relation will depend only on ka, where a is the separation between the iden-
tical parts of the system (see (5.35)). However, it is easier to think about the system if it is
physically laid out into a space translation invariant configuration, as shown in figure 5.23.
−1 0 1
... . .
..... ..... ............ ............ ... .. ..
..... .... ..... ..... ..... ..... .. .. .
..... ..... ..... ..... ...........
ppp .... .... .. .
..........................................
..... ..... .. ..
.........................................
.... .... ....
........................................ ppp
−2 −1 0 1
ppp ppp
In particular, let us label the inductors and capacitors as shown in figure 5.25. Then the
charge displaced through the jth inductor in the mode with angular wave number, k, is
Qj (t) = q eijka e−iωt (5.70)
for some constant charge, q. Note that we could just as well take the time dependence to be
cos ωt, sin ωt, or eiωt . It does not matter for the argument below. What matters is that when
we differentiate Qj (t) twice with respect to time, we get −ω 2 Qj (t). The current through the
jth inductor is
d
Ij = Qj (t) = −iωq eijka e−iωt . (5.71)
dt
The charge on the jth capacitor, which we will call qj , is also proportional to eijka e−iωt ,
but in fact, we can also compute it directly. The charge, qj , is just
qj = Qj − Qj+1 (5.72)
because the charge displaced through the jth inductor must either flow onto the jth capacitor
or be displaced through the j+1st inductor, so that Qj = qj + Qj+1 . Now we can compute
the voltage, Vj , of each capacitor,
1 q ³ ´
Vj = (Qj − Qj+1 ) = 1 − eika eijka e−iωt , (5.73)
C C
and then compute the voltage drop across the inductors,
dIj
L = Vj−1 − Vj , (5.74)
dt
inserting (5.71) and (5.73) into (5.74), and dividing both sides by the common factor −qL eijka e−iωt ,
we get the dispersion relation,
1 ³ ´³ ´ 4 ka
ω2 = − 1 − eika e−ika − 1 = sin2 . (5.75)
LC LC 2
132 CHAPTER 5. WAVES
This corresponds to (5.37) with B = 1/LC. This is just what we expect from (5.69). We
will call (5.75) the dispersion relation for coupled LC circuits.
L L L
... . .
..... ..... ............ ............ ... . .
..... ..... ........... ........... ... .. .
..... .... ...... .... ...........
.... .... .... .... ..... .. .. ..... .. .. .. ..
........................................ .......................................... ...........................................
C C C C
Let us use the results of this section to study a finite example, with boundary conditions.
Consider the circuit shown in figure 5.26. This circuit in figure 5.26 is analogous to the
combination of springs and masses shown in figure 5.27.
K K K K
¡ @
¡ ........................ ....................... ....................... m .. .. .
..... ..... ...... .... ...........
.... .... .... m
.. .. .
..... ..... ...... .... ...........
.... .... .... m
.. .. .
..... ..... ...... .... ...........
.... .... .... @
........................................ ........................................ ........................................
¡... ...... ...... ... @
¡ @
We already know that this is true for the middle. It remains only to understand the bound-
ary conditions at the ends. If we label the inductors as shown in figure 5.28, then we can
imagine that this system is part of the infinite system shown in figure 5.23, with the charges
constrained to satisfy
Q0 = Q4 = 0 . (5.76)
This must be right. No charge can be displaced through inductors 0 and 4, because in
figure 5.26, they do not exist. This is just what we expect from the analogy to the system in
(5.27), where the displacement of the 0 and 4 blocks must vanish, because they are taking the
place of the fixed walls.
Now we can immediately write down the solution for the normal modes, in analogy with
(5.21) and (5.22),
jn
Qj ∝ sin (5.77)
4
5.6. COUPLED LC CIRCUITS 133
1 2 3
... ... ... ... ... ... ... ... ...
..... .... ..... .... ..... ..... ..... ..... ..... ..... ..... ..... ..... ..... ..... ..... ..... .....
..... ..... .... .... .... .... .... .... ....
......................................... ........................................ ........................................
for n = 1 to 3.
L L L
... . . ... . . ... . .
..... .... ........... ............ ..... .... ........... ............ ..... .... ........... ............
∼i
.... .... .... .... .... .... .... .... ....
.......................................... .......................................... ..........................................
C C C
One more somewhat more practical example may be instructive. Consider the circuit
shown in figure 5.29. The ∼iin figure 5.29 stands for a source of harmonically varying
voltage. We will assume that the voltage at this point in the circuit is fixed by the source, ∼i,
to be
V cos ωt . (5.78)
We would like to find the voltages at the other nodes of the system, as shown in figure 5.30,
with
V3 = V cos ωt . (5.79)
We could solve this problem using the displaced charges, however, it is a little easier to
use the fact that all the physical quantities in the infinite system in figure 5.23 are proportional
to eikx in a mode with angular wave number k. Because this is a forced oscillation problem
(and because, as usual, we are ignoring possible free oscillations of the system and looking
for the steady state solution), k is determined from ω, by the dispersion relation for the infinite
system of coupled LC circuits, (5.75).
The other thing we need is that
V0 = 0 , (5.80)
134 CHAPTER 5. WAVES
V0 V1 V2 V3
... ... ... ... ... ... ... ... ...
..... .... ..... .... ..... ..... ..... ..... ..... ..... ..... ..... ..... ..... ..... ..... ..... ....
..... ..... ....
.........................................
.... .... ....
........................................
.... .... ....
........................................ ∼i
because the circuit is shorted out at the end. Thus we must combine the two modes of the
infinite system, e±ikx , into sin kx, and the solution has the form
Chapter Checklist
You should now be able to:
2. Find the normal modes of the finite system as linear combinations of normal modes
of the space translation invariant infinite system, consistent with the physics of the
boundaries, by imposing boundary conditions;
3. Describe the normal modes of a space translation invariant system in terms of an an-
gular wave number, k;
4. Find the dispersion relation that relates the angular frequency, ω, to the angular wave
number, k;
Problems
5.1. Consider the small longitudinal oscillations of the system shown below:
... .. . ... .. ..
..... ..... ...... ..... ............ ..... .... ..... ..... ..... ..... .. .. .
..... ..... ..... ..... ........... ... .. ..
..... .... ..... ..... ..... .....
.... .... .. . ..... ..... .. .. .... .... .... .... .... ....
.......................................... 1 ......................................... 2 ........................................ 3 ........................................ 4
In the picture above, each bob has mass m, each pendulum has length `, each spring has
spring constant κ, and the equilibrium separation between bobs is a.
a. Find the M −1 K matrix for this system in the basis in which the displacements of the
blocks from equilibrium are all measured to the right and arranged into vector in the obvious
way,
⎛ ⎞
x1 (t)
⎜ x2 (t) ⎟
X(t) = ⎜ ⎟
⎝ x3 (t) ⎠ .
x4 (t)
b. Classify as TRUE or FALSE each of the following questions about the normal modes
of this system. If possible, explain your answers qualitatively, that is, in words, rather than
by plugging into a formula, and discuss the generality of your results.
i. In the normal mode with the lowest frequency, all the blocks move in the same direction
when they are moving at all.
ii. In the normal mode with the second lowest frequency, the 1st and 2nd blocks have the
same displacement.
iii. In the normal mode with the highest frequency, neighboring blocks move in opposite
directions when they are moving at all.
c. Find the angular frequencies of each of the normal modes. Hint: You may want to
use the dispersion relation for coupled pendulums,
ω 2 = 2B − 2C cos ka
136 CHAPTER 5. WAVES
where
g κ κ
B= + , C= .
2` m m
5.2.
¡ @
¡ .............. ............. ............. .
... ... ... ... ... ...
..... ..... ..... ..... ..... .... ..... .... ..... .... ..... ....
. . . . .
. . .
. . . . .
............ ............ ........... ........... ........... ............
. . . . .. .. .. .. .. . . . ..... ..... ..... ..... ..... .... @
.... .... ....
.
. . . . . . . . . . . . .. .. .. . . . . .
¡.................................................. . .
....................................................................................
.. .
......................................................................................
... .. .
............................................@
¡¡ @@
¡¡ @@
In the system shown above, all the blocks have mass m and they are constrained to move
only horizontally. The long springs with six loops have spring constant K. The shorter
springs, with three loops, have spring constant 2K. The shortest springs, with two loops, have
spring constant 3K. As you will see in chapter 7, this is what we expect if the springs are
all made out of the same material (see figure 7.1). Find the normal modes of the system and
the corresponding frequencies. Make sure that you justify any assumptions you make about
the normal modes. Hint: Try to find an infinite system with space translation invariance
that contains this in such a way that you can put in the physics of the walls as a boundary
condition. Another Hint: This works simply only if the three loop springs have exactly
twice the spring constant of the long springs. Your answer should explain why.
5.3. In the beaded string shown below, the interval between neighboring beads is a,
and the distance from the end beads to the walls is a/2. All the beads have mass m and are
constrained to move only vertically, in the plane of the paper.
a
¡ 2 a @
¡ @
¡ 1i 2i 3i 4i 5i @
¡ @
¡ @
Show that the physics of the left-hand wall can be incorporated by going to an infinite
system and requiring the boundary condition A0 = −A1 .
a. Easy. Find the analogous boundary condition for the right-hand wall.
V6 ................... ................... ................... V5 .................. .................. .................. V4 ................. ................. ................. V3 ................. ................ ................ V2 ................. ................. ................. V1 ................. ................ ................ V0
........................................ ........................................ ........................................ ........................................... ..
........................................... . .. ..
........................................
All the capacitors have the same capacitance, C ≈ 0.00667µF , and all the inductors have
the same inductance, L ≈ 150µH and no resistance. The center wire is grounded. This
circuit is an electrical analog of the space translation invariant systems of coupled mechanical
oscillators that we have discussed in this chapter.
When you apply a harmonically oscillating signal from a signal generator through a coax-
ial cable to V6 , different oscillating voltages will be induced along the line. That is if
V6 (t) = V cos ωt ,
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