Sunderland 2013, Autonomous Camera in The Shining
Sunderland 2013, Autonomous Camera in The Shining
PAUL SUNDERLAND
This study into the aesthetics of camera movement in the cinema of Stanley
Kubrick is due to an interest in the relationship between technology and
cinema. Analysis of some of the major developments in moving camera
technology demonstrates the close connection between technological
development and moving camera aesthetics. As new technology becomes
available, filmmakers are afforded greater freedom in the ways in which a
moving image can be achieved. Kubrick’s position at the forefront of
technological developments in the cinema throughout his career, as well as
his stylistic preference for camera movement, make his body of work a
logical focal point for a discussion of this kind. 2001: A Space Odyssey was
ground-breaking in its use of special effects – an achievement that would
earn the director an Academy Award. Barry Lyndon featured radically new
lenses that allowed sequences to be filmed entirely by candlelight.1 By
focusing on Kubrick’s use of the Steadicam in The Shining this discussion
will focus on a less-widely acknowledged aspect of Kubrick’s use of
cinematic technology. In my discussion I suggest that Kubrick’s innovative
use of the Steadicam challenged the spectator’s perception of cinematic
space. I attempt to show that Kubrick introduced a radically new form of
camera movement that fundamentally altered the use of movement as a
narrative and stylistic device. In departing from conventional moving
camera aesthetics, Kubrick’s camera becomes a self-conscious narrative
device, entailing a rejection of the illusion of realism with which narrative
cinema is conventionally concerned. This self-consciousness accounts in
part for the authorial presence, or directorial ‘signature’, apparent
throughout The Shining, and traceable across the director’s cinema.
1
For a detailed discussion of this see Ed DiGuilio, ‘Two Special Lenses for Barry
Lyndon,’ American Cinematographer 57, no. 3 (1976): 276-7.
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Sydney Studies The Autonomous Camera in ‘The Shining’
2
In a discussion of several technological developments in the 1970s allowing
greater freedom in camera movement, Salt includes among the Steadicam’s unique
effects the tendency ‘to feel as though it has a life of its own,’ and ‘a slight look of
‘balloon-like’ motion’. See Barry Salt, Film Style and Technology: History and
Analysis, (London: Starworld, 1992), p.278.
3
Quoted in Serena Ferrara, Steadicam: Techniques and Aesthetics (Oxford: Focal
Press, 2001), p.30.
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Sydney Studies The Autonomous Camera in ‘The Shining’
4
Quoted in Ferrara, Steadicam, p. 30.
5
Tony Pipolo, ‘The Modernist and the Misanthrope: The Cinema of Stanley
Kubrick,’ Cineaste 27, no. 2 (2002): 12.
6
The first Steadicam shot in a feature film is a 2-minute tracking shot in Bound For
Glory (1976). Beginning from a raised platform, the camera descends to the ground
and then follows David Carradine as he moves through a crowd. The device was
also used in Marathon Man (1976) to add dynamism to the shots of Dustin
Hoffman running through Central Park and the streets of New York. Rocky (1976)
features the celebrated sequence in which the Steadicam follows Rocky as he
climbs the stairs to the Philadelphia Museum of Art. In none of these films
however, does the device demonstrate the autonomy and self-consciousness it
attains in The Shining.
7
Ferrara, Steadicam, p. 81.
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Sydney Studies The Autonomous Camera in ‘The Shining’
8
Foucault uses Bentham’s Panopticon – a circular prison arranged so the cells at
the periphery are constantly visible from a single central point – as a metaphor for
the functioning of power in society. He writes: ‘The Panopticon is a machine for
dissociating the see/being seen dyad; in the peripheric ring, one is totally seen,
without ever seeing; in the central tower, one sees everything without ever being
seen.’ See Michel Foucault, Discipline and Punish: The Birth of the Prison, trans.
Alan Sheridan (New York: Vintage Books, 1977), pp. 201-202.
9
For a detailed account of this sequence see Lucia Nagib, World Cinema and the
Ethics of Realism, (New York, NY: Continuum, 2011).
10
John Calhoun, ‘Putting the ‘Move’ in Movie,’ American Cinematographer 84,
no. 10 (2003): 81.
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Sydney Studies The Autonomous Camera in ‘The Shining’
too slow, still others that it was not scary enough.’11 Variety wrote that
Kubrick destroys ‘all that was so terrifying about Stephen King’s
bestseller,’12 and Dave Kehr found that the ‘imagery – with its compulsive
symmetry and brightness – is too banal to sustain interest.’13 Given the film
is a long, ponderous story about unremarkable and unlikeable characters, it
is hardly surprising that some of the response was negative. Its release also
coincided with a surge in popularity in ‘slasher’ films, and as a ‘thinking
person’s horror film,’14 The Shining was unlikely to appeal to audiences
accustomed to films like The Amityville Horror, Halloween, and Friday the
13th, all of which were released in the three years prior to The Shining to
significant commercial success.15
Smith adds that it was not just popular critics that disliked the film,
but that academic critics were disinterested because they saw it as ‘a horror
film and as such not worth paying attention to.’16 Smith’s point here is that
the contemporary critical dismissal of The Shining as a genre film was a
simplistic reduction of its thematic and stylistic complexity. As with
previous ‘genre’ films in his career, the horror genre to Kubrick was hardly
a strict system of rules and conventions to which a film must conform, but
rather a framework on which to construct a unique conceptual vision.
Richard Jameson argues that categorising The Shining as a horror film is as
helpful as describing Dr Strangelove as an ‘anti-war film’, or 2001: A
Space Odyssey as an ‘outer-space pic’, or Barry Lyndon as a ‘costume
picture.’17 He argues that ‘The Shining is a horror movie only in the sense
that all Kubrick’s mature work has been horror movies – films that
11
Greg Smith, ‘‘Real Horrorshow’: The Juxtaposition of Subtext, Satire, and
Audience Implication in Stanley Kubrick’s The Shining,’ Literature/Film Quarterly
25, no. 4 (1997), 300.
12
‘Review: ‘The Shining’,’ Variety, accessed June 11, 2013,
http://variety.com/1979/film/reviews/the-shining-1200424592/.
13
‘The Shining,’ Dave Kehr, accessed June 13, 2013,
http://www.chicagoreader.com/chicago/the-shining/Film?oid=2686751.
14
Amy Nolan, ‘Seeing is Digesting: Labyrinths of Historical Ruin in Stanely
Kubrick’s The Shining,’ Cultural Critique 77 (2011), 184.
15
While partaking in the narrative and visual tropes of the horror genre, The
Shining clearly deviated from the conventions of both the slasher and supernatural
horror film. However, few contemporary analyses in criticism attempt to interrogate
the nature of this deviation, which I locate in the film’s stretched out suspense,
intrusive comedy, and the absence of sympathetic characters with which to identify.
16
Smith, ‘Real Horrorshow,’ 300.
17
Richard Jameson, ‘Kubrick’s Shining,’ Film Comment 16, no. 4 (1980), 29.
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Sydney Studies The Autonomous Camera in ‘The Shining’
Smith and Jameson both suggest that audiences judging the film
according to aesthetic criteria based on classical convention were unlikely
to appreciate The Shining’s narrative irresolution, ambivalent point-of-
view, unlikeable characters and general ambiguity. Furthermore, the film’s
overt self-consciousness was likely to further alienate audiences
accustomed to a style that effaces all traces of the author – a ‘rule’ ignored
by Kubrick throughout his career. Jameson makes the point that it is more
helpful to categorize The Shining as ‘A Stanley Kubrick Film’ than as an
example of the horror genre.20 Mamber puts this another way: ‘Behind all
the hotel doors setting ghastly images in motion, dripping blood out of
elevators, providing the unexplained means of escape to frequently trapped
characters, lies the director himself, a parody puppeteer in the shadows.’21
Kubrick’s frequent inclusion in lists alongside the great auteurs of cinema –
Hitchcock, Welles, or Antonioni, for example – is in part due to this
authorial presence, or directorial ‘signature’. By rejecting the effacement of
the author typical of the classical style, Kubrick’s cinema demonstrates a
modernist22 sensibility that exposes the fictionality of the text,
foregrounding both the narrational process, apparatical construction of the
image, and the presence of the author.
18
Jameson, ‘Kubrick’s Shining,’ 29.
19
David Bordwell, ‘The Art Cinema as a Mode of Film Practice,’ In Film Theory
and Criticism: 6th Edition, ed. Leo Braudy and Marshall Cohen (Oxford: Oxford
University Press, 2004), pp. 774-782.
20
Jameson, ‘Kubrick’s Shining,’ 29.
21
Stephen Mamber, ‘Parody, Intertextuality, Signature: Kubrick, DePalma, and
Scorsese,’ Quarterly Review of Film and Video 12 (1990): 34.
22
I use the term in accordance with Bordwell’s conception of a modernist cinema:
‘that set of formal properties and viewing protocols that presents, above all, the
radical split of narrative structure from cinematic style, so that the film constantly
strains between the coherence of the fiction and the perceptual disjunctions of
cinematic representation.’ See Bordwell, ‘Art Cinema’, pp. 780-781.
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Sydney Studies The Autonomous Camera in ‘The Shining’
Though these thematic aspects have been widely discussed, the film’s
stylistic and formal qualities, particularly the use of the apparatus, have
generally been under-acknowledged in critical discussion. I argue that an
analysis of stylistic and formal qualities, in addition to narrative and
thematic concerns, is essential to forming a comprehensive interpretation of
the film. My analysis attempts to demonstrate how the authorial presence
inherent in much of Kubrick’s cinema is manifested in medium-specific
tropes. Deviations from classical convention foreground the presence of the
author and make manifest the narrational process intrinsic to Kubrick’s
unconventional style. My discussion focuses on the implications of
Kubrick’s use of the Steadicam as a self-conscious narrative device in
contravention of classical convention. In order to understand the ways in
which the Steadicam is utilised specifically and self-consciously in The
Shining as a fundamentally new form of camera movement, it is necessary
first to examine the development of camera movement in the context of the
development of the classical narrative style.
23
See for example Nolan, ‘Labyrinths,’ 180-204.
24
See for example Robert Kilker, ‘All Roads Lead to the Abject: The Monstrous
Feminine and Gender Boundaries in Stanley Kubrick’s The Shining,’
Literature/Film Quarterly 34, no. 1 (2006): 54-63.
25
See for example Frank Manchel, ‘What About Jack? Another Perspective on
Family Relationships in Stanley Kubrick’s The Shining,’ Literature/Film Quarterly
23, no. 1 (1995): 68-78.
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Sydney Studies The Autonomous Camera in ‘The Shining’
26
Calhoun, ‘Movie,’ 73.
27
Jakob Nielsen, ‘Camera Movement in Narrative Cinema: Towards a Taxonomy
of Functions’ (PhD diss., University of Aarhus, 2007), p. 89.
28
Ibid, 89.
29
Nielsen, ‘Camera Movement,’ 93.
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Sydney Studies The Autonomous Camera in ‘The Shining’
Tom Gunning points out that though this early cinema was not
‘dominated by the narrative impulse that later asserted its sway over the
medium,’ by 1906 these early examples of what he calls a ‘cinema of
attractions’ would be overtaken by a different set of ‘spectator relations.’30
This different set of spectator relations developed into the classical
Hollywood cinema, in which style would become increasingly subordinate
to narrative. The classical cinema is predicated on a diegetic world that pre-
exists its representation by the cinematic apparatus, and the role of the
apparatus is to communicate the diegesis as seamlessly as possible,
effacing all traces of the author and the means by which the author
communicates. By effacing all traces of authorial activity, classical cinema
aims to achieve an ‘invisibility of style’, with the audience focusing ‘on
constructing the fabula31, not on asking why the narration is representing
the fabula in this particular way.’32 Classical camera movement can thus be
seen as any movement of the apparatus that attempts to communicate the
narrative as unobtrusively as possible. Ferrara writes that classical
movement aids ‘in the construction of the story and … in obtaining the best
possible portrayal of what is happening.’33 This includes ‘following an
actor’s movements’, and ‘illustrating and depicting the setting.’ Camera
movement from the early 1900s would increasingly be constrained by this
imperative.
30
Tom Gunning, ‘The Cinema of Attraction,’ Wide Angle 3, no. 4 (1986), 64.
31
Bordwell defines ‘fabula’ as ‘the narrative events in causal chronological
sequence’
32
David Bordwell, ‘Classical Hollywood Cinema: Narrational Principles and
Procedures,’ in Narrative, Apparatus, Ideology: A film Theory Reader, ed. Philip
Rosen (New York: Columbia University Press, 1986), p. 25.
33
Ferrara, Steadicam, p. 9.
34
David Samuelson, ‘A Brief History of Camera Mobility,’ American
Cinematographer 84, no. 10 (2003), 90.
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Sydney Studies The Autonomous Camera in ‘The Shining’
the ‘first shot where the camera changed height and tracked forward and
backward.’35
Fig 1
Fig 2
35
Ibid, 90.
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Sydney Studies The Autonomous Camera in ‘The Shining’
Fig 3
Samuelson points out that the details of how this cinematic milestone was
achieved have been lost to history, but it is believed a large tower was built
across two railway wagons, and the camera then lowered from the tower as
the wagons were pushed forward by hand. John Calhoun notes that the
‘obvious reason for the shot was to first establish the scale of the set, and
then to move closer to verify that actual human activity was taking place in
it.’36 This early example of an experimental shot – anticipating the
invention of the crane by a decade in its combination of vertical movement
and movement in depth – thus had the narrative function of orientating the
audience to the scale and grandeur of the scene.
36
Calhoun, ‘Movie,’ 73.
37
Salt, Film Style, p. 206.
38
Andre Bazin, What is Cinema? Vol. 2, trans. Hugh Gray (Berkeley: University of
California Press, 2005), p. 28.
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Sydney Studies The Autonomous Camera in ‘The Shining’
Illusion in which the camera looks down from a high angle on Cartier in
the courtyard as he shouts off-screen to an unseen prisoner (figures 4-6).
Fig 4
Fig 5
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Sydney Studies The Autonomous Camera in ‘The Shining’
Fig 6
As their brief dialogue comes to an end, the camera pulls back to reveal
first a window frame through which the camera has been filming, and then
the interior of a room where two prisoners are seated, one of whom was
shouting to Cartier moments earlier. The movement shifts the focus of the
scene from Cartier in the courtyard to the conversation between the two
prisoners in the room above, effectively linking two dramatically and
spatially distinct scenes. Bazin sees this kind of movement as fundamental
in preserving dramatic and phenomenological unity. ‘By moving the
camera to “reframe” the scene instead of cutting,’ he writes, ‘Renoir is able
to treat the sequence not as a series of fragments but as a dramatic
whole.’39 Realism is achieved by eliminating the need to introduce an
‘obviously abstract element into reality’40 through editing. ‘It is through
such techniques,’ Bazin argues, ‘that Renoir attempts to portray
realistically the relations between men and women and the world in which
they find themselves.’41
39
Andre Bazin, Jean Renoir, trans. W. W. Halsey II and W. H. Simon (London:
W.H. Allen, 1974), p. 64.
40
Bazin, What is Cinema?, p. 28.
41
Bazin, Renoir, p. 64.
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Sydney Studies The Autonomous Camera in ‘The Shining’
42
Calhoun, ‘Movie’, 80.
43
Jean-Pierre Geuens, ‘Visuality and Power: The Work of the Steadicam,’ Film
Quarterly 47, no. 2 (1993), 11.
44
Ibid, 11.
45
Ibid, 8.
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Sydney Studies The Autonomous Camera in ‘The Shining’
46
Ibid, p. 11.
47
Ibid, p. 14.
48
Ibid, pp. 14-15.
49
Ibid, pp. 18-19.
50
Geuens, ‘Visuality,’ 12.
51
These views on contemporary Steadicam use can be found in Ferrara, Steadicam,
pp. 101-157.
52
David Bordwell, ‘Intensified Continuity: Visual Style in Contemporary American
Film,’ Film Quarterly 55, no. 3 (2002), 20.
53
Ibid, 20.
54
Geuens, ‘Visuality,’ 15.
55
Ibid, 14.
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Sydney Studies The Autonomous Camera in ‘The Shining’
56
Ibid, 14.
57
Ibid, 14.
58
Ibid, 15.
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Sydney Studies The Autonomous Camera in ‘The Shining’
Fig 7
Fig 8
Fig 9
74
Sydney Studies The Autonomous Camera in ‘The Shining’
Fig 10
Fig 11
Fig 12
75
Sydney Studies The Autonomous Camera in ‘The Shining’
59
Ibid, 15.
60
Ibid, 15.
61
Ibid, 15.
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Sydney Studies The Autonomous Camera in ‘The Shining’
very muteness of the photographic image and its failure to evoke but the
phantom of an event that was then and is now still truly unspeakable.’62 In
contrast to the dense materiality of the dolly, the levitation of the
Steadicam diminishes this connection between the material world and the
apparatus. The Steadicam is dematerialized – it is liberated from the
restrictions of gravity or physicality, and is consequently unable to
negotiate the material reality of the world. Attendent to this liberation is a
sterilization of the image. Following Geuens’s reasoning, the idea of
substituting the palpable materiality of Resnais’ dolly movement with the
‘clinical distance’ and ‘sterilized indifference’ of the Steadicam would be
repellent.
62
Ibid, 15.
63
Quoted in Elizabeth Mullen, ‘Do You Speak Kubrick? Orchestrating
Transgression and Mastering Malaise in The Shining,’ Image & Narrative 10, no. 2
(2009): 100.
77
Sydney Studies The Autonomous Camera in ‘The Shining’
64
Quoted in Calhoun, ‘Movie,’ 74.
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Sydney Studies The Autonomous Camera in ‘The Shining’
Fig 13
Fig 14
79
Sydney Studies The Autonomous Camera in ‘The Shining’
65
Jameson, ‘Kubrick’s Shining,’ 30.
80
Sydney Studies The Autonomous Camera in ‘The Shining’
Fig 15
66
Seymour Chatman, Antonioni, or, the Surface of the World (Berkeley: University
of California Press, 1985), p. 196.
67
Chatman, Antonioni, p. 197.
68
Kenneth Johnson, ‘The Point of View of the Wandering Camera,’ Cinema
Journal, 32 no.2 (1993), 51.
69
Chatman, Antonioni, p. 56.
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Sydney Studies The Autonomous Camera in ‘The Shining’
Fig 16
Fig 17
Fig 18
82
Sydney Studies The Autonomous Camera in ‘The Shining’
70
Ferrara, Steadicam, p. 9.
83
Sydney Studies The Autonomous Camera in ‘The Shining’
Fig 19
71
Johnson, ‘Wandering Camera,’ 53.
84
Sydney Studies The Autonomous Camera in ‘The Shining’
85