Digitally signed by EMORY

EMORY ROUNDS ROUNDS

Date: 2021.05.17 15:20:44 -04'00'
OGE Form 278e (Updated July 2020) (Expires 12/31/21)
Instructions for Part 1
Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information.
Filer's Name Page Number
Kamala D. Harris Page 2 of 15
Part 1: Filer's Positions Held Outside United States Government
# Organization Name City/State Organization Type Position Held From To
1. The KDH/DCE Family Trust (Trust Los Angeles, CA Trust Trustee 10/2017 Present
assets are not reportable.)
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OGE Form 278e (Updated July 2020) (Expires 12/31/21)

Instructions for Part 2

Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information.
Filer's Name Page Number
Kamala D. Harris Page 3 of 15
Part 2: Filer's Employment Assets & Income and Retirement Accounts
# Description EIF Value Income Type Income Amount
1. State of California Savings Plan 457(b) Plan, deferred No
compensation
1.1 International Fund -- See Endnote Yes $15,001 - $50,000 None (or less than $201)
1.2 Large Cap Fund -- See Endnote Yes $15,001 - $50,000 None (or less than $201)
1.3 Mid Cap Fund -- See Endnote Yes $15,001 - $50,000 None (or less than $201)
1.4 SPP Target Date 2045 -- See Endnote Yes $15,001 - $50,000 None (or less than $201)
2 City and County of San Francisco 457(b) Deferred No
Compensation Plan
2.1 SFDCP Target Date 2025 Fund Yes $100,001 - $250,000 None (or less than $201)
2.2 SFDCP Target Date 2030 Fund Yes $100,001 - $250,000 None (or less than $201)
2.3 SFDCP Target Date 2035 Fund Yes $50,001 - $100,000 None (or less than $201)
2.4 SFDCP Stable Value Fund Yes $15,001 - $50,000 None (or less than $201)
2.5 SFDCP Large Cap Eq S&P 500 Ind Yes $100,001 - $250,000 None (or less than $201)
2.6 SFDCP Large Cap Growth Equity Yes $100,001 - $250,000 None (or less than $201)
3. San Francisco Employees Retirement System (SFERS), N/A $250,001 - $500,000 None (or less than $201)
defined benefit plan
4. State of California Legislators' Retirement System Plan, N/A None (or less than $201)
defined benefit plan (value not readily ascertainable): eligible
for $3,981/mo at age 60
5. "The Truths We Hold," Penguin Press (an imprint of Penguin N/A advance $321,500.00
Publishing, a division of Penguin Random House LLC) (value
not readily ascertainable) - See Endnote
6. "The Truths We Hold," The Bodley Head, London, United N/A advance $4,420.50
Kingdom (division of The Random House Group Ltd.) (value
not readily ascertainable) -- See Endnote
7. "The Truths We Hold," Philomel Books, an abridged young N/A advance $33,000.00
reader's edition, (an imprint of Penguin Young Readers
Group, a division of Penguin Random House LLC) (value not
readily ascertainable) -- See Endnote
8. "Smart on Crime: A Prosecutor's Solution for Making the N/A None (or less than $201)
Streets Safer," Chronicle Books LLC (Value note readily
ascertainable)
9. "SuperHeroes Are Everywhere," Philomel Books (an imprint N/A None (or less than $201)
of Penguin Young Readers Group, a division of Penguin
Random House LLC) (value not readily ascertainable)

Endnote for Lines 1.1-1.4: These assets were inadvertently omitted from my 2020 candidate report. In addition, I inadvertently reported the Target Date Fund 2025, which I had
previously held but did not hold at the time.
Endnote for Lines 5-7: The advance income amounts reported on the OGE 278 are the gross income amounts that I received for “The Truths We Hold.”
OGE Form 278e (Updated July 2020) (Expires 12/31/21)
Instructions for Part 3
Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information.
Filer's Name Page Number
Kamala D. Harris Page 4 of 15
Part 3: Filer's Employment Agreements and Arrangements
# Employer or Party City/State Status and Terms Date
1. State of California Savings Sacramento, CA I will continue to participate in this defined contribution plan. The plan sponsor no longer makes contributions. 1/2011
Plus Plan 457(b)

2. City and County of San San Francisco, CA There is no set monthly payment amount for this deferred compensation plan. I am eligible to withdraw from this 2/1998
Francisco 457(b) Deferred plan on retirement. The underlying assets that were chosen for the plan are listed on Part 2. The plan sponsor no
Compensation Plan longer makes contributions.
3. San Francisco Employees San Francisco, CA I will continue to participate in this defined benefit plan. 2/1998
Retirement System
(SFERS)
4. Legislators' Retirement Sacramento, CA I will continue to participate in this defined benefit plan. 1/2011
System Plan

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OGE Form 278e (Updated July 2020) (Expires 12/31/21)
Instructions for Part 4
Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information.
Filer's Name Page Number
Kamala D. Harris Page 5 of 15
Part 4: Filer's Sources of Compensation Exceeding $5,000 in a Year
# Source Name City/State Brief Description of Duties
1. N/A

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OGE Form 278e (Updated July 2020) (Expires 12/31/21)
Instructions for Part 5
Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information.
Filer's Name Page Number
Kamala D. Harris Page 6 of 15
Part 5: Spouse's Employment Assets & Income and Retirement Accounts
# Description EIF Value Income Type Income Amount
1. Venable LLP, capital account N/A $250,001 - $500,000 None (or less than $201)

2. Individual Retirement Rollover Account: No

2.1 U.S. brokerage money market account (cash) N/A $15,001 - $50,000 None (or less than $201)

2.2 BlackRock Liquidity Fund (TSTXX) Yes $15,001 - $50,000 None (or less than $201)

2.3 Invesco Preferred ETF (PGX) Yes $1,001 - $15,000 None (or less than $201)

2.4 iShares iBoxx Investment Grade Corporate Bond (LQD) Yes $15,001 - $50,000 None (or less than $201)

2.5 iShares 20+ Year Treasury Bond (TLT) Yes $1,001 - $15,000 None (or less than $201)

2.6 iShares TIPS Bond (TIP) Yes $1,001 - $15,000 None (or less than $201)

2.7 iShares MBS ETF (MBB) Yes $50,001 - $100,000 None (or less than $201)

2.8 iShares Core MSCI Emerging Markets (IEMG) Yes $50,001 - $100,000 None (or less than $201)

2.9 iShares TR Core MSCI EAFE ETF (IEFA) Yes $100,001 - $250,000 None (or less than $201)

2.10 Schwab Short-Term U.S. Treasury (SCHO) Yes $1,001 - $15,000 None (or less than $201)

2.11 SPDR Bloomberg Barclays 1-3 Month T-Bill (BIL) Yes $1,001 - $15,000 None (or less than $201)

2.12 VanEck Vectors Fallen Angel High Yield Bond (ANGL) Yes $1,001 - $15,000 None (or less than $201)

2.13 Vanguard Small Cap Value Index (VBR) Yes $15,001 - $50,000 None (or less than $201)

2.14 Vanguard Small Cap Growth Index (VBK) Yes $15,001 - $50,000 None (or less than $201)

2.15 Vanguard Value Index ETF (VTV) Yes $250,001 - $500,000 None (or less than $201)

2.16 Vanguard Growth Index ETF (VUG) Yes $250,001 - $500,000 None (or less than $201)

2.17 Vanguard Short-Term Corporate Bond Index (VCSH) Yes $15,001 - $50,000 None (or less than $201)

2.18 Vanguard Intermediate Term Corporate Bond (VCIT) Yes $15,001 - $50,000 None (or less than $201)
Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information.
Filer's Name Page Number
Kamala D. Harris Page 7 of 15
Part 5: Spouse's Employment Assets & Income and Retirement Accounts
# Description EIF Value Income Type Income Amount
2.19 Xtrackers USD High Yield Corporate Bond ETF (HYLB) Yes $1,001 - $15,000 None (or less than $201)

3 Whitwell Jacoby Emhoff LLP SEP IRA No

3.1 Blackrock Liquidity Fund (TSTXX) Yes $1,001 - $15,000 None (or less than $201)

3.2 Communication Services Select Sector SPDR Fund (XLC) Yes $1,001 - $15,000 None (or less than $201)

3.3 Consumer Discretionary Select Sector SPDR (XLY) Yes $1,001 - $15,000 None (or less than $201)

3.4 First Trust Dow Jones Internet Index ETF (FDN) Yes $1,001 - $15,000 None (or less than $201)

3.5 First Trust Cloud Computing ETF (SKYY) Yes $1,001 - $15,000 None (or less than $201)

3.6 Health Care Select SPDR (XLV) Yes $1,001 - $15,000 None (or less than $201)

3.7 iShares Nasdaq Biotech (IBB) Yes $1,001 - $15,000 None (or less than $201)

3.8 iShares iBoxx Investment Grade Corporate Bond ETF (LQD) Yes $1,001 - $15,000 None (or less than $201)

3.9 iShares MBS ETF (MBB) Yes $1,001 - $15,000 None (or less than $201)

3.10 iShares Core MSCI Emerging Markets ETF (IEMG) Yes $1,001 - $15,000 None (or less than $201)

3.11 iShares TR Core MSCI EAFE ETF (IEFA) Yes $15,001 - $50,000 None (or less than $201)

3.12 SPDR US Financial Sector (XLF) Yes $1,001 - $15,000 None (or less than $201)

3.13 Vanguard Small Cap Index (VB) Yes $1,001 - $15,000 None (or less than $201)

3.14 Vanguard Consumer Staples Index Fund ETF (VDC) Yes $1,001 - $15,000 None (or less than $201)

3.15 Vanguard Information Technology Index Fund ETF (VGT) Yes $1,001 - $15,000 None (or less than $201)

3.16 Vanguard Industrials Index Fund ETF (VIS) Yes $1,001 - $15,000 None (or less than $201)

3.17 Vanguard Short-Term Corporate Bond Index Fund ETF Yes $1,001 - $15,000 None (or less than $201)
(VCSH)
3.18 Vanguard Intermediate-Term Corporate Bond Index Fund Yes $1,001 - $15,000 None (or less than $201)
ETF (VCIT)
Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information.
Filer's Name Page Number
Kamala D. Harris Page 8 of 15
Part 5: Spouse's Employment Assets & Income and Retirement Accounts
# Description EIF Value Income Type Income Amount
4 DLA Piper LLP Profit Sharing and 401(k) Savings Plan No

4.1 Vanguard Target Retirement 2030 Trust II Yes $250,001 - $500,000 None (or less than $201)

5 DLA Piper LLP, cash balance pension plan -- See Endnote N/A $100,001 - $250,000 None (or less than $201)

6 DLA Piper LLP, capital account N/A $500,001 - $1,000,000 None (or less than $201)

7 DLA Piper LLP (law firm) N/A partnership share

8 Venable LLP (law firm) N/A partnership share

Endnote for Line 5: This plan was inadvertently omitted from my 2020 candidate report.
OGE Form 278e (Updated July 2020) (Expires 12/31/21)
Instructions for Part 6
Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information.
Filer's Name Page Number
Kamala D. Harris Page 9 of 15
Part 6: Other Assets and Income
# Description EIF Value Income Type Income Amount
1. (Self) U.S. bank #1 (cash) N/A $50,001 - $100,000 None (or less than $201)

2. (Self) U.S. bank #2 (cash) N/A $250,001 - $500,000 interest $5,001 - $15,000

3. (Spouse) U.S. bank #3 (cash) N/A $1,001 - $15,000 None (or less than $201)

4. (Spouse) U.S. bank #4 (cash) N/A $15,001 - $50,000 None (or less than $201)

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OGE Form 278e (Updated July 2020) (Expires 12/31/21)
Instructions for Part 7
Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information.
Filer's Name Page Number
Kamala D. Harris Page 10 of 15
Part 7: Transactions
# Description Type Date Amount
1. (Spouse) iShares Core MSCI EAFE ETF (IEFA) purchase August 12, 2020 $1,001 - $15,000

2. (Spouse) First Trust Dow Jones Internet Index ETF (FDN) sale May 12, 2020 $1,001 - $15,000

3. (Spouse) Vanguard Consumer Staples Index Fund ETF (VDC) sale May 12, 2020 $1,001 - $15,000

4. (Spouse) Health Care Select Sector SPDR Fund (XLV) purchase May 12, 2020 $1,001 - $15,000

5. (Spouse) Communication Services Select Sector SPDR Fund (XLC) purchase May 12, 2020 $1,001 - $15,000

6. (Spouse) Vanguard Information Technology Index Fund ETF (VGT) purchase May 12, 2020 $1,001 - $15,000

7. (Spouse) iShares Core MSCI Emerging Markets ETF (IEMG) sale April 14, 2020 $1,001 - $15,000

8. (Spouse) iShares Core MSCI EAFE ETF (IEFA) purchase March 20, 2020 $1,001 - $15,000

9. (Spouse) Vanguard Small-Cap Index Fund ETF (VB) purchase January 15, 2020 $1,001 - $15,000

10. (Spouse) Vanguard Small-Cap Index Fund ETF (VB) purchase January 14, 2020 $1,001 - $15,000

11. (Spouse) Vanguard Short-Term Corporate Bond Index Fund ETF (VCSH) sale January 14, 2020 $1,001 - $15,000

12. (Spouse) Vanguard Intermediate-Term Corp Bond Index Fund ETF (VCIT) purchase January 14, 2020 $1,001 - $15,000

13. (Spouse) iShares Core MSCI EAFE ETF (IEFA) purchase January 14, 2020 $1,001 - $15,000

14. (Spouse) Vanguard Intermediate-Term Bond Index Fund ETF (BIV) sale January 14, 2020 $1,001 - $15,000

15. (Spouse) iShares TIPS Bond ETF (TIP) sale January 14, 2020 $1,001 - $15,000

16. (Spouse) iShares Core MSCI Emerging Markets ETF (IEMG) sale January 14, 2020 $1,001 - $15,000

17. (Spouse) iShares iBoxx Investment Grade Corporate Bond ETF (LQD) purchase August 14, 2020 $1,001 - $15,000

18. (Spouse) iShares 20 Plus Year Treasury Bond ETF (TLT) purchase August 14, 2020 $1,001 - $15,000

19. (Spouse) Vanguard Small-Cap Growth ETF (VBK) sale August 14, 2020 $1,001 - $15,000

20. (Spouse) iShares TIPS Bond ETF (TIP) purchase August 14, 2020 $1,001 - $15,000
Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information.
Filer's Name Page Number
Kamala D. Harris Page 11 of 15
Part 7: Transactions
# Description Type Date Amount
21. (Spouse) Schwab Short-Term U.S. Treasury (SCHO) purchase August 14, 2020 $1,001 - $15,000

22. (Spouse) Vanguard Small-Cap Value Index Fund (VBR) sale August 14, 2020 $1,001 - $15,000

23. (Spouse) Vanguard Short-Term Corporate Bond Index Fund ETF (VCSH) purchase August 14, 2020 $1,001 - $15,000

24. (Spouse) iShares Core MSCI EAFE ETF (IEFA) purchase August 14, 2020 $15,001 - $50,000

25. (Spouse) Vanguard Intermediate-Term Corp Bond Index Fund ETF (VCIT) purchase August 14, 2020 $1,001 - $15,000

26. (Spouse) Vanguard Value Index Fund ETF (VTV) purchase August 14, 2020 $15,001 - $50,000

27. (Spouse) iShares Core MSCI Emerging Markets ETF (IEMG) sale August 14, 2020 $1,001 - $15,000

28. (Spouse) iShares MBS ETF (MBB) purchase August 14, 2020 $1,001 - $15,000

29. (Spouse) SPDR Bloomberg Barclays 1-3 Month T-Bill ETF (BIL) purchase August 14, 2020 $1,001 - $15,000

30. (Spouse) Vanguard Growth Index Fund ETF (VUG) sale August 14, 2020 $50,001 - $100,000

31. (Spouse) BlackRock Liquidity Fund (TSTXX) purchase August 13, 2020 $1,001 - $15,000

32. (Spouse) Vanguard Small-Cap Growth ETF (VBK) sale April 16, 2020 $1,001 - $15,000

33. (Spouse) iShares Core MSCI Emerging Markets ETF (IEMG) sale April 16, 2020 $15,001 - $50,000

34. (Spouse) iShares iBoxx Investment Grade Corporate Bond ETF (LQD) sale April 16, 2020 $1,001 - $15,000

35. (Spouse) Vanguard Growth Index Fund ETF (VUG) purchase April 16, 2020 $15,001 - $50,000

36. (Spouse) Vanguard Short-Term Corporate Bond Index Fund ETF (VCSH) purchase April 16, 2020 $1,001 - $15,000

37. (Spouse) SPDR Bloomberg Barclays 1-3 Month T-Bill ETF (BIL) purchase April 16, 2020 $1,001 - $15,000

38. (Spouse) iShares MBS ETF (MBB) sale April 16, 2020 $1,001 - $15,000

39. (Spouse) iShares Core MSCI EAFE ETF (IEFA) sale April 16, 2020 $1,001 - $15,000

40. (Spouse) Vanguard Value Index Fund ETF (VTV) purchase March 24, 2020 $15,001 - $50,000

Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information.
Filer's Name Page Number
Kamala D. Harris Page 12 of 15
Part 7: Transactions
# Description Type Date Amount
41. (Spouse) Vanguard Small-Cap Growth ETF (VBK) purchase March 24, 2020 $1,001 - $15,000

42. (Spouse) Vanguard Growth Index Fund ETF (VUG) sale March 24, 2020 $1,001 - $15,000

43. (Spouse) Vanguard Small-Cap Value Index Fund (VBR) purchase March 24, 2020 $1,001 - $15,000

44. (Spouse) iShares iBoxx Investment Grade Corporate Bond ETF (LQD) purchase March 24, 2020 $1,001 - $15,000

45. (Spouse) iShares Core MSCI Emerging Markets ETF (IEMG) purchase March 24, 2020 $1,001 - $15,000

46. (Spouse) iShares Core MSCI EAFE ETF (IEFA) purchase March 24, 2020 $1,001 - $15,000

47. (Spouse) iShares MBS ETF (MBB) sale March 24, 2020 $1,001 - $15,000

48. (Spouse) SPDR Bloomberg Barclays 1-3 Month T-Bill ETF (BIL) purchase March 19, 2020 $1,001 - $15,000

49. (Spouse) iShares TIPS Bond ETF (TIP) sale March 18, 2020 $1,001 - $15,000

50. (Spouse) iShares 20 Plus Year Treasury Bond ETF (TLT) sale March 18, 2020 $1,001 - $15,000

51. (Spouse) iShares 20 Plus Year Treasury Bond ETF (TLT) sale March 17, 2020 $1,001 - $15,000

52. (Spouse) SPDR Bloomberg Barclays 1-3 Month T-Bill ETF (BIL) purchase March 16, 2020 $1,001 - $15,000

53. (Spouse) iShares MBS ETF (MBB) sale March 16, 2020 $1,001 - $15,000

54. (Spouse) iShares iBoxx Investment Grade Corporate Bond ETF (LQD) sale March 16, 2020 $1,001 - $15,000

55. (Spouse) Vanguard Short-Term Corporate Bond Index Fund ETF (VCSH) sale March 16, 2020 $1,001 - $15,000

56. (Spouse) Vanguard Intermediate-Term Corp Bond Index Fund ETF (VCIT) sale March 16, 2020 $1,001 - $15,000

57. (Spouse) Schwab Short-Term U.S. Treasury (SCHO) sale March 16, 2020 $1,001 - $15,000

58. (Spouse) Vanguard Intermediate-Term Bond ETF (BIV) sale March 16, 2020 $1,001 - $15,000

59. (Spouse) BlackRock Liquidity Fund (TSTXX) sale March 13, 2020 $1,001 - $15,000

60. (Spouse) Vanguard Small-Cap Value Index Fund (VBR) sale January 16, 2020 $1,001 - $15,000

Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information.
Filer's Name Page Number
Kamala D. Harris Page 13 of 15
Part 7: Transactions
# Description Type Date Amount
61. (Spouse) Xtrackers USD High Yield Corporate Bond ETF (HYLB) purchase January 16, 2020 $1,001 - $15,000

62. (Spouse) Vanguard Small-Cap Growth ETF (VBK) sale January 16, 2020 $1,001 - $15,000

63. (Spouse) Vanguard Short-Term Corporate Bond Index Fund ETF (VCSH) sale January 16, 2020 $1,001 - $15,000

64. (Spouse) iShares Core MSCI EAFE ETF (IEFA) purchase January 16, 2020 $15,001 - $50,000

65. (Spouse) iShares iBoxx High Yield Corporate Bond ETF (HYG) sale January 16, 2020 $1,001 - $15,000

66. (Spouse) iShares MBS ETF (MBB) purchase January 16, 2020 $15,001 - $50,000

67. (Spouse) Vanguard Value Index Fund ETF (VTV) sale January 16, 2020 $15,001 - $50,000

68. (Spouse) VanEck Vectors Fallen Angel High Yield Bond ETF (ANGL) purchase January 16, 2020 $1,001 - $15,000

69. (Spouse) Schwab Short-Term U.S. Treasury ETF (SCHO) purchase January 16, 2020 $1,001 - $15,000

70. (Spouse) Vanguard Growth Index Fund ETF (VUG) purchase January 16, 2020 $15,001 - $50,000

71. (Spouse) Vanguard Intermediate-Term Corp Bond Index Fund ETF (VCIT) purchase January 16, 2020 $1,001 - $15,000

72. (Spouse) Vanguard Intermediate-Term Bond ETF (BIV) sale January 16, 2020 $15,001 - $50,000

73. (Spouse) iShares 3-7 Year Treasury Bond ETF (IEI) sale January 16, 2020 $15,001 - $50,000

74. (Spouse) iShares Core MSCI Emerging Markets ETF (IEMG) purchase January 16, 2020 $15,001 - $50,000

75. (Spouse) iShares iBoxx Investment Grade Corporate Bond ETF (LQD) purchase January 16, 2020 $1,001 - $15,000

76. (Spouse) iShares 20+ Year Treasury Bond ETF (TLT) purchase January 16, 2020 $1,001 - $15,000

77. (Spouse) BlackRock Liquidity Fund (TSTXX) purchase January 15, 2020 $1,001 - $15,000

78.

79.

80.
OGE Form 278e (Updated July 2020) (Expires 12/31/21)
Instructions for Part 8
Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information.
Filer's Name Page Number
Kamala D. Harris Page 14 of 15
Part 8: Liabilities
# Creditor Name Type Amount Year Incurred Rate Term
1. (Spouse) Wells Fargo Commercial Loan -- Partner Capital $500,001 - $1,000,000 2018 Libor + 1.3% 8 years
Loan for DLA Piper LLP
2. (Spouse) DLA Piper LLP (US) Promissory Note $100,001 - $250,000 2020 0 2 years

3. Wells Fargo Mortgage (personal residence) $1,000,001 - $5,000,000 2020 3.00% 10 years

4. Wells Fargo Mortgage (personal residence) (paid $1,000,001 - $5,000,000 2017 3.5% 30 years, in 2020,
off) became the 10 year
mortgage described
on line 3 above.
5. Wells Fargo Mortgage (personal residence) $1,000,001 - $5,000,000 2020 2.625% 7 year ARM

6. Wells Fargo Mortgage (personal residence) (paid $1,000,001 - $5,000,000 2016 2.625% 7 year ARM, in 2020,
off) became the 7 year
ARM described on line
5 above.
7. Wells Fargo Line of Credit $100,001 - $250,000 2016 3.5% (floating based 30 years
on PRIME)
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OGE Form 278e (Updated July 2020) (Expires 12/31/21)
Instructions for Part 9
Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information.
Filer's Name Page Number
Kamala D. Harris Page 15 of 15
Part 9: Gifts and Travel Reimbursements
# Source Name City/State Brief Description Value
1. None

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