Carter and Fuller - Symbolic Interactionism
Carter and Fuller - Symbolic Interactionism
research-article2016
CSI0010.1177/0011392116638396Current SociologyCarter and Fuller
Article CS
Current Sociology
Abstract
Symbolic interactionism is a theoretical perspective in sociology that addresses the
manner in which society is created and maintained through face-to-face, repeated,
meaningful interactions among individuals. This article surveys past theory and
research in the interactionist tradition. It first provides an overview of three main
trajectories in symbolic interactionist thought, focusing on the work of Herbert
Blumer (the Chicago School), Manford Kuhn (the Iowa School), and Sheldon Stryker
(the Indiana School). A brief summary of each figure’s general perspective on symbolic
interactionism is given, followed by a discussion of the research methodology that
defines and distinguishes each. The article then reviews and assesses the empirical
research that has emerged from these trajectories over the past decades, beginning
with the classical studies of the mid-twentieth century and culminating in research
programs that have emerged in the contemporary era. Specifically, this article surveys
significant contributions to the symbolic interactionist literature in areas such as
dramaturgy, cultural studies, postmodernism, gender/status/power, self and identity,
collective behavior and social movements, and social context and the environment. It
concludes with a discussion of future directions symbolic interactionists should take
in continuing to develop the field.
Keywords
Interaction, microsociology, social psychology, symbolic interactionism, symbols
Corresponding author:
Michael J Carter, Sociology Department, California State University, Northridge, 18111 Nordhoff Street,
Northridge, CA 91330-8318, USA.
Email: [email protected]
Introduction
Symbolic interactionism is a micro-level theoretical framework and perspective in soci-
ology that addresses how society is created and maintained through repeated interactions
among individuals. The perspective emerged in the mid-twentieth century from a variety
of influences, including the Scottish Moralist and American Pragmatist philosophers –
its greatest influence being American philosopher George Herbert Mead (1934) and his
theories about the relationship between self and society. The emergence of symbolic
interactionism was a response to the mainstream perspectives on society that dominated
sociology at the time (such as Talcott Parsons’ structural functionalism). These domi-
nant, positivist approaches tended to examine society from the ‘top down,’ focusing on
the impact of macro-level institutions and social structures and how they impose on and
constrain individuals. Departing from this tradition, symbolic interactionism was devel-
oped to understand the operation of society from the ‘bottom up,’ shifting the focus to
micro-level processes that emerge during face-to-face encounters in order to explain the
operation of society. For symbolic interactionists, the prevailing structuralist perspec-
tives reified society as a constraining entity that ultimately defines an individual.
Symbolic interactionism moved away from such perspectives that (perhaps) provided
over-socialized views of the individual to conceive the individual as agentic, autono-
mous, and integral in creating their social world.
Central to symbolic interactionist thought is the idea that individuals use language and
significant symbols in their communication with others. Rather than addressing how com-
mon social institutions define and impact individuals, symbolic interactionists shift their
attention to the interpretation of subjective viewpoints and how individuals make sense of
their world from their unique perspective. Symbolic interactionists are often less concerned
with objective structure than with subjective meaning – how repeated, meaningful interac-
tions among individuals come to define the makeup of ‘society.’ Summarized succinctly,
the basic tenets of symbolic interactionism state that: (1) individuals act based on the mean-
ings objects have for them, (2) interaction occurs within a particular social and cultural
context in which physical and social objects (persons), as well as situations, must be
defined or categorized based on individual meanings, (3) meanings emerge from interac-
tions with other individuals and with society, and (4) meanings are continuously created
and recreated through interpreting processes during interaction with others (Blumer, 1969).
In this article we examine past and present theory and research in symbolic interac-
tionism. We first discuss three theoretical approaches within symbolic interactionism
that have defined the field. Next, we review and assess the empirical research that has
emerged over the past decades to show how the perspective has evolved. Lastly, we dis-
cuss the future of symbolic interactionism and identify key areas that the next generation
of scholars should attend to in continuing to refine and develop symbolic interactionism
as a leading sociological perspective.
(the Iowa School), and Sheldon Stryker (the Indiana School). Herbert Blumer coined the
term ‘symbolic interactionism’ and was the first to formulate Mead’s ideas into a cohe-
sive theory with specific methodological implications for study. Kuhn and Stryker, while
methodologically at odds with Blumer, share much of the same theoretical orientation as
Blumer, following Mead. Let us examine these theoretical approaches in more detail to
understand how they together make up our contemporary understanding of interactionist
thought.
Blumer’s theoretical contention was that human behavioral patterns must be studied
in forms of action, and that human group life should be studied in terms of what the
participants do together in units (Blumer, 1969; Shibutani, 1988). Blumer’s orientation
toward social phenomena centers on the notion of independent action: human society is
distinctive because of the capacity of each member to act independently. Each person can
regulate their contribution so that the entire group is able to achieve goals under diverse
circumstances. This viewpoint understands the agent’s role in society as free and flexi-
ble; an individual reacts on his or her own accord and without structural influence.
Blumer believed that any adequate explanation of human social life must consider the
autonomous contributions of each participant (Shibutani, 1988).
Blumer’s theoretical orientation toward symbolic interactionism can be summarized
through three premises (Blumer, 1969): (1) Human beings act toward things on the basis
of the meanings that the things have for them. (2) The meaning of things is derived from,
or arises out of, the social interaction that one has with others. (3) Meanings are handled
in, and modified through, an interpretive process used by a person in dealing with the
things he or she encounters. While these three premises remain for many the core tenets
of symbolic interactionist thought, some have noted a need for their expansion. For
example, Snow (2001) believes that symbolic interactionism is better conceived around
four principles: the principle of interactive determination, the principle of symbolization,
the principle of emergence, and the principle of human agency. For Snow, these broader
principles connect a wider array of work to symbolic interactionism, helping scholars
understand the various tensions within the perspective (Snow, 2001: 375).
Since Mead never actually put his perspective into writing and his work was pub-
lished posthumously, a proscription for methodology within his symbolic interactionist
framework was nonexistent until Blumer set out to develop an approach using Mead’s
ideas. Blumer was a staunch critic of logical empiricism, and for him the idea that sci-
ence was the one and only true vehicle for discovering truth was inherently flawed. For
Blumer, any methodology for understanding social behavior must ‘get inside’ the indi-
vidual in order to see the world as the individual perceives it. A sound methodologist
must take it as given that patterns of behavior are not conducive for scientific insight as
are other worldly phenomena because behavior takes place on the basis of an actor’s own
particular meanings. Blumer’s methodology emphasizes intimate understanding rather
than the intersubjective agreement among investigators, which is a necessary condition
for scientific inquiry to have worth.
Blumer’s stance on social psychological methodology is particularly dismissive of
empirically driven research designs which employ the scientific method to loosely
defined or standardized concepts. Blumer felt that empirically verifiable knowledge of
social situations cannot be gleaned by using statistical techniques or hypothesis testing
which employ such established research methodology, but rather by examining each
social setting – i.e. each distinct interaction among individuals – directly. Blumer’s more
subjective methodology attempts to measure and understand an actor’s experience
through ‘sympathetic introspection’: the researcher takes the standpoint of the actor
whose behavior he or she is studying and attempts to use the actor’s own categories in
capturing the meanings for the actor during social interactions. To summarize Blumer’s
methodological approach, an understanding of social life requires an understanding of
the processes individuals use to interpret situations and experiences, and how they con-
struct their actions among other individuals in society.
In this way, roles as they are attached to positions may be analyzed as predictors of future
behavior for individuals in various social categories.
As with symbolic interactionism, Stryker’s structural role theory views socialization
as the process through which individuals learn normative expectations for actions as they
relate to role relationships. By building up from the person to the situation within the
larger social structure, Stryker showed the reciprocity of the individual and society. In
every situation, individuals identify themselves and others in the context of social struc-
ture. Individuals then reflexively apply what they perceive to be others’ identifications of
them that, over time, become internalized expectations for behavior as part of the self.
These internalized expectations, when accepted and enacted by individuals in various
roles, become identities. In emphasizing the impact social structure has on how roles are
played in interaction, Stryker’s structural approach to symbolic interactionism is an
attempt to bridge the gap between micro- and macrosociological and social psychologi-
cal theories. Stryker’s structural symbolic approach therefore provides significant theo-
retical insights to social roles in expanding symbolic interactionist concepts.
studies on pragmatism (Joas, 1993; Maines and McCallion, 2000; Plummer, 1996; Saxton,
1993; Shalin, 1986; Strauss, 1993), work on collective behavior and social movements
(Lofland, 1996; McPhail, 1991; Morris and Mueller, 1992; Snow et al., 1986; Stryker
et al., 2000), further studies on deviance, mostly focusing on labeling theory and social
problems (Best, 1989; Conrad and Schneider, 1980; Loseke, 1999), research on temporal-
ity (Couch, 1984; Flaherty, 1998; Maines et al., 1983; Strauss, 1993; Zerubavel, 1985),
and the implementation of emotions and affect into studies on symbolic interaction
(Hochschild, 1979, 2003 [1983]; Scheff, 1979; Shott, 1979).
One of the more famous examples of symbolic interactionist scholarship was pro-
vided by Glaser and Strauss (1964) in their examination of awareness contexts that influ-
ence social interaction. These scholars noted how social interactions vary by structure,
awareness of members, and tactics of maintaining awareness/unawareness. For example,
nurses in hospitals often must interact with patients who are terminal but unaware of the
severity of their condition. Glaser and Strauss’s work showed how, in examples such as
this, the knowledge of a patient’s condition is controlled and kept from the patient. Here,
the awareness of impending death is constructed – and avoided – in order to maintain a
patient’s positive outlook and psychological well-being.
In other classic studies, Brooks (1969) examined the relationship between the self and
political ideology, revealing that how one identifies depends on one’s political orienta-
tion (specifically, he examined how self-views correlate with right-wing or left-wing
ideologies). Stryker’s (1957) work on role-taking applied symbolic interactionist ideas to
understand why family members often have differing levels of commitment to their fam-
ily roles. Glaser (1956) showed how criminal behavior can best be understood using a
social psychological lens.
One of the most famous interactionist studies was provided by Becker (1953) in his
work on becoming a marijuana user, where he showed how ‘feeling high’ when using
marijuana is a social construction rather than a physiological, internal motivational state
caused by the drug. Becker revealed that in marijuana users, feeling high requires both
the presence and recognition of the drug’s symptoms – and recognition of the drug’s
symptoms is constructed socially through interactions with others. Applied more broadly,
Becker’s study shows how role behaviors are socialized and acquired through interac-
tions with others. Becker’s marijuana study had a massive influence, not only for sym-
bolic interactionists but on the field of sociology, as it challenged and widened the
boundaries of what was considered acceptable for rigorous study. To this day, when stu-
dents read ‘Becoming a marijuana user’ they realize how creative one can be as a
researcher; Becker was instrumental in inspiring scholars to dare to examine unique,
taboo, and esoteric phenomena not studied by others.
Another seminal study was conducted by Rosengren (1961), who examined the nature
of self-meanings in those who are ‘emotionally disturbed.’ Here, young boys who were
institutionalized were studied to identify how self-meanings change over time, specifi-
cally how self-meanings shift based on how individuals believe they are seen by others.
By examining an institutional setting where the boys experienced continuous, close con-
tact with others, Rosengren was able to study change in self-meanings more rapidly than
what normally occurs in individuals. His study was important in demonstrating how
Mead’s ideas could be applied in a testable environment and in revealing how to
Dramaturgical analysis
One of the most important symbolic interactionist theorists of the classical era was
Erving Goffman, though some might hesitate to classify his work as representing
purely an interactionist standpoint. Regardless, interactionist themes are found
throughout Goffman’s work: symbols, shared meaning, identity – all are common ele-
ments in his scholarship, which spanned multiple decades and influenced a legion of
sociologists. To this day, Goffman continues to be one of the most inspirational and
cited sociologists.
Goffman’s seminal book The Presentation of Self in Everyday Life (1959b) used the
metaphor of a theatrical performance as a framework to describe how actors present
themselves to others, and how they attempt to control others’ impressions to be seen
positively. Here Goffman documented the myriad strategies actors use in face-to-face
interactions to manage impressions. Other work by Goffman (1959a, 1961) examined
the ‘moral career’ of mental patients and the impact of total institutions on individuals.
Here he studied how individuals’ identities are altered – indeed redefined – when placed
in institutionalized settings, noting the mechanisms by which people’s self-definitional
meanings change when being removed from significant others and immersed in a psychi-
atric hospital.
Goffman’s (1963b) later work on stigma addressed how those with ‘spoiled identities’
(e.g. those with physical deformities, drug addicts, prostitutes) have difficulty in negoti-
ating their environment due to others’ hesitation or refusal in accepting them. Goffman’s
work also addressed how rituals influence social interactions (Goffman, 1967), proper
etiquette for behaving in public places (Goffman, 1963a), and how actors use frames to
interpret reality and organize experience (Goffman, 1974).
Goffman’s brand of symbolic interactionism lives on through contemporary applica-
tions in a variety of research programs. For example, recent research by Myrick (2013)
observed individuals seeking to expunge their criminal record in order to better manage
self-impression. Myrick applied Goffman’s approach to stigma management by examin-
ing situations where individuals with spoiled identities attempt to advance a better self-
image through interactions with others. Applying Goffman’s ideas on ‘personal identity
markers’ (Goffman, 1963b: 51–71), Myrick showed how criminals interpret and negoti-
ate the meanings of legal documents and the legal system to manage their spoiled
identity.
Donley and Jackson (2014) also drew on Goffman’s treatment of stigma in their study
of homeless men in Florida, USA. The authors interviewed 30 homeless men in gentrify-
ing urban areas and found that respondents were aware of their stigmatized identity and
actively tried to conceal it from domiciled individuals. Lacking the resources of domi-
ciled individuals to produce a desirable ‘personal front,’ many homeless respondents
reported using city services to conceal their homeless status.
In other research that applies Goffman’s approach, Lavin (2014) combined autoeth-
nography and interviews to explore the relationship between spatial organization and
drug use in strip clubs. The author spent several years performing in a topless bar, which
was selected for its ‘mixed use’ of performance and sex acts. Utilizing a grounded
approach, Lavin discovered that the spatial organization of the club combined with the
already stigmatized setting created situational contexts for illicit drug use. In order to
avoid further perceived stigmatization, strip club employees routinely used illicit drugs
in spaces deemed hidden from patrons’ view such as the dressing room or bathroom.
Consumption of other substances such as alcohol and to a lesser extent marijuana was
less likely to be concealed.
Lastly, some have applied Goffman’s (1974) concept of ‘framing’ to create a typology
of collective action in the United States. According to Goffman, frames organize inter-
pretations of everyday life and simplify objects, events, and actions by selectively high-
lighting specific phenomena. Ratliff and Hall (2014) emphasized the importance of
framing for combining individual cognitive schema with the cultural schema constructed
by activists of particular social movements. They showed how cultural schemas create
contexts for strategic social action, conceiving framing as a process through which col-
lective action occurs. In addition to framing, the authors applied Goffman’s dramaturgi-
cal approach to describe the performances that draw on existing meanings to frame
phenomena in a way consistent with the movement’s message.
middle-class and working-class students in the classroom. Tool kit models often explain
educational inequalities. In the case of the ‘hidden’ or ‘unofficial’ curriculum, Calarco
observed class differences in students’ ability to adhere to unspecified expectations for
behavior. Aligned with previous research, middle-class students were found to better
meet behavioral expectations of teachers than working-class students. Calarco suggested
that middle-class students were more likely to have prior exposure to values and behav-
iors that comprise a hidden curriculum. While working-class parents often work in occu-
pations that require deference to authority, middle-class parents tend to work in
occupations that allow them more independence and freedom. Calarco argued that these
experiences create different systems of meaning based on status differences, such as
class and gender.
Other recent cultural studies research has applied symbolic interactionism to under-
stand social adaptation of newly immigrated students (Ukasoanya, 2014). By applying
symbolic interactionism as the framework through which to observe the interactions
between new immigrant students and school counselors, Ukasoanya suggested that
school counselors could guide new immigrant students through their integration into a
new culture. This cultural integration requires immigrant students knowing when to
adopt new cultural scripts and what aspects of their own culture to retain in order to suc-
ceed in the dominant host culture.
Miles (2014) addressed the study of cultural anchoring, or the process by which indi-
viduals incorporate less salient identities to their core identity. Symbolic interactionist
and identity theories describe the process through which identities are validated or inval-
idated by others in interaction. While individuals incorporate the appraisal of others in
their own self-conceptions, they also seek to maintain consistency in their identities and
behavior. Miles showed how cultural anchoring thus becomes more important in predict-
ing and describing behavior in various contexts as individuals receive feedback and
adjust their actions to better align with salient identities.
In other research on culture, Killoren and Deutsch (2014) conducted a path model
using data from a five-year longitudinal study of 1899 Latino youth to examine the rela-
tionship between risky sexual behavior and parenting processes. The authors sought to
understand what factors contributed to the high rate of sexually transmitted infections
and low rate of condom usage in Latino youth as compared to their peers. Additionally,
Killoren and Deutsch examined the effects of acculturation, nativity status, and gender
on Latino youth sexual behavior. The authors found that a high level of strictness by the
mother and the lesser strictness of the father in Time 1 led to less risky sexual behavior
in Time 2, and more monitoring by fathers at Time 2 was associated with less risky
behavior in Time 3. These associations were especially strong for girls as compared to
boys. Latino youth who were born in the US reported riskier behavior than their foreign-
born counterparts.
out of repeated, patterned interaction and socialization processes. The authors contend
that gender emerges through interaction, directly contradicting the normative perspective
of gender as an innate state of being or individual quality. West and Zimmerman addi-
tionally expanded on Goffman’s (1976) treatment of gender displays by demonstrating
the salience of gender in interaction as a master status. According to West and Zimmerman,
individuals are constantly assessed for their gender performances in both interactional
and institutional contexts; thus, ‘doing gender’ is unavoidable because sex category
membership is attached to the allocation of power and resources across various social
institutions. West and Zimmerman’s social constructionist approach to gender and sex
hugely impacted sociology as well as gender and feminist studies.
In other research, Estes and Edmonds (1981) advocated for the use of symbolic inter-
actionist ideas in policy research, suggesting that WI Thomas’s ‘definition of the situa-
tion’ could be applied to understand power relations, specifically to understand why
those in higher status positions are more successful in defining situations to assert domi-
nance. These scholars showed how interactionist theory is fruitful for policy research in
(1) formulating policies through negotiation in a structural context, (2) implementing
policies by emphasizing multiple interpretations of policy intent, and (3) influencing
meaning for those who are objects of the policies as well as differential effects and social
relationships (Estes and Edmonds, 1981: 77). Due to symbolic interactionist emphasis on
meanings, the application of these concepts in policy formulation and implementation
ensures that experiences and meanings of those in lower status groups are viewed as
significant as those in high status groups. The authors asserted that basic (or ‘pure’)
research should incorporate competing and dominant definitions of the situation and a
description of how these definitions are created and maintained. These definitions
include what is defined as the problem, the population defined as a ‘problem,’ and the
formulation of policy to assuage the issue. Similarly, applied research using the symbolic
interactionist framework should focus on processes associated with the policies and the
resulting social change or inhibition of social change. Here, the symbolic interactionist
emphasis on social actions and their consequences may inform researchers of key factors
of policy design and the experiences and meanings actors attach to them.
In a similar vein, Candace West (1984) observed 21 patient–physician interactions
during doctor visits at a family practice in the southern United States to assess status
implications of interactions. West utilized already existing recordings of patient–physi-
cian interactions and transcribed and coded them for interruptions (defined as speaking
over the current speaker more than a syllable away from the transition to their turn at
speaking) (West, 1984: 91). Following West and Zimmerman’s (1977, 1983) studies of
interruptions in cross-sex interactions, West sought to explore power dynamics between
male and female physicians and their patients. While West and Zimmerman found that
men talk more than women in cross-sex interactions and are more likely to interrupt the
other sex, the higher status of a medical authority led physicians to interrupt patients
67% of the time. However, when looking at the sex of the physician, male physicians
interrupted 68% of the time compared to female physicians who interrupted 32% of the
time. While there were only four female physicians, results of the study showed that their
patients interrupted as much or more than physicians. West, however, noted that the two
encounters with female patients and female physicians had symmetrical interruptions.
Concluding the research, the author asserted that male physicians interrupt more in order
to assert dominance over patients. West suggested this contradicts prior research that
found doctors to disproportionately interrupt patients without analyzing the sex of the
physician and patient. West concluded by noting that research on these interactions
should examine the effect of gender as a ‘master status’ that may trump other power rela-
tions such as physician status.
Schilt (2006) followed West’s work in her study of transmen’s experiences at work
post-transition. Combining West and Zimmerman’s concept of ‘doing gender,’ Connell’s
(1995) ‘patriarchal dividend,’ and Collins’s (1991) ‘outsider-within’ concepts, Schilt’s
study demonstrated how gender and workplace inequality are reproduced through narra-
tives of transmen who saw upward mobility, an increase of perceived competency, and
other status privileges after transitioning to male. Other research has applied a symbolic
interactionist framework to understand relationships among gender, culture, identity,
emotions, and personal change (Schrock and Padavic, 2007; Schrock and Schwalbe,
2009; Vaccaro et al., 2011).
In more recent research, Javaid (2015) applied a symbolic interactionist framework to
address the issue of male rape in the United Kingdom. Drawing specifically on Goffman
and Blumer, Javaid connected the concept of ‘defining the situation’ in interactions with
hegemonic masculinity, the dominant form of masculinity that is socially acceptable and
required of men. The author acknowledged the similarities between how men and women
cope with rape, but that men differ in that they engage in ‘masculine’ behaviors shaped
by hegemonic masculinity. Normative expectations for men include strength and power,
which contradicts the concept of the ‘victim’ narrative that is associated with weakness.
Applying the Thomas Theorem (situations defined as real are real in their consequences),
Javaid demonstrated how male victims of rape do not define their victimization as ‘real,’
and therefore do not see the consequences of their rape as being real.
Mariani et al. (2015) analyzed data from the Monitoring the Future Survey and the
National Survey of Political and Civic Engagement of Young People to examine the
impact that highly visible female role models such as Hillary Clinton, Nancy Pelosi, and
Sarah Palin had on young women. The authors found that the election of Speaker Pelosi
and the presidential campaign of Hillary Clinton had a role model effect on young
women. However, the effect was largely among women who were Democratic and lib-
eral. Sarah Palin’s vice-presidential candidacy did not appear to have a role model effect
on young women. Rather, the perceived presence or absence of highly visible female role
models by young women seems to hinge on ‘political context and on the interactions
between gender, partisanship, and ideology among female political role models and con-
stituents’ (Mariani et al., 2015: 717).
Martin et al. (2015) observed the relationship between masculinity and status through
a year-long study of a live action role-playing group called ‘Dagorhir.’ While low status
male participants in this group referred to themselves as ‘nerds,’ through role-playing
these otherwise subordinated men were given opportunities to increase their status as a
group. However, women in the group remained relegated to subordinate positions.
Martin et al. also showed how role-playing interactions among male members involved
various performances of masculinity (labeled ‘epic glory’), played out though dramatic
death scenes.
Lastly, recent research by Whitley (2013) drew on Mead, Cooley, and Blumer to exam-
ine the role of ‘significant others’ – friends, family, partners, allies – throughout the transi-
tion of their transgender loved ones. Using observation and interviews, Whitley uncovered
relational identity themes of sexual orientation, social role, and religious identity that
significant others negotiated throughout the transition of their loved one. These identities
are constructed through interaction and reproduced through the process of ‘doing’ or per-
forming gender. Interactions between transgender persons and their loved ones require
changes in language and behavior, transforming former roles and identities.
situations. Research in this vein has three main emphases that all focus on the structural
nature of identities. One emphasis, stemming from the work of Stryker et al., reveals how
behavior is a function of how committed and salient one’s identities are in their overall
identity hierarchy (Brenner et al., 2014; Merolla et al., 2012). Research in this area has
examined how a salient blood donor identity predicts the frequency of giving blood
(Callero and Piliavin, 1983), and how a salient religious identity influences one’s time
spent praying and attending religious services (Stryker and Serpe, 1982). Some of the
most recent research in this area has applied structural identity theory to understand how
‘hookup scenes’ serve as opportunity structures to explore same-sex attractions, and for
women, to verify bisexual, lesbian, or queer sexual identities (Rupp et al., 2014).
A second area within identity theory examines roles and how identities operate to
motivate behavior during interactions (McCall and Simmons, 1978). ‘Role-identity the-
ory’ has remained more theoretical than empirical, as a cumulative research program is
yet to emerge within this area. A third variant of identity theory examines identities,
behavior, and emotions as a process of cybernetic control (Burke, 1991). Here, individu-
als’ identity meanings are standards by which to compare the self to others in social situ-
ations. Individuals have a main goal of verifying identity meanings among others in the
environment in order to feel positive emotions. Recent research in this area has shown
how one’s moral identity predicts moral behavior (Carter, 2013; Stets and Carter, 2006,
2011, 2012), how status mediates identity processes (Stets and Harrod, 2004; Stets et al.,
2008), and how various cognitive and behavioral outcomes emerge for those with a crim-
inal identity (Asencio, 2013; Asencio and Burke, 2011). Recent research by identity
theorists in the symbolic interactionist tradition has also examined identity processes in
stigmatized populations (Carter, 2015; Carter and Mireles, forthcoming).
Other recent research by Glass and Few-Demo (2013) applied symbolic interaction-
ism and Black feminist theory to explore the support groups of Black lesbian couples and
the effects interactions with family and friends had on the identities of lesbian partners.
The authors found that these couples used social expectations and symbols of families to
co-construct their identities. Although friends and members of the community – even
members of the LGBTQ community – did not validate Black lesbian couples’ identities,
the couples engaged in a self-validating process. This process was employed to keep the
relationship, and in some cases families with children, functioning smoothly. Occasionally
this meant limiting time with those who failed to validate Black lesbian identity.
Ueno and Gentile (2014) explored moral identity in friendships between gay, lesbian,
and bisexual (GLB) and straight college students. Through in-depth interviews, the
authors found that straight students constructed a moral identity through interactions and
friendships with GLB students. GLB students also claim moral worth through their abil-
ity to be accepted within the community as well as the larger society.
And finally, in recent identity research Heise (2013) constructed a computer model
based on his Affect Control Theory (ACT) which generated 1000 simulated interactions
across 500 virtual jurors. The theory suggests that individuals attempt to reduce tension
between affective meanings of situational identities and perceptions of recent events.
The model showed that simulated jurors behaved in ways similar to actual jurors observed
during deliberations. In the simulation, jurors who experienced tension exhibited certain
behaviors in an attempt to reduce tension. Behaviors in the model also mirrored status
differences between men and women in actual jury deliberations, with men identifying
as jurors, and women identifying as female jurors.
moments within social movements that are fueled by intense emotional occurrences.
These moments accumulated in the self-immolation of Mohamed Bouazizi in his pro-
test against government oppression. These events were brought to the world stage
through social media. Combining symbolic interactionism and a digital reflexivity
framework, the authors examined the interaction between government-controlled com-
munication structures and social media, and the activists who rework those media as an
act of resistance.
In more recent research, Shavit and Bailey (2015) combined symbolic interactionism
and the theories of Habermas and Mouffe to examine the interaction order in a general
assembly from the 2011 Occupy Movement. Drawing on Goffman’s concept of ‘face-
work,’ the authors described the ways in which interactants in the assembly maintained
respect and a mutual consensus in conversation. Patterns in interaction that reveal how
the individual views him or herself and others in a conversation represent the social
‘face’ and maintain the normative order of daily interactions. Goffman’s conceptualiza-
tion of ‘face-work’ involves both defensive and protective acts in which individuals
attempt to project a specific image of themselves, rather than engaging in rational or
sincere interaction. Shavit and Bailey suggest that these findings and future studies may
help ‘contextualize the study of democratic deliberation against the backdrop of the sym-
bolic human interaction order of which it is a part’ (Shavit and Bailey, 2015: 123).
because many multi-user domains require users to create an identity (including a gen-
der) before playing, offline norms permeate online identities. The bodies that players
engender in their games are highly idealized versions of masculinity and femininity.
Thus offline norms are reproduced in online environments, far from being completely
removed from social structures and statuses of everyday reality. Robinson also applied
the creation and maintenance of online and offline identities to Mead’s ‘I’ and ‘me’
concepts, where the ‘I’ consists of multiple online identities and selves while the per-
son maintains their singular ‘me.’ Robinson further likened the emergence of the
‘cyberself’ as a product of interaction through reflexivity to the same socialization
process that creates the self offline. Finally, Robinson argued for the efficacy of sym-
bolic interactionist and dramaturgical analyses of performances in chat rooms and
other online interactions, which lack the usual sensory cues (e.g. Goffman’s ‘expres-
sions given off’), but allow for other contextual clues as to the authenticity of one’s
performance. Given the technological advances in the years since Robinson’s article,
more empirical research on the cyberself in the symbolic interactionist tradition would
likely lead to new findings regarding interaction through digital media.
More recent research applying interactionist theory to context and environment is
provided by Husting (2015), who studied the breaching of normative order that occurs
among travelers who cross cultural and linguistic borders. These individuals experienced
what the author described as the ‘flayed’ self, a temporary identity characterized by dis-
comfort and self-consciousness. A main conclusion was that travelers engage in constant
emotion and identity work in order to escape the flayed self.
And finally, Måseide and Grøttland (2015) interviewed blind individuals to under-
stand the social, spatial, and situational context of interactions with sighted persons.
They found that blind persons routinely have to negotiate physical space in a variety of
environments with sighted persons. Blind and sighted persons construct their physical
environment differently, with blind individuals attempting to navigate social norms using
resources other than sight.
rather than specific items. Austin and Huang’s study focuses on the ambivalence con-
sumers feel when they both give and receive gift cards, given that the monetary value of
a gift card is an explicitly indicated amount, and that they are less personal than other
types of gifts. It is not difficult to see how influential symbolic interactionism continues
to be for social scientists, as scholars find novel ways to apply the perspective to a wide
array of social phenomena.
The studies described above provide examples of symbolic interactionist thought that
have emerged in both the distant and recent past. Of course, there are literally hundreds
of other symbolic interactionist studies one could summarize in this article. But those
addressed here provide a conception of the common work in the discipline. Let us now
turn our attention to the future of symbolic interactionism.
To this point, Sandstrom and Fine’s third prediction is not evident to a significant
degree. There have been a few isolated studies that have applied symbolic interactionist
ideas to greater levels of analysis (Dennis and Martin, 2005; Salvini, 2010), but even in
these studies the true level of analysis seems to be rooted more in micro-level processes
than directed at the macro realm. It seems the most macro applications of symbolic inter-
actionist thought still address social movements and collective behavior (Goodwin and
Jasper, 2004; Stryker, 2008), and that much remains to be done regarding applying sym-
bolic interactionist thought to better understanding macro-level structures and large-
scale aggregates.
Regarding the final prediction, the ‘demise’ of symbolic interactionism has not
occurred – at least not yet. Students of sociology still learn that symbolic interactionism
is a discrete perspective/framework within sociology proper, and concepts such as
Mead’s ‘I’ and ‘me’ and Cooley’s (1902) ‘looking glass self’ are still largely attributed to
symbolic interactionism. Symbolic interactionism continues to be a widely recognized
subfield and perspective within sociology.
Writing about the same time as Sandstrom and Fine, Hall (2003) cited multiple areas
of inquiry future symbolic interactionists should address. The first regards interaction
orders, specifically the areas of race, class, and gender. The second regards institutional
analysis, where symbolic interactionists lend their perspective and methodology to
understand policy creation at the meso-level to better understand how behavior in
organizational settings becomes institutionalized through a process of social construc-
tion over time (Estes and Edmonds’s work described above begins to answer this
request). The third topic regards turning attention toward better understanding of collec-
tive action across space and time. Addressing collective action seems more and more
necessary as individuals’ actions in the present world are more and more directed toward
future events and activities; much of the past work in symbolic interactionism has
examined elements within a situation in isolation while disregarding how individuals
within situations are oriented toward future interactions (Collins’s [2004] work on
interaction ritual chains attempts to correct this problem), so considering space/time
dimensional factors that connect interactions seems important. A fourth topic follows
the last, and regards spatiotemporal orders (Friedland and Boden, 1994) where interac-
tionists continue to observe how time and space are constructed to shape conditions,
consciousness, and actions (Hall, 2003).
Let us conclude by citing a few areas beyond those mentioned by Sandstrom, Fine,
and Hall that future interactionists should attend to. One area of inquiry regards relation-
ships among the individual, technology, and society. The past decade has witnessed
incredible advancements in communication technology, such as the emergence and ubiq-
uity of social media, the ever increasing reliance and use of cell phones, and of course the
Internet. If there ever was a time when technological innovations have redefined the
manner in which interactions and shared meaning occur, it is now. More and more, vir-
tual communication technologies are taking the place of traditional, face-to-face interac-
tions. One can only wonder how Herbert Blumer and Erving Goffman would comment
on modern means of communication! Technological developments that assist in or take
the place of interactions must be a focus for symbolic interaction moving forward. And,
of course, many scholars across the past decade have addressed technology and
interaction beyond Robinson’s work described above (Altheide, 2004; Brickell, 2012;
Fernback, 2007; Gottschalk, 2010; Williams and Copes, 2005; Yurchisin et al., 2005;
Zhao, 2005).
Neurosociology is another area in sociology that symbolic interactionists should turn
their attention to in future studies. Over the past decade advancements in neuroscience
have caught the attention of some sociologists who study micro-level processes (Franks,
2010; Franks and Turner, 2013; Shkurko, 2012). For example, some have applied neuro-
science to understand basic elements of interpersonal behavior often addressed by sym-
bolic interactionists, specifically the areas of social cognition and mind (Franks, 2013;
Hopcroft, 2013; Humphreys and Bedford, 2011; Maryanski, 2013; Shook, 2013). Others
have applied neuroscience to understand familiar sociological processes, such as aggres-
sion (Bufkin and Luttrell, 2005; Mehta et al., 2013; Siever, 2008), self and identity pro-
cesses (Arzy et al., 2008; Gillihan and Farah, 2005; Molnar-Szakacs and Uddin, 2013;
Niemeyer, 2013), stereotyping and prejudice (Amodio and Lieberman, 2009; Brauer and
Er-rafiy, 2011; Nelson, 2013), and even inequality (Davis, 2013). Neurosociology prom-
ises to be one of the cutting edge subfields in sociology, and symbolic interactionists
have much to learn from (and offer to) neuroscientists as these fields continue to merge.
Lastly, we echo Sandstrom and Fine’s point that symbolic interactionists need to con-
tinue to turn attention toward the macro realm. Fine (1993) has been noting this need for
decades, but few are yet to seriously address how symbolic interactionists can help
understand the link between micro and macro structures. Work on micro–macro connec-
tions in recent decades can be seen in the work of Bourdieu (1977), Habermas (1984),
and Giddens (1984). The theories of these well-known sociologists both implicitly and
explicitly incorporate symbolic interactionist concepts to understand macro-level pro-
cesses. Bourdieu’s work highlights the constraint of social structures in defining indi-
vidual habitus, or dispositions, and how this produces subjective meanings as well as
objective consequences and life chances. Habermas emphasizes the need for communi-
cative action, or discourse based on mutual understanding and shared meaning in influ-
encing political change and in creating a truly democratic society. Giddens, following the
symbolic interactionist emphasis on communication, discusses the mutual reinforcement
of society and the individual at the level of interaction in his ‘structuration’ theory. These
theorists successfully bridge macro- and microsociological concepts in a way that dem-
onstrates the significance of interaction and meaning in producing the very structures
that both enable and constrain individual behavior. The age-old sociological debate of
micro versus macro theories seems to end with the synthesis of both as equally important
and inseparable units of analysis within the discipline. While these theorists have been
relatively successful in addressing the micro and macro, symbolic interactionists should
turn their attention and offer their own perspective to better understand the link between
micro and macro social processes.
Conclusion
In this article we have discussed the three main theoretical perspectives in symbolic
interactionism, surveyed and assessed the empirical studies that have emerged over the
past decades, and provided recommendations for areas of inquiry to which future
scholars of symbolic interactionism should attend. We have contended that the symbolic
interactionist framework, despite fragmentation and expansion throughout the years, is a
perspective with historical as well as contemporary significance for the field of sociol-
ogy. Rather than pointing to the variety of theories and methodologies that have emerged
since Mead’s work as evidence of the demise of symbolic interactionism, we posit that
the diversity of sociological work in the symbolic interactionist tradition is evidence of
its utility and well-deserved endurance within the discipline. Furthermore, future direc-
tions for symbolic interactionist theories and research are constantly emerging. Because
of this, we believe the future of the perspective is bright.
Funding
This research received no specific grant from any funding agency in the public, commercial, or
not-for-profit sectors.
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Author biographies
Michael J Carter is Associate Professor of Sociology at California State University, Northridge.
His main research interests are in social psychology, specifically the areas of self and identity. His
research has appeared in a variety of academic journals, including Social Psychology Quarterly
and American Sociological Review.
Celene Fuller is adjunct lecturer of sociology at California State University, Northridge. Her main
research interests are in gender and sexuality, social psychology, and social inequality. Her current
research examines the stigma of bisexuality within the LGBT+ movement and within larger
society.
Résumé
L’interactionnisme symbolique est un cadre théorique sociologique qui envisage la créa-
tion et le maintien de la société comme le résultat des interactions personnelles, répé-
tées et significatives entre les individus. Dans cet article, nous examinons les théories et
les travaux de recherche de la tradition interactionniste. Nous donnons d’abord une
vue d’ensemble des trois principaux courants de l’interactionnisme symbolique en met-
tant l’accent sur le travail de Herbert Blumer (école de Chicago), de Manford Kuhn
(école de l’Iowa) et de Sheldon Stryker (école de l’Indiana). Nous donnons un aperçu
des perspectives générales de chacun de ses représentants, suivi par une discussion sur
les méthodologies de recherche qui les définissent et les distinguent. Nous passons en
revue et examinons les travaux empiriques liés à ces trois courants théoriques en com-
mençant par les études classiques publiées à partir du milieu du XXe siècle et en termi-
nant par les travaux de recherche parus aujourd’hui. Nous privilégions les contributions
importantes de l’interactionnisme symbolique dans des domaines tels que la composi-
tion dramatique, les études culturelles, le postmodernisme, le genre/statut/pouvoir, le
soi et l’identité, les comportements collectifs, les mouvements sociaux, le contexte
Mots-clés
Interactionnisme symbolique, symboles, interaction, psychologie sociale,
microsociologie
Resumen
El interaccionismo simbólico es una perspectiva teórica en sociología que se ocupa de
la manera en que la sociedad se crea y se mantiene a través de interacciones cara a cara,
repetidas y significativas entre los individuos. En este artículo examinamos el pasado de
la teoría y la investigación en la tradición interaccionista. En primer lugar, ofrecemos una
visión general de tres trayectorias principales del pensamiento del interaccionismo sim-
bólico, centrándonos en la obra de Herbert Blumer (escuela de Chicago), Manford
Kuhn (escuela de Iowa) y Sheldon Stryker (escuela de Indiana). Proporcionamos un
breve resumen de la perspectiva general de cada una de las figuras del interaccionismo
simbólico, seguido de una discusión de la metodología de investigación que define y
distingue a cada uno. A continuación, examinaremos y evaluaremos la investigación
empírica que ha surgido de estas trayectorias en las últimas décadas, a partir de los
estudios clásicos de mediados del siglo XX y que culmina en los programas de investi-
gación que han surgido contemporáneamente. Específicamente, examinamos contribu-
ciones significativas a la literatura interaccionista simbólica en áreas tales como la dram-
aturgia, los estudios culturales, el postmodernismo, género/ status/ poder, self e
identidad, la conducta colectiva y los movimientos sociales, y el contexto social y el
medio ambiente. Concluimos con una discusión de las direcciones futuras que interac-
cionistas simbólicos deben atender para seguir desarrollando el campo.
Palabras clave
Interaccionismo simbólico, símbolos, interacción, psicología social, microsociología