Explicit Grammar Rules and
Explicit Grammar Rules and
L2 acquisition
Paweł Scheffler and Marcin Cinciała
This article reports an empirical study that examines to what extent learners
can identify and understand the grammatical structures they produce when they
speak spontaneously. In the study, 20 upper-intermediate Polish learners of English
were interviewed in English by the researchers. The structures used accurately by
each learner were isolated and each of the participants was then administered
a separate test. The task in the test was first to identify correct sentences and then
to provide relevant grammar rules. The results show that in most cases, the
learners were able to identify and explain the grammar rules that accounted for
their own accurate L2 performance. In terms of second language acquisition
(S LA) theory, this means that there were few grammatical structures or categories
that the learners knew only implicitly. For teachers, the study indicates that explicit
grammar rules can, in an indirect way, contribute to S LA.
Introduction The notions of implicit and explicit L2 knowledge have generated a great deal
of research in the field of second language acquisition (SL A). Researchers
have looked, among other things, into ways of defining and measuring the
two types of knowledge (for example Ellis 2008), into the interface between
the two (for example Ellis 2005), and into the contribution of each of these
types of knowledge to language use (for example Macrory and Stone 2000).
There is also a huge literature on implicit and explicit learning processes
and the effectiveness of implicit and explicit instruction (for a review, see for
example DeKeyser 2003). In this paper, the focus is on the ways in which
explicit grammar teaching can facilitate L2 acquisition.
Implicit and explicit Ellis (2008: 6–7) defines implicit and explicit knowledge in the
L2 knowledge following way:
Implicit knowledge is intuitive, procedural, systematically variable, and
automatic and thus available for use in fluent unplanned language use.
It is not verbalizable. According to some theorists, it is only learnable
before learners reach a critical age (e.g. puberty).
Explicit knowledge is conscious, declarative, anomalous, and inconsistent
(. . .) and is only accessible through controlled processing in planned
language use. It is verbalizable, in which case it entails semi-technical or
technical metalanguage. Like any type of factual knowledge, it is
potentially learnable at any age.
Implicit and explicit The dominant view of L2 learning at the moment is that it is ‘a developmental
language learning process which is not subject to the learner’s conscious control’ (Willis and
Willis 2007: 18). That is, language learning is not about accumulating
grammar rules and through practice becoming more and more proficient at
deploying them. Instead, learners are supposed to follow their internal
predetermined syllabuses and to acquire L2 features when they are
developmentally ready to do so. Consequently, L2 instruction should engage
learners in various communicative activities that will trigger natural
acquisitional processes. For many SLA specialists, the most appropriate
type of communicative activity is the task (for example Ellis 2003).
Even if the above scenario is correct, it does not mean that explicit grammar
instruction cannot be used to support the process of implicit language
development. It seems that there are at least two ways in which it can
contribute.
First, knowing explicit grammar rules may lead to learners being able
to notice the structures that exemplify these rules in the input (for
example Ellis 2005). For many SLA researchers, conscious noticing of
formal L2 features is necessary for implicit language development
(for example Schmidt 1990). Further, explicit grammar knowledge may in
some cases help learners to obtain more comprehensible input: identifying,
say, the present continuous construction in spoken or written
discourse, and being able to relate it to the relevant rule, may lead to
increased comprehension. And as VanPatten (2004: 11) says, ‘increased
comprehensibility results in increased likelihood of a form being
processed in the input’.
Second, for many adolescent and adult learners, being able to understand
how a target language works, obviously including the rules underlying
their own production, is a vital part of the learning process. That this is the
case is often admitted by learners themselves: for example, Ellis (2002: 20),
in his analysis of diaries written by beginner learners of German as
a foreign language, was ‘struck by the depth of the learners’ concern to
The study The aim of the study reported on here is to investigate whether learners
Aim of the study can identify and understand the grammatical structures and rules that
underlie their spontaneous speech. In accordance with this aim, the
following research question was formulated:
Can L2 learners of English provide explicit rules for those
grammatical structures that they use accurately in spontaneous oral
performance?
Procedure and data Each of the subjects was interviewed by one of the researchers. The
analysis topics that were talked about included the learners’ hobbies, their school
life, trips abroad, plans for the future, etc. Each of the learners was also asked
to describe two pictures. Any topic introduced by the learners was taken
up as well. The interviews took place in the school outside the regular
class times. They lasted between 20 and 30 minutes and were
recorded. All the data from the interviews were then transcribed
orthographically, and selected grammatical features were isolated and
analysed for accuracy. In selecting grammatical features, we focused
on those for which rules are given to learners in the process of
instruction. They included tenses (simple present, simple past, present
continuous, past continuous, and future simple), modal verbs, and
pronominal forms (for example subject, object, possessive, and relative
pronouns).
Results Table 1 contains the following data concerning each of the 20 subjects: the
success rate for the selection of correct sentences and the success rate for the
provision of correct rules. Table 2 presents the percentages for various
associations of rules and sentences. That is, the calculations are based on all
the 179 pairs of sentences used in the entire test.
Discussion The data in Table 1 indicate that the learners were generally successful in the
selection of correct sentences and the provision of correct rules or
explanations for their choices. Also, as both Tables 1 and 2 show, when the
learners selected a correct sentence, generally they also had the relevant
explicit rule: that was the case in 145 of 179 test items, i.e. in 81 per cent of the
cases. When the learners possessed a correct rule, the selection of a correct
sentence was virtually guaranteed: there was only one case (0.6 per cent) in
which this did not apply. Having no rule and being able to select a good
sentence were also rare.
As has already been said, it is often important for learners to make sense of
a target grammar. Our analysis of the data in this experiment shows that
learners employ devices ranging from precise metalinguistic formulations
to L1-based explanations when they need to describe the system they are
learning. The three examples below (translated here into English) are fairly
Test item
Test item
The past tense of ‘must’ is ‘had’. The form ‘musted’ does not exist.
When the relevant grammatical terms were lacking, the learners very
often appealed to their knowledge of L1. That was especially common in
handling distinctions in pronominal case forms and relatively
common in the case of modal verbs. In this way, by linking English to
Polish forms, the learners were able to explain the choices they made.
For example:
Test item
‘me’ ¼ ‘mnie’
‘I’ ¼ ‘ja’
Test item
Paris was really nice, I would like to go there this year too. correct
Paris was really nice, I would like to go there these year too. incorrect
We use ‘this’ when it refers to the singular (‘year’) and we would use
‘these’ with the plural (e.g. ‘years’).
Computers are great because they usually do what you want correct
them to do.
Computers are great because they are usually doing what you incorrect
want them to do.
Rule identified by a participant:
However, as the following simple past example shows, rules in this area of
grammar were often of a more general nature:
Test item
Rules like the one above concerning the present simple tense can, in our
view, be described as ‘informal pedagogical formulations of limited validity
and scope’ (Westney 1994: 77), i.e. they can be described as rules of thumb.
While in a few cases, they enabled our learners to make appropriate
selections, it seems that, in general, their applicability is rather limited: they
seem to be useful at lower levels of instruction, where only the most basic
differences in meaning are important. So, for example, as far as tenses are
concerned, linking frequency adverbs like ‘usually’ and ‘always’ with the
present simple and prepositional expressions introduced by ‘for’ with the
present perfect may work for beginners, but for more advanced learners, it is
certainly much too crude. In the case of advanced learners, what is needed is
probably an explanation rather than a mechanical rule and a lot of exposure
to the relevant structures in extended contexts.
Summing up, the discussion of the data shows that our subjects used three
types of devices to account for the grammar they knew: precise
metalinguistic formulations, rules of thumb, and L1-based explanations.
It seems to us, then, that all of them deserve a place in the teaching process.
While simple metalinguistic descriptions are commonplace in modern
foreign language teaching materials, the use of L1–L2 correspondences is
not, even in locally produced coursebooks. In our view, the contribution of
the mother tongue to the development of explicit knowledge could be much
greater than it is at the moment: as Swan (2007: 293) says, students
‘effectively know’ various aspects of English grammar before they start
Conclusion In the study reported in this paper, the learners first participated in
a spontaneous oral interview and then they were tested on the rules
corresponding to the grammatical structures that they had used accurately
in the interview. According to the framework of Ellis (2008), this means that
they were asked to perform three tasks: first, to produce spontaneous output
based on implicit knowledge; second, to identify correct structures from this
output with the help of implicit and/or explicit knowledge; and third, to
analyse these structures appealing to explicit knowledge. As for tasks two
and three, most of the learners were able to identify correct structures in the
input and then to explain the grammatical choices they had made in the
interview. That is, there were few grammatical structures or categories that
the learners knew only implicitly. The answer to the research question
addressed in this paper is, therefore, affirmative.
The recommendation we would like to make on the basis of our results is
that language teachers should invest some classroom time in explicit
grammar instruction: our data show that at least some grammatical
phenomena can be successfully taught as simple rules. The success here
refers to benefits of two kinds. First, simple metalinguistic descriptions can
be meaningful to learners, in that learners should be able to notice in the
input some of the formal L2 features they have been taught and use them to
make sense of this input, i.e. to make it more comprehensible. It also seems
that many learners can use simple metalinguistic descriptions accurately
when discussing English grammar. Second, since grammar rules foster the
understanding of one’s grammatical output and, in this way, contribute to
a sense of security, confidence, and achievement on the part of the learners,
they contribute to the learning process in general.
Final revised version received January 2010
Appendix
Subject 4: test
sentences