Dissertation Guidelines
Dissertation Guidelines
INTRODUCTION
This chapter is entitled introduction to emphasize its relative functions and the chapter will
contain the following subunits
1.1 Introduction
➢ You outline the broad field of study. This section aims to orient the reader of what you are
going to do and to get his or her attention.
➢ You can reference at least 4-5 authors and this is to demonstrate that care has been taken to
broaden the gap of knowledge. This should be brief and indicate that its covered in detail in
chapter 2
➢ what is needed is the background of the problem and not background of the organization.
➢ The background places the research study into some intelligible context or perspective,
touching broadly on some of the issues related to it.
➢ Generally you will rely on some information which led you to get to the source of this
particular research problem in the first place.
➢ You might want to touch on the commercial, social, geographical, educational and or the
various dimensions in which it manifests itself
➢ The researcher should identify the gap that must be filled by the present study and where the
background depends on the literature, this must be cited.
➢ Use the cone funnel approach where you start explaining the phenomenon as it is presented
internationally, then regionally, nationally and the case specific (if it’s a company then the
company). You are mainly focusing on the problem or opportunity under study.
➢ This is the broad problem to be analyzed and should not be answered with a yes or no
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➢ It should be such that thinking is needed on the part of the researcher.
➢ The problem statement should thus follow from the background, specifying what is to be
studied and the problem
➢ One can also discuss the potential consequences if the problem is not addressed.
➢ It is important to note that this is a build up from the Background to the study and you now
saying therefore the problem is…. Its so easy you cover your Background of the study
properly and adequately.
➢ Some of the characteristics of a good research problem statement are that it should be:
3) Resolved through research – the researcher should make sure that the problem chosen offers
definite sources of information which when collected, can answer the key questions sufficiently.
4) Carefully fit into the broader content of current theory and relevant research
5) Clearly and logically related to its research questions, objectives and prepositions
1.3.1Research Questions
➢ -However while the question must lead itself to some answer , it must not be totally
answered by a simple “yes “or simple “no”
➢ It must require you to collect and process research evidence as part of the answer
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➢ -When research questions are addressed individually they yield responses which can be
reconstituted to make up a complete answer to the main research problem
➢ -The research questions must be 3-5 and not more than five
1.3.2 Research Objectives (Start with the research objectives before the research questions)
➢ You may want to explore, to explain or in some cases you may want to replicate what is
already known(describe), hence you must make it clear. These terms are explained as:
(a) To explore
- Is to just to find out more about an area which few or no people have ventured into .
-Exploratory studies are done in areas which are little understood and where the relationships
among variables are unknown or only a little is known
(b) To describe
- That is to reveal patterns and trends of situations or events objects phenomena or behavior
-By describing them the hope is that they well be understood better and so answer the questions
“why, how?
(c) To explain
-is to reveal the linkages among the elements constituting a situation, events and phenomena
➢ They should guide the whole dissertation and is often used as a reference point in the
subsequent chapters such that the researcher stays within the context of the research
➢ The research should be justified and should not address a trivial research area.
➢ It is not enough to show that there are gaps in the research area, they must be important gaps
Justification fronts
i. The fact that other researcher have neglected an issue on the research problem. You must
ii. The importance of the subject matter under study. How is it going to benefit the society, the
iii. Relative neglect of the research’s methodologies by other researchers i.e. either quantitative
iv. Potential applications of the research findings. You should indicate that these are discussed
in detail in chapter 5.
NB: Justification can be on all fronts and you must put sections to the fronts used.
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1.5 Methodology
The researcher is aware that there are many research paradigms. Guba and Lincoln(1994) have
summarized the various types of paradigms into positivism, constructivism, critical theory and
realism and these are summarized as follows:
(a) Positivist ontology assumes an objective world, conceived in terms of specified correlations
and associations among variables. An understandable reality, which is real, certain, precise and
measurable is assumed to exist. This naïve realism is believed to be amenable to capture through
deductive logic whereby general statements about the world are made on the basis of empirical
and specific observations. The obsession with scientific testing of propositions or hypothesis in
this paradigm means that positivist are more concerned with theory testing rather than theory or
content discovery and development.
(b)Constructivism is a theory of knowledge, the generic definitions of which are centered on the
active participation of the subject in construing reality, rather than on reflecting or representing it.
Constructivist ontology thus assumes a social construction of reality that is reinforced by humans
through action and interaction. The epistemology of this paradigm is that findings are subjective
based on the ideologies and values at a particular place and time. Given the concern with
understanding members meanings, constructivist researchers have often preferred meaning as
opposed to measurement oriented methods. The primary analytic method used in this paradigm is
grounded theory and data gathered is thus sample specific and non statistical and is of limited
generalization.
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(C) Critical theory focuses on the changing nature of capitalism and the forms of dominations,
injustice and subjugation capitalism produced. This paradigms ontology is one of historical
realism: and focuses on the analysis and transformation of a reality that is shaped by social,
economic, ethnic, political, cultural and gender values crystallized over time. A basic assumption
of the critical tradition is that the material world is both real and is produced by and through
capitalists modes of production whose inequalities and contradictions operate as both social values
and structures. The epistemology of this paradigm involves a mutual interactive relationship
between the researcher and the object of research. This leads to “mediated findings” that are
influenced by the investigator through his or her values. The methodology to investigate reality
focuses on dialogue between the researcher and the subject with the aim of transforming taken for
granted values and misconceptions into emancipator consciousness.
(d) Realism focuses on qualitative methods modeled on positivistic methods and experimental
designs. It allows the use of both quantitative and qualitative method to form methodological
triangulation. Realism ontology assumes a real world that exists out there independent of the
human mind, ready made and solid. The realism paradigm depends on the triangulation of several
perceptions of reality to capture a better picture of the phenomenon. Realism is similar to critical
theory and constructivism in that it is also concerned with multiple realities but it suggests that
perception is only “ a window into reality from which a picture of reality can be triangulated with
other perceptions.” The epistemology of the realism paradigm is that knowledge can only be
probably true and the researcher is part of the research process, but remains as objective as possible
through the triangulation process.
That is being couched in the realism paradigm, the study will employ both qualitative and
quantitative methods. According to Sekaran (2003), qualitative data refers to information gathered
in narrative form, through interviews and observation. Qualitative research focus on the collection
and analysis of full and rich information about a phenomenon. On the other hand quantitative
research focuses on the collection, analysis and presentation of numerical information. Yin(2003),
states that case study research may include both qualitative and quantitative evidence in the
research. Qualitative and quantitative methods can be used in a complementary fashion. Thus
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while the quantitative design strives to control for bias so that facts can be understood in an
objective way, the qualitative approach is striving to understand the perspective of
the……………….., looking to first hand experience to provide meaningful data. By combining
the two methods, advantages of each methodology complement the other resulting in a stronger
research design that ensures valid and reliable findings. The inadequacies of individual methods
are minimized and threats of internal validity are addressed. However, it is essential to say that
while quantitative elements are used in the study in the form of facts and figures to back up certain
assertions and findings, the study will be predominantly qualitative in nature.
1.6 Assumptions
➢ These are statements of what the researcher believes to be fact but these cannot be verified.
➢ Assumptions are not the object of the research but do strengthen the basis of your research
➢ These assumptions, like the significance of the study have practical and theoretical
implications
➢ For you to be able to carry out the study you should hold certain facts about the study as
given.
➢ These are the assumptions that your study makes which would influence your research
findings.
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1.7 Delimitations of the study
➢ These enable you to point out clearly what is included in the study and not
iii. How far does it go into the treatment of the given issues and where does it stop?
iv. How wide is the field from which it sources its data.
• In short, delimitations point out what is included in the study such as the population or
➢ Limitation are those conditions beyond the control of the researcher that may place
restrictions on the conclusions of the study and their applications to other situations.
➢ It is not enough just to state these limitations (weaknesses or constraints) without suggesting
the compensatory factors that ensure that the research remains valid and reliable.
➢ Limitations are weaknesses that are inherent in the research, which the researcher is given
credit for pointing out and serve to alert the reader /user of the research about what to take
note of when interpreting and generalizing the findings and conclusions of the study.
➢ These limitations should be comprehensive hence you need to sufficiently clarify them to the
reader.
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1.9 Definition of terms
➢ You should identify all terms that need to be defined in order to avoid any misinterpretations.
➢ These definitions help you to establish the frame of reference with which you as the
➢ The variables to be considered should be defined in operational terms, that is, they should
This is an outline of what is covered in each chapter of the thesis or dissertation. Write this is in a
single paragraph.
Problem
Identification
Reviewing
Literature
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ACTIVITY Aug. Sept. Oct. Nov. Dec. Jan. Feb. March
Devising
Objectives,
Questions,
Prepositions
Designing
Research
Writing
Research
Proposal
Submission
of Research
Proposal
Further
Literature
Review
Designing
and Pilot
Testing
Questionnaire
Documents
Review
Conducting
Interviews
and Focus
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ACTIVITY Aug. Sept. Oct. Nov. Dec. Jan. Feb. March
Group
Discussions
Data Analysis
Submission
of Draft
Research
Revision of
Draft
Research
Final
Submission
1.12 Resources/budget
1.12 Summary
➢ You should highlight the constituent parts of chapter one and the emerging issues.
➢ A statement linking this chapter with chapter two is needed. Therefore introduce the next
chapter here.
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CHAPTER II
LITERATURE REVIEW
Knowledge is cumulative; every piece of research will contribute another piece to it. That is why
it is important to commence all research with a review of the related literature or research, and to
determine whether any data sources exist already that can be brought to bear on the problem at
hand. This is also referred to as secondary research.
Just as each study relies on earlier work; it will provide a basis for future work by other researchers.
The literature review should provide the reader with an explanation of the rationale of the problem
being studied as well as what research has already been done and how the findings relate to the
work at hand.
The quality of the literature being reviewed must be carefully assessed. Not all published
information is a result of good research design or can be substantiated. Indeed, a critical assessment
as to the appropriateness of the methodology employed can be part of the literature review. This
is covered by Chapter II.
Books, journals, articles, websites etc should be read with a view of identifying existing
information gaps and the entry strategy into the literature debate
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8. Literature should be characterized by critical reflection
9. Literature review should answer research questions and at least 50 serious, relevant
sources should be reviewed.
Structure of Chapter II
Literature Review
2.1 Introduction
Or just use the research objectives to review your literature and scrutinize which information
should be covered or not.
2.3 Empirical literature (Other related studies and researches, this should be current not more
than 5 years old)
2.4 Conceptual framework (more or less like your definition of terms. Where you want to make
sure that you are not quoted out of context) So you use this part to explain your key terms in the
research that need explanation.
2.5 Summary
Summarise the chapter here and introduce the next chapter at the end of the summary
Referencing
• Harvard system
• Style of citation briefly identifies the source for readers and enable them to locate the
source of information in the alphabetical reference list at the end of an article or research
• Eg Gutu (2010:15) for one author and there is a direct quotation of the author. Where the
direct words of the author are used, researcher must include the year and page number.
Where there are many authors eg. Matthew, Mark, Luke, Jacob and Moses and also Matthew,
Mark, Luke, Amos, Adam and Eve.
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You quote as follows:
• For authors with a similar surname, include the abbreviations e.g. G Gutu (1974) and M
Gutu (1980)
• For two or more works within the same parenthesis e.g. Zivanai (2000, 2008, 2012) in the
same order in which they will appear in the reference list.
• Zhou (2012, Feb, 2012, Aug) or Zhou (2012a, 2012b) where the author being quoted has
more than one publication in a year.
• Webology: Author (year), title, website, date and time you searched in (full references) in
the main text just write the author and year.
Order of citing
• Chronological sequence in citing, using the research objectives if possible for clarity
• The researcher should try to provide the answers to the research questions using literature
➢ This involves the documentation of a comprehensive review of the published and unpublished
work from secondary sources of data in the areas of specific interest to the researcher.
(i) Ensure that no important variable is ignored – all important variables are treated adequately
(ii) Enables the researcher to define frontiers of the research field – indicate how far the researcher can
go with the research.
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(iv) Clarifying concepts- it assists in making concepts clearer to the researcher and setting of operational
definitions and meanings.
(v) Insight into reason for contradictory results- contradictory findings or inconsistencies may be caused
by research design used for resolving the problem or type of instruments employed or the methodologies
and analysis made. A comparison of the procedures of these studies may explain the inconsistent
findings.
(vi) Learning which methodologies have proved useful – assists researcher in seeing better ways in which
studies could have been done.
➢ A researcher should not carry out an investigation where a similar study was done before.
➢ If there is a deliberate want to replicate a previous study the reason for it must be given
➢ For example a study for large companies could be replicated with focus on small firms.
(viii) Places researcher in a better position to interpret significance of results-becoming familiar with
theory in the field and with previous research prepares researcher for fitting the findings of the research
into the body of knowledge in the field.
(i) Identifying the various sources of published and unpublished materials that are available on
the topic(s) of interest and gaining access to these.
(ii) Gathering the relevant information
(iii) Writing up the literature review
Sources of Information
➢ A researcher can use bibliographical indexes in compiled periodicals that list book journals etc.
➢ Use of computer online systems – this collects published information on various topics
➢ Text databases are also used on computer online systems such as:
(a) Bibliographical database – this displays the bibliographic citations i.e name of the author,
source of publication, year, volume, and page numbers.
(b) Abstract database which provides, in addition, an abstract or summary of the article
(c) Full text database – this provides a full text of the article with entire articles retrievable
online.
➢ Use of search engines – find more information and the use of these.
➢ Books in the area of interest are also of great use.
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Gathering the relevant information
➢ After identifying the relevant sources a printout can be obtained that provides a comprehensive
bibliography on the subject.
➢ Whereas a printout may contain many titles, a glance at the titles may indicate which of these
may be relevant.
➢ After identifying the relevant titles, detailed information relating to the subject of the problem
area can be extracted.
➢ Consider the design of the study such as sample size, data collection methods and the ultimate
findings
➢ Note the apparent relationships between major variables in the texts being perused.
➢ It is also advised that the researcher use a research diary that records information and the full
description of the source because of the obvious danger of forgetting.
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NB. Company memorandum, standing instructions, policies or company guidelines and standing
order including their manuals should not be treated as part of literature but findings which should
be dealt with in Chapter four, just like findings from questionnaires, interviews, etc.
The other suggested alternative treatment of such internal information might be to discuss it in
chapter two under empirical literature/evidence from the researcher.
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CHAPTER III
RESEARCH METHODOLOGY
RESEARCH GUIDELINE
- Research design
- Research instrument
- Data connection procedures
- Data presentation and analysis plans
Research Design
- This is the assumption of the format and theoretical structure under which the study will
be carried out.
- This includes the discussion steps to be taken in order to safeguard the validity and
authenticity of the findings
The main concerns being:
- To identify the design e.g assumption, experimental design, correlation research design,
historical research design or case study research.
- To describe theoretical framework of a design so as to bring out its strengths and
weaknesses.
- To justify the choice of the design visa-vis the context in which the study work be done.
Research Instruments
- These are tools used for connecting data needed to find solutions to the problem under
investigation
- These tools include tests, questionnaires, interview schedules, observation guides.
- Research instruments should be clearly described so as to bring out their strengths and
weaknesses as a way of justifying their selection and suitability to the researcher
- It should be clear what measures the researcher is going to do to control the weaknesses
to ensure the validity and reasonability of these instruments and data concerned.
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NB. It is important to note that, the researcher must justify each instrument used by citing other
similar researches/study where such instruments were used successfully. The researcher must
avoid giving the “book” advantages or disadvantages of an instrument but the advantages or
disadvantages of an instrument must be as they relate to the current researcher or the researcher
The following are common instruments with their strength and weaknesses.
(a) Questionnaire
- It is an instrument consisting of a series of question that are filled in by the respondents
- It is a preformulated written set of questions to which a record their answers.
- There are two major forms of administering these questionnaires: personally administered
questionnaires or mail questionnaires
Mail questionnaires
-These are posted to the respondents who may in turn have to mail back to the researcher.
- This method is suitable where the respondents are spaced
Strengths of questionnaires
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(b) Interviews
- This implies talking directly to the respondents and recording responses.
- Interviews may be over the phone where this is found to be inconvenient.
Strengths
Weaknesses
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CHAPTER IV
Purpose:
Brings your readers as close as reasonable to the original data and experiences of your
study
Gives the reader some chance to form his or her own inferences from your data
It should begin with a brief review of the purpose of the study and the research method
employed.
Chapter 4 should closely follow the guiding questions or hypotheses articulated earlier in
the dissertation
Literature?
Questionnaire
Use of software
SPSS
Microsoft Access
Microsoft Excel
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Results should be presented first in their simplest form
Use simple narrative descriptions, simple counts of frequency, and descriptive statistics.
It is useful to highlight the most important findings both in the text and in accompanying
tables and to draw some simple conclusions in anticipation of more developed
discussions in chapter 5.
Each table or chart should be followed by a brief narration on the less obvious.
Give a short paragraph that rounds off the chapter and prepares the reader for the next
chapter.
5.1 Introduction
This chapter covers three sections which are;
➢ summaries the whole project and major findings of the research,
➢ highlights the conclusions arrived at based on the findings
➢ and gives recommendations on the way forward
We need to know the purpose of the study and how you have achieved them (accomplishment of
research objectives). There are many ways of stating the purpose the following are some of the
ways;
➢ This study set out to determine......
➢ The present study was designed to determine the effect of.......
➢ In this investigation, the aim was to assess......
➢ The purpose of the current study was to determine......
➢ This project was undertaken to design ...... and evaluate.....
➢ Returning to the hypothesis/question posed at the beginning of this study, it is now
possible to state that.....
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5.3 Summary of major findings
This is the section in which you summarize all the major findings of the research. Without
reading chapter 4, I should be able to pick the major findings from this section. Some of the ways
of putting your ideas across are
➢ This study has shown that......
➢ These findings suggest that in general....
➢ One of the more significant findings to emerge from this study is that.....
➢ It was also shown that......
➢ This study has found that generally.......
➢ The relevance of X is clearly supported by the current findings.
➢ This study/research has shown that......
➢ The second major finding was that........
➢ The results of this investigation show that.......
➢ X, Y and Z emerged as reliable predictors of......
➢
Significances of findings (research contribution)
We need to know whether the research was of some significance. This must set out clearly in this
section. If your research had some implications for existing theories you must mention the main
works that represent the theories that you are commenting on. You must, in the context of those
works, point out the conclusions from your work that impact them, what the implications are and
why the reader should agree with you about them.
Some of the suggested ways of putting across your ideas are as follows;
➢ The X that we have identified therefore assists in
➢ These findings suggest that in general......
➢ One of the more significant findings to emerge from this study is that.....
➢ It was also shown that......
➢ This study has found that generally.......
➢ The following conclusions can be drawn from the present study......
➢ The relevance of X is clearly supported by the current findings.
➢ This study/research has shown that......
➢ The second major finding was that........
➢ The results of this investigation show that.......
➢ The most obvious finding to emerge from this study is that......
➢ X, Y and Z emerged as reliable predictors of......
➢ Multiple regression analysis revealed that the......
5.4 Conclusions
Conclusions are shorter sections of academic texts which usually serve two functions. The first is
to summarize and bring together the main areas covered in the writing, which might be called
"looking back"; and the second is to give a final comment or judgments on this. The final comment
may also include making suggestions for improvement and speculating on future directions.
In dissertations and research papers, conclusions tend to be more complex and will also include
sections on significance of the findings and recommendations for future work. Conclusions may
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be optional in research articles where consolidation of the study and general implications are
covered in the discussion section. However, they are usually expected in dissertations and essays.
Conclusion give answers to all sub problems, confirmation or rejection of hypothesis.They are the
things that you can deduce from your work as a whole. They answer your thesis statement .In
simpler terms they are what you can now confidently state ,thanks to the work that you did , that
you could not state before.
Conclusions must always link back clearly and explicitly to your thesis statement and your
research findings.
5.5 Recommendations
Recommendations must be theoretical, practical and manageable
Recommendations are in 3 parts;
➢ Recommendations from the research findings,
➢ recommendations for further work (research), and
➢ Recommendations for practice or policy makers
Recommendations can be made for further researches/work to be done. Here are some of the
expressions
➢ It is recommended that further research be undertaken in the following areas:
➢ Further experimental investigations are needed to estimate......
➢ What is now needed is a cross-national study involving......
➢ More broadly, research is also needed to determine.....
➢ It is suggested that the association of these factors is investigated in future studies.
➢ Further research might explore/investigate......
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