System-Reliability Analysis by Use of Gaussian Fuzzy Fault Tree: Application in Arctic Oil and Gas Facilities
System-Reliability Analysis by Use of Gaussian Fuzzy Fault Tree: Application in Arctic Oil and Gas Facilities
2
86 Oil and
Oil and Gas
Gas Facilities
Facilities • June 2015
• June 2015
Define the system and its
external boundary
Step I-1: System
identification and
description Define the components/sub-
systems and internal boundaries
Fig. 2—Procedure for Phase I: system reliability modeling for the base area.
Fig. 3—OR-gate and AND-gate illustration of two basic events Step II-4: Aggregation of fuzzified expert opinions
A and B.
event, and external event. A basic or initiating event, represented Step II-5: Developing fuzzy failure-probability
by a circle, requires no further development and thus signifies the function for components/subsystems
appropriate limit of resolution. In addition to events, a fault tree
consists of various logic gates, of which AND-gate and OR-gate Step II-6: Performing fuzzy FTA to estimate the
are illustrated in Fig. 3 as two basic types of fault-tree gates. An system-failure probability
AND-gate shows that the output fault occurs only if all the input
faults occur, while an OR-gate shows that the output fault occurs Fig. 4—Procedure for Phase II: system reliability modeling for
only if at least one of the input faults occurs (Bedford and Cooke the target area.
2001; Vesely et al. 1981).
Step I-4: Estimation of System Failure Probability. There term “expert.” An expert can be defined as “a person who has a
are different methods to estimate the probability of the top event background in the subject matter at the desired level of detail and
of a fault tree. The rare-event approximation uses the concept of who is recognized by his/her peers or those conducting the study as
Boolean algebra and its associated rules. To have a more-precise being qualified to solve the questions” (Meyer and Booker 1991).
estimation, one can use the simplified Boolean expression of the O’Hagan et al. (2006) state simply that “an expert may, in principle,
fault tree to determine the possible minimal cut-sets. A minimal just mean the person whose judgements are to be elicited.” Selec-
cut-set is the smallest combination of basic events, which, if they tion of experts is a major issue in expert-judgement studies. This is
all occur, will result in the top-event occurrence; and if one of the because the term expert is open to different interpretations because
failures in the cut set does not occur, then the top event will not experts are defined by subjective expressions such as “having a
occur by that combination (Vesely et al. 1981). Set theory and its desired level of detailed background,” “being recognized by their
associated rules can be further applied to the specified minimal cut- peers,” and “being qualified.” Additionally, on the one hand, it is
set. The required formulas to estimate the probability of an OR-gate advantageous to select a group of experts with wide background,
or AND-gate are given by (Verma et al. 2010; Vesely et al. 1981): but on the other hand, the analyst may be under pressure to exclude
some of the experts who are perceived as being less experienced
F ( A and B ) = F ( A ∩ B ) = F ( A ) F ( B ).....................................(6) (Bedford and Cooke 2001).
Step II-2: Expert-Opinion Elicitation. “Elicitation” is de-
and fined as the process of obtaining the subjective opinions of ex-
perts through specifically designed methods of communication,
F ( A or B ) = F ( A ∪ B ) = F ( A ) + F ( A ) − F ( A ) F ( B ), ............(7) such as surveys, interviews, group meetings, and questionnaires
(Meyer and Booker 1991). Elicitation may be performed in quali-
where F(A) and F(B) are failure probabilities of A and B, respec- tative or quantitative forms. In quantitative form, experts are asked
tively. One can also describe the AND- and OR-gates by use of the to express their subjective opinions about a parameter in the form
reliability terminology. of, for instance, a single-point or distribution estimation, an abso-
FTA is recommended in this study because it is a powerful tool lute rating, an interval scaling, and a ratio scaling (Cooke 1991;
in complex-system analysis, especially where dependent failures or Svenson 1989).
operational loops are present. The other advantage of constructing a In this study, experts are asked to provide their opinions on the
fault tree is to determine the minimal cut-sets by applying Boolean al- degree of decrease in MTTF of various components operating in
gebra concepts. Identifying the minimal cut-sets helps to understand the target area as a fraction of the corresponding MTTF in the base
and identify all possible system-failure scenarios. Once the minimal area. To include the uncertainty in expert judgements, experts are
cut-sets are determined, one may perform the system failure or reli- required to express their opinions in the form of 5, 50, and 95%
ability analysis with the reliability block-diagram concept because, in quantiles (i.e., eliciting the quantiles of a distribution). Uncertain-
some cases, it may reduce the number of calculations considerably. ties and biases are important concepts that one needs to take into
account while performing the elicitation step. Several studies list
Phase II: System-Reliability Modeling for the Target Area. The three categories of biases that can be introduced to the study at
aim of Phase II is to include the adverse effects of the Arctic oper- the elicitation step, including structural biases, motivational biases,
ating environment on the system-reliability performance. For this and cognitive biases (Benson and Nichols 1982; Meyer and Booker
purpose, the FTA performed during Phase I needs to be modified 1991; Ortiz et al. 1991; Otway and Winterfeldt 1992).
with the subjective opinions of experts that are aggregated with the Structural biases occur when experts are influenced by the way
concept of fuzzy set theory. A number of experts are asked to give in which a problem is formulated or by the level of detail in the
their opinions on the degree of decrease in MTTF of the compo- study specified by the analyst. For instance, asking for quantiles of
nents. Such opinions will be converted to Gaussian fuzzy numbers a distribution may lead to different judgements if the distribution
and will be further combined with appropriate aggregation methods parameters were elicited.
on the basis of the extension principle. More specifically, a set of Motivational biases occur when the experts may benefit from
steps must be followed, as illustrated by Fig. 4. the results of the study, or when experts express their opinions to
Step II-1: Expert Selection. Expert selection is the first step in please the interviewer or analyst. For example, if the aim of a study
the expert-judgment process, and refers to choosing an appropriate is to show and quantify the differences between the equipment-reli-
number of reliable experts. Various definitions are available for the ability performance in Arctic- and normal-climate regions, experts
Level-control
valve Water-treatment system
Fig. 5—(a) Schematic of a three-phase separator with interface level control and weir; (b) system external boundary of a separator
and its valves.
(OREDA) handbook (OREDA Participants 2009), which includes Step I-4: Estimation of System-Failure Probability. By ap-
the failure rate and mean time to repair of a wide range of equip- plying the concept of minimal cut-sets, the failure-probability func-
ment installed on oil and gas production facilities on the Norwe- tion of the system can be modelled as
gian continental shelf, except the Barents Sea. There are various
types of failure data reported in the OREDA handbook, such as FSystem = F ( S ∪ LV 1 ∪ LV 2 ∪ LV 3 ∪ PS ∪ PV ). ...................(12)
degraded and critical, of which the critical failures “cause imme-
diate and complete loss of an equipment unit’s capability of pro- Performing further simplification with Eq. 7, and substituting
viding its output.” The degraded failures “are not critical, but they the corresponding failure probability of each component from
prevent an equipment unit from providing its output within speci- Table 1, the system-failure probability at time t0 = 2,160 hours
fications” (OREDA Participants 2009). Therefore, in this study, the would be 33.50%, which provides a reliability of 66.50%. Fig.
MTTF data are those related to both the critical and degraded fail- 7 depicts the reliability of the separator system and its compo-
ures. However, one can also consider only the critical failures in nents (SEP, LV1, LV2, LV3, PS, and PV) as a function of opera-
the analyses. The probability of failure for each component is esti- tion time. Because the failure of these components is linked to
mated by use of Eq. 5 at a reference time of t0 = 2,160 hours (ap- system failure by means of an OR-gate, the high failure rate of the
proximately 3 months). Component reliability is also estimated for separator (11 to 20 times more than the failure rate of valves, as
each component as a function of time, as well as at the reference presented in Table 1) has a major negative effect on the system-
time. Table 1 presents the list of components, their identifications, reliability performance. Some measures, such as condition moni-
MTTF data, and the reliability and failure probability at the refer- toring, preventive-maintenance actions, and adding redundancy to
ence time. It is assumed that all level-control valves have identical the system, may be taken into consideration to keep the system re-
failure rates. This assumption stands for the pressure-relief and liability above a desired level.
pressure-control valves.
Step I-3: Fault-Tree Construction. To construct the fault-tree Illustration of Phase II. Step II-1: Expert Selection. In this study,
diagram, it is assumed that if any of the described valves or sep- experts are chosen on the basis of the criteria suggested by Ortiz
arators fail, then the entire separation process fails until the cor- et al. (1991). In this regard, experts collectively should represent a
rective-maintenance tasks restore the failed components to their wide variety of backgrounds and experience. Referring to the pub-
functioning state. On the basis of this assumption, the fault-tree lications of experts and their direct involvement in or consulting
diagram can be constructed as shown in Fig. 6. and managing of research in the related areas could also be a help-
F t R t
Table 1—List of components, their identification, MTTF, and reliability at t0=2,160 hours.
Reliability (%)
70
OR 60
50
40 System
30 SEP
20 LV1, LV2, LV3
10 PS, PV
SEP LV1 LV2 LV3 PV PS 0
0 200 400 600 800 1,000 1,200 1,400 1,600 1,800 2,000 2,200
Operation Time (hours)
Fig. 6—Fault-tree diagram of the separator and its valves.
Fig. 7—Reliability of the separator system and its components.
ful basis for expert selection. In this study, the key point in expert
experience, which is 40 years. Equal weighting (wi = 0.1667) is
selection is that they must have adequate understanding of Arctic
another approach used in this study, which is one divided by the
operating conditions and their potential effects on the performance
number of experts.
of mechanical systems. Considering these criteria, six experts are
Step II-3: Fuzzification of Expert Opinions. The next step is
chosen from Norwegian academic and industrial sectors, each with
to fuzzify elicited expert opinions, through which the elicited de-
appropriate knowledge of the operating conditions in the North
gree of decrease in MTTF [δi,L, δi,M, δi,R] is converted to a Gaussian
Sea (i.e., the base area) and the Barents Sea (i.e., the target area).
fuzzy number ∆ i . The method to determine the corresponding mem-
Selected experts have expertise in maintenance and reliability en-
bership function for each expert’s data is described in Appendix A.
gineering, process engineering, mechanical engineering, and cold-
The fuzzified expert opinions on parameter δ for both the separator
climate engineering, with an experience ranging from 7 to 40 years.
and valves are plotted in Figs. 8a and 8b, respectively. As can be
The authors selected these experts on the basis of the available
seen, according to the 5, 50, and 95% quantiles of the data given
resources at the time of the study. Additionally, because the primary
by Expert 3, the MTTF of the separator in the target area may de-
goal of this study is to propose the methodology and highlight the
crease by (50, 62.5, 75%). However, on the basis of the member-
necessity of including Arctic operating conditions in system-relia-
ship function of the corresponding fuzzy number, the reduction in
bility assessments, the authors decided to perform the analyses on
MTTF may be as high as 81%, or as low as 43.9%, but with a mem-
the basis of the opinions of these selected experts, and to not exclude
bership degree of 0.05.
the experts with the working experience of 7 and 9 years. However,
Step II-4: Aggregation of Fuzzified Expert Opinions. The fuzz-
those two experts will receive a lower weight compared with those
ified expert opinions are then combined by use of Eqs. 9 and 10 ac-
having more working experience. The results of this study may not
cording to the weights assigned for each expert. For this purpose,
be considered universal because they depend on the expert-selection
four approaches are used in this study, as presented in Table 3.
criteria, number of experts, and varying operating conditions. There-
Fig. 9 shows the combined fuzzy expert opinions by use of these
fore, other studies may develop their own expert-selection schemes
four approaches. For instance, if one chooses arithmetic averaging
and achieve different results. A detailed discussion on selection and
and determines each expert’s weight on the basis of their working
motivating experts is presented by Meyer and Booker (1991).
experience (i.e., Approach II), the MTTF of the separator in the
Step II-2: Expert-Opinion Elicitation. At the next step, a ques-
target area will be 35.2% smaller than in the base area. However,
tionnaire is prepared during which experts are informed about the
this degree of decrease is obtained if one chooses the membership
operating environment in the base and target areas, as well as the
grade of unity. The reduction in MTTF of the separator would be as
MTTF of valves and three-phase horizontal separator. Experts are
large as 51%, but with a membership grade of 0.05.
then asked to provide their subjective opinions on the degree of
Step II-5: Developing Fuzzy Failure-Probability Function for
decrease in such MTTFs, considering that the described equip-
the Components/Subsystems. Having the changes in the MTTF of
ment is planned to operate in the target area. The Johan Castberg
the separator and valves estimated, one can predict the reliability
field, which is located 230 km north of the Norwegian coast in
or failure probability of those components as a function of time.
the Barents Sea, is selected as the target area. The operating con-
For example, Fig. 10a illustrates the separator reliability at t0 =
ditions in this region are much more severe compared with the
2,160 hours in both the base and target areas. As shown in this
southern regions of the Norwegian continental shelf, such as the
figure, after 2,160 hours, separator reliability reduces to 74.17% in
North Sea. The questionnaire used in this study for the expert-elic-
the base area. This reduction is considerably larger in the target area
itation step is presented in Appendix B. Table 2 presents the elic-
because of the adverse effects of Arctic operating conditions on
ited expert opinions, their working experience in years, and both
separator performance. Additionally, as can be seen, four different
the nonnormalized and normalized experience-based weights for
approaches estimate different reductions in separator reliability, of
the experts that will be further used for combining expert opinions.
which the greatest and the least reductions are estimated by Ap-
Nonnormalized weights are determined by dividing the working
proaches II and IV, respectively. By use of the same procedure, the
experience of each expert (in years) by the maximum working
0.4 0.4
0 0
0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 1 0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 1
δ (fraction) δ (fraction)
Fig. 8—Fuzzified expert data on the amount of decrease in MTTF of (a) the separator and (b) the valve, in general.
system reliability in the base and target areas on the basis of four
approaches and taking a membership degree of unity. Among the
introduced approaches, Approaches II and III estimate the greatest
and the least reduction in system reliability, respectively. However,
it must be noted that these results are not universal because they
may differ on the basis of various expert opinions, varying oper-
ating conditions, operation location, system production rate, type
Table 3—Approaches used to combine fuzzified expert opinions. of wellstream, and available inspection and maintenance activities.
Conclusion
reliability of pressure- and level-control valves can be described in This study focuses on the application of expert judgement in reli-
fuzzy form, as well. ability prediction of oil and gas topside facilities in Arctic regions,
where adequate life data may not be available. The proposed meth-
Step II-6: Performing Fuzzy Fault-Tree Analysis (FTA) To Es- odology can be used in the design phase for oil and gas operations
timate the System-Failure Probability. Once component reliabili- in the Arctic. The estimated reduction in reliability performance of
ties (or failure probabilities) are estimated, system performance can the equipment can be used for optimizing maintenance and spare-
be analyzed by use of the fuzzified form of Eq. 12 (see Appendix parts provision plans. Moreover, this methodology provides a basis
A). Fig. 10b shows the fuzzy form of system reliability at time t0 for deciding the measures of winterization that need to be applied
= 2,160 hours. As can be seen, the system reliability in the base if the system reliability is below the acceptable level. Additionally,
area is 66.50%. Taking into account the effects of operating condi- as illustrated in this study, fuzzy set theory can be used to aggregate
tions in the target area on system performance, this reliability con- expert opinions, while including and modeling the uncertainties
tinues to decrease, as illustrated by Approaches I through IV. For and their propagation in system analysis. The estimation made by
instance, considering Approach II and membership grades of unity the presented methodology may need to be further modified when-
and 0.05, system reliability reduces to 53.58 and 43.53%, respec- ever new historical or laboratory life data are available.
tively. Choosing a specific membership grade and its corresponding The life data for reliability analysis in the base area are obtained
system reliability depends on the aim of the study, requirements and from the OREDA handbook (OREDA Participants 2009), which
regulations, and the risk perception of the decision maker. However, provides only the constant failure rate of the equipment. Thus, ex-
according to the fuzzy set theory, the higher the membership grade, ponential distribution is the only applicable probability-density
the more the element belongs to the set. One may also defuzzify the function to estimate component reliabilities. Use of detailed life
results to obtain the corresponding crisp values. data from maintenance reports can lead to more-dependable reli-
In addition to the system reliability at a specified time, the pro- ability analysis.
posed methodology is also applicable to developing the system The number of selected experts is also a determining factor in
reliability as a function of operation time. Fig. 11 illustrates the the reliability of the results. Such experts must have adequate un-
1 1
Approach I Approach I
Approach II Approach II
Degree of Membership (µ)
0.6 0.6
0.4 0.4
0 0
0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 1 0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 1
δ (fraction) δ (fraction)
Fig. 9—Combined fuzzy expert opinions on (a) MTTF of SEP and (b) on MTTF of LV1, LV2, LV3, PS, and PV.
0.4 0.4
0 0
30 40 50 60 70 80 90 100 30 40 50 60 70 80 90 100
Reliability (%) Reliability (%)
Fig. 10—Fuzzy reliability of (a) the separator and (b) the system in the base and target areas at t0 = 2,160 hours.
Nomenclature Acknowledgments
f(x) = probability-density function The authors would like to thank all the anonymous experts for their
F(x) = failure probability or unreliability function contribution to this study.
Fj = failure probability of component j
N = total number of experts
R(x) = reliability function References
T j , B = mean time to failure (MTTF) of component j in the base API SPEC 12J—Specification for Oil and Gas Separators. 1989. Wash-
area ington, D.C.: American Petroleum Institute (API).
T j ,T = MTTF of component j in the target area Arnold, K. and Stewart, M. 2008. Surface Production Operations: Design
wi = normalized weight for Expert i of Oil Handling Systems and Facilities, third edition, Vol. 1. Burl-
x = element of Gaussian fuzzy number X ington, Massachusetts: Surface Production Operations, Gulf Profes-
xM = mean value of Gaussian fuzzy number X sional Publishing.
X = Gaussian fuzzy number Barabadi, A. 2014. Reliability Analysis of Offshore Production Facilities
Xα = α-cut set of Gaussian fuzzy number X under Arctic Conditions Using Reliability Data from Other Areas. J
XαL = lower bound of the α-cut set of Gaussian fuzzy number X Offshore Mech Arct Eng 136 (2): 020901. OMAE-13-1043. http://
XαR = upper bound of the α-cut set of Gaussian fuzzy number X dx.doi.org/10.1115/1.4026240.
δ = combined expert opinions in crisp form; element of the Barabadi, A. and Markeset, T. 2011. Reliability and Maintainability Perfor-
Gaussian fuzzy number ∆ mance under Arctic Conditions. International Journal of System As-
Ortiz, N.R., Wheeler, T.A., Breeding, R.J. et al. 1991. Use of Expert Judg-
ment in NUREG-1150. Nucl Eng Des 126 (3): 313–331. http://dx.doi.
org/10.1016/0029-5493(91)90023-B. To write the Gaussian membership function with the α-cut set
Otway, H. and Winterfeldt, D. 1992. Expert Judgment in Risk Analysis ( )
concept ∆ i , = i ,L , i ,R , one can equate the membership function
and Management: Process, Context, and Pitfalls. Risk Anal 12 (1): ∆ i ( ) with α, and solve the resulting equation for δ, as given by
83–93. http://dx.doi.org/10.1111/j.1539-6924.1992.tb01310.x.
OREDA Participants. 2009. OREDA (Offshore Reliability Data) Handbook,
fifth edition. Trondheim, Norway: OREDA Participants.
= − −2 2 ln
Phillips, P. and Diston, D. 2011. A Knowledge Driven Approach to Aero- i ,L i,M i,L
space Condition Monitoring. Knowledge-Based Systems 24 (6): 915– . ................................................ (A-3)
i ,R = i , M + −2 i , R ln
2
927. http://dx.doi.org/10.1016/j.knosys.2011.04.008.
10
94 Oil and
Oil and Gas
Gas Facilities
Facilities • June 2015
• June 2015
Table B-1—The questionnaire used for eliciting expert opinions.
and
where ∆ i is fuzzified opinion of Expert i, ∆ is the combined ex-
pert opinions in fuzzy form, N is the total number of experts,
and wi is the normalized nonnegative weight for Expert i. The OR-Gate = 1 + 2 − 1 2, .............................................. (A-11)
where Δi,α is the α-cut set of the fuzzy number ∆ i . .......................................... (A-13)
12
96 Oil and
Oil and Gas
Gas Facilities
Facilities • June 2015
• June 2015