Clinical Metagenomics: Microbial Genomics
Clinical Metagenomics: Microbial Genomics
Clinical metagenomics
Charles Y. Chiu 1,2* and Steven A. Miller1
Abstract | Clinical metagenomic next-generation sequencing (mNGS), the comprehensive
analysis of microbial and host genetic material (DNA and RNA) in samples from patients,
is rapidly moving from research to clinical laboratories. This emerging approach is changing
how physicians diagnose and treat infectious disease, with applications spanning a wide range
of areas, including antimicrobial resistance, the microbiome, human host gene expression
(transcriptomics) and oncology. Here, we focus on the challenges of implementing mNGS in
the clinical laboratory and address potential solutions for maximizing its impact on patient
care and public health.
Microbiome
The field of clinical microbiology comprises both could be generated in a single run, permitting analysis of
The entirety of organisms that diagnostic microbiology, the identification of patho the entire genetic content of a clinical or environmental
colonize individual sites in the gens from clinical samples to guide management sample. The proliferation of available sequencing instru
human body. and treatment strategies for patients with infection, and ments and exponential decreases in sequencing costs
public health microbiology, the surveillance and moni over the ensuing decade drove the rapid adoption of
Microarrays
Commonly referred to as toring of infectious disease outbreaks in the community. NGS technology.
‘chips’, these platforms consist Traditional diagnostic techniques in the microbiology To date, several studies have provided a glimpse into
of spots of DNA fragments, laboratory include growth and isolation of micro the promise of NGS in clinical and public health settings.
antibodies or proteins printed
organisms in culture, detection of pathogen-specific For example, NGS was used for the clinical diagnosis
onto surfaces, enabling massive
multiplexing of hundreds to
antibodies (serology) or antigens and molecular identi of neuroleptospirosis in a 14-year-old critically ill boy
thousands of targets. fication of microbial nucleic acids (DNA or RNA), most with meningoencephalitis19; this case was the first to
commonly via PCR. While most molecular assays target demonstrate the utility of metagenomic NGS (mNGS) in
Reads only a limited number of pathogens using specific prim providing clinically actionable information, as success
In DNA sequencing, reads are
ers or probes, metagenomic approaches characterize all ful diagnosis prompted appropriate targeted antibiotic
inferred sequences of base
pairs corresponding to part of DNA or RNA present in a sample, enabling analysis of treatment and eventual recovery of the patient. Examples
or all of a single DNA fragment. the entire microbiome as well as the human host genome in public health microbiology include the use of NGS, in
or transcriptome in patient samples. Metagenomic combination with transmission network analysis 20, to
Metagenomic NGS approaches have been applied for decades to charac investigate outbreaks of the Escherichia coli strain
(mNGS). A shotgun sequencing
approach in which all genomic
terize various niches, ranging from marine environ O104:H4 (ref.21) and for surveillance of antimicrobial
content (DNA and/or RNA) ments1 to toxic soils2 to arthropod disease vectors3,4 to resistance in the food supply by bacterial whole-genome
of a clinical or environmental the human microbiome5,6. These tools have also been sequencing22. Increasingly, big data provided by mNGS
sample is sequenced. used to identify infections in ancient remains7, discover is being leveraged for clinical purposes, including charac
novel viral pathogens8 and characterize the human terization of antibiotic resistance directly from clinical
virome in both healthy and diseased states9–11 and for samples23 and analysis of human host response (tran
forensic applications12. scriptomic) data to predict causes of infection and evalu
The capacity to detect all potential pathogens — ate disease risk24,25. Thus, mNGS can be a key driver for
bacteria, viruses, fungi and parasites — in a sample and precision diagnosis of infectious diseases, advancing
1
Department of Laboratory
Medicine, University of
simultaneously interrogate host responses has great precision medicine efforts to personalize patient care in
California, San Francisco, potential utility in the diagnosis of infectious disease. this field.
CA, USA. Metagenomics for clinical applications derives its roots Despite the potential and recent successes of
2
Department of Medicine, from the use of microarrays in the early 2000s13,14. Some metagenomics, clinical diagnostic applications have
Division of Infectious early successes using this technology include the discov lagged behind research advances owing to a number
Diseases, University of ery of the SARS coronavirus15, gene profiling of muta of factors. A complex interplay of microbial and host
California, San Francisco,
CA, USA.
tions in cancer16 and in-depth microbiome analysis of factors influences human health, as exemplified by the
different sites in the human body17. However, it was the role of the microbiome in modulating host immune
*e-mail: charles.chiu@
ucsf.edu advent of next-generation sequencing (NGS) techno responses26, and it is often unclear whether a detected
https://doi.org/10.1038/ logies in 2005 that jump-started the metagenomics microorganism is a contaminant, colonizer or bona fide
s41576-019-0113-7 field18. For the first time, millions to billions of reads pathogen. Additionally, universal reference standards
Coverage map
700× 70 NRTI 3 0.96 Resistant
600× 60 NRTI 4 0.55
500× 50 NNRTI 1 4.0*
400× 40 NNRTI 2 5.0*
300× 30 PI 1 –0.16
Exotoxin 200× 20 PI 2 –0.02
100× 10
PI 3 0.17
0 0
0 2 4 6 8 0 2.0 4.0 6.0
Genomic position (kb) Z-score
0
Host metric
–10 threshold
–20
Healthy individual Patient
Cb
Gene A
Gene B
expressed genes
Gene C
Differentially
Gene D
Gene E
Gene F
Gene G
Gene H
Harvest Gene I
Gene J
Gene K
Gene L
Patients
Probiotic
development
Synthetic stool
Mutation 1 Mutation 2
Da
Merkel cell
polyomavirus Helicase
Full-length LT Truncated LT
Helicase
Full-length LT Host DNA
Infection Transformation
Db
Truncated LT Truncated LT
◀ Fig. 1 | Clinical applications of metagenomic sequencing. A | Applications in infectious human host response to infection by transcriptomics
disease diagnostics include direct identification of microorganisms from primary clinical and the identification of tumour-associated viruses and
samples (part Aa); antimicrobial resistance prediction by characterization of resistance their genomic integration sites (Fig. 1; Table 1). Aside
genes (part Ab); detection of species-level or strain-level virulence determinants, such as from infectious disease diagnostics, adoption of mNGS
secretion of specific endotoxins or exotoxins (part Ac); and antiviral resistance prediction
in clinical laboratories has been slow, and most applica
(part Ad). As shown for HIV-1, recovery of the complete viral genome from a patient
sample by metagenomic next-generation sequencing (mNGS) (part Ad, graph) facilitates
tions have yet to be incorporated into routine clinical
sequence analysis to predict susceptibility or resistance to antiretroviral drugs (part Ad, practice. Nonetheless, the breadth and potential clini
bar plot); the susceptibility profile for the analysed strain (black bars) predicts resistance cal utility of these applications are likely to transform
to the non-nucleoside reverse transcriptase inhibitor (NNRTI) class of drugs (denoted by the field of diagnostic microbiology in the near future.
an asterisk), as opposed to nucleoside reverse transcriptase inhibitors (NRTIs) or protease
inhibitors (PIs). B | Microbiome analyses can inform disease prognosis in acute and chronic Infectious disease diagnosis
disease states and underlie the development of probiotic therapies. Coloured bars The traditional clinical paradigm for diagnosis of infec
represent individual microbiota species. A reduction in species diversity is seen in tious disease in patients, applied for more than a century,
dysbiosis (an unhealthy state), such as present in patients with Clostridium difficile- involves a physician formulating a differential diagnosis
associated disease. Stool from healthy individuals can be harvested to treat patients with
and then ordering a series of tests (generally ‘one bug,
C. difficile infection by faecal stool transplantation or as orally administered encapsulated
faecal pills. Alternatively , synthetic stool generated from microbiota species observed in one test’) in an attempt to identify the causative agent.
healthy individuals can be used as probiotics to treat patients. In addition to C. difficile The spectrum of conventional testing for pathogens
infection, chronic diseases such as obesity , inflammatory bowel disease and diabetes in clinical samples ranges from the identification of
mellitus are potential targets for probiotic therapy. C | RNA-sequencing-based microorganisms growing in culture (for example, by
transcriptomics can improve the diagnosis of infectious and non-infectious conditions biochemical phenotype testing or matrix-assisted laser
on the basis of the human host response. Host transcriptomic profiling by NGS can enable desorption/ionization (MALDI) time-of-flight mass
the construction of a classifier metric to discriminate between patients with infection spectrometry), the detection of organism-specific bio
(red bars) from uninfected patients (blue bars) with high accuracy (part Ca). Metric scores markers (such as antigen testing by latex agglutination
above the dotted line indicate infection, whereas scores below the dotted line indicate or antibody testing by enzyme-linked immunosorbent
absence of infection; the overall accuracy of the classifier metric shown is 83%. Cluster
assay (ELISA)) or nucleic acid testing by PCR for sin
heat map analysis identifies individual, differentially expressed host genes associated
with infection (genes A–F) versus those associated with no infection (genes G–L) (part Cb). gle agents to multiplexed PCR testing using syndromic
D | Sequencing of viral tumours or liquid biopsy analyses in oncology can be used for panels. These panels generally include the most common
simultaneous pathogen detection and characterization of host genetic mutations. pathogens associated with a defined clinical syndrome,
mNGS can be used to detect Merkel cell polyomavirus, the virus associated with the such as meningitis and encephalitis, acute respiratory
development of Merkel cell carcinoma. Simultaneous sequencing of host DNA can infection, sepsis or diarrhoeal disease28–31.
identify mutations that arise from integration of the viral genome containing the Molecular diagnostic assays provide a fairly cost-
full-length large T antigen (LT) followed by subsequent truncation of the LT antigen effective and rapid (generally <2 hours of turnaround
(part Da) or truncation of the LT antigen before viral genome integration (part Db). time) means to diagnose the most common infections.
Both of these two mutations lead to cellular transformation that drives tumour However, nearly all conventional microbiological tests in
proliferation. Although promising, many of these sequencing-based applications
current use detect only one or a limited panel of patho
have yet to be incorporated into routine clinical practice. Part C is adapted from ref.25,
CC BY-NC-ND 4.0 (https://creativecommons.org/licenses/by-nc-nd/4.0/). Part D is
gens at a time or require that a microorganism be suc
adapted from ref.134, CC BY 3.0 (https://creativecommons.org/licenses/by/3.0/). cessfully cultured from a clinical sample. By contrast,
while NGS assays in current use cannot compare with
conventional tests with respect to speed — the sequenc
and proven approaches to demonstrate test valida ing run alone on a standard Illumina instrument takes
tion, reproducibility and quality assurance for clinical >18 hours — mNGS enables a broad range of pathogens
Transmission network
analysis
metagenomic assays are lacking. Considerations of cost, — viruses, bacteria, fungi and/or parasites — to be
The integration of reimbursement, turnaround time, regulatory considera identified from culture or directly from clinical samples
epidemiological, laboratory tions and, perhaps most importantly, clinical utility also on the basis of uniquely identifiable DNA and/or RNA
and genomic data to track remain major hurdles for the routine implementation sequences32. Another key advantage of NGS approaches
patterns of transmission and
of clinical mNGS in patient care settings27. is that the sequencing data can potentially be leveraged
to infer origin and dates of
infection during an outbreak. We review here the various applications of mNGS for additional analyses beyond the mere identification
currently being exploited in clinical and public health of a causative pathogen, such as microbiome character
Precision medicine settings. We discuss the challenges involved in the ization and parallel analyses of human host responses
An approach to medical care by adoption of mNGS in the clinical laboratory, including through transcriptome profiling by RNA sequencing
which disease treatment and
prevention take into account
validation and regulatory considerations that extend (RNA-seq). Thus, the clinical utility of NGS in diagno
genetic information obtained beyond its initial development in research laboratories, sis may be in the most difficult-to-diagnose cases or for
by genomic or molecular and propose steps to overcome these challenges. Finally, immunocompromised patients, in whom the spectrum
profiling of clinical samples. we envisage future directions for the field of clinical of potential pathogens is greater. Eventually, mNGS
metagenomics and anticipate what will be achievable in may become cost competitive with multiplexed assays
Reference standards
In laboratory test development, the next 5 years. or used as an upfront ‘rule out’ assay to exclude infec
well-characterized, standardized tious aetiologies. Of course, detection of nucleic acids,
and validated reference Applications of clinical metagenomics either by multiplex PCR panels or NGS, does not by itself
materials or databases that To date, applications of clinical metagenomics have prove that an identified microorganism is the cause of
enable measurement of
performance characteristics of
included infectious disease diagnostics for a variety of the illness, and findings have to be interpreted in the
an assay, including sensitivity, syndromes and sample types, microbiome analyses in clinical context. In particular, discovery of an atypical
specificity and accuracy. both diseased and healthy states, characterization of the or novel infectious agent in clinical samples should be
primer panels)
Capture probe enrichment Multiple body fluids and tissues Viral genome recovery for infection No 43,44,46,47
Capture probe enrichment Multiple body fluids and tissues Antibiotic resistance characterization No 23,136
pneumonia
Metagenomic sequencing Cerebrospinal fluid Undiagnosed meningitis, encephalitis Yesd 36,37
or myelitis
Metagenomic sequencing Stool Severe diarrhoea No 139
Metagenomic sequencing Infected tissue or other body fluid Culture-negative infection No 118,140
Microbiome analyses
Metagenomic sequencing Stool Consumer-based microbiome testinge Noe No reference
Metagenomic sequencing Stool Guiding management and treatment No 141
infection
Human host response analyses
RNA sequencing Multiple sample types; whole Aiding diagnosis or characterization No 24,25,68
disease testing
PBMC, peripheral blood mononuclear cell; rRNA , ribosomal RNA. aUniversity of Washington39, Fry Laboratories. bKarius33. cIDbyDNA37. dUniversity of California,
San Francisco36. euBiome; testing is not for diagnosis or treatment of disease.
followed up with confirmatory investigations such as The details for the specific steps vary by laboratory and
Latex agglutination orthogonal testing of tissue biopsy samples and demon are described extensively elsewhere33–37.
A clinical laboratory test for stration of seroconversion or via the use of cell culture
detection of a specific antibody
in which the corresponding
or animal models, as appropriate8, to ascertain its true Targeted NGS analyses. Targeted approaches have
antigen is adsorbed on spherical pathogenic potential. the benefit of increasing the number and proportion
polystyrene latex particles that NGS of clinical samples as performed in either of pathogen reads in the sequence data. This step can
undergo agglutination in the research or clinical laboratories involves a number of increase the detection sensitivity for microorganisms
presence of the antibody.
steps, including nucleic acid extraction, enrichment being targeted, although it limits the breadth of poten
Seroconversion for DNA and/or RNA, library preparation, PCR ampli tial pathogens that can be identified. An example of a
The development of detectable fication (if needed), sequencing and bioinformat targeted approach is the use of highly conserved prim
antibodies in the blood that are ics analysis (Fig. 2). Any body fluid or tissue yielding ers for universal PCR amplification and detection of all
directed against an infectious sufficient nucleic acid is amenable to NGS analysis, microorganisms corresponding to a specific type from
agent, such as HIV-1, after
which the infectious disease
which can either be targeted, that is, enriching indi clinical samples, such as 16S ribosomal RNA (rRNA)
can be detected by serological vidual genes or genomic regions, or untargeted, as is gene amplification for bacteria38,39 and 18S rRNA and
testing for the antibody. the case for metagenomic ‘shotgun’ approaches (Fig. 2). internal transcribed spacer (ITS) gene amplification for
Library
fungi40 (Fig. 2). Previously, such approaches were followed Untargeted mNGS of clinical samples is perhaps
In DNA sequencing, a by Sanger sequencing of the resulting PCR amplicon to the most promising approach for the comprehensive
collection of DNA fragments identify the pathogen and make a diagnosis; now, this diagnosis of infections. In principle, nearly all patho
with known adapter sequences step is commonly accomplished using NGS. Universal gens, including viruses, bacteria, fungi and parasites,
at one or both ends that is
derived from a single clinical
PCR for detection of bacteria and fungi has now been can be identified in a single assay56. mNGS is a needle-
or environmental sample. adopted in many hospital laboratories and has increased in-a-haystack endeavour, as only a small proportion
the number and proportion of infectious diagnoses39,41, (typically <1%) of reads are non-human, of which
Sanger sequencing although the technique is limited by the breadth of only a subset may correspond to potential pathogens.
A classical method of DNA
detection (that is, bacteria or fungi only or even a more A limitation of mNGS is that the sensitivity of the
sequencing based on selective
incorporation of chain-
limited range of targets, such as mycobacteria only, approach is critically dependent on the level of back
terminating dideoxynucleotides depending on the primer sets used) and by concerns ground. Tissues, for example, have increased human
developed by Frederick Sanger regarding sensitivity42. host background relative to cell-free body fluids, result
and colleagues in 1977; Another example of a targeted NGS approach is the ing in a reduced number and proportion of microbial
now largely supplanted by
design of primers tiled across the genome to facilitate reads and hence a decrease in mNGS sensitivity33,36,37.
next-generation sequencing.
PCR amplification and amplicon NGS for recovery Moreover, defining specific microbial profiles that are
Subtyping of viral genomes directly from clinical samples43. This diagnostic or predictive of disease development can be
In microbiology, refers to the method has been used to track the evolution and spread difficult, especially from nonsterile sites that harbour
identification of a specific
of Zika virus (ZIKV) in the Americas44–46 and of Ebola a complex microbiome, such as respiratory secretions
genetic variant or strain of a
microorganism (for example,
virus in West Africa47, with some demonstrations of or stool6. Nevertheless, several groups have successfully
virus, bacterium or fungus), real-time monitoring having an impact on public health validated mNGS in Clinical Laboratory Improvement
usually by sequencing all interventions. Amendments (CLIA)-certified clinical laboratories for
or part of the genome. Another targeted approach is capture probe enrich the diagnosis of infections, including meningitis or
ment, whereby metagenomic libraries are subjected encephalitis36,37, sepsis33,57 and pneumonia58, and these
to hybridization using capture ‘bait’ probes48. These assays are now available for clinical reference testing
probes are generally 30–120 bp in length, and the num of patients.
ber of probes can vary from less than 50 to more than
2 million49–52. Although this enrichment method has been Clinical microbiome analyses
shown to increase the sensitivity of metagenomic detec Many researchers now use mNGS instead of targeted
sequencing of the 16S rRNA gene for in-depth charac
tion in research settings, especially for viruses, it has yet to
terization of the microbiome59. There is growing public
be used routinely for clinical diagnosis. A promising appli
cation of this approach may be the enrichment of clinical awareness of the microbiome and its likely involvement
samples for characterization of antibiotic resistance23, a in both acute and chronic disease states60. However, no
considerable problem in hospitals and the primary focus microbiome-based tests have been clinically validated
of the US National Action Plan for Combating Antibiotic- for the diagnosis or treatment of disease, in part owing
Resistant Bacteria53. However, drawbacks of capture probe to an incomplete understanding of the complexity of the
enrichment, compared with untargeted approaches for microbiome and its role in disease pathogenesis.
infectious disease diagnosis, include a bias towards tar One future clinical application of microbiome
geted microorganisms, added steps, increased costs and analysis may be in the management and treatment of
long hybridization times (24–48 hours) as a result of the Clostridium difficile-associated disease. C. difficile is an
additional processing needed for maximal efficiency. opportunistic bacterium that can infect the gut, result
ing in the production of toxins that can cause diarrhoea,
Untargeted metagenomic NGS analyses. Untargeted dehydration, sepsis and death. C. difficile infection occurs
shotgun mNGS analyses forego the use of specific only in the setting of a microbiome that is altered by
primers or probes54. Instead, the entirety of the DNA factors such as exposure to broad-spectrum antibiotics
and/or RNA (after reverse transcription to cDNA) or recent gastrointestinal surgery61. The importance of
is sequenced. With pure cultures of bacteria or fungi, the microbiome in C. difficile infection is underscored
mNGS reads can be assembled into partial or complete by the 80–90% effectiveness of faecal stool transplan
genomes. These genome sequences are then used for tation in treating and potentially curing the disease62,63.
subtyping and/or monitoring hospital outbreaks in sup The use of mNGS to characterize the microbiome in
port of infection control and/or public health surveil multiple studies has facilitated the development of bac
lance efforts. For example, a seminal study described the terial probiotic mixtures that can be administered as pills
use of whole-genome sequencing of multidrug-resistant, for prophylaxis or treatment of C. difficile-associated
carbapenemase-producing Klebsiella pneumoniae to disease (Fig. 1B).
track the origin and evolution of a hospital outbreak55. Another potential application of the microbiome is
This study demonstrated for the first time the high- in the analysis of bacterial diversity, which can provide
resolution mapping of likely transmission events in a clues as to whether a patient’s illness is infectious or
hospital, some of which were unexpected on the basis non-infectious. For example, a study of mNGS for the
of initial epidemiological data, and also identified puta identification of respiratory pathogens in patients with
tive resistance mutations in emerging resistant strains. pneumonia found that individuals with culture-proven
The integration of genomic and epidemiological data infection had significantly less diversity in their res
yielded actionable insights that would have been useful piratory microbiome25. Alterations of the microbiome,
for curbing transmission. known as dysbiosis, have also been shown to be related
Patient sample
RNA DNA
Bacteria Fungi Parasites Human viruses Bacteria Fungi viruses Parasites Human
RNA DNA
Universal PCR
Bacteria Fungi and parasites Reverse transcription
16S or 23S rRNA 18S, 28S or ITS1
ITS1
ITS ITS2
16S 23S 18S 5.8S 28S RNA cDNA
Universal PCR
Multiplexed amplicon PCR
cDNA and DNA
Amplification of target region (targeted mNGS)
PCR
Library preparation
Library preparation
Primers
Primers
Untargeted Targeted mNGS
mNGS
AGTCAG
Bead capture
CAAATACTGAGTCTG
Baits hybridized to
pathogen genome
Genus A
Species A.1 AGTCAG
Samples
…
CAAATACTGAGTCTG
◀ Fig. 2 | Targeted versus untargeted shotgun metagenomic next-generation (such as early Lyme disease82 or arboviral infections,
sequencing approaches. A variety of patient samples, as well as cultured microbial including West Nile virus83 or ZIKV84); analogous to
colonies, can be analysed using targeted or untargeted metagenomic next-generation serologic testing, indirect diagnosis of infections may be
sequencing (mNGS) methods for pathogen identification, microbiome analyses and/or possible on the basis of a pathogen-specific human host
host transcriptome profiling. Universal PCR (left) is a targeted mNGS approach that
response. Analysis of pathogen-specific host responses
uses primers designed from conserved regions such as the ribosomal RNA (rRNA) genes
that are universally conserved among bacteria (16S or 23S rRNA) or fungi and parasites may also be useful in discriminating the bona fide
(18S rRNA , 28S rRNA or internal transcribed spacer (ITS)). Other sets of primers can be causative pathogen or pathogens in a complex clinical
designed to target a defined set of pathogens and/or genes and used for multiplex metagenomic sample, such as a polymicrobial abscess
reverse transcription PCR or PCR (multiplexed amplicon PCR). NGS library preparation or respiratory fluid25. Yet another promising applica
and sequencing of the resultant amplicons enable pathogen identification down to the tion of RNA-seq is in discriminating infectious versus
genus or species level. Metagenomic sequencing (right) entails unbiased shotgun non-infectious causes of acute illness25. If an illness is
sequencing of all microbial and host nucleic acids present in a clinical sample. judged more likely to be non-infectious (for example, an
Separate DNA and RNA libraries are constructed; the DNA library is used for identification autoimmune disease) on the basis of the host response,
of bacteria, fungi, DNA viruses and parasites, whereas the RNA library is used for for example, clinicians may be more willing to discon
identification of RNA viruses and RNA sequencing-based human host transcriptome
tinue antibiotics and treat the patient aggressively with
profiling (heat map, bottom right). As no primers or probes are used in unbiased mNGS,
the vast majority of reads corresponds to the human host and, thus, detection of steroids and other immunosuppressive medications.
pathogens from metagenomic libraries is a ‘needle-in-a-haystack’ endeavour. An optional As large-scale sequencing data continue to be gener
capture probe enrichment step using magnetic beads enables targeted mNGS of ated, perhaps driven by routine clinical mNGS testing,
pathogens and/or genes from metagenomic libraries. All these methods are compatible secondary mining of human reads might improve the
with sequencing on traditional benchtop instruments such as the Illumina HiSeq and accuracy of clinical diagnoses by incorporating both
portable nanopore sequencers such as the Oxford Nanopore Technologies MinION. microbial and host gene expression data.
Box 1 | Where is the signal — cellular or cell-free DNA? Differential lysis of human cells followed by degrada
tion of background DNA with DNase I — thus retain
Metagenomic sequencing for clinical diagnostic purposes typically uses a shotgun ing and enriching for nucleic acid from organisms with
approach by sequencing all of the DNA and/or RNA in a clinical sample. Clinical cell walls, which include some bacteria and fungi — has
samples can vary significantly in their cellularity, ranging from cell-free fluids (that is, been shown to provide substantial microbial enrichment
plasma, bronchoalveolar lavage fluid or centrifuged cerebrospinal fluid) to tissues.
of up to 1,000 times94,99,100. However, the performance of
In the next-generation sequencing (NGS) field, there is great interest in the use of liquid
biopsies from cell-free DNA (cfDNA) extracted from body fluids, such as plasma, to differential lysis methods can be limited by a number
identify chromosomal or other genetic mutations and thus diagnose malignancies in of factors. These limitations include potential decreased
the presymptomatic phase123. Similarly, cfDNA analysis has been useful for non-invasive sensitivity for microorganisms without cell walls, such
prenatal testing applications, such as for the identification of trisomy 21 (ref.124). as Mycoplasma spp. or parasites; a possible paradoxi
One study has described the potential utility of cfDNA analysis in diagnosing invasive cal increase in exogenous background contamination
fungal infection in cases where biopsy is not possible57. Another advantage to cfDNA by use of additional reagents101; and the inability to
analysis is the higher sensitivity of metagenomic sequencing owing to less cellular detect free nucleic acid from dead organisms that are
background from the human host. However, limitations of cfDNA analysis may include lysed in vivo by human host immune cells or antibiotic
decreased sensitivity for detection of predominantly intracellular pathogens, such as treatment. The importance of retaining the ability for
human T cell lymphotropic virus, Rickettsia spp. and Pneumocystis jirovecii, and loss of
cell-free DNA detection from culture-negative samples
the ability to interrogate cellular human host responses with RNA sequencing.
from dead organisms is also why incorporation of a
propidium monoazide treatment step to select for DNA
assay need to be validated and shown to have acceptable from live organisms may not be clinically useful as an
performance before testing in patients. Periodic updates enrichment method for mNGS102. In general, both the
and repeat validation studies are performed as deemed differential lysis and propidium monoazide approaches
necessary to incorporate interim technological advances would also be cumbersome to implement in a highly
in NGS reagents, protocols and instrumentation. reproducible fashion, which is needed for clinical
Metagenomic methods for pathogen detection pres laboratory validation.
ent a particularly challenging scenario for clinical vali To some extent, the human host background limi
dation (Fig. 3), as it is not practical to test an essentially tation may be overcome with brute force, made possi
unlimited number of different organisms for the assay ble by the increasing capacities of available sequencers.
to be considered validated. Although the FDA has pro For instance, an astrovirus was detected in a child with
vided general guidelines for clinical validation of NGS encephalitis by ultradeep sequencing of brain tissue,
infectious disease testing91, there are no definitive reco yielding only 1,612 reads out of ~134 million (0.0012%)
mmendations for the clinical implementation of mNGS sequences103. Yet another approach to improve sensitiv
testing, nor is there mention of specific requirements. ity is to leverage a hybrid method for enrichment, such
However, a best-practice approach can be taken that as metagenomic sequencing with spiked primers46.
includes failure-mode analysis and evaluations of per Combining targeted with untargeted sequencing, the
formance characteristics using representative organ method uses variably sized panels (100–10,000) of short
isms with ongoing assay monitoring and independent primers that are added (‘spiked’) into reaction mixtures
confirmation of unexpected results. to enrich for specific target organisms while retaining
the breadth of metagenomic sequencing for off-target
Sensitivity and enrichment or depletion methods organisms. When spiked at the reverse transcription
A key limitation of mNGS is its decreased sensitivity with step, a panel of ZIKV-specific primers was found to
high background, either predominantly from the human increase the number of ZIKV reads by more than ten
host (for example, in tissue biopsies) or the microbiome fold without appreciably decreasing broad metagenomic
(for example, in stool). The background can be clini sensitivity for other pathogens, enabling whole-genome
cally relevant as the pathogen load in infections, such as viral sequencing to characterize ZIKV spread from
Shigella flexneri in stool from patients with diarrhoea92 or Brazil into Central America and Mexico46.
ZIKV in plasma from patients with vector-borne febrile
illness93, can be very low (<103 copies per ml). Laboratory workflow considerations
Host depletion methods for RNA libraries have been The complexity of mNGS analysis requires highly
developed and shown to be effective, including DNase I trained personnel and extreme care in sample handling
treatment after extraction to remove residual human to avoid errors and cross-contamination. Even miniscule
background DNA94; the use of RNA probes followed amounts of exogenous DNA or RNA introduced during
by RNase H treatment95; antibodies against human and sample collection, aliquoting, nucleic acid extraction,
mitochondrial rRNA (the most abundant host RNA library preparation or pooling can yield a detectable
types in clinical samples)96; and/or CRISPR–Cas9-based signal from contaminating reads. In addition, labora
approaches, such as depletion of abundant sequences by tory surfaces, consumables and reagents are not DNA
hybridization97. free. A database of background microorganisms com
Unfortunately, there are no comparably effective monly detected in mNGS data and arising from nor
parallel methods for DNA libraries. Limited enrich mal flora or laboratory contamination101,104 typically
ment in the 3–5 times range can be achieved with needs to be maintained for accurate mNGS analyses.
the use of antibodies against methylated human host Microorganisms on this list are either not reported or
DNA98, which enriches microbial reads owing to the will require higher thresholds for reporting if they are
lack of methylated DNA in most pathogen genomes. clinically significant organisms.
RNA DNA
viruses Bacteria Fungi viruses Parasites Human
Sequencing • Cost
AGTCAG
• Turnaround times
• Sequence quality
• Clinical interpretation
• Clinical utility
• Available treatments
• Clinical indications
Diagnosis and
treatment
Clinical microbiology
sequencing board
Fig. 3 | Challenges to routine deployment of metagenomic sequencing in the clinical setting. At each step in the
process, multiple factors (bullet points) must be taken into account when implementing a clinical metagenomic pipeline
for diagnosis of infections to maximize accuracy and clinical relevance. In particular, it is often useful to interpret and
discuss the results of metagenomic next-generation-sequencing (mNGS) testing in a clinical context as part of a clinical
microbial sequencing board, akin to a tumour board in oncology. EMR , electronic medical record.
Clinical laboratory operations are characterized by wet lab manipulations for mNGS require considerable
a defined workflow with scheduled staffing levels and hands-on time to perform, as well as clinical staff who
are less amenable to on-demand testing than those of are highly trained in molecular biology procedures.
research laboratories. As samples are typically handled in There are ergonomic concerns with repetitive tasks
batches, the frequency of batch analysis is a major deter such as pipetting, as well as potential for inadvertent
minant of overall turnaround time. Unless fully auto sample mix-up or omission of critical steps in the work
mated sample-handling systems are readily available, flow. Maintaining high quality during complex mNGS
procedures can be stressful to staff, as slight deviations in A typical bioinformatics pipeline consists of a series of
sample handling can lead to major changes in the results analysis steps from raw input FASTQ files including
generated. Separating the assay workflow into multiple quality and low-complexity filtering, adaptor trimming,
discrete steps to be performed by rotating shifts can be human host subtraction, microorganism identification
helpful to avoid laboratory errors. by alignment to reference databases, optional sequence
assembly and taxonomic classification of individual
Reference standards reads and/or contiguous sequences (contigs) at levels
Well-characterized reference standards and controls are such as family, genus and species (Fig. 4). Each step in
needed to ensure mNGS assay quality and stability over the pipeline must be carefully assessed for accuracy and
time. Most available metagenomic reference materials completeness of data processing, with consideration for
are highly customized to specific applications (for exam propagation of errors. Sensitivity analyses should be
ple, ZymoBIOMICS Microbial Community Standard performed with the inclusion of both in silico data and
for microbiome analyses and bacterial and fungal meta data generated from clinical samples. Customized data
genomics105) and/or focused on a more limited spec sets can be prepared to mimic input sequence data and
trum of organisms (for example, the National Institute expand the range of microorganisms detected through in
of Standards and Technology (NIST) reference materials silico analysis37. The use of standardized reference mate
for mixed microbial DNA detection, which contain only rials and NGS data sets is also helpful in comparative
bacteria106). Thus, these materials may not be applicable evaluation of different bioinformatics pipelines105.
to untargeted mNGS analyses. Additionally, public databases for microbial reference
Custom mixtures consisting of a pool of micro genomes are being continuously updated, and laborato
organisms (mock microbial communities) or their ries need to keep track of the exact versions used in addi
nucleic acids can be developed as external controls to tion to dealing with potential misannotations and other
establish limits of detection for mNGS testing. Internal database errors. Larger and more complete databases
spike-in control standards are available for other NGS containing publicly deposited sequences such as the
applications such as transcriptome analysis by RNA- National Center for Biotechnology Information (NCBI)
seq, with External RNA Controls Consortium (ERCC) Nucleotide database are more comprehensive but also
RNA standards composed of synthetic RNA oligonu contain more errors than curated, more limited data
cleotides spanning a range of nucleotide lengths and bases such as FDA-ARGOS91,113 or the FDA Reference
concentrations107. The complete set or a portion of Viral Database (RVDB)114. A combined approach that
the ERCC RNA standards (or their DNA equivalents) incorporates annotated sequences from multiple data
can be used as spike-in internal controls to control bases may enable greater confidence in the sensitivity
for assay inhibition and to quantify titres of detected and specificity of microorganism identification.
pathogens by standard curve analysis108. Nonetheless, Performance validation and verification for bioinfor
the lack of universally accepted reference standards for matics analysis constitute a time-consuming endeavour
mNGS makes it difficult to compare assay performances and include analysis of control and patient data sets and
between different laboratories. There is a critical need comparisons, with orthogonal clinical testing to deter
for standardized reference organisms and genomic mine the accuracy of the final result36. Establishing
materials to facilitate such comparisons and to define thresholds enables separation of true-positive matches
optimal analysis methods. from the background, and these thresholds can incor
porate metrics such as the number of sequence reads
Bioinformatics challenges aligning to the detected microorganism, normalized to
User-friendly bioinformatics software for analysis of reads per million, external no-template control samples or
mNGS data is not currently available. Thus, customized internal spike-in material; the number of nonoverlapping
bioinformatics pipelines for analysis of clinical mNGS genomic regions covered; and the read abundance in clin
data56,109–111 still require highly trained programming staff ical samples relative to negative control samples (to avoid
to develop, validate and maintain the pipeline for clinical reporting of contaminant organisms). Receiver–operator
use. The laboratory can either host computational serv curve (ROC) analysis is a useful tool to determine opti
Spike-in ers locally or move the bioinformatics analysis and data mal threshold values for a training set of clinical samples
In laboratory test development, storage to cloud platforms. In either case, hardware and with known results, with verification of pre-established
refers to the use of a nucleic software setups can be complex, and adequate measures thresholds using an independent validation set36.
acid fragment or positive
control microorganism that is
must be in place to protect confidential patient sequence As in the wet lab workflow, analysis software and ref
added to a negative sample data and information, especially in the cloud environment. erence databases should ideally be locked down before
matrix (for example, plasma Storage requirements for sequencing data can quickly validation and clinical use. Many laboratories maintain
from blood donors) or clinical become quite large, and the clinical laboratory must decide both production and up-to-date development versions
samples and that serves as an
on the quantity, location and duration of data storage. of the clinical reference database (for example, the NCBI
internal control for the assay.
Bioinformatics pipelines for mNGS analysis use a nucleotide database is updated every 2 weeks), with the
No-template control number of different algorithms, usually developed for production database being updated at regular, prespec
In PCR or sequencing reactions, the research setting and constantly updated by soft ified intervals. Standardized data sets should be used to
a negative control sample in ware developers. As for wet lab procedures, it is usually verify the database after any update and to ensure that
which the DNA or cDNA is
left out, thus monitoring for
necessary to make custom modifications to the pipeline assay results are accurate and reproducible, as errors
contamination that could software and then lock down both the software and ref can be introduced from newly deposited sequences and
produce false-positive results. erence databases for the purposes of clinical validation112. clinical metadata.
Bioinformatics pipeline
NGS
data set FASTQ
Preprocessing
Adapter trimming
Human
Microbial
Other
Computationally subtracted
human reads for genome or
transcriptome analysis
Unmapped reads
Alignment to database Contig
reference sequences de novo Alignment
assembly to database
reference
sequences
Pairwise identity plot Coverage map Krona plot Taxonomic binning (microbiome)
(aligned reads) (aligned reads)
Samples
1 2 3 4 5 6 7 8 9
1
2
Microbial species or OTUs
13
14
Abundance
Samples Low Medium High
Fig. 4 | A typical metagenomic next-g eneration sequencing or are first assembled de novo into longer contiguous sequences (contigs)
bioinformatics pipeline. A next-generation sequencing (NGS) data set, followed by alignment to reference databases. After taxonomic classification,
generally in FASTQ or sequence alignment map (SAM) format, is analysed on in which individual reads or contigs are assigned into specific taxa (for
a computational server, portable laptop or desktop computer or on the cloud. example, species, genus and family), the data can be analysed and visualized
An initial preprocessing step consists of low-quality filtering, low-complexity in a number of different formats. These include coverage map and pairwise
filtering and adaptor trimming. Computational host subtraction is performed identity plots to determine how much of the microbial genome has been
by mapping reads to the host (for example, human) genome and setting aside recovered and its similarity to reference genomes in the database; Krona
host reads for subsequent transcriptome (RNA) or genome (DNA) analysis. plots to visualize taxonomic diversity in the metagenomic library ;
The remaining unmapped reads are directly aligned to large reference phylogenetic analysis to compare assembled genes, gene regions or
databases, such as the National Center for Biotechnology Information (NCBI) genomes to reference sequences; and heat maps to show microorganisms
GenBank database or microbial reference sequence or genome collections, that were detected in the clinical samples. OTU, operational taxonomic unit.
Biorobots
bioinformatics analysis pipeline are also considerable, Regulatory considerations
The automated and steps taken to ensure regulatory oversight can add Clinical laboratories are highly regulated, and general
instrumentation in the clinical notably to costs as well. This leads to an overall cost laboratory and testing requirements apply to all mole
laboratory that enables parallel of several hundreds to thousands of dollars per sam cular diagnostic assays reported for patient care90.
processing of many samples
at a time.
ple analysed, which is higher than that for many other Quality control is paramount, and methods must be
clinical tests. developed to ensure analytic accuracy throughout the
Point-of-care Technical improvements in hardware are needed assay workflow. Important quality control steps can
Refers to diagnostic testing for mNGS sample processing to increase throughput include initial sample quality checks, library param
or other medical procedures
and to reduce costs. As NGS procedures become more eters (concentration and size distribution), sequence
that are done near the time
and place of patient care
standardized, there has been a drive towards increasing data generation (cluster density and Q-score), recovery of
(for example, at the bedside, automation with the use of liquid-handling biorobots115. internal controls and performance of external controls.
in an emergency department Typically, two biorobots are needed for clinical mNGS Validation data generated during assay development and
or in a developing-world field for both the pre-amplification and post-amplification implementation should be recorded and made availa
laboratory).
steps to avoid PCR amplicon cross-contamination. ble to laboratory inspectors (for laboratory-developed
Cluster density Increased multiplexing is also possible with the greatly tests) or submitted to regulatory agencies, such as the
On Illumina sequencing enhanced output from the latest generation of sequenc FDA in the USA or the European Medicines Agency
systems, a quality control ers, such as the Illumina NovaSeq instruments. However, (EMA) in Europe, for approval.
metric that refers to the
a potential limitation with running larger numbers of Ongoing monitoring is particularly important for
density of the clonal clusters
that are produced, with each
samples per run is longer overall turnaround times for mNGS assays to verify acceptable performance over
cluster corresponding to a clinical use owing to the requirement for batch pro time and to investigate atypical findings36. Monitoring is
single read. An optimal cluster cessing as well as sample workflow and computational accomplished using sample internal controls, intra-run
density is needed to maximize analysis considerations. Additionally, high-throughput control samples, swipe tests for contamination and perio
the number and accuracy
of reads generated from a
processing of clinical samples for NGS may only be dic proficiency testing. Unexpected or unusual results are
sequencing run. possible in reference laboratories. The development of further investigated by reviewing patients’ clinical charts
microfluidic devices for NGS sample library preparation, or by confirmatory laboratory testing using orthogonal
such as VolTRAX116, could eventually enable clinicians methods. Identification of microorganisms that have
to use mNGS more widely in hospital laboratories or not been identified before in the laboratory should be
point-of-care settings. independently confirmed, usually through clinical ref
erence or public health laboratory testing. Atypical or
novel organisms should be assessed for their clinical
Box 2 | Nanopore sequencing significance, and these findings should be reported and
discussed with health-care providers, with consideration
Nanopore sequencing is an emerging next-generation sequencing (NGS)
technology that enables real-time analysis of sequencing data125. As such, it is
for their potential pathogenicity and for further testing
particularly applicable to metagenomic NGS (mNGS) approaches because time is and treatment options. Clinical microbial sequencing
of the essence when treating patients with acute infectious diseases. To date, the boards, modelled after tumour boards in oncology, can
only commercially available instruments for nanopore sequencing are from Oxford be convened via real-time teleconferencing to discuss
Nanopore Technologies and include the MinION (1 flow cell), GridION (5 flow mNGS results with treatment providers in clinical con
cell capacity) and PromethION (48 flow cell capacity). In a published research text (Fig. 3). Detection of microorganisms with public
study126, mNGS-based detection of Ebola and chikungunya virus infections on health implications such as Sin Nombre hantavirus or
a nanopore sequencer was possible in <10 minutes of sequencing time and in Ebola virus should be reported, as appropriate, to the
<6 hours of sample-to-answer turnaround time overall. Research studies have relevant public health agencies.
also demonstrated the clinical potential of nanopore sequencing in targeted
universal 16S ribosomal RNA (rRNA) bacterial detection127, microbiome analyses128,
whole-genome sequencing of bacteria129 and outbreak viruses44,45,47, RNA
Conclusions and future perspectives
sequencing (RNA-seq) using standardized controls130 and diagnosis of prosthetic Technological advancements in library preparation
joint131 and lower respiratory infections99. Untargeted approaches such as mNGS methods, sequence generation and computational bio
or whole-transcriptome RNA-seq, however, may be limited by the lower throughput informatics are enabling quicker and more comprehen
of nanopore sequencing relative to short-read sequencing such as with an Illumina sive metagenomic analyses at lower cost. Sequencing
instrument. technologies and their applications continue to evolve.
Currently, no NGS-based clinical test for pathogens has been validated on a nanopore Real-time sequencing in particular may be a game-
sequencing platform. The clinical adoption of these devices has been limited by the changing technology for point-of-care applications in
rapid pace of improvements to the platform, which can hinder clinical validation efforts clinical medicine and public health, as laboratories have
requiring standardized instruments and locked-down protocols, and by ongoing issues
begun to apply these tools to diagnose atypical infec
regarding sequencing quality and yield. Nonetheless, there is enormous potential for
nanopore sequencing in point-of-care clinical sequencing applications, such as mNGS
tions and track pathogen outbreaks, as demonstrated by
testing done at a patient’s bedside or in an emergency room, local clinic or in the the recent deployment of real-time nanopore sequencing
field132. Importantly, selective sequencing of pathogen reads has been demonstrated for remote epidemiological surveillance of Ebola44 and
on the nanopore platform by early termination of the sequencing of the human reads ZIKV44,45, and even for use aboard the International
as they are identified in real time133. Although attractive for purposes of protecting Space Station117 (Box 2).
patient privacy and confidentiality, as human reads are depleted as part of the Nonetheless, formidable challenges remain when
sequencing run, this approach is not currently scalable owing to the limited throughput implementing mNGS for routine patient care. In par
of the nanopore sequencer to date (up to 10 million mNGS reads per run on the MinION ticular, sensitivity for pathogen detection is decreased
nanopore sequencer as of 2019) and the need to computationally match reads to in clinical samples with a high nucleic acid background
reference sequences in real time.
or with exceedingly low pathogen titres; this concern is
Q-score
only partially mitigated by increasing sequencing depth potential assay and patient selection bias and compare
A quality control metric per sample as costs continue to drop. As a comprehen relevant health outcomes using data sets generated from
for DNA sequencing that is sive direct detection method, mNGS may eventually large patient cohorts119,120.
logarithmically related to the replace culture, antigen detection and PCR methods in We predict that, over the next 5 years, prospective
base calling error probabilities
and serves as a measurement
clinical microbiology, but indirect approaches such as clinical trial data evaluating the clinical utility and cost-
of read accuracy. viral serological testing will continue to play a key part in effectiveness of mNGS will become available; overall
the diagnostic work-up for infections27, and functional costs and turnaround time for mNGS will continue to
Proficiency testing assays such as culture and phenotypic susceptibility test drop; other aspects of mNGS beyond mere identifica
A method for evaluating the
ing will likely always be useful for research studies. In tion, such as incorporation of human host response and
performance of individual
laboratories for specific
summary, while current limitations suggest that mNGS microbiome data, will prove clinically useful; robotic
laboratory tests using a is unlikely to replace conventional diagnostics in the sample handling and microfluidic devices will be devel
standard set of unknown short term, it can be a complementary, and perhaps oped for push-button operation; computational analysis
samples that permits essential, test in certain clinical situations. platforms will be more widely available, both locally and
interlaboratory comparisons.
Although the use of mNGS for informing clinical on the cloud, obviating the need for dedicated bioinfor
Nanopore sequencing care has been demonstrated in multiple case reports and matics expertise; and at least a few mNGS-based diag
A sequencing method in which small case series118, nearly all studies have been retro nostic assays for infectious diseases will attain regulatory
DNA or RNA molecules are spective, and clinical utility has yet to be established in a approval with clinical reimbursement. We will witness
transported through miniature
large-scale prospective clinical trial. Prospective clinical the widespread democratization of mNGS as genomic
pores by electrophoresis.
Sequencing reads are
studies will be critical to understand when to perform analyses become widely accessible not only to physicians
generated by measurement mNGS and how the diagnostic yield compares with that and researchers but also to patients and the public via
of transient changes in ionic of other methods. For example, the mNGS transcrip crowdsourcing initiatives121,122. Furthermore, in a world
current as the molecule passes tomic approach might enable effective treatment triage, with constantly emerging pathogens, we envisage that
through the pore.
whereby antimicrobials are only needed for patients mNGS-based testing will have a pivotal role in monitor
showing an ‘infectious profile’ of gene expression and ing and tracking new disease outbreaks. As surveillance
those with a ‘non-infectious profile’ can be treated for networks and rapid diagnostic platforms such as nano
other causes. In particular, prospective clinical trial and pore sequencing are deployed globally, it will be possi
economic data showing the cost-effectiveness of these ble to detect and contain infectious outbreaks at a much
relatively expensive tests in improving patient outcomes earlier stage, saving lives and lowering costs. In the near
are needed to justify their use. These data will also sup future, mNGS will not be a luxury but a necessity in the
port a pathway towards regulatory approval and clini clinician’s armamentarium as we engage in the perpetual
cal reimbursement. High-quality evidence that clinical fight against infectious diseases.
metagenomic assays are effective in guiding patient
management will require protocols that minimize Published online 27 March 2019
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