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Mobile:: Role in Standard Chartered Bank

Ambica is seeking a role applying her 11 years of experience in banking operations, business development, client servicing, and compliance. She currently works as an Associate Manager performing quality analysis and testing to validate KYC and AML compliance. Previously she worked for 8 years at ICICI Bank conducting KYC reviews, transaction monitoring, and managing an AML team of 10 members for Singapore operations. She has a BSc degree and IIBF certification in KYC/AML.

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257 views

Mobile:: Role in Standard Chartered Bank

Ambica is seeking a role applying her 11 years of experience in banking operations, business development, client servicing, and compliance. She currently works as an Associate Manager performing quality analysis and testing to validate KYC and AML compliance. Previously she worked for 8 years at ICICI Bank conducting KYC reviews, transaction monitoring, and managing an AML team of 10 members for Singapore operations. She has a BSc degree and IIBF certification in KYC/AML.

Uploaded by

Vinu3012
Copyright
© © All Rights Reserved
Available Formats
Download as DOCX, PDF, TXT or read online on Scribd
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AMBICA Y

MOBILE: + 91 7204488096
Email: [email protected]

Career objective to be associated with a progressive organization that gives me scope to apply
my knowledge and skills towards the growth. Looking for assignments in AML & KYC CDD of
Corporate banking in a multinational enterprise with Global Interest.

Professional Synopsis
Result proven Management professional endowed with passion for winning and with over 11
years of rich experience in BFS Operations Domain, Business Development, Client servicing
in Banking & financial services and corporate sector. Currently working as Associate
Manager. Adept in managing and leading teams for running successful process operations
and experience in developing procedures, service standards for business excellence. Excellent
communication, inter personal and problem solving skills with the ability to work in multi-cultural
environment.
Organizational Experience

 Working as an Associate Manager in Standard Chartered Bank since March 2015 to till
date.
 Worked as a Deputy Manager (Band I) in ICICI (International Operations Group) from
June 2007 to March 2015.

Banking Experience

Role in Standard Chartered Bank:

Quality Analyst in Control and Sample Testing Team for Corporate Relationships.

 Perform monthly and ad hoc tests to validate compliance of CDD.


 Report monthly CST test results in the organizational risk framework systems of the
bank.
 Report monthly and ad hoc test results to the stack holders.
 Provide feedback on compliance record quality to front office and CET.
 Provide testing support during the Software Development Life Cycle involved in the
production of QIA tools.
 Train the relevant staff across other quality improvement and assurance whenever
required.
 Develop and establish good working relationships with all Stack Holders.
 Co-ordinate BCP and Disaster Recovery testing.
 Facilitate, promote and co-ordinate understanding of management and implementation
of operational risk.

Role in ICICI Bank: Experience in Domestic Anti Money Laundering Team:

Worked in AML/KYC Domestic team from June 2007 to May 2009

 Scrutinizing the relationship opening forms


 Transaction Monitoring
Experience in AML/KYC Singapore unit from June 2009 to 2015

 Relationship opening, collecting all relevant information and managing the account
opening process and work flow for client requests.
 Suspicious Transaction reports (STR).
 Watch list reports on fortnight basis.
 Transaction Monitoring.
 PEP list on fortnight basis.
 Handled Clients Annual KYC review of Singapore.
 Handled Clients Monthly Name Screening for Singapore in AMLOCK.
 Legacy Screening.
 Handling online process of HiSAVE account openings.
 QC on daily basis for all the processes.
 To efficiently monitor the key responsibilities assigned to the junior officers, Officers
and Senior Officers.
 To diligently ensure implementation of all internal & external guidelines/process notes
for the officer functions & branch operations.
 To play the role of a guide & mentor to reporting personnel with respect to Service &
Operational efficiencies.
 Ensure compliance with Banking rules, Regulations & Procedures
 Banking Operations – Involves efficient, effective and error – free performance of
general banking operations.
 Organize and conduct training sessions for the new Joiners.

Accomplishments

 Over 9 Years of Experience in AML/KYC.


 Handling AML Team of 10 members
 Functional knowledge of Banking Operations and Correspondent banking functions.
 Understanding and maintaining the Compliance and Regulatory requirements,
Ensuring Change Management policies are followed.
 Defect Analysis & Tracking cross team interaction with support teams.

Scholastics

 BSc from Andhra University, Rajahmundry 2004 with 63%.


 IIBF Certification on KYC/AML

IT Skills

Operating Systems Windows (2000/NT/XP)


Office Applications Open Office 3.0, MS-Office
Software Functional Finacle, FCRM, Staffware, AMLOCK, SWIFT, Bank Away,
skill Talisma, FX Online, NRISRE, BOWB

Career Strengths

 Worked in Account Opening Team, RPC Hyderabad in AML/KYC team for 3 Years.
 Handled Singapore Accounts opening team. Publishing Snapshot, Daily report and
Quality report.
 Handled Quality control Relationship Opening Team Singapore India Operations for 5
Years.
 Supporting the M2I Team for Remittance transactions.
 Passionate to learn and explore new things.
 Good Observing and analytical skills.
 Ability to adapt to any situation and learn from it.

Awards and Achievements

 1st prize in TALISMA RE-ENGINEERING PROJECT at ICICI BANK

Project

 TALISMA RE-ENGINEERING PROJECT at ICICI BANK for one month


 A3 PROJECT on FOCUS in ICICI Bank Ltd

Personal Portrait

Name : Y. Ambica
Nationality : Indian
Date of Birth : August 26, 1983
Gender : Female
Marital Status : Married
Languages Known : English, Hindi and Telugu.
Current Location. : Chennai

• I hereby affirm that all the information furnished above is true to the best of my knowledge.

• References available upon request from academic and industrial Collaborators/Peers.

(Y. Ambica)

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