Phase Operator Problem and Infinitesimal Analysis
Phase Operator Problem and Infinitesimal Analysis
MASANAO OZAWA
Department of Mathematics, College of General Education,
Nagoya University, Nagoya 464, Japan
Abstract
To find an operator representation of the phase variable of a single-mode
electromagnetic field, the Schrodinger representation is extended to a larger
Hilbert space including states with infinite excitation by nonstandard analy-
sis, so that the self-adjoint phase operator is acting on the extended Hilbert
space. It is shown that this phase operator is a Naimark extension of the
optimal probability operator-valued measure for the phase parameter already
known in the quantum estimation theory, and is naturally considered as the
controversial limit of the phase operators on finite dimensional spaces recently
proposed by Pegg and Barnett. Eventually, two of recent promising attempts
to obtain the correct statistics of the phase variable in quantum mechanics
is synthesized in the present framework based on new mathematical ideas
concerning the number system including infinite and infinitesimal numbers.
1. Introduction
dimensional space and showed that it obeys a certain new commutation relation
with the number operator. According to their proposal, the correct statistical pre-
diction is given after the limit process making the dimension infinity, although they
failed to find the operator after the limit process.
On the other hand, another approach to the problem has been established in
quantum estimation theory $[15,18]$ . This theory discusses a quite general type of
optimization problems of quantum measurements. The statistics of measurements
are represented in this theory by the probability operator-valued measures (POM)
on Hilbert spaces which extend the conventional description by the self-adjoint op-
erators. In this approach, the optimum POM of the estimation problem of the phase
parameter was found by Helstrom [14] and mathematically rigorous development of
this approach is given by Holevo [18].
A promising aspect of these two approaches is that the statistics of the phase
variable obtained by Pegg and Barnett coincides naturally with the one represented
by the optimum POM of the phase parameter. This shows, however, that con-
trary to their claim the limit of their exponential phase operator is nothing but
the well-known Susskind-Glogower exponential phase operator [31], as long as the
limit is taken in the original Hilbert space. Since the limit process within the orig-
inal Hilbert space does not preserve the function calculus and destroys the desired
properties of the phase operator such as unitarity of the exponentials, this limit
has never the features which Pegg and Barnett [28] described intuitively. Accord-
ing to the Naimark theorem, every POM can be extended to a projection-valued
measure on a larger Hilbert space, which gives rise to a self-adjoint operator, by the
spectral theory, representing an observable in the standard formulation of quantum
mechanics. This suggests that there is the phase operator, somewhere beyond the
Schr\"odinger representation, which is the intuitive limit of the Pegg-Barnett phase
operators as well as being an extension of the optimal POM. Thus in order to real-
ize the Pegg and Barnett phase operator on the dimension at infinity, we need an
alternative mathematical construction other than limits in the Hilbert space.
For this purpose nonstandard analysis will be used in this paper. The nonstan-
dard analysis was invented by Robinson [29] and has yielded rigorous and fruitful
mathematics of infinite and infinitesimal numbers as well as has realized the Leibniz
infinitesimal calculus. We shall construct a natural extension of the Schr\"odinger
representation and show that the desired phase operator exists on this extended
Hilbert space. The Hilbert space of this extension of the Schr\"odinger representation
is the direct sum of the original Schr\"odinger representation and the space of the
129
states with infinite excitation which are naturally considered as the classical lim-
its of the ordinary quantum states. Thus our construction supports the following
heuristic reasoning on why the phase operator does not exist in the Schr\"odinger
representation: The unitary operator of one quantity , from a pair of canon- $e^{i\hat{A}}$
$A$
another eigenvector in such a way as the eigenvalue changes in some magnitude, say
. Similarly,
$\delta B$
changes an eigenvector of by
$e^{i\hat{B}}$
both and are finite non-infinitesimal numbers or that one of them is infinite
$\delta A$ $\delta B$
and the other is infinitesimal. The first case is the case of so-called the Schr\"odinger
pairs such as the position-momentum pair. The second case arises when one of the
pair is a quantized quantity. In this case, the operator of the quantity conjugate to
the quantized quantity changes the eigenvalue in magnitude of an infinite number
and cannot be represented by an operator on the state space of the Schr\"odinger
representation which contains only eigenstates with a finite eigenvalue. This is true,
even if the state space is understood as the Schwarz space extending the Hilbert
space, since every self-adjoint operator defined on this space has a complete system
of eigenvectors with finite eigenvalues.
For bibliography on the phase operator problem, we shall refer to the refer-
ences of [27,2,4]. For the quantum estimation theory, [35,13,14,15,17,18], and for
recent development of quantum measurement theory, [6,5,25,26]. Applications of
nonstandard analysis to physics is not new and has been developed in such pa-
pers as [3,8,9,12,20,32,21,22,33,34,24,11,10], and in such a monograph as [1]. For
mathematical foundations, we shall refer to the following monographs [29,30,19,1].
is defined by
$\hat{a}$
$\hat{a}=\frac{1}{\sqrt{2h\omega}}(\omega\hat{q}+i\hat{p})$
, (2.1)
130
$\hat{N}=\hat{a}^{\dagger_{\hat{O}}}$
. (2.2)
The number operator has the complete orthonormal basis $\{|n\rangle|n=1,2, \ldots\}$
$\hat{N}$
of for which
$\mathcal{H}$
.
$h \omega(\hat{N}+\frac{1}{2})$
In his original description of the quantized electromagnetic field, Dirac [7] postu-
lated the existence of a self-adjoint phase operator such that the unitary exponen- $\hat{\phi}$
operator
. (2.3) $\hat{a}=e^{i\overline{\phi}}\hat{N}^{-1/2}$
The difficulty with this approach were clearly pointed out by Susskind and Glogower
[31] by showing that the polar decomposition of cannot be realized by any unitary $\hat{a}$
$=$ $(\hat{N}+1)^{-1/2}\hat{a}$
, (2.4)
$\hat{e}^{-i\phi}$
$=$ $\hat{a}^{\dagger}(\hat{N}+1)^{-1/2}$
, (2.5)
and the self-adjoint operators representing the sine and cosine of the phase variable
$\overline{\cos}\phi$
$=$ $\frac{1}{2}(\hat{e}^{i\phi}+\hat{e}^{-i\phi})$
, (2.6)
$s\overline{in}\phi$
$=$ $\frac{1}{2i}(\hat{e}^{i\phi}-\hat{e}^{-i\phi})$
. (2.7)
Note that the places of the carets in these Susskind-Glogower operators suggest
that these operators are not derived by the function calculus of a certain self-adjoint
operator corresponding to . These operators are considered to behave well in the $\phi$
limit of large amplitudes but they fail to define well-behaved operators for periodic
functions of the phase in the quantum regime. Thus we cannot derive the correct
statistics of the phase variable from these operators. However, it turns out that that
these operators give the correct mean values of the corresponding quantities , $e^{\pm i\phi}$
and
$\sin\phi$ . A systematic method for obtaining the correct statistics needs a
$\cos\phi$
A positive operator-valued measure on the Borel field of the real line $P(d\theta)$ $\mathcal{B}(R)$
Now, we shall start with the following presupposition: Corresponding to any mea-
surable physical quantity $X$ , there is a $POMP_{X}(d\theta)$ such that the probability dis-
tribution of $X$ in state is given by the probability measure {
$\psi\in \mathcal{H}$
, $\psi|P_{X}(d\theta)|\psi\rangle$
which predicts the statistics of outcomes of ideal measurements of $X$ in . In the $\psi$
conventional framework of quantum mechanics, every observable which has the cor-
responding self-adjoint operator in has the POM as its spectral measure. However, $\mathcal{H}$
there may be some physical quantities which are considered to have the POM but
no self-adjoint operators in . For measurability of POM’s, it is known that for any
$\mathcal{H}$
, a unitary $\mathcal{K}$
$\xi\in \mathcal{K}$
operator on $U$
, and a self-adjoint operator in with spectral measure
$\mathcal{H}\otimes \mathcal{K}$ $\mathcal{K}$
$E(d\theta)$
satisfying
{ ,
$\psi|P(d\theta)|\psi\rangle$
(3.1)
$=\{\psi\otimes\xi|U^{\dagger}(1\otimes E(d\theta))U|\psi\otimes\xi\}$
2) interaction, described by , between the object, described by , and the appa- $U$ $\mathcal{H}$
We shall call any experiment consisting of the above process and satisfying (3.1) as
a measurement of POM . Thus, our presupposition is a conservative exten-
$P(d\theta)$
sion of the standard formulation of quantum mechanics, in the sense that, if every
observable can be measured, so can any quantity corresponding to a POM.
The determination of the statistics of the phase variable is thus reduced to deter-
mination of POM corresponding to the phase variable. This problem is solved in the
quantum estimation theory as follows. Since the phase is canonically conjugate to
the action variable in classical mechanics, the number operator is the infinitesimal
generator of the phase shift operators . Thus the POM corresponding to $e^{i\theta\hat{N}}$
$P(d\theta)$
Any POM satisfying (3.2) is called a covariant $POM$. It is well known that there is
no self-adj oint operators such that their spectral measures satisfy the above relations
132
but there are many solutions among general POM’s. In order to select the optimum
one, consider the following estimation problem of the phase parameter . Let us $\theta$
shifter with unknown shift parameter $\theta(0\leq\theta<2\pi)$ so that the outgoing state is
. The problem is to find an experiment in state
$\psi_{\theta}=e^{i\theta\hat{N}}\psi$
which gives the best $\psi_{\theta}$
estimate of the parameter , and is equivalently to find a measurement in the state $\theta$
the outcome of which is the best estimate of the parameter . The relevance
$\psi_{\theta}$
$\overline{\theta}$
$\theta$
of this problem to our problem is as follows. Suppose that the reference state $\psi$
were the phase eigenstate $\psi=|\phi=0$ }. Then the outgoing state would also be
the phase eigenstate }, for which the the best estimator would give the $\psi_{\theta}=|\phi=\theta$
estimate with probability 1. Thus in this case the best estimator would be
$\overline{\theta}=\theta$
the measurement of the phase variable. Thus for a POM to represent the $P(d\theta)$
gives naturally the joint probability distribution of the true parameter and the $\theta$
for the case , the optimum estimator should minimize the average error
$\theta\neq\overline{\theta}$
$\int_{0}^{2\pi}W(\theta-\overline{\theta})p(d\theta, d\overline{\theta})$
. (3.4)
This type of optimization problem has been studied in quantum estimation theory
$[15,18]$ . The common optimum solution, which is also a covariant POM, for a large
class of error functions such as $W(x)=4 \sin 2\frac{x}{2}$ or $W(x)=-\delta(x)$ , where is the $\delta(x)$
: $P(d\theta)$
is not of the estimation of the absolute phase, the optimum solutions depend on
the phase factors of the reference state . However, this dependence can be $\alpha_{n}$
$\psi$
interpreted to reflect the arbitrariness of our choice of the phase eigenstate , $|\phi=0\rangle$
and each choice from the optimum POM’s determines a unique $|\phi=0$ } among $P(d\theta)$
133
physically equivalent alternatives. For simplicity, we choose the solution for $\alpha_{n}=1$
From this result, we can calculate the mean value of any bounded Borel function
$f(\phi)$ of the phase variable . Indeed, let $\phi$
$f \overline{(\phi})=\int_{0}^{2\pi}f(\theta)P_{\phi}(d\theta)$
. (3.7)
Then the mean value of the quantity in a state is given by . An $f(\phi)$ $\psi$
$\{\psi|f\overline{(\phi})|\psi\}$
interesting result from this is that the Susskind-Glogower phase operators coincide
with the operators defined in this way [18, p. 141], i.e.,
$\hat{e}^{\pm i\phi}$
$\overline{\cos}\phi$
$=$ $\int_{0}^{2\pi}\cos\theta P_{\phi}(d\theta)=c\overline{os}\phi$
, (3.9)
Thus their operators give the correct mean values of $f(\phi)=e^{\pm i\phi},$ and $\sin\phi$ $\cos\phi$
variable but it gives little information about algebraic relations between other ob-
servables.
Now we shall turn to the recent proposal due to Pegg and Barnett [28]. They start
with the s-dimensional subspace of $H$ spanned by with $n=0,1,$ $s-1$ .
$\Psi_{s}$ $|n\rangle$
$\ldots,$
state is
$| \theta_{m}\rangle=s^{-1/2}\sum_{n=0}^{s-1}e^{in\theta_{m}}|n\}$
, (4.1)
on $\Psi_{s}$
is
$\hat{\phi}_{s}=\sum_{m=0}^{s-1}\theta_{m}|\theta_{m}\}\{\theta_{m}|$
. (4.2)
134
Their intrinsic proposal is that the mean value of the quantity $f(\phi)$ in state is the $\psi$
$\int_{0}^{2\pi}f(\theta)e^{i(n-n’)\theta}\frac{d\theta}{2\pi}$
$=$ $\sum_{n,n=0}^{k}c_{n}c_{n}^{*},$
$=$ $\int_{0}^{2\pi}f(\theta)\{\psi|P_{\phi}(d\theta)|\psi\}$
$=\{\psi|f\overline{(\phi})|\psi\rangle$
,
for any continuous function on $f(\theta)$ $[0,2\pi]$ . Thus, their expectations are the same
as those given by the phase POM $P_{\phi}(d\theta)$
, and we have
$\lim_{sarrow\infty}f(\hat{\phi}_{s})=\int_{0}^{2\pi}f(\theta)P_{\phi}(d\theta)=f\overline{(\phi})$
, (4.3)
in the weak operator topology. In particular, the limit of their exponential phase
operators are the Susskind-Glogower exponential operators, i.e.,
$\lim_{sarrow\infty}e^{\pm i\hat{\phi}_{3}}=e^{\overline{\pm i}\phi}$
. (4.4)
We have, therefore, shown that the statistics of the phase variable obtained by
Pegg and Barnett coincides with the statistics obtained by the phase POM, and that
the limit of the Pegg-Barnett unitary phase operators on finite dimensional spaces
is nothing but the Susskind-Glogower exponential operators, as long as the limit is
taken in the original Hilbert space.
For the basic framework of nonstandard analysis we shall refer to Hurd-Loeb [19]
and Stroyan-Luxemburg [30] as standard textbooks. In what follows we assume
that our nonstandard universe is an -saturated bounded elementary extension of $\aleph_{1}$
a superstructure which contains . To avoid confusions, we shall use symbol \dag er for $\mathcal{H}$
Let $(E,p)$ be an internal normed linear space with norm over the hypercomplex $p$
number field *C. We define the principal galaxy of $(E,p)$ and the principal $E_{G}$
$E_{G}$ $=$
{ $x\in E|p(x)$ is finite}, (5.1)
$E_{\Lambda I}$ $=$
{ $x\in E|p(x)$ is infinitesimal}. (5.2)
135
Then both and are linear spaces over the complex number field C. Let
$E_{G}$ $E_{M}$
$\hat{E}=E_{G}/E_{M}$ and $\hat{p}([x])=\circ(p(x))$ for $x\in E_{G}$ , where $[x]=x+E_{M}$ , and o stands for
the standard part map on the finite hypercomplex numbers. Then becomes $(\hat{E},\hat{p})$
a normed linear space over , called the nonstandard hull of a normed linear space $C$
$(E,p)$ . Under the assumption of -saturation, the hull completeness theorem holds $\aleph_{1}$
is a Hilbert space with inner product { . Let be a nonstandard $[\xi]|[\eta]\rangle$ $=\circ(^{*}\{\xi|\eta\})$ $\nu$
natural number and the internal -dimensional subspace of spanned by the $\mathcal{D}$
$\nu$
$\mathcal{H}$
$\mathcal{H}$
as a closed subspace by the canonical isometric embedding which maps to $V_{H}$ $\xi\in \mathcal{H}$
nonstandard hulls and are, thus, Hilbert spaces which satisfy the relations $\overline{*\mathcal{H}}$ $\hat{\mathcal{D}}$
$7- t\subset\hat{\mathcal{D}}\subset\overline{*\mathcal{H}}$
. (5.3)
dimensional internal *-algebra over *C. For $x\in A$ , let be the internal uniform $\Vert x\Vert$
from the hull completeness theorem, the nonstandard hull of becomes $\hat{\mathcal{A}}$
$(\mathcal{A}, \Vert\cdot\Vert)$
-condition, i.e., 1
$C^{*}$
for all , and hence is a $[x]^{*}[x]\Vert=\Vert[x]\Vert^{2}$ $[x]\in\hat{\mathcal{A}}$ $(\hat{\mathcal{A}}, \Vert\cdot\Vert)$ $C^{*}-$
algebra. The internal algebra is internally *-isomorphic with the internal matrix $\mathcal{A}$
algebra $M(\nu, *c)$ of all matrices over $*c$ by a matrix representation of linear $\nu\cross\nu$
operators. In [16], it is shown that the -algebra has a closed maximal ideal $C^{*}$
$\hat{4}$
$\mathcal{I}$
defined by
$\mathcal{I}=$
{ $[x] \in\hat{\mathcal{A}}|(\frac{1}{\nu}Tr[x^{*}x])^{1/2}$
is infinitesimal}, (5.4)
where Tr stands for the trace of the corresponding matrix, such that is a type $\hat{\mathcal{A}}/\mathcal{I}$
Any internal operator leaves and invariant and gives rise to a $x\in \mathcal{A}_{G}$ $\mathcal{D}_{G}$ $\mathcal{D}_{M}$
$\xi\in \mathcal{D}_{G}$
$T_{D}$
$\mathcal{H}$
$\Vert T_{D}\Vert=\Vert T\Vert$
of such extensions from to are studied by Moore [23] extensively. Now the $\mathcal{H}$
$\hat{\mathcal{D}}$
Theorem 5.1. The mapping : $T\mapsto T_{D}$ is a completely positive isometric $\mathcal{E}_{D}$
$\mathcal{L}(\mathcal{H})$ $\mathcal{E}_{H}\mathcal{E}_{D}$
$\mathcal{E}_{D}(\mathcal{L}(\mathcal{H}))$
In this section, we will show that there is a bounded self-adjoint operator $\hat{\phi}$
in $\hat{A}$
where $P_{\phi}$
is the phase POM.
(P2) The Susskind-Glogower phase operators are given by the relations:
$\hat{e}^{i\phi}$
$=$
$V_{H^{\uparrow}}e^{i\hat{\phi}}V_{H}$
, (6.2)
$\hat{e}^{-i\phi}$
$=$
$V_{H}^{\dagger}e^{-i\hat{\phi}}V_{H}$
, (6.3)
$\overline{\cos}\phi$ $=$ $V_{H}^{\dagger}\cos\hat{\phi}V_{H}$
, (6.4)
$s\overline{in}\phi$
$=$ $V_{H^{1}}\sin\hat{\phi}V_{H}$
. (6.5)
Let $\triangle\theta=2\pi/\nu$
, and for each
$\theta_{m}=m\triangle\theta$
$m(m=0,1, \ldots, \nu-1)$ . The internal
phase eigenstate in
$|\theta_{m}\rangle$
$\mathcal{D}$
is defined by
$| \theta_{m}\rangle=\nu^{-1/2}\sum_{n=0}^{t/-1}e^{in\theta_{m}}|n\rangle$
. (6.6)
Then we have
$\{\theta_{m}|\theta_{m’}\}=\delta_{m,m’}$ . (6.7)
The internal phase operator $\hat{\phi}_{I}$
on $\mathcal{D}$
is defined by
$\hat{\phi}_{I}=\sum_{m=0}^{\iota/-1}\theta_{m}$
I $\theta_{m}\rangle$
\langle $\theta_{m}|$
. (6.8)
137
Then the internal phase operator has the spectrum $\{2m\pi/\nu|m=0,1, \ldots, \nu-1\}$ $\hat{\phi}_{I}$
. Denote by
$\hat{\phi}$
of . $\hat{\phi}$
$[0,2\pi]\subset\Pi_{0}(\hat{\phi})$
. Since , we have for any unit vector
$0\leq\theta_{m}\leq 2\pi$ $0\leq\{\psi|\hat{\phi}_{I}|\psi\}\leq 2\pi$
$\psi\in \mathcal{D}$
, and hence
$0\leq\langle[\psi]|\hat{\phi}|[\psi]\rangle=\circ\langle\psi|\hat{\phi}_{I}|\psi\}\leq 2\pi$
.
It follows that $0\leq\hat{\phi}\leq 2\pi 1$
, so that $\Lambda(\hat{\phi})\subset[0,2\pi]$
. Therefore, $\Lambda(\hat{\phi})=[0,2\pi]=$
.
$\Pi_{0}(\hat{\emptyset})$ $\square$
For each $\theta(0\leq\theta\leq 2\pi)$ and $n\in N$ , define $F(\theta, n)$ to be the internal projection
Then $F(\theta, n)=0$ if $\theta+n^{-1}<0$ , and for each the sequence is a monotone $\theta$
$\{\hat{F}(\theta, n)\}$
$E_{\phi}(\theta)$
4.1].
in $\hat{\mathcal{A}}$
$=$ $\lim_{karrow\infty}\circ\sum_{\theta_{m}\leq\theta+k^{-1}}e^{i(n-n’)\theta_{m_{\frac{\triangle\theta}{2\pi}}}}$
$\lim_{karrow\infty}\int_{0}^{\theta+k^{-1}}e^{i(n-n’)\overline{\theta}_{\frac{d\overline{\theta}}{2\pi}}}$
$=$
$=$
$\int_{0}^{\theta}e^{i(n-n’)\overline{\theta}}\frac{d\overline{\theta}}{2\pi}$
.
138
From (3.6), this concludes condition (P1). To prove (P2), by the obvious relations,
it suffices to show (6.3). We have
$\{n|e^{-i\hat{\phi}}|n’\}$
$=$ $\int_{0}^{2\pi}e^{-i\theta}\langle n|dE_{\phi}(\theta)|n’$
}
$\int_{0}^{2\pi}e^{i(n-n’-1)\theta}\frac{d\theta}{2\pi}$
$=$
$=$ $\delta_{n,n’+1}$ ,
$\{n|(\hat{N}+1)^{-\frac{1}{2}}\hat{a}|n’\rangle$
$=$ $\langle n|n’+1\rangle$
.
$\square$
Theorem 7.1. Let . Suppose that \langle $n|T|n’$ } $(n, n’\in N)$ is a Cauchy
$T\in \mathcal{L}(\mathcal{H})$
sequence in and ‘. Then for any $k’\in\{0,1, \ldots, \nu-1\}\backslash N$ the standard
$n$ $n$ $k,$
$(m, m’\in*N)$ be the nonstandard extension of the sequence $a_{n,n’}(n, n’\in N)$ .
Then, since is a Cauchy sequence, $L\approx a_{m,m’}$ for all $m,$ $m’\in*N\backslash N$ . Let
$a_{n,n’}$
$k,$$k’\in\{0,1, \ldots, \nu-1\}\backslash$ ’N. By transfer principle, , and hence $*a_{k,k’}=\langle k|^{*}T|k’\rangle$
$s(i)(i\in N)$ of natural numbers in such a way that two sequences $s(i)$ and $s’(i)$
represents the same hyperfinite number if and only if $\{i\in N|s(i)=s’(i)\}\in \mathcal{U}$ . $k$
bounded sequence of complex numbers. Then the standard part of $*a_{m}$ coincides
with the ultralimit of the subsequence $a(s(i))$ of $a(n)$ , i.e.,
{ $k|T_{D}|k’\rangle$
$= \lim_{i,jarrow \mathcal{U}}\{s(i)|T|s’(j)\}$ , (7.3)
By the above theorem, it is obvious that the space contains microscopic states, $\hat{\mathcal{D}}$
Acknowledgments
The author thanks Roy J. Glauber, Horace P. Yuen and Izumi Ojima for helpful
discussions.
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