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Research Article
Eutimio Gustavo Fernández,1,6 Silvia Cordero,2 Malvina Benítez,1 Iraelio Perdomo,1 Yohandro Morón,1
Ada Esther Morales,1 Milagros Gaudencia Arce,1 Ernesto Cuesta,1 Juan Lugones,2 Maritza Fernández,2
Arturo Gil,3 Rodolfo Valdés,4 and Mirna Fernández5
Received 7 December 2007; accepted 24 March 2008; published online 6 May 2008
Abstract. The purpose of this paper was to develop a statistical methodology to optimize tablet
manufacturing considering drug chemical and physical properties applying a crossed experimental design.
The assessed model drug was dried ferrous sulphate and the variables were the hardness and the relative
proportions of three excipients, binder, filler and disintegrant. Granule properties were modeled as a
function of excipient proportions and tablet parameters were defined by the excipient proportion and
hardness. The desirability function was applied to achieve optimal values for excipient proportions and
hardness. In conclusion, crossed experimental design using hardness as the only process variable is an
efficient strategy to quickly determine the optimal design process for tablet manufacturing. This method
can be applied for any tablet manufacturing method.
KEY WORDS: crossed experimental design; ferrous sulfate; multivariate techniques; statistical strategy;
tablet manufacturing.
The purpose of this paper was to develop a statistical Table II. D-optimal Mixture Design for Granules Properties and
methodology for tablet manufacturing using ferrous sulfate as Crossed Experimental Design for Tablet Properties
a model drug. This methodology was based on a crossed
experimental design considering the hardness as the only Cellulose PVP Explotab Hardness
process variable and the proportion of main ingredients of the Sample (%) (%) (%) (kgF/Monsanto)
formulation as mixture variables. 1 2 5.60 3.0 0 6.0 0 5.5
2 2 7.60 5.0 0 2 .0 0 5.5
MATERIALS AND METHODS 3 2 8 .60 4.0 0 2 .0 0 5.5
4 2 5.10 4.50 5.0 0 5.5
Materials 5 2 3.60 5.0 0 6.0 0 5.5
6 2 6.2 7 3.67 4.67 5.5
The following active pharmaceutical ingredient and exci- 7 2 9 .60 3.0 0 2 .0 0 5.5
8 2 5.60 3.0 0 6.0 0 5.5
pients were used: dried ferrous sulphate (Merck, Germany),
9 2 5.60 5.0 0 4.0 0 5.5
polyvinylpyrrolidone (PVP) Kollidon K25 (Basf, Germany), 10 2 4.60 4.0 0 6.0 0 5.5
Microcrystalline cellulose (MCC) (Blanver, Brazil), sodium 11 2 6.9 3 4.33 3.33 5.5
starch glycolate (Explotab) (Gustav Parmentier, Germany), 12 2 7.60 3.0 0 4.0 0 5.5
magnesium stearate (Otto Barlocher GmbH, Germany). All 13 2 7.60 5.0 0 2 .0 0 5.5
other chemicals and solvents were of analytical reagent grade. 14 2 9 .60 3.0 0 2 .0 0 5.5
15 2 3.60 5.0 0 6.0 0 5.5
Methods
Note: this experimental matrix was repeated two more times at
hardness values, 6.5 and 7.5 KgF/Monsanto respectively to generate
Preparation of ferrous sulphate tablets
the crossed experimental design.
Experiments Mean particle sizes (μm) Flow rate (g/cm2 s) Tap density (g/cm3) Bulk density (g/cm3) Carr’s Index (%)
The number of the experiments and excipients proportions are defined in Table II.
2 7th ed. The dissolution test was carried out by the Paddle tions and quadratic for the hardness. The best fitting mathe-
method, at a paddle speed of 50 rpm, in 9 0 0 mL HCl 0 .1 N at matical model was selected based on the comparison of the
37±0 .5 °C, and a dissolution time of 45 min. The dissolution predicted residual sum of square (PRESS). This statistical
tester employed was the Erweka DT 60 0 (Germany). The parameter indicates how well the models fit the data, and the
iron concentration of each sample (n=6) was determined chosen model PRESS should be small relative to the other
employing atomic absorption spectrophotometry at a models under consideration (5). The goodness and lack of fit
wavelength of 2 48 .3 nm (UNICAM 9 2 9 AA Spectrometer). tests were also used to demonstrate the model statistical
The dissolution profile was made taking 5 mL samples at 10 , adjusts. Desirability function was the numeric method to op-
2 0 , 30 and 45 min while the same volume of fresh dissolution timize mixture and process variables in tablet manufacturing.
medium was returned to the vessels. The SIMCA P version 11.0 software and Statgraphics
Plus 5.0 were used to carry out the principal component
Statistical analysis analysis (PCA) and the cluster analysis for granule variables.
The aim for the application of the PCA and the cluster
The definition and data processing of experimental analysis was to detect similitude or difference among the 15
designs for granules and tablet properties were made in granules included in D-optimal mixture design.
Design Expert version 6.0 .1 software. D-optimal mixture
design for three components (MCC, PVP, Explotab percen- RESULTS AND DISCUSSION
tages) was used for modeling the granule parameters, the
number of experimental points (15) were enough to adjust The present statistical strategy includes the following stages.
special cubic models (Eq. 3): Firstly, it is necessary to define the excipients and elaboration
! " method in accordance with chemical and physical properties of
Y ¼ b1 " X1 þ b2 " X2 þ b3 " X3 þ b12 " X1 " X2 þ b13 " X1 " X3 the drug and its function in the human body. Secondly, the
þ b2 3 " X2 " X3 þ b12 3 " X1 " X2 " X3 excipients with the greatest impact on granule and tablet
ð3Þ properties should be selected for optimizing excipient propor-
tions in the formulation, together with the definition of hardness
A crossed experimental design was employed for tablet range. Then, mixture variables and hardness are combined using
properties modeling. The mixture variables were the same for a crossed experimental design (Table II). However, in spite of
granulation step and the process variable was hardness at three the few variables required for this strategy, costs could still be
levels (5.5, 6.5, 7.5 kgF/Monsanto). This second design is able to appreciable. A multivariate methodology can be used to reduce
fit mathematical models, special cubic for the excipient propor- the experimental cost. Especially in granulation–compression
Table IV. Best Models for Granules Variables and Some Statistical Parameters
p value
p value (goodness
Variable Model Press (lack of fit test) of fit)
Mean particle sizes (MPS) (μm) MPS ¼ 3:39 42 8 " X1 þ 2 3:8 0 752 " X2 þ 6:42 8 55 " X3 2 658 .0 2 0 .9 746 0 .0 0 0 3
Flow rate (FR) (g/cm2 s) FR ¼ 0 :37716 " X1 þ 0 :8 0 143 " X2 þ 0 :41376 " X3 2 5.0 3 0 .52 10 0 .510 7
Tap density (TD) (g/cm3) TD ¼ 0 :0 30 78 3 " X1 % 0 :0 18 556 " X2 þ 0 :0 39 9 9 6 " X3 0 .0 3 0 .8 59 5 0 .0 0 30
Bulk density (BD) (g/cm3) BD ¼ 0 :0 2 0 0 73 " X1 þ 6:60 516 " 10 % 3 " X2 þ 0 :0 31770 " X3 0 .0 1 0 .7445 0 .0 2 56
Carr’s Index (CI) (%) CI ¼ 1:0 560 4 " X1 % 1:58 9 16 " X2 þ 0 :538 74 " X3 8 2 .0 6 0 .49 45 0 .0 0 37
Rapid Development and Optimization of Tablet Manufacturing 623
Fig. 1. Cox trace graphs for a tap density (g/cm3) and b bulk density (g/cm3) of granules
processes, the compression of all mixtures at different hardness Specifically, the principal difficulty with wet granulation
values for subsequent chemical and mechanical tablet assess- in high-shear mixers is to decide “when to stop”: hence, the
ments would be limited due to cost restraints. importance of controlling the end point. It has been also
Finally, granule and tablet properties are described as demonstrated that the operational parameters in high-shear
mathematical functions of excipient proportions and hard- mixers do not have a significant influence on the granulation
ness. Then, the best hardness and excipient proportions can effectiveness. Thus, the manufacturers can lose time and
be obtained using the numeric multiple optimization proce- money meticulously studying granulation variables on lab
dure known as the desirability function. scale such as: mixing time, fill level, liquid spray rate, etc. (16).
This methodology could be useful for any tablet manufac-
turing method. In the direct compression method, it is further Characterization of granules
recommended because the granulation variables do not exist.
However, the present methodology was applied for the wet gran- A D-Optimal mixture design was carried to determine
ulation method where the granulation step variables were omitted the granule behavior as a function of selected excipient
because of the scale-up of granulation processes is a difficult task proportions. The results of granule variables (Table III)
and the trial and error methods have been suggested (16). allowed adjusting the best numeric model for each variable
Table V. Granule Size Compositions of the Mixtures Included in D-optimal Mixture Design
Fig. 2. Principal component analysis for granule properties without Carr’s Index inclusion (Score plot). Cluster analysis by Nearest Neighbor
method and Squared Euclidean metric distance
(Table IV). The flow rate was independent of the excipient different (Table IV). The equations listed in Table IV are
percentage because the goodness of fit and lack of fit tests Scheffé models that can conduce to false interpretations of
were not significant for a linear model (p>0 .0 5), the best components influence, especially in mixture problem with
adjusted model, suggesting that the values for flow rate in the constrains. For solving this problem, Cox models are prefer
experimental region are oscillating around a central value. (17). Figure 1a and b illustrate Cox models for tap and bulk
The mean particle size showed a significant linear depen- densities respectively. As predictable, the PVP percentage is
dence with excipient proportions (Table IV). The positive inversely proportional to tap and bulk densities due to the
influence of PVP percentage was expected because its function particle size, and the increase in free space among particles
is binding the excipients and favoring the mechanical resistance causing an increase of the volume per mass unit.
of the formed particles in the granulation process. The Carr’s Index showed a behavior similar for bulk and
Tap and bulk densities also confirmed a linear depen- tap densities (Table IV). The direct measurement of the
dence with excipients proportions. It is important to emphasize granule flowability (flow rate) is not in concordance with the
that the influences of ingredient percentages are similar for indirect measurement (Carr’s Index). Many studies suggest
both variables, although the sign of the coefficients for PVP are that flow properties are manner test performance dependent
Fig. 3. Biplot graph (scores and loading) for granules properties not including Carr’s Index
Rapid Development and Optimization of Tablet Manufacturing 625
(18 ,19 ). Results can also vary with the prior measurement Table VI. Results of Crossed Experimental Design (Tablet Properties)
sample manipulation (2 0 ). Therefore, a direct method to
evaluate the fluidity is recommended. In the present study, Height Friability Disintegration Press force
the Carr’s Index was eliminated in subsequent analysis. Run (mm) (%) (min) (kN)
The granule size composition is very useful to reproduce the 1 4.412 0 .14 2 2 .0 0 2 .9 6
granulation process on large-scale (Table V). In this study the 2 4.438 0 .2 3 40 .0 0 1.61
experimentation cost was not significant and all formulations 3 4.58 2 0 .2 5 38 .0 0 1.49
were compressed at three hardness values, under the crossed 4 4.558 0 .51 55.0 0 2 .8 3
experimental design definition. 5 4.2 33 0 .2 8 45.0 0 3.63
The practical alternative of this methodology for more 6 4.2 49 0 .33 54.0 0 4.2 3
complicated and expensive tablet manufacturing problems is 7 4.42 0 0 .42 48 .0 0 1.9 4
the PCA to reduce the variable number through the formula- 8 4.2 48 0 .57 2 9 .0 0 3.18
9 4.2 9 6 0 .45 42 .0 0 2 .9 6
tion scores in principal components (PC) and to combine them
10 4.2 34 0 .40 37.0 0 3.55
with the hardness employing a central composite design, Box– 11 4.2 48 0 .48 55.0 0 2 .19
Behnken design, or a three level factorial design. 12 4.42 4 0 .32 65.0 0 3.71
In this work the PCA was used to determine the 13 4.511 0 .60 56.0 0 1.44
differences and similarities among granules and the influenc- 14 4.576 0 .45 35.0 0 2 .50
ing variables. The PCA was applied from the Tables III and V 15 4.778 0 .2 3 62 .0 0 2 .33
without including the Carr’s Index. 16 4.311 0 .14 2 7.0 0 3.77
In Fig. 2 are represented the 15 granules of the D- 17 4.38 4 0 .17 40 .0 0 2 .79
Optimal design in a score plot. This figure allows visualizing 18 4.68 6 0 .30 44.0 0 2 .56
with fewer dimensions the data included in Tables III and V 19 4.2 35 0 .2 5 76.0 0 5.62
20 4.12 0 0 .2 4 42 .0 0 4.55
facilitating the detection of similarities among granules. In
21 4.2 43 0 .32 50 .0 0 4.39
summary, three clusters were detected. 22 4.2 16 0 .2 5 77.0 0 4.9 8
The Biplot graphic (Fig. 3) allowed detecting the variables, 23 4.18 6 0 .30 45.0 0 5.10
which cause the differences among granules. The granules 24 4.173 0 .2 0 48 .0 0 3.69
corresponding to experiment 12 had high percentages of 25 4.18 7 0 .2 6 51.0 0 3.9 5
small particle fractions whereas in experiment 2 a contrary 26 4.315 0 .2 2 70 .0 0 3.41
effect for granules was observed. The rest of the granules had 27 4.412 0 .2 6 65.0 0 4.64
similar properties (Fig. 3). 28 4.454 0 .49 60 .0 0 2 .59
According to the loading proximity of granule descriptor 29 4.52 3 0 .2 9 65.0 0 3.49
variables, tap and bulk densities increase in proportion to the small 30 4.8 41 0 .2 1 61.0 0 3.2 0
31 4.2 10 0 .15 50 .0 0 5.76
particle fraction percentage. This relationship is explained by the
32 4.2 0 0 0 .13 75.0 0 4.0 1
reduction in void space among particles and as a consequence the 33 4.10 0 0 .2 0 60 .0 0 4.8 3
volume decreases. In addition flow rate, mean particle size and 34 4.140 0 .2 4 62 .0 0 6.74
large size fractions are positively correlated because particle size 35 4.2 0 0 0 .18 49 .0 0 5.2 7
increase generally produces high flow rates (Fig. 3). 36 4.2 50 0 .2 5 52 .0 0 5.12
37 4.130 0 .14 10 9 .0 0 5.47
Characterization of tablets 38 4.0 9 0 0 .2 7 69 .0 0 6.36
39 4.130 0 .16 68 .0 0 5.0 4
The 15 granules were compressed at three hardness 40 4.0 8 0 0 .16 57.0 0 4.8 3
values: 5.5, 6.5, and 7.5 kgF/Monsanto (Table VI). The 41 4.130 0 .0 9 70 .0 0 4.8 8
42 4.360 0 .11 8 0 .0 0 5.70
models, which describe the behavior of four tablet parame-
43 4.340 0 .14 76.0 0 3.18
ters: height (Eq. 4), friability (Eq. 5), disintegration (Eq. 6) 44 4.40 0 0 .18 111.0 0 5.2 2
and press force (Eq. 7) are: 45 4.730 0 .34 68 .0 0 4.46
Fig. 4. Dissolution profile for tablets elaborated according to run 1 belongs to crossed experimental design. 1, 2 ,….,6 dissolution vessels
In order to determine if tablet properties are affected by In sample 1 the minimum disintegration time corre-
hardness in equal magnitude for all mixtures, elimination of a sponded with the minimum values of binder proportion and
mixture variable of the models is suggested. If the trans- hardness and the maximum vale of the disintegrant within
formed model considers hardness as an isolate variable, the each respective range studied. Finally it is important to
hypothesis is accepted (2 1). The Height (Eq. 8 ), Friability verify the chemical quality and in vitro dissolution of the
(Eq. 9 ) and Press force (Eq. 10 ) showed this behavior: tablets. The dissolution profile of experiment 1 is illustrated
in Fig. 4. The percentage of the released drug was greatest
Height ¼ 4:8 8 32 5 þ 0 :0 2 7479 " X2 % 0 :0 178 14 " X3 than the required (8 0 %) (2 2 ). The rest of chemical parame-
ters satisfied the USP XXVII requirements. In this way the
% 0 :0 9 0 567 " Hardness ð8 Þ
ferrous sulphate tablet was optimized rapidly and more cost-
effectively.
" 10 % 3 " X3 % 0 :0 9 7333 " Hardness ð9 Þ Crossed experimental design using hardness as the only
process variable is an efficient strategy to quickly determine
the optimal design process for tablet manufacturing. This
Press Force ¼ % 3:370 68 % 0 :42 8 0 4 " X2 þ 0 :2 8 0 9 0 " X3 method can be applied for any tablet manufacturing method.
þ 1:2 10 65 " Hardness ð10 Þ
ACKNOWLEDGMENTS
Negative values for hardness in height and friability and
positive in press force were expected according to the relation Authors would like to thank the financial support
among the variables. Nevertheless, the disintegration showed a granted by Quimefa Group and Merck for supplying dried
complex relation among the mixture variables and hardness. ferrous sulphate. Authors kindly thank Mrs. Relma Tavares
de Oliveira for the inspiration and Yohana and Brenda
Morón for their kind contributions. Authors are also grateful
Tablet optimization to Mena Cayetana Ramos from “Salvador Allende” hospital
for the carefully reviewing of the paper.
Since height and friability showed acceptable values, the
only criterion to optimize the tablet manufacturing was the
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