Solution of The Breakage Matrix Reverse PDF
Solution of The Breakage Matrix Reverse PDF
Solution of the Breakage Matrix Reverse Problem
PII: S0032-5910(14)00772-4
DOI: doi: 10.1016/j.powtec.2014.08.061
Reference: PTEC 10506
Please cite this article as: Aleksandar Fistes, Dušan Rakić, Aleksandar Takači, Mirjana
Brdar, Solution of the Breakage Matrix Reverse Problem, Powder Technology (2014), doi:
10.1016/j.powtec.2014.08.061
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Faculty of Technology, University of Novi Sad, Bulevar cara Lazara 1, 21000 Novi Sad, Serbia
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Abstract
This paper is a complete overview of the reverse problem in the breakage matrix context. The
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procedure for calculating the input particle size distribution to a milling operation in order to
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obtain the desired output particle size distribution is given. The reverse problem was solved by
the “precision” and “approximation” approaches. For the precision case, a detailed algorithm is
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presented, where in every step a precise range for the current output is provided. This approach is
limited with a number of output size fractions that can be freely chosen. On the other hand, the
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approximation approach gives the best-fit solution which corresponds to the desired output
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particle size distribution. In this case the problem is solved by the orthogonal decomposition and
non-negative least squares method and by semilogarithmic loss function. Applicability of the
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Keywords: breakage matrix, reverse problem, linear programming, least squares problem,
*
Corresponding author: e-mail: [email protected]; tel: +381214853631; fax: +38121450413
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1. Introduction
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Over the years, various modeling approaches (such as discrete element method, finite
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element method, population balance models, breakage matrix approach, etc.) were used for the
analysis of particle breakage in the comminution processes. Population balance type of modeling
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(PBM) is probably most often used to mathematically describe the comminution process (for
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examples refer to [1, 2, 3, 4]. PBMs are based on monitoring the evolution of particle size
distribution (PSD) over time. Therefore, continual sampling within the process is required which
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is difficult or sometimes essentially impossible to achieve. The breakage matrix approach treats
an entire process as a single breakage event. Although it is less informative than the population
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balance approach, it is more applicable to practical experiments [5]. The relationship between the
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input size vector (f) and the resulting output size vector (o) is described by the matrix equation:
B f o, (1)
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or in expanded form:
b b2 n f 2 o2
21 b22
, (2)
bm1 bm 2 bmn f n om
where f and o are column vectors of the PSD in the input and output material from a milling
operation, and B is the breakage matrix. The breakage matrix approach is convenient for studies
where PSDs are measured discretely using sieve analysis [6]. Elements of the breakage matrix
B can be determined by milling narrow sized range fractions of inlet material and the obtained
PSDs from the sieve analysis form the corresponding columns of the breakage matrix. Therefore,
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coefficients bij represent the weight fraction of the size range j of the output material obtained
by milling the size range i of the input material. Since the elements of the breakage matrix, as
well as the elements of input and output vectors, are weight fractions their values must be within
the unit interval 0,1 . Moreover, the sum of the elements in every column equals 1.
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The breakage matrix is associated with the PBM concept and it is effectively a
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combination of the selection function and the breakage function. The selection function is a mass
fraction of particles that are selected and broken in time (during the process). The breakage
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function is a mass fraction of breakage products from size x that fall below size y , where x y
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[7]. The selection function is encompassed in diagonal elements of the breakage matrix, and the
Breakage matrix approach was first introduced by Broadbent and Callcot [8, 9, 10] to
describe cone milling of coal, and later used to study milling of stone [11, 12], coal [13] and
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Broadbent and Callcott [8, 9, 10] used the same sieve sizes for both feed and product size
distributions, giving a square breakage matrix (dimension N x N), where the above diagonal
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The breakage matrix approach described in Eqs. (1)–(2) is appropriate for modeling
comminution processes in once-through type of mills where retention time of the particles in the
mill is short, such as roller mills or cone mills. One of the prime examples of roller mills
application is wheat flour milling. Applicability of the breakage matrix approach for predicting
the PSD on the first-break roller milling of wheat was confirmed by [14] and [6]. Retention time
of wheat kernels in the roller mills grinding zone is very short. It is measured in m/sec, as it was
shown by [16, 17] using high-speed video system to observe wheat kernel breakage. Wheat flour
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milling is a gradual reduction process consisting of sequential and consecutive size reduction and
separation with up to 16 roller milling operations (so called passages). After every grinding step
the ground material is sieved and the undersize material removed before regrinding. This means
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that the grinding passages throughout the flour milling process differ in characteristics of the
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input material to the rolls, as well as in the set of roll parameters which are adjusted according to
the characteristics of the input material. Although there is number of grinding steps in the
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process, theoretically every step can be observed as once-through type of mill with very short
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retention time and therefore with its own breakage matrix.
Usually, the PSDs of the feed and milling output occur in different size ranges. Also,
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under the compressive crushing forces, it is entirely possible for a wheat kernel to break so as to
produce flattened bran flake with dimensions larger than the kernel from which it came [16, 17].
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These facts are not accounted in square and triangular matrices of Broadbent and Callcott. Using
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different sized sieves and different number of sieves for inlet and outlet size distributions, the
In a retention-type of mills multiple breakage events are likely to occur and PBM models
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are preferred [1, 4]. The discrete linear PBM (DL-PBM) observe comminution process as series
of elementary breakage events during the time. Then Eq. (1) is written as follows
Bk o(0) o( k ) , (3)
where o(0) and o( k ) are mass fraction frequency distribution at time n 0 and n k.
In spite of the advantages of the breakage matrix method, there are some limitations as the
breakage matrix determined for one set of conditions cannot be used for another set of conditions
[2]. Also, Eq. (1) presumes that particle breakage is independent of any inter-particle interactions
(irrespective of the size distribution of surrounding particles). This assumption seems improbable
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interactions during breakage. Some recent papers of [4, 5, 18, 19] deal with the modified
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breakage. They include the influence of the multi-particle interactions among particles of
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different sizes during breakage. The problems of discrete non-linear PBM (DNL-PBM) and
time-continuous non-linear PBM (TCNL-PBM) are introduced and studied in [3, 4, 18, 20]. In
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particular, inverse problem and parameters estimation are studied in [18] which define breakage
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matrix methodology for characterization of multi-particle interactions in dense-phase systems.
Considering Eq. (1) the output PSD (vector o) can be altered by changing the breakage
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matrix (B) or by changing the input PSD (vector f). Usually, the most efficient way to influence
the outlet PSD is by changing the process. In such way the desired outlet PSD is obtained by
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changing the breakage matrix (B). The significance of the forward problem and the inverse
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which has been addressed in this paper, is to identify the input PSD that would result in a desired
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output PSD. This approach implies that the breakage matrix (B) is constant and therefore it
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Examples given in the paper are related to roller milling of wheat. Therefore it is assumed
that the particle breakage is independent of any inter-particle interactions. Also, it is presumed
that the PSDs of the input and output occur in different size ranges. The study is carried out as a
general case where a number of inputs and outputs could be different and the elements of the
Fistes et al. [21] started the study of the reverse problem in the breakage matrix context
in. This could be useful in milling operations where the possibility of controlling PSD of the
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input material exists. In that paper, the procedure for calculating the input PSD in a milling
operation, in order to obtain the desired output PSD, is given. This is done by the transformation
of the matrix Eq. (1) using standard Gaussian elimination techniques. Considering the number of
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input (n) and output (m) size fractions three different cases (m=n, m>n and m<n) were studied.
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The case with more output than input size fractions (m>n) seems to be the most interesting case
not only mathematically but also for its potential for practical application. In this case with the
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overdetermined set of linear equations, the values of n-1 outputs are precisely defined, which
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then dictate the remaining m-n output fractions. However, using this technique it is still possible
to specify an output PSD that is unachievable with positive input values. To prevent that, the
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problem is interpreted as a system of linear inequalities and solved by a linear programming
method. Acceptable outputs are the points in the interior of the convex polyhedron. Moreover,
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The other possible approach is to find a best-fit solution which corresponds to desired m
output values. In the case of overdetermined set of linear equations associated by Eq. (1), the
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problem could be observed in the linear least square sense [22, 23, 24, 25, 26, 27]. These
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problems are usually solved by orthogonal decomposition methods. For example, authors in [28]
proposed that in their study on reconstruction of bubble size distributions from slices could be
Thus, there are two possible ways for solving the reverse problem, namely “precision”
and “approximation”. Both of them have been extended and thoroughly discussed in this paper.
set outputs one at the time, where in every step a precise range for the current output is provided
[21]. The order of the outputs could be defined by the user’s preferences. This approach leads to
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an algorithm (given in Section 2.) hence the problem could easily be implemented. For
In the “approximation” approach different numerical methods could be used such as: LU
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and Cholesky decomposition, modified Gram-Schmidt orthogonalization, SVD and QR
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decomposition with many modifications [22, 23, 25]. It should be noted that although the
elements of the breakage matrix and chosen output PSD (weight fractions of output size
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fractions) are positive, the solution (weight fractions of input size fractions) obtained by the least
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square methods could be negative. Positive linear inverse problems are intensively investigated,
usually in a strongly mathematical context, with many interesting applications [29, 30, 31, 32].
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Negative solutions could be avoided by imposing additional conditions or by using some other
method instead of the least square. First option is known as non-negative least squares problem
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(NNLS) with a well known algorithm [23]. Also, NNLS could be observed as a linear
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programming problem, where the least square estimate of error term is a function which is
minimized. As another option, instead of least squares it is possible to use some other estimates
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of error in order to avoid negative solutions. In that case, positivity condition is integrated in the
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error approximation norm. For this purpose, semilogarithmic loss function [33] is used. In both
cases (NNLS and semilogarithmic loss function) it is possible to add weighted coefficients to the
minimization function and give different importance to the outputs. QR decomposition, NNLS
and semilogarithmic loss function are used in the examples given in the paper which are related
to wheat milling.
2. Theoretical part
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Let us recall Eq. (1), by B is denoted the breakage matrix and by f and o are denoted input
f j 1, oi 1 b 1, j 1, 2, , n.
n m m
and
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j 1 i 1 i 1
ij
(4)
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By direct computation Eq. (4) implies that
oi mi , M i , i {1, 2, , m},
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(5)
where mi min bij and M i max bij . Introducing matrix C [cij ]( m1)( n1) and vector
1 j n 1 j n
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d [di ]( m1)1 , where
cij bij bin , i {1, 2, , m 1}, j {1, 2, , n 1}, di oi bin , i {1, 2, , m 1},
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(6)
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C f d. (7)
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Case with more outputs then inputs (m n) will be considered in the sequel. Then, n 1
outputs are freely chosen and by Eq. (7) inputs and the remaining m n outputs are uniquely
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determined [21]. Considering (4) acceptable outputs are solutions of a system of linear
inequalities
j 1 j 1
ij j gij b jn 1,
n 1
n 1
n 1 n 1
(8)
j 1 i 1 j 1 i 1
g o
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where coefficients g ij are the elements of inverse matrix for upper square submatrix of C.
Geometrically, the solutions of the system Eq. (8) are the points in the interior of the convex
polyhedron, where the vertices are determined by the columns of the breakage matrix B :
V j b1 j , b2 j , ,bn1, j , j 1, 2,
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, n. (9)
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First, the case m 3 will be considered. Without loss of generality suppose that
b11 b12 b13 . Then the triangle with vertices V1 b11 , b21 , V2 b12 , b22 and V3 b13 , b23 is given.
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Instead of choosing values o1 and o2 simultaneously values are set one at the time by the
following procedure.
where lines l23 , l13 and l12 are defined by pairs of points V2 ,V3 , V1 ,V3 and V1 ,V2 ,
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respectively.
The procedure given in the case m 3 will be extended to the general case m n, m n .
The main idea is to reduce problem dimension (step by step) by using hyperplanes. Input
parameters are points V j , j 1, 2, , n, given in Eq. (9). These points are vertices of the convex
n1
polyhedron in whose interior contains the acceptable solution of the problem. Given points
n
determine n hyperplanes in
n 1
n1
expressed by equations:
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i 1
(10)
which represent sides of the polyhedron. Then, for some k0 1, 2, , n 1 arbitrary
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ok0 (mk0 , M k0 ) is chosen, where mk0 and M k0 are defined in Eq. (5). Without loss of generality
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let k0 1 and set x1 o1 in Eq. (10). This leads to n hyperplanes in
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n 2
are obtained:
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i 2
(11)
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n n (n 1)
The intersections of hyperplanes Eq. (11) are
n 2
points:
2
I 1, 2, , n , i, j I , i j.
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Vij
kI \i , j
hk ,2 ,
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(12)
The r th coordinate of the point Vij is denoted by Vij , r 1, 2, , n 2. The points Vij such that
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mr Vij M r , r 2, , n 1 ,
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r 1
(13)
are the starting parameters for the next iteration. Now, the whole procedure is repeated in
dimension n 2
. After n 2 steps the algorithm ends by choosing the last output similarly as in
the Step 2 of the case m 3 . In Figure 1 the described procedure is represented as a diagram.
square problem and solved using QR decomposition. Then, the breakage matrix Bmn is
decomposed as:
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B Q R, (14)
where Qmn is the orthogonal matrix and Rnn is the upper triangular matrix. Best least square
approximation is
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f R 1 QT o, (15)
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which describes the sensitivity of the problem, is given by
max B
( B) B B ,
min B
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(16)
where min B and max B are minimal and maximal singular value of B, and B is norm
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of the pseudoinverse matrix of B . Namely, it is recommended to use QR decomposition if the
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However, the results provided by this method could have negative values. With non-
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negative requirements for the input PSD, the equation (1) is a NNLS problem and could be
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min o B f f 0,
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2
, (17)
where
o B f
oi B f i .
m 2
i 1
2
On the other hand, the non-negativity condition could be incorporated in a different norm
whose nature does not allow negative solutions. For this purpose norm defined by the least
semilogs [33]
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oi Bi f
o B f
m
o
Bi f Bi f
log i
i 1
semi log
(18)
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will be used in the paper. In addition, if desired outputs are chosen by some priority, then
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min i i ,
m
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(19)
i 1
f
where i d (oi , B f i ) are error estimates defined by the observed norm. The coefficient of
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determination r 2 , defined by
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i i
2
m
i 1
o o
r
oi oi oi oi
2
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2
2
m m
i 1 i 1
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is used to test the best-fit solution oi relative to the experimental data o .
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So, by r 2 is estimate error between solution arised from model and experimental one.
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Also, it is known that these type of errors (modeling errors) are negligible in once-through mills
[4]. Moreover, in the case of single breakage event the numerical time-discretization errors are
not critical [4]. Let us mention that the PSD of the milling output obtained by experimental
milling was compared with the PSD determined using the procedure for solving the reverse
Wheat was separated into fractions using Sortimat (Perten AB, Sweden). Slotted sieves
were used to separate the grains by thickness into four different size fractions: >2.8 x 20 mm, 2.8
x 20/2.5 x 20 mm, 2.5 x 20/2.2 x 20 mm and <2.2 x 20 mm. In order to determine the initial
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moisture content and hence the amount of water to be added during conditioning, for each size
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fraction of wheat moisture content was determined, according to ICC standard method No.110/1
[34].
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In the first step batches of 0.5 kg of the wheat kernels were conditioned to 13.5%
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moisture for 20 hours. In the second step, samples were conditioned to 16% moisture for 12
hours. Finally, 30 minutes before milling, moisture content in the samples was raised for another
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0.5%.
The conditioned samples were milled on the laboratory roll stand Variostuhl, model C Ex 2
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(Miag, Braunschweig, Germany). Fluted rolls 100 mm in length (250 mm diameter) with 3.2
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flutes per cm, were used and operated in the dull to dull disposition with flute angles 40o/70o and
8%. Differential of 2.5 was used relative to the fast roll speed of 6 m/s. Roll gap was set at 0.5
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mm and samples were fed at the rate of 0.21 kg/cm/min. Sieve analysis was performed on the
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Bühler laboratory sifter model MLU-300 (Uzwil, Switzerland) using the entire milled stock.
Samples were sieved for 3 min and separated into eight fractions using square aperture sieves
(size 2000, 1180, 850, 600, 450, 300 and 150 m) along with a bottom collecting pan. The
amount of material remaining on each sieve was measured to ±0.1 g using a Sartorius Precision
balance (Sartorius AG, Germany). Breakage matrix B of dimension 8 4 was constructed from
The proposed breakage matrix approaches were tested by examples related to wheat
milling. Table 1 shows sieve analysis data given as weight fraction of the milling output size
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The output size distributions represent the columns of the breakage matrix, B84 . Examples 1 and
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2 cover precision and approximation approaches, respectively.
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Example 1. Breakage matrix B84 , input values f and output values o are given by:
0.3441 0.4112
0.2503 0.2807
0.3654 0.3955
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0.2492 0.2666
0.0888 0.0448 f1 o1
f o
0.0750 0.0578
B 0.0847
f 2
, o 2 .
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0.0427 0.0349
0.1286 0.1300 0.0969
f3
,
0.0432 0.0360
0.0490 0.0423 f4 o8
0.0464 0.0456
0.0461 0.0464
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0.0445 0.0470
0.0500 0.0466 0.0539 0.0558
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By (8) the set of acceptable outputs is the interior of a tetrahedron (Figure 2.) defined by
The maximum and minimum values in corresponding rows of the breakage matrix are
Considering Eq. (5) let o1 0.3500. From Eq. (11), the intersections of the planes given by Eq.
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z pi o1 , y li y , i 1, 2,3, 4. (21)
Intersection points of the lines z li y and z l j y , i, j 1, 2,3, 4 , i j, are denoted by Vij :
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V12 0.2500, 0.0850 , V13 0.2522,0.0852 , V14 0.2403, 0.0838 ,
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By Eq. (13) points Vij such that
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m2 Vij M 2 and m3 Vij M 3
1 2
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Set of acceptable values for outputs o2 and o3 is the interior of triangle with vertices
V12 0.2500, 0.0850 , V13 0.2522, 0.0852 and V23 0.2530, 0.0849 . The triangle (Figure 3.) is
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bounded by lines
l1 y 0.122 · y 0.054
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l2 y – 0.015 · y 0.089
To satisfy the condition o2 0.2500, 0.2530 , we take, for example, o2 0.2520. Then
Complete algorithm for this example is given in Figure 4. The shaded path refers to the
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output values chosen through the example.
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Example 2. Problem B f o, for the breakage matrix given in Example 1, will be solved by
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QR decomposition. Condition number ( B) 191.0623 can not be considered too big thus QR
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decomposition is used. Then the breakage matrix B84 is decomposed as B Q R, where Q84
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and R44 are matrices given by:
and
0.1058 0.1830 0.0602 0.4445
0.1002 0.1363 0.0890 0.2660
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0.1080 0.2060 0.2386 0.0976
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The best-fit solution o (in the least square sense) for the desired output PSD o is obtained by
0.3640 0.3640
0.2520 0.2516
0.0770 0.2342 0.0768
0.6765
o 0.1270
f R 1 QT o , o B f 0.1269
0.0410 0.0874 0.0425
, .
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0.0470 0.0400 0.0469
0.0450 0.0453
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0.0470 0.0482
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On the other hand, for some other o,
0.3632 0.3634
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0.2546 0.2539
0.0768 0.3610 0.0768
0.5835
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o 0.1262
, f , o B f 0.1257
0.0398 0.1224 0.0425
,
0.0468 0.1808 0.0466
0.0457 0.0452
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0.0469 0.0487
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the approximation o is provided with the input PSD such that one coordinate is negative. Hence,
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conditions with non-negative constraints for input PSD must be included. In view of Eq. (17) the
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problem is solved by a linear programming method and the following solution is obtained:
0.3632 0.3636
0.2546 0.2535
0.0768
0.5577
0.3483 0.0771
o 0.1262
, f , o B f 0.1255
0.0398 0 0.0424
. (23)
0.0468 0.0972 0.0469
0.0457 0.0454
0.0469 0.0488
As can be seen negativity of the input size fraction f 3 is overcome by setting its value to 0. This
means that one of the size fractions is excluded from the input material to a milling operation,
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which is potentially unacceptable in practice. On the other hand, if the method of least semilogs
0.3632 0.3570
0.2546 0.2484
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0.0768
0.3352 0.0757
o 0.1262
, f 0.5062
, o B f 0.1225
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0.0398 0.1215 0.0413
. (24)
0.0468 0.0210 0.0463
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0.0457 0.0447
0.0469 0.0481
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Coefficients of determination for approximations obtained in Eq. (23) and Eq. (24), respectively,
are:
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highly influenced by the dimensions of individual wheat kernels and the kernel size distribution
[35, 36, 37, 38]. In a given mill with fixed roll parameters and sieve apertures, change in kernel
size affects grinding performance [38]. Ratio of the minimum dimension of wheat kernel to roll
gap critically determines the breakage patterns [6, 14, 17, 39]. Therefore, the miller should
consider the parameter of kernel size distribution and strive to be within a certain tolerance for
5. Conclusions
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The paper represents an improvement of the recent studies of the reverse problem in the
breakage matrix context (defining the input PSD to a milling operation which would give the
desired output PSD). We propose two ways for solving the problem, the “approximation” and the
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“precision” methods.
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The solution of the reverse problem could be useful in milling operations where the
possibility of controlling the input PSD exists. This paper provides a solving procedure for the
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reverse breakage matrix problem via algorithm making it practically applicable because it could
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be implemented (as illustrated by Example 1).
The “precision” approach is limited to n-1 outputs that can be freely chosen. Sometimes,
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especially in higher dimensions where geometrical interpretation of the solution is not possible, it
is not easy to provide the set of acceptable outputs such that it is possible to obtain acceptable
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solution (non negative values for the weight fraction of the input size fractions). In contrast to the
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solving procedure where the values of desired outputs are chosen simultaneously, the algorithm
given in this paper provides a possibility to set outputs one at the time. This generates a precise
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range for the current output. After choosing one output the range of acceptable values for the
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The “approximation” approach is not limited to n-1 outputs that can be freely chosen,
however it is limited in a sense that it is only possible to find a best-fit solution which would
correspond to desired output PSD (Example 2). In case of the overdetermined set of linear
equations, the solution could be obtained by some of the orthogonal decomposition methods such
as the QR decomposition used in this paper. However, the results provided by these methods
could have negative values. This indicated the necessity of imposing the additional non-negative
constrains on input PSD, and the solution is then obtained by the non-negative least square
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method. A step forward is to integrate the condition of positivity in the error approximation form
Finally, let us conclude that the precision and approximation approach gives the complete
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overview of the reverse problem in the breakage matrix context.
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Acknowledgement
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The work presented is supported by the Serbian Ministry of Education and Science
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projects No. III44006, No. 031014 and No. 174009 , PSNTR project No. 114-451-2167.
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Figure 4. Precision approach algorithm (Example 1.)
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Notation
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bij elements of breakage matrix
B breakage matrix
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DL discrete linear
DNL discrete non-linear
f input size vector
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hk hyperplanes in n1
lij line determined by points Vi and V j
mi minimal value in ith row of breakage matrix
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Mi maximal value in ith row of breakage matrix
m number of output fractions
n number of input fractions
NNLS non-negative least squares problem
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r2 coefficient of determination
SVD singular value decomposition
TCNL time-continuous non-linear
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condition number of matrix B
singular value of matrix B
i weights
B norm of the matrix of B
Subscripts
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Superscripts
T transpose matrix
th
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(n) n breakage event
(0) initial mass fraction
-1 inverse matrix
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* pseudoinverse matrix
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Figure 1
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Figure 2
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Figure 3
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Figure 4
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1180-2000 0.2503 0.2492 0.2666 0.2807
850-1180 0.0888 0.0750 0.0578 0.0448
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600-850 0.1286 0.1300 0.0969 0.0847
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450-600 0.0427 0.0432 0.0360 0.0349
300-450 0.0490 0.0461 0.0464 0.0423
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150-300 0.0464 0.0445 0.0470 0.0456
<150 0.0500
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Graphical abstract
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Highlights:
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Applicability of the proposed model was confirmed by some examples.
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