TOSN LoRa
TOSN LoRa
1 INTRODUCTION
Low Power Wide Area Networks (LPWANs) are garnering increased attention from the research
community and is expected to be the missing piece for the future scalable Internet of Things (IoT).
Recent new LPWAN developments are aimed at fulfilling the gaps composed of limitations that
mainly constitute to battery life, coexistence, and communication range of IoT devices.
Long Range (LoRa) is a recent industry initiated LPWAN technology by Semtech among these
efforts in building a scalable IoT. LoRa, shortly after its release, captured considerable attention
from scientific and industrial communities and brought together multilateral efforts with strong
potential to collaborate on the development of worldwide coverage for IoT devices.
This work is supported by Singapore MOE Tier 2 grant MOE2016-T2-2-023, Tier 1 grant 2017-T1-002-047, and NTU CoE
grant M4081879.
Authors’ address: Jansen C. Liando; Amalinda Gamage; Agustinus W. Tengourtius; Mo Li, School of Computer Science and
Engineering, Nanyang Technological University, 50 Nanyang Avenue, Singapore, 639798, Singapore, {cjansen,amalinda,
atengourtius,limo}@ntu.edu.sg.
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1550-4859/2018/11-ART19 $15.00
https://doi.org/0000001.0000001
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19:2 Jansen C. L. et al.
LoRa’s popularity stems from a range of features and performance promises. Firstly, LoRa utilizes
the unlicensed Industrial, Scientific, and Medical radio (ISM) bands and promises kilometers of
communication distance and several years of battery life. Secondly, LoRa incorporates a variation
of Chirp Spread Spectrum (CSS) [17] technology that Semtech claims to be robust against a high
degree of interference in addition to multi-path and Doppler effects [2, 34, 41]. Thirdly, LoRa also
claims to support high channel capacity, meaning that a single channel supports simultaneous
transmissions from multiple devices which is in high contrast to conventional LPWAN technologies.
Although Lora’s physical layer is a proprietary technology acquired by Semtech [51, 52], parts
from the same is open for public [11, 34]. In this paper, we exploit those public information to
widen the existing knowledge on LoRa. Despite clinging to claims printed on data sheets, our
measurement study tests such claims with practical conditions and real-life scenarios. We perform
experimental investigations to further understand the room of optimizing and improving the
LoRa performance in various ways. Our study aims at answering researchers or system adopters’
questions like "What are the most energy efficient LoRa configurations under different distance
and environment conditions?", "How the upper LoRaWAN MAC behaviors have an impact on the
LoRa system performance in terms of the energy and channel efficiency?", "What is the LoRa PHY
efficiency? How can we improve in terms of medium access efficiency, reliability and robustness,
etc.?".
We primarily experiment with our campus deployment comprised of handcrafted LoRa gateways
deployed on the rooftops of three buildings, a LoRa network server at the cloud side, 50+ end
nodes tested with various conditions, a mobile LoRa gateway, as well as various wireless spectrum
sensing and data logging devices. The measurement study is performed within an area of 3km ×3km
comprising the university campus and nearby region of residence. This study collected and analyzed
>100 sensor traces with >2,000,000 lines of data. In order to reveal the PHY details of LoRa, we
further build a software defined radio (SDR) enabled LoRa gateway based on USRP N210 and GNU
Radio, with which we can intercept on-the-air LoRa transmissions and perform PHY level signal
analysis.
This paper is organized as follows. Section 2 briefly introduces fundamentals of LoRa modulation
and our experiment setup. Section 3 reports our measurement findings and derived models in
accordance with the performance promises by LoRa. Section 4 exploits the optimization and
improvement opportunities and explores beyond existing scope of LoRa practices by gaining
insights through SDR based LoRa PHY analysis. Section 5 discusses some other LoRa measurement
studies and concludes this paper.
2 OVERVIEW OF LORA
We briefly introduce LoRa modulation and the key technical parameters in order to establish a
common understanding to better comprehend Sections 3 and 4. In LoRa, chirp and symbol both
refers to the modulated signal which carries data and in this paper, we use them interchangeably.
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Known and Unknown Facts of LoRa 19:3
Frequency (KHz)
Time (s)
Fig. 1. A snapshot of LoRa transmission that shows up, down and data chirps as seen on spectrogram.
The simplest implementation of CSS is on-off keying which modulates data into upchirps and
downchirps. The LoRa implementation of CSS however, differs from that and modulates data through
the changes in the chirp’s starting frequency position. The instantaneous change in the starting
frequency indicates the symbol border as illustrated in the modulated chirps in Fig. 1.
Theoretically, LoRa is able to achieve a data rate up to 27kbit/s. The data rate while limited, is
more than sufficient for LPWAN applications where communication coverage is prioritized over
data rate. LoRa configuration can be modified by manipulating some key parameters to achieve
trade-offs among communication distances, data rate, and power consumptions.
Parameter Options
SF 6, 7, 8, 9, 10, 11, 12
BW (kHz) 7.8, 10.4, 15.6, 20.8, 31.2, 41.7, 62.5, 125, 250, 500
CR 4/5, 4/6, 4/7, 4/8
IH True or False
DE True or False (recommended True for Tsym > 16ms)
CRC True (uplink) or False (downlink)
PL 0 - 255 Bytes
Spr e 6 - 65535 symbols
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19:4 Jansen C. L. et al.
2S F
Tsym = (1)
BW
if Implicit Header disabled if Uplink
if Implicit Header disabled if Uplink
Preamble Mandatory Preamble
Preamble
PHY Header
Mandatory Preamble
PHY Header
PHY Header CRC
PHY Header CRC Payload CRC
Payload CRC
6 ‐ 65535 0 – 255
6 ‐ 65535 symbols
4.25 symbols 0 – 3 bytes (encoded in CR4/8)
bytes
0 – 2 bytes 0 – 255
4.25 symbols 0 – 3 bytes (encoded in CR4/8) 0 – 2 bytes
symbols bytes
In addition to controlling data rate, the diversity of spreading factor choices also increases
co-existence of LoRa devices, i.e., uniquely different chirp gradients (different SFs) allow the
demodulator to develop a factor of resilience against simultaneous transmissions of different SFs in
the same channel and demodulate all of them. Such a feature significantly enhances the multiple
access efficiency of LoRa which we comprehensively tested and report in Section 3 and Section 4.
Semtech LoRa chipset [58] sets a fixed number of options for each parameter as listed in Table
1 along with the recommended guidelines for using each parameter. The most prominent recom-
mendation made by Semtech is to use SF settings of SF7 to SF12 and BW 125, 250, and 500kHz[31].
Those recommendations were given to ensure the acceptable transmission distance and data rate
trade-off as both SF and BW would affect transmission duration and data rate.
The LoRa packet structure is separated into uplink and downlink packets which is indicated by
the presence and absence of packet cyclic redundancy check (CRC). The number of symbols to be
transmitted in a packet is heavily dependent on SF except for the set number of preamble symbols
(Spr e ) and start frame delimiter (SFD) symbols. A LoRa packet consists of Spr e preamble symbols,
2 mandatory sync word symbols, 2.25 SFD symbols and based on SF, a variable number of data
chirps.
For LoRa physical header and payload, LoRa chirps imposes another set of parameters including
code rate (CR), implicit header (IH), low data rate optimization enabled (DE), and existence of CRC
on top of SF. CR determines error correction capability which is based on Hamming code. The CR
setting is represented as 4/x where it indicates 4 information bits padded with x − 4 number of
parity bits. As illustrated in Fig. 2, The PHY header can be excluded by enabling IH (setting IH to
1). On the other hand, the DE parameter adds another layer of redundancy to the data bits for any
LoRa transmission when Tsym exceeds 16ms. The existence of CRC at the end of the packet can
be controlled through the CRC flag and is usually modified to differentiate between uplink and
downlink packets. LoRa packet size is limited to 255 Bytes which can be indicated by the single
Byte payload size (bpl ) field in the PHY header.
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Known and Unknown Facts of LoRa 19:5
Antenna
SX1301
DC Power
Li-Po SX1276
Antenna Battery
Optic
Cable
(a) The handcrafted LoRa gateway (b) The LoRa end node developed (c) The software defined radio
developed with IC880A frontend with SX1276 frontend (inAir9B based LoRa gateway developed
and Raspberry-Pi enabled process- [24]) and ATMEGA328P process- with USRP N210 and RFX900
ing unit. ing unit. daughterboard.
processing unit interfaced with SX1276 working as the radio frontend. Unnecessary components
such as voltage regulators and LEDs were taken off the end nodes to ensure high accuracy of power
measurements. An image of such an end node is given in Fig. 3b. Power profiling for end nodes is
achieved using the Monsoon Power Monitor [46] that measures the power at an accuracy of 106
samples/sec. We also implement the LoRa gateway functionality with software defined radio (based
on USRP N210 [61] and GNU Radio [49]), and utilize the SDR gateway to intercept on-the-air LoRa
transmissions and perform PHY level signal analysis. Fig. 3c depicts the SDR gateway settings.
500m
3 PROMISES OF LORA
This section reports our experiment results to verify the performances promised by LoRa. We
further derived models to describe LoRa’s performance by varying existing parameters provided
by Semtech chipsets.
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Parameter Impact
LoRa transmission distance could be affected by the underlying parameter selection. In order to
understand the impact of each parameter, we first need to understand the effect of each parameter
in shaping the resulting wireless signals. There are four main parameters with pronounced effect
on LoRa signals. These parameters are listed below:
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Known and Unknown Facts of LoRa 19:7
of bits to be transmitted. This overhead allows receiver to check for the correctness of the received
chirps and provides a possibility to correct some erroneous bits from a chirp.
Experiment Setup
As Semtech gateway chipset allows changes of SF, TX Pow, CR on the fly but requires BW to be set
to 125kHz, we conducted an experiment to measure the communication distance of each SF, TX
Pow, and CR (excluding BW) and presents the highest packet reception rate (PRR) among the TX
Pow and CR for each SF in Fig. 5. With high number of buildings with heights ≥100m blocking
line-of-sight (LoS) across Singapore and tallest buildings being private properties with restricted
access to public, we performed the LoS experiment by the beach where LoS could be observed at all
time with limited building in the vicinity. The packets with payload of 10 Bytes were transmitted by
several end nodes across the 9.08km stretch while maintaining LoS at all times. Each node transmits
equal number of packets for every combination of settings.
Packet Reception Ratio
1
Packet Reception Ratio
1
SF7 SF7
SF8 SF8
0.8 SF9 0.8 SF9
SF10 SF10
0.6 SF11 0.6 SF11
SF12 SF12
0.4 0.4
0.2 0.2
0 0
0 5 10 15 0 1 2 3 4 5 6 7
Distance (KM) Distance (KM)
Fig. 5. Communication distance of each Spreading Factor on different environment. LoRa devices are still
able to communicate beyond 9km for line-of-sight environment however, LoRa signal propagation is severely
impacted when obstructed.
For the non-line-of-sight (NLoS) experiment, we performed the experiment in our campus ground
which represents a metropolitan city scape with high density of high-rise buildings (buildings
height of ≥100m on average) blocking LoS between transmitter and receiver. The experiments were
conducted on a 3km × 3km area with high density of high-rise structures and natural vegetations.
In this experiment, end nodes transmit packets of different settings with payload of 10 Bytes
continuously for ten minutes. Equal number of packets were sent for each setting from a single
node. The end nodes were placed under open-air with no shelter. Buildings and trees would be
present on test locations obscuring LoS without blocking the sky view.
To further test LoRa coverage, similar experiment was conducted for indoor and semi-indoor
environment. Identical to the experiment done for the outdoor environment, each end nodes
transmit for ten minutes period with payload of 10 Bytes and each setting will be transmitted equal
number of times. However, three gateways were placed surrounding the 1km × 1km area were
used to provide a better coverage within the area due to high attenuation caused by buildings.
In this experiment, the indoor environment refers to end nodes being placed inside a building
and within a room while the semi-indoor environment refers to end nodes placed under a shelter
which has access to open space such as sheltered walkways and corridors by a building. Indoor
and semi-indoor environment were combined to provide a view of LoRa coverage for deployment
within and around a complex of buildings.
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Line-of-Sight
The experiment results are presented in Fig. 5a. LoRa is capable of communicating up to 4km
and 5km for PRR 90% and 70% respectively by using the fastest SF setting of SF7. However, the
experiment was unable to uncover the maximum coverage of LoRa transmission beyond SF7.
Regression were performed on available data to extrapolate the PRR for distance beyond 9km. With
the extrapolated data, LoRa is expected to be able to support up to 10km using SF12 with PRR 70%.
Outdoor Environment
(a) Outdoor coverage with TX Pow (b) Outdoor coverage with SF12 (c) Indoor coverage with TX
20dBm and varying SF. and varying TX Pow. Pow 20dBm and varying SF.
Fig. 6. LoRa coverage for different environment with PRR >70% and CR4/8. LoRa coverage are severely
impacted on the east side of the map due to high density of buildings obstructing LoS.
Data presented in Fig. 5b reveals that LoRa performance declined drastically in NLoS scenario
for outdoor urban environment. In such complex environment, LoRa is only capable of covering
the distance of 0.1km and 0.3km for PRR 90% and 70% respectively using SF7. Similarly, for SF12,
< 2km is the limit for PRR 70%. Moreover, similar to the studies presented in [35], the results in Fig.
6a indicates that LoRa transmission is heavily impacted by buildings. The transmission coverage
was reduced significantly on the east part of the map as compared to the north and south parts. The
west part of the map is inaccessible and thus unable to be explored for experiments. As compared
to the line-of-sight coverage, the impact of the environment could reduce the coverage by 82% on
average and around 90% for the worst case (east side of the map using SF12). This proves that LoRa
signals are severely hampered by obstructions such as high-rise buildings. Furthermore, as seen
in Fig. 6b, the benefit of increasing the TX Pow is limited and terrain dependent. The increase of
transmission distance on sparse terrain could go up to 30% (16dBm to 20dBm on southwestern side
of the map) however, the average gain in increasing TX Pow is <7%.
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Known and Unknown Facts of LoRa 19:9
Through a series of experiments, LoRa proves to be capable of communicating beyond what was
claimed by Semtech in LoS environment. However, LoRa coverage degrades significantly with the
presence of obstructions. For optimal coverage, system adopters would have to carefully choose the
location for gateways and end nodes to ensure LoS. Where LoS is not attainable, system adopters
would have to carefully choose the settings to ensure coverage while ensuring the lifetime of an
end node.
TX
150
Power (mW)
100
50
MCU Active
Sleep Sleep
0
0.01 0.02 0.03 0.04 0.05
Time (s)
Fig. 7. Energy consumption captured by power monitor for a LoRa transmission with parameter SF7, CR4/5,
125kHz BW, 2dBm TX Pow, and 9 Bytes payload. Several states could be observed and disected to model the
energy consumption of a LoRa end node.
The first experiment was conducted to compute the energy per transmission for all SFs ranging
from SF7 to SF12 with a payload of 6 Bytes. Energy profile of the MCU and the transceiver were
separately recorded for each transmission and is presented in Table 2. This experiment presents
the two extremes in LoRa transmission configuration. The SF7 2dBm setting representing the
least energy consuming configuration and the SF12 20dBm setting representing the most energy
consuming parameter configuration. With 15 minutes interval between each packet, the experiment
shows that LoRa nodes can sustain a lifetime of 4.60 years and 1.37 years respectively. These indicates
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19:10 Jansen C. L. et al.
that the 10 years end node lifetime promised by LoRa would be possible only through careful
selection of parameter configuration and duty cycling.
Table 2. LoRa packets energy budget breakdown with PL = 6 Bytes, CR = 4/8, BW = 125kHz, 15 minutes per
packet for SF7 & SF12, and battery capacity of 3.7V 2Ah.
The results in Table 2 can be calculated using Eq-2. The parameter Tcycl e refers to the time
duration of a single transmission cycle with duty cycle constraint. Energy parameters Ebat t and
Ecycl e each refers to the energy contained in a particular battery and energy expended for each
Tcycl e respectively. The lifetime calculated in Eq-2 assumes a perfect battery with no degradation
due to time or environmental influences.
Ebat t
Li f etime = Tcycl e × (2)
Ecycl e
We compute the time duration for a transmission cycle as a function of duty cycle in Eq-3. As
duty cycle is the percentage of time a radio is transmitting, we compute the cycle duration Tcycl e
with duty_cycle as the indication of a fraction of time the radio is allowed to transmit where Tpkt
represents the transmission duration of a packet.
Tpkt
Tcycl e = 100 × (3)
duty_cycle
The energy contained in a particular battery can be obtained through Eq-4 where the constant
value of 3600 refers to the number of seconds in an hour, Cbat t refers to the charge in the battery
with the unit of Ampere per hour (Ah), and Vnom as the nominal voltage of the battery.
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Known and Unknown Facts of LoRa 19:11
Table 3. Energy consumption for different type of MCU during a LoRa packet transmission.
Table 3 presents the energy consumption by MCU for both the active (E MCU _On ) and sleep
(E MCU _O f f ) states. The Ecycl e mentioned in Eq-2 can be obtained through Eq-6 where Ecycl e is
divided into two parts, the energy expended during sleep state and energy expended during active
state which the duration is based on Tcycl e − Tpkt and Tpkt respectively. The energy expended
during sleep state requires the information of E MCU _O f f and also energy expended by Radio during
sleep E R_O f f while the energy expended during transmission would require the information of
E MCU _On and energy expended by Radio during transmission E R_T X .
Ecycl e = Tcycl e − Tpkt E MCU _O f f + E R_O f f + Tpkt E R_T X + E MCU _On (6)
Semtech datasheet provides Eq-7 to calculate Spl . The variables in the equation are Payload in
bytes (PL), SF, CR, IH as 0 or 1 to indicate explicit or implicit header respectively, and both CRC
and DE as 0 or 1 to indicate absence or presence as required. DE is recommended to be set to 1 if
Tsym exceeds 16ms.
0.5
0.4
0.3
0.2
0.1 RFM96
SX1276
0
2 4 6 8 10 12 14 16 18 20
Transmission Power (dBm)
Fig. 8. E R_T X of different TX Pow across all settings of SF, BW, and CR using Semtech SX1276 and HopeRF
RFM96 chipsets. The two chipsets are relatively similar in their power profiles.
We extract the energy consumed by each measurement by converting the energy reading to the
scale of Joule per second (Watt). The energy consumption is further grouped by chipsets and TX
Pow. The values are then averaged and presented in Fig. 8. We compute a cosine similarity for the
power profile of both chipsets and obtained a similarity value of 0.994.
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19:12 Jansen C. L. et al.
Based on the results in Fig. 8, a polynomial function presented in Eq-8 can be obtained through
regression. We select degree (d) 12 and 10 for SX12761 and RFM962 chipsets respectively for optimal
performance.
d
αn x n
Õ
E R_T X = (8)
n=0
100 100
2 5 9 13 17 20 7 8 9 10 11 12
Transmission Power (dBm) Spreading Factor (SF)
(a) Varying TX Pow. (b) Varying SF.
Fig. 9. Measured and predicted energy consumption with varying settings represented by markers and
lines respectively. The model is able to predict the energy consumption of different settings with minimum
deviation.
The results of our prediction model is shown in Fig. 9 where each marker represents actual
measured data for the particular settings and the line represents the output of prediction model.
The energy consumption prediction model achieved a mean error of 0.30% for both chipsets.
Table 4. Predicted nodes lifetime and expected error under specific settings and hardware on a 2Ah battery. A
careful selection of MCU could drastically affect the lifetime of end nodes.
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Known and Unknown Facts of LoRa 19:13
We present Table 4 to demonstrate the influence of hardware and setting selections on the
lifetime of the end nodes. As expected, duty cycle is the major factor that determines the lifetime
of nodes as the sleep state greatly reduces the energy consumption and allows longer lifetime. SF
and TX Pow also plays a large part in the lifetime of end nodes as these settings will determine the
time duration of a packet and the amount of energy to be used for the transmission.
(8,4/5) (8,4/5)
(8,4/8) 2.2 (8,4/8)
0.4
(9,4/5) (9,4/5)
(9,4/8) 2 (9,4/8)
(SF,CR)
(SF,CR)
(10,4/5) (10,4/5)
1.8 0.3
(10,4/8) (10,4/8)
(11,4/5) (11,4/5)
(11,4/8) 1.6 (11,4/8) 0.2
(12,4/5) (12,4/5)
(12,4/8) 1.4 (12,4/8)
2 5 8 12 15 18 20 2 5 8 12 15 18 20
TX power TX power
Fig. 10. Prediction error for E R_T X and energy consumption of MCU + Radio scenario for 15 minutes inter-
packet delay compared to measured readings. By Including MCUs energy consumption, prediction errors of
E R_T X become insignificant.
Fig. 10 shows the prediction error of the prediction model for both E R_T X and energy expended
by Ecycl e with Tcycl e of 15 minutes. Although there is more error for the lower TX Pow settings
in Fig. 10a, the error is not reflected for the same setting in Fig. 10b. This is accredited to the
long duration of the sleep state which contributes to the increase of the proportion for E MCU _O f f
and E R_O f f in the Ecycl e and dwarfs the prediction error of E R_T X . On the other hand, Fig. 10b
shows the prediction error worsen as TX Pow increases. This is due to the hardware variation
as the prediction model inputs are the averaged readings of the energy expended across multiple
hardware.
1
Fractions of Packets
0.9
0.5
ER_TX
Ecycle
0
0.
0.
1.
1.
3.
5.
27
57
06
66
08
66
Fig. 11. CDF of the prediction error per cycle for combinations of SX1276 and RFM96 chipsets with Arduino
Uno and Arduino Pro Mini. Regardless of the type of chipsets, prediction errors are still below 6% and with
MCUs energy consumption, prediction errors drops to a little over 1%.
Fig. 11 presents the CDF of prediction error as compared to ground truth. The model yields a
3.08% error at the 90-th percentile and 1.66% error at the 50-th percentile. As the model only predicts
E R_T X , researchers and system adopters would be able to easily compute Ecycl e by substituting
E MCU _O f f , E MCU _On , and E R_O f f to predict a node energy consumption and lifetime with other
type of MCUs.
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19:14 Jansen C. L. et al.
SX1301
Packet Handler
IQ Based RF
SX125x
8X LoRa
Control
Demodulators
Single CH Single SF
I/Q LoRa Backhaul
Demodulator
SX125x
IQ Based RF
(G)FSK Demodulator
Tranciever
(G)FSK/LoRA Packet
Modulators Handler SPI
This section characterizes LoRa’s Multiple Access performance through a series of experiments.
In contrast to common LPWAN protocols such as Sigfox [54], WiFi HaLow [3], LTE-M [1] and
Weightless [64], a fundamental difference in LoRa modulation is its capability to perform concurrent
communications within a single physical channel. This provides LoRa networks a significant
advantage under dense environmental conditions.
This concurrency is due to two factors. Firstly, a standard LoRa gateway receives simultaneous
transmissions from multiple physical channels. Secondly, it also efficiently differentiates between
simultaneous orthogonal transmissions, even if such transmissions are within the same physical
channel. In contrast to the capabilities of end nodes based on the SX127X LoRa transceivers, a
standard LoRa gateway gains this extra performance at the cost of increased processing power,
additional hardware, cost, space and power. Fig. 12 presents an abstract baseband block diagram
of a standard LoRa gateway, namely, the IMST IC880A concentrator. The IMST IC880A gateway
design incorporates a single SX1301 LoRa baseband signal processor and two full-duplex SX1257 RF
front-end to digital IQ modulator/demodulators. In order to adhere the LoRaWAN standard which
mandates several physical channels based on the ISM band, both front end ICs collaboratively
share the bandwidth. The SX1301 continuously processes two simultaneous IQ streams from the
SX1257 ICs and interprets IQ data in accordance with the LoRa PHY. The decoded information is
later made accessible to a host via the SPI protocol.
The SX1301 integrates the LoRa IP and supports 10 configurable receiving channels. These 10
falls under three categories based on their use cases and programmability. Eight of them are by
design fixed in BW to 125KHz while the channel frequencies of those are programmable. They are
by design expected to be used to receive packets from end nodes. Out of the remaining two, one
is connected to a GFSK demodulator while the other to a functionally limited LoRa demodulator
designed to be used as a backhaul channel to other gateways or infrastructure. The limitation on the
backhaul LoRa channel is that it only operates on a single SF of choice as opposed to aforementioned
8 LoRa channels which demodulate any given SF. However, the backhaul channel has the advantage
of operating on either 125KHz, 250KHz or 500KHz of channel BW.
Semtech asserts that a SX1301 based gateway is able to simultaneously demodulate a maximum
of eight concurrent packets [59] as long as non-orthogonal transmissions are separated to different
channels. Orthogonal transmissions are a key feature in a LoRa modulation that diversify spectrum
usage and minimize collisions. They are further explained under Section 4. Given this resiliency to
orthogonal transmissions, an estimate of concurrent reception capability at the gateway directly
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Known and Unknown Facts of LoRa 19:15
translates to an indicator that reflects LoRa’s multiple access capability. We leverage this to estimate
LoRa’s multiple access capability through a series of experiments.
Fig. 13. Single channel capacity of a SF. Higher SF proves to support more nodes as packet collision reduces
as compared to lower SF however, the low throughput of higher SF on contrary to the higher nodes supported
is due to the lower number of packets transmitted.
First, we performed a test to determine the performance of LoRa’s individual SFs. To do so, all
nodes were programmed to randomly transmit packets of same SF for a duration 15 minutes. The
duty cycle of real-nodes was controlled to emulate up to 12,000 nodes in steps of 100 under different
experiment iterations. For each iteration, the PRR and throughput were computed. Fig. 13 depicts
the results of this experiment for selected PRRs of 90%, 80%, 70% and 50%. Based on our results,
we also computed the impact on PRR with increasing number of transmitted packets during the
period of 15 minutes. We present this result in Fig. 14 for all SFs.
Although the airtime of SF7 is lowest for a given payload, one may assume that SF7 should
in turn support the largest number of network capacity. However, the result indicated in Fig. 13
suggests otherwise. It indicates that SF7 supports the least network capacity and SF12 the highest.
Reason for this observation, although counter intuitive, is due to the permitted airtime of the nodes
based on the duty cycle of 0.1%. To elaborate, in comparison to an SF12 end node, an SF7 based end
node is allowed to transmit a higher number of packets as the airtime consumed by same payload
is significantly lower. Effectively, an SF12 based network is permitted to transmit significantly less
number of packets than a SF7 based network.
The higher number of packets from SF7 end nodes increase the chances of packet loss as a
large number of non-orthogonal transmissions use the same physical channel. This in turn limits
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19:16 Jansen C. L. et al.
1
SF7
0.8 SF8
SF9
0.6 SF10
PRR SF11
0.4 SF12
0.2
0
500 1000 2000 4000 8000 16000 32000 64000
#packets
Fig. 14. PRR of each SF for increasing transmissions. The PRR decreases as the number of packets transmitted
increases which provides a hint in explaining the phenomena observed in Fig. 13.
the concurrent demodulation capability at the gateway. With increased collisions, the number of
correctly received packets at the gateway is reduced. Therefore, the number of supported nodes
is also reduced. By extension, a SF12 setting supports more nodes achieving a higher network
capacity under the same duty cycle. In addition, SF7 achieves multiple orders of higher throughput
in comparison to a SF12 based network due to the higher numbers of packets transmitted. This is
observed in Fig. 13.
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Known and Unknown Facts of LoRa 19:17
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19:18 Jansen C. L. et al.
This result is intuitive as node density is solely determined by the number of transmissions
under 15 minutes. In other words, as transmissions that consume less airtime are present in the
environment, more throughput and a higher number of nodes can be supported for the same PRR.
Finally, in order to better present the gateway’s decoding capability, we also present Fig. 16 which
depicts a snapshot of the decoding progress of the gateway while 10 nodes randomly transmitted
packets using different SF.
On the contrary, results in Fig. 15 seemingly disagrees with those in Fig. 13. The results from
our previous experiment that concluded the capacity of SFs favored SF12 nodes. However, in
this experiment, we observed that a higher number of SF7 nodes correspond to an increase in
the total supported nodes. While the results seem contradicting, the latter experiment utilized a
ratio of different SFs whereas the former utilized a single SF. Recall the condition for concurrent
demodulation of a gateway. The multiple SFs utilized in the latter experiment enhanced the
concurrent decoding capability of the gateway while the former suppressed the same. Having a
ratio of SFs provides an opportunity to the gateway to demodulate multiple packets resulting in a
higher throughput and an increase in the number of supported nodes. On the other hand, SF12,
having the highest airtime, becomes detrimental as colliding packets of same SF are not received
correctly within the same channel.
The experiments in this section were performed to quantify the performance in of single physical
channel. A study across multiple channels is required to fully understand the network capacity of a
single gateway LoRa network since LoRa concentrator chipset promises concurrent demodulations
across channels.
4 BEYOND LORA
This section reports our studies beyond LoRa practices and provides insights through an SDR based
LoRa PHY analysis. We also report optimization and improvement opportunities to existing LoRa
practices.
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Known and Unknown Facts of LoRa 19:19
6 6 6
Lifetime (years)
Lifetime (years)
Lifetime (years)
SF12 SF12 SF12
4 4 4
SF11 SF11 SF11
SF10 SF10 SF10
2 SF9 2 SF9 2 SF9
SF8 SF8 SF8
SF7 SF7 SF7
0 0 0
0 1 2 3 4 0 1 2 3 4 0 1 2 3 4
Coverage (km) Coverage (km) Coverage (km)
(a) Inter-packet delay of 15 min- (b) Inter-packet delay of 30 min- (c) Inter-packet delay of 60 min-
utes. utes. utes.
Fig. 17. Lifetime and coverage of all settings for PRR of 0.7 in NLoS environment. The skyline of all curves in
each figure is the optimal settings for the given inter-packet delay.
through decrementing loops instead of incrementing loops. The algorithm only terminates the
search while searching through the fcover aдe () but not flif et ime (). This is mainly because the input
of flif et ime () is a subset of the search space and early termination would not return the skyline
of Fig. 17 since many higher SF settings would have lower lifetime than the lower SF settings
counterparts. Recall that the search is done using a decrementing search where higher SF and TX
Pow values will precede the lower values.
We present the output of Algorithm 1 in Fig. 18 which represents the optimal settings with given
lifetime and coverage requirements. Observe that lifetime of a node is severely impacted by packet
frequencies. However, the relationship of node lifetime and packet frequencies are non-linear. This
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19:20 Jansen C. L. et al.
Lifetime (years) 4
3
SF7-2dBm SF8-20dBm
2
SF10-20dBm
SF11-20dBm
SF12-20dBm
15 min
SF9-20dBm
1 30 min
60 min
0
0 0.5 1 1.5 2 2.5 3 3.5
Coverage (km)
Fig. 18. Setting selections for optimal coverage and lifetime. Exhausting TX Pow before SF would results in a
node with better coverage and longer lifetime.
is due to the power consumed during a node’s sleep time which is small but not negligible as sleep
time increases.
The experiment results presented here provide a rule of thumb to system adopters and researchers.
Since increasing SF results in lower lifetimes with higher coverage, SF should always be the last
setting to be increased. System adopters would be able shorten the time to obtain optimal settings
using the algorithm provided and researchers would be able to design more efficient setting
adaptation mechanisms by considering the findings highlighted above.
TRX_DELAY2
CLASS A TRX_DELAY1
TX RX1 RX2
TBeacon TRX_DELAY2
CLASS B TRX_DELAY1
Beacon ... TX RX1 RX2 ... Beacon
TRX_DELAY2
CLASS C TRX_DELAY1
TX RX2 RX1 RX2 Continuous
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Known and Unknown Facts of LoRa 19:21
Energy Consumption
With the increase in packet size due to the MAC overhead and mandatory reception windows,
energy consumption of an end node would increase accordingly. An energy consumption snapshot
of class A end node is illustrated in Fig. 20. Apart from the TX phase, there are two RX phases
separated by predefined delays. Note that the MCU is not in low power mode during the delays.
These MCU active time would results in degradation of an end node’s lifetime.
175
TX
150
125
Power (mW)
100
75
RX1 RX2
50
T RX_DELAY1
T RX_DELAY2
25 T MCU
SLEEP SLEEP
0
0 1 2 3 4
Time (s)
Fig. 20. Node energy consumption for a LoRaWAN transmission cycle. On top of the energy consumption
due to RX, MCU has to stay awake throughout TRX _DELAY 1 and TRX _DELAY 2 which increases the MCU
energy consumption.
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19:22 Jansen C. L. et al.
An experiment was conducted to explore the energy budget overhead of LoRaWAN as compared
to LoRa. The experiment measures energy consumption of a transmission cycle which includes
both active and sleep time of an end node. Energy consumption of end nodes was measured using
Monsoon power monitor and payload size was set to 10 Bytes with 0.1% duty cycle to adhere to
LoRaWAN standards. For each packet, CR is set to CR4/8 and 100 packets were transmitted for
each SF and TX Pow setting combination. For LoRaWAN packets, we assume no downlink traffic
from gateway which requires end nodes to execute both RX windows with default RX timeout
of five symbol time. Energy consumption are first grouped according to the settings followed by
grouping of energy consumption according to component states (E MCU _O F F , E MCU _O N , E R_O F F ,
E R_T X , E R_RX 1 , and E R_RX 2 ). After grouping, each group are then averaged to obtain the energy
consumption of each states for each setting. Experiment results are presented in Fig. 21.
1.2 1.2
EMCU_OFF EMCU_OFF
1 1
EMCU_ON EMCU_ON
0.8 ER_OFF 0.8 ER_OFF
Energy (J)
Energy (J)
ER_TX ER_TX
0.6 0.6
ER_RX1 ER_RX1
0.4 ER_RX2 0.4 ER_RX2
0.2 0.2
0 0
SF7 SF8 SF9 SF10 SF11 SF12 SF7 SF8 SF9 SF10 SF11 SF12
(a) LoRa. (b) LoRaWAN.
Fig. 21. Energy budget required by a transmission cycle for packet with payload of 10 Bytes and 0.1% duty
cycle with varying SF and TX Pow. LoRaWAN energy budget for E MCU _O F F and E MCU _O N is significantly
higher than the LoRa counterparts.
Results show that LoRaWAN imposes 149% to 313% overhead on energy consumption as compared
to LoRa with average of 198% times increment across all settings. This increment is due to the
increase in MCU active time while waiting for RX windows mandatory in LoRaWAN standard.
However, note that with acknowledgment (ACK) packets from gateway, such overhead could
be reduced as end nodes are expected to not start the second RX window if ACK or downlink
packets are received in the first RX window. On the other hand, any long downlink packet could
significantly increase the energy overhead.
Multiple Access
On top of the overhead in energy consumption, a MAC protocol also imposes limitations on packet
transmission. This limitation affects several network parameters which includes network density,
throughput, and goodput. Since LoRa networks are expected to form a single hop network without
intermediate end nodes as relay, LoRa network density directly equates to number of end nodes
supported by a gateway. This value could vary depending on the PRR requirement of said network.
Similarly, throughput and goodput which refers to the end-to-end number of bytes received and
number of effective bytes received respectively also varies depending on PRR but are unaffected by
multi-hop.
To investigate the effect of LoRaWAN imposed limitation on parameters mentioned above,
experiments were conducted using a SX1301 gateway concentrator with 50 end nodes equipped
with SX1276 chipset. Similar to the experiment in Section 3.3, 50 nodes were used to emulates
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Known and Unknown Facts of LoRa 19:23
multiple nodes by manipulating the inter-packet delay. We first assume a standard transmission with
inter-packet delay of 15 minutes regardless of SF, then by halving the inter-packet delay, number
of active nodes increase to 100. Using said method, number of emulated nodes transmitting in 15
minutes could reach up to 500,000 nodes. Next Eq-9 were used to vary the probability of a node in
choosing a particular SF for transmission to simulate outdoor, semi-indoor, and indoor environment.
Furthermore, in order to ensure no interruption due to ACK queuing and self-interference from
ACK packets, downlink traffic was disabled. However, by disabling downlink traffic, end nodes
were expected to activate both RX windows. TX Pow of the nodes are set to the maximum value of
20dBm while CR are set to CR4/8. Payload size of each packets are set to 10 Bytes to aid comparing
with results in Section 3.3.
(a) Number of nodes and throughput supported (b) Number of nodes and goodput supported by
by each PRR requirement. each PRR requirement.
Fig. 22. Comparison of throughput and goodput of a single gateway with LoRaWAN and supported number
of nodes for each PRR requirement. Similar to results in Section 3.3, higher number of SF7 packets increases
throughput, goodput, and number of supported nodes.
Experiment results in Fig. 22 shows a significant advantage of more SF7 packets in the network as
compared to equal chances which signifies indoor and semi-indoor respectively. Moreover, having
many SF12 in the network could cause congestion and lower network performance. Comparing
throughput and goodput of LoRaWAN system reveals that LoRaWAN packet overhead accounts to
>64% of the traffic however, this overhead would reduce as the payload size increases.
LoRaWAN which is the MAC protocol of LoRa serves to organize the channel access behaviour
of nodes within the network. This mechanism should provide certain degree of improvement over
LoRa’s disorganized behaviours. A comparison between results of LoRa and LoRaWAN which are
presented in Fig. 23 indicates that although in most cases LoRaWAN provides a higher throughput,
the header overhead of LoRaWAN takes up most of the throughput. When observing goodput
which is throughput without the overhead, benefit reported in throughput vanishes leaving behind
a much lower goodput compared to aloha LoRa. The high throughput reported was mainly due
to the mandatory RX windows. These RX windows provide a chance for other nodes to make
use of a clear channel to transmit packets. However, the same would not be true when downlink
traffic is not disabled. Downlink traffics, especially ACK packets could block a significant amount
of uplink traffics since in order to transmit an ACK packet, gateway has to switch one of its two
radio chains from RX mode to TX mode. This change in modes would disable all uplink traffics
transmitting in the channels served by that particular radio chain within the period of time the
ACK is transmitted. Moreover, a tight scheduling is essential to ensure minimal delay in de-queuing
received packets and queuing ACKs. In order to offload the burden of a gateway in providing ACKs,
all ACKs requests would be served by backend servers.
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19:24 Jansen C. L. et al.
(a) Difference between LoRa and LoRaWAN in sup- (b) Difference between LoRa and LoRaWAN in sup-
ported number of nodes and throughput for each ported number of nodes and goodput for each PRR
PRR requirement. requirement.
Fig. 23. Comparison of the difference in throughput and goodput of a single gateway between LoRa and
LoRaWAN with supported number of nodes for each PRR requirement. Difference is computed as δ x =
LoRaW ANpr x − LoRa x where x refers to #nodes, throughput, or goodput. Hence, positive and negative δ
r pr r x
are represented in the figure with red and gray bars respectively. LoRaWAN packet overhead diminishes the
benefit it brings.
With the unique capability of LoRa gateway which allows concurrent demodulation, an efficient
MAC protocol is required which takes into consideration of providing high packet reception rate
with minimal ACKs and retransmission.
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Known and Unknown Facts of LoRa 19:25
SF11
Frequency (KHz)
CH4
SF9
CH3
SF7
CH2
SF11
SF9
CH1
SF7
~4ms, and ~16ms respectively which corresponds to doubling of Tsym per each incrementing SF.
Therefore, Tsym for SF 11 should be 16 times Tsym of SF 7. The visualized symbols on CH4 clearly
attest to this statement. For example, during a single SF 11 chirp, there exists 16 SF 7 and 4 SF 9
chirps. However, this should not lead to the conclusion that for a given payload, LoRa modulation
doubles the dwell time for incrementing SFs. This is due to zero padding causing different number
of data bits per each SF defined in the LoRa modulation resulting in a different number of total
symbols for the same payload.
Having highlighted the advantages of orthogonal channels in LoRa, it can be observed that
successful concurrent transmissions need not be limited to physically separated channels. Next, we
estimate the extent of this concurrency of a standard IC880A LoRa concentrator.
Table 6. PRRs under varying concurrent conditions. With separation of either SF or CH between packets,
LoRa gateway is able to demodulate collided packets efficiently.
#Concurrent Tx 2 3 4 5 6 7 8
Multiple CH, Multiple SF 100% 100% 100% 100% 100% 100% 99%
Multiple CH, Fixed-SF 100% 100% 100% 100% 100% 100% 100%
Single CH, Multiple SF 100% 100% 100% 100% 100% – –
Single CH, Fixed-SF 48% 32% 24% 19% 16% 13% 12%
To do this, we perform four experiments. In the first, we tie eight nodes to eight distinct chan-
nels. We program each node to continuously transmit 100 packets on a randomly selected SF. In
all, to ensure continuous concurrency throughout the experiment, each transmission was time
synchronized across all nodes. This synchronization was required to provide sufficient time to a
node that opted to transmit at a higher SF (consuming a higher airtime) to finish the transmission.
Since this experiment ensured eight packets in air at any given time, it can be used to validate
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19:26 Jansen C. L. et al.
Semtech’s claim that the SX1301 LoRa concentrator can decode and demodulate eight packets at
any given time. In the second, the same experiment was repeated by fixing all transmissions SF to
SF7 on eight different channels. Results from both experiments depicted in the first two rows of
Table 6 attest to the aforementioned claim by Semtech.
In the third, we test the concentrators capacity to receive orthogonal transmissions. We tie
six nodes to six distinct SFs and program them to continuously transmit 100 packets on the
same channel. The limitation on the number of nodes was due to the limitation on available SFs.
Again, time synchronization between nodes ensured continuous concurrency throughout the
experiment. As expected, the results indicated 100% PRR. Similarly, in the fourth, we transmit non-
orthogonal packets within same channel. Our results confirm the disruptiveness of non-orthogonal
transmissions. The results of third and fourth experiments are depicted in third and fourth rows in
Table 6.
0.8
0.6
PRR
0.4
0.2 CAD
No CAD
0
2 4 6 8 10
Inter Packet Delay (s)
(b) Comparison of CSMA-CAD and No-
(a) The CSMA-CAD mechanism CSMA mechanisms for varying Tpkt . PL=6B,
illustrated as a state diagram. preamble length=9 and #Nodes=50.
An ideal mechanism to avoid potential collisions in LoRa is to sense the channel for non-
orthogonal SFs prior to transmission. If a LoRa transceiver is able to detect such transmissions,
it forms the foundation to formulate an ideal CSMA mechanism for LoRa. Unfortunately, the
SX1276 series LoRa transceivers limit such sensing to the preamble and calls it the Carrier Activity
Detection (CAD)-Mode [45]. Despite the limited functionality of CAD-Mode, we leverage the CAD-
Mode to form CSMA-CAD and investigate the effectiveness of utilizing it as a potential collision
avoidance mechanism. Although longer preambles could significantly increase the effectiveness of
CSMA-CAD mechanism, without further changes on the concentrator, we confine our experiments
to 8 preamble symbols mandated in the LoRaWAN standard. CAD-Mode requires a duration of
two symbols to complete. During the CAD process, the radio first performs a receive operation
for a duration of a single symbol followed by a computation duration of another symbol. This
CSMA-CAD process for an end node is described by Fig. 25a.
We then designed an experiment to test whether incorporating CAD-Mode is beneficial in a
real-life environment. To do this, 50 nodes were fixed to a single channel and were programmed to
transmit 100 packets of 10 Bytes payload. Each node transmitted 100 packets randomly within an
inter-packet delay of Tpkt . A random start delay ensured the distribution of transmissions across
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Known and Unknown Facts of LoRa 19:27
200
180
TX TX
160
Power (mW)
140
120
100 CAD‐
80 Mode
60
40
20
0
0 1 2
TTX TMCU TTX
Tpkt which allowed the control of network density. We computed PRR for each experiment and
repeated the same for Tpkt ranging from 2 to 10 seconds. A payload of 4 Bytes were chosen and the
longest airtime corresponding to the airtime of SF12 was ensured to be less than Tpkt .
As indicated by the experiment results in Fig. 25b the CAD-Mode enabled significant improve-
ments to PRR under high network density conditions, i.e. when Tpkt is low. Further, we also
determined the highest possible energy overhead (SF12 with longest Tsym ) due to CAD-Mode to be
at only 1.6963mJ. We present below a comparison of power profiles for both modes in Fig. 26 trans-
mitting a payload of 4 Bytes under SF12 at 5dBm. The peak indicated on the second transmission
represents the power overhead of CSMA-CAD. I.e. CSMA-CAD sensing and applying a different SF.
As ideal CSMA protocol for LoRa should be able to sense the on-going Spreading Factor at any
point of payload, not just within the preamble. Nevertheless, based on our experiment results, it
can be seen that performance improvements are still possible with the CSMA-CAD mechanism.
We then extend the boundaries of this experiment by means of a simulation in an effort to test the
effect of varying number of nodes, Tpkt and preamble length on the PRR. The simulation considers
an erasure channel and compares the three CSMA mechanisms; 1. No-CSMA 2. CSMA-CAD 3.
Ideal-CSMA. Despite the obvious advantages that come through an Ideal-CSMA mechanism, CSMA-
CAD still provides significant performance improvement under dense network conditions similar
to experiment results.
It can be seen from the results that the Ideal-CSMA mode always achieves a full packet reception
ratio except in Fig. 27a where the number of nodes reached up to 500. This is understandable as
many nodes perform symbol sensing, it is possible that a few performed synchronous symbol
detection and transmitted simultaneously resulting in collisions. Despite the existence of this effect
within a simulated environment, the same phenomena can take place within real-life environments
causing potential decrements in PRR. Lastly, Fig. 27c depicts that the Ideal-CSMA mechanism is
not significantly affected by the number of preamble symbols. However, the impact is significant
for a CSMA-CAD network which achieves a doubled performance in PRR with only 4 additional
preamble symbols. At the same time, as expected, the No-CSMA mechanism reflects an inverse
performance affected by the increased preamble symbols.
Semtech has also began to answer the need for a better CSMA mechanism in LoRa chipsets
by announcing a new chipset which allows CSMA mechanism beyond CAD [57]. With improved
CSMA mechanisms, researchers would be able to design better MAC protocols which would reduce
the number of possible collisions while enhancing network quality.
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19:28 Jansen C. L. et al.
Fig. 27. Simulation of a LoRa network under No-CSMA, CSMA-CAD and Ideal-CSMA mechanisms. Although
Ideal-CSMA mechanism shows promising results, hidden terminal problem and synchronous symbil detection
would still cause packet collisions.
[19], etc. To understand LoRa PHY, one has to start from the encoding and modulation process of a
packet.
For a given payload, LoRa PHY integrates several encoding mechanisms to improve the over the
air resiliency prior to modulation. This encoding process involves Forward Error Correction (FEC),
Interleaving, Whitening and Gray Coding in order[48]. The process of modulation is responsible
for integrating data bits into "base chirps" also known as "linear chirps" explained duly. We provide
insights to this process under this section.
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Known and Unknown Facts of LoRa 19:29
SF
chirp should be m = TBW sym
2
. The symbol duration Tsym is defined as Tsym = BW in Semtech’s LoRa
patent [50]. This implies that as long as the BW is fixed, a higher SF requires a longer Tsym duration.
A LoRa packet consists of a combination of such unmodulated as well as modulated chirps. The
unmodulated formulate the preamble and the Start Frame Delimiter (SFD) whereas the modulated
form header, payload and CRC.
In order to modulate data bits into a base chirp, its instantaneous frequency is changed exactly
once. For any given SF, a modulated chirp will consist of a single shift out of possible 2S F − 1.
This implies that depending on the SF, a single modulated LoRa chirp carries SF number of bits of
information. In other words, an integer in the range of 0 to 2S F − 1 is represented using 2S F − 1
possible frequency shifts. During the process of demodulation, each frequency shift in the data
chirp is recognized as a separate FFT bin which relates back to the original integer. In a more
technical perspective, the process of modulation can be visualised in the time domain as follows.
After performing FEC, Interleaving, Whitening on the payload, to modulate the resulting encoded
data in to data chirps, the data is divided into SF sized bit chunks. Each chunk, of SF bits, represents
an integer i within the range 0 to 2S F − 1. i is then modulated to a base chirp by introducing a time
shift of tˆ = Gray −1 (i) 2TS F [48] to the signal presented in equation Eq-11 where Gray −1 stands for
the reverse of Gray operation in [18].
Later, at the receiver, each received chirp is multiplied by a locally generated conjugate base chirp
of same rate of change of frequency m, known as de-chirping. Multiplying two in-phase base chirps
of same m but of opposite signs results in an argmax at the bin corresponding to 0Hz in a FFT that
is of 2S F bins wide, due to destructive superposition of these two waveforms [33]. However when
a received data chirp undergoes de-chirping, the argmax of the FFT for each received chirp will
occur at one of 2S F bins. This bin can be directly correlated to the originally modulated integer i
which is in the range of 0 to 2S F − 1.
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19:30 Jansen C. L. et al.
However, it should be mentioned that for a given difference in phase ϕ between the received
and the locally generated chirp, FFT bins upon de-chirping operation may contain an offset. This
problem can be rectified by consulting the information from preamble and SFD bits mandated to
the front of every LoRa payload.
To further illustrate the process of demodulation, Fig. 28a closely represents a received SF8 LoRa
signal of 15 payload symbols. Fig. 28b presents the same signal upon de-chirping while Fig. 28c
presents the FFT bins that correspond to i. Since the signal is SF8 modulated, each data chirp can
only take a value between 0-255 and the FFT bins are also limited to the same range. Therefore, the
FFT width is set to 28 and each bin in Fig. 28c represents the data previously modulated into each
data chirp after the preamble and SFD in Fig. 28a.
Doppler Effect
When a transmitter or a receiver move relative to each other, the apparent frequency shift on the
received signal is known as the Doppler’s effect. Depending on the extent of this effect, the signal
is either received or discarded. CSS on the other hand is widely known to be immune to Doppler
effect [56, 65]. LoRa, being a close variant of CSS inherits a degree of resilience from it. Under this
section, we conduct a series of experiments to study possible effects caused due to Doppler shift on
LoRa’s modulation under practical circumstances.
This apparent change in frequency of a LoRa chirp due to Doppeler’s shift can be integrated to
LoRa’s modulation equation as follows,
2 +f
fchir p (t) = e j(2π (mt 0 t +∆f d t )+ϕ) (12)
where ∆fd is the change frequency caused due to Doppler effect. Under general use cases where
end nodes move at a velocity ven relative to a stationary LoRa gateway, this ∆fd approximates
to ∆fd = vCe n fchir p where fchir p represents the instantaneous chirp frequency. In the case of CSS,
this ∆fd causes the autocorrelation peak on the receiver side to shift in time and this time shift is
∆f
approximated by md [65]. The same approach can be used to determine the most susceptible SFs in
LoRa modulation under Doppler effect. It can be seen for smaller chirp rates m, the time shift is
higher. This concludes that SF12 is most effected while SF7 is the least.
In order to quantify the effect of Doppler shift on LoRa chirps we set-up a mobile LoRa gateway
and an SDR setup by the roadside and attach a node to a car used as moving transmitter. We drive the
car at varying speeds ranging from 50kmph, 60kmph, 70kmph and 80kmph on a highway. Extreme
care was taken at all times to maintain persistent speed of the car and line of sight to the gateway
during transmissions. Each transmission with 50 bytes were performed on SF12 with a packet
duration of 2.35 seconds to ensure sufficient time for recording a packet with both approaching and
passing states. Each round maintains a fixed speed with the vehicle approaching the gateway, in-
between and lastly passing the gateway. More specifically, each transmission consisted a sequence
number. A gateway was placed by the highway ensuring LOS with the car while a second received
records the transmissions from inside the vehicle without Doppler’s effects.
Our results indicate strong packet reception (>85%) at gateway placed by the highway for all
tested speeds and Table 7 summarize the results of the experiment for all speeds.
Further, we also compare recorded transmissions from within the car with the transmissions
recorded using the receiver placed by the highway using the SDR setup seeking for observable
Doppler effects. We present a comparison of two snapshots of LoRa chirps transmitted at 80kmph in
Fig. 29. Visually, both recordings offered no observable difference and similar results were observed
for other speeds. On contrary to the findings in [39] who reported a significant influence on PRR
ACM Trans. Sensor Netw., Vol. 0, No. 0, Article 19. Publication date: November 2018.
Known and Unknown Facts of LoRa 19:31
#RX/TX Packets
Speed(kmph)
Approaching Intermediate Leaving
50 1/1 1/1 1/2
60 3/4 1/1 3/3
70 3/3 1/1 3/3
80 2/2 1/1 1/2
even at speed 8kmph, our results show no observable influence on PRR nor spectogram records
even at high speed of 80kmph.
Time
Time
Fig. 29. A LoRa transmission recorded from inside the vehicle (top) and at the gateway (bottom) for a payload
of 50 Bytes at SF12. The vehicle was driving pass the gateway at the speed of 80kmph. No significant difference
on the chirps can be observed from comparing the two spectograms.
Although LoRa technology is robust to a high degree against Doppler effect, it may still be
possible to capture frequency deviations in the chirps due to Doppler effects and predict the speed
of moving end nodes [22, 38].
ACM Trans. Sensor Netw., Vol. 0, No. 0, Article 19. Publication date: November 2018.
19:32 Jansen C. L. et al.
signal propagation is modeled for different environments, this paper tries to model the effect of
different parameters on coverage under varying environments.
Another important question this paper tries to answer is "how do modulation parameters affect
lifetime of nodes?". In doing so, this paper proposes a model to quantify the lifetime of a node by
predicting the energy consumption during a transmission. The proposed model was derived from
real measurement data across multiple chipsets. With it, the paper concludes that a node could only
sustain its operation to the order of years with careful parameter selection, extremely low duty
cycle setting and meticulous selection of MCUs. Moreover, LoRaWAN imposes on average 198% of
overhead to the energy budget of a node by increasing both payload size and node active duration.
A similar study was done in [9] which proposed a model to compute the energy expended by a
node during a transmission cycle however, our work found that the expended energy is non-linear
and can be modeled. Moreover, Petajajarvi et. al [43] highlights the power consumption of a node
as a whole. Our work takes this step further by dissecting a transmission cycle along with its
sub-components responsible for the lifetime of a node.
A fundamental question raised prior to deploying a LoRa network would be "how many nodes
can a gateway support?". This paper performed multiple experiments to quantify the node capacity
of a gateway through 1) quantifying the number of supported nodes for a single SF network on a
single channel, 2) quantifying the number of supported nodes for a single channel with multiple
SFs, and 3) exploring the overheads and gains of LoRaWAN. Counter-intuitively a channel with
only SF7 supports a lower number of nodes as compared to a channel with only SF12 due to high
number of packet collisions caused by high number of inter-packet interference from the low duty
cycle of SF7. On the other hand, a mixed SFs network performs better if more SF7 packets are
present in the network. This is due to the concurrent demodulation capability of the gateway which
demodulates collided packets in the orthogonal space. While a single SF channel would be full of
non-orthogonal packet collisions, a mixed SF channel would innately leverage orthogonality of SFs
to avoid collisions along with capture effect [21] to increase both throughput and the number of
supported nodes. Results of the experiments indicate that a single channel gateway with multiple
SFs could support >14,000 nodes. While simply extending the capability of a single channel to
multiple channels would not be logical however, a single channel with six SFs only exploits six
out of eight concurrent demodulators designed in the concentrator chipset. Additionally, as the
standard MAC protocol for LoRa, LoRaWAN overhead does not provide equivalent returns. On
top of the high energy overhead due to encryption and RX delays, significantly large LoRaWAN
overhead due to header information diminishes the throughput gain it brings. Albeit similar to
[2, 5, 6, 8] who focuses on the network capacity of LoRaWAN, this paper mainly explores the
number of nodes supported by LoRa itself and hopes to serve as a baseline for future studies.
Looking further into the combined experiment results, this paper answers the question every
system adopter would like to know, "what is the optimal setting for a node?". To answer this
question, the paper proposes a simple search algorithm to find the optimal setting and also provides
rule that suggest that TX Pow is a more efficient parameter in terms of end node lifetime while
SF is a more efficient parameter in terms of coverage. While there exists multiple SF and TX Pow
settings to reach a desired distance, settings with lower SF and higher TX Pow should always be
preferred which reduces the search space by 79%. With this significant reduction in the search
space, system adopters would be able to survey deployment areas more efficiently while researchers
would be able to design more efficient rate adaptation algorithms. Reynders et. al [47] propose
a parameter selection algorithm by evaluating individual path loss values of each node on each
channel assessed by the gateway which then assign the selected parameter to the end node through
downlink transmissions. Results in this paper could compliment Reynders et. al algorithm by
limiting the search space.
ACM Trans. Sensor Netw., Vol. 0, No. 0, Article 19. Publication date: November 2018.
Known and Unknown Facts of LoRa 19:33
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