ISO 27001: 2013 ISMS DOCUMENTATION TOOLKIT CONTENTS Document Control

Issue No: 1
AND ISO 27001: 2013 REQUIREMENT MAPPING Issue Date: Jan 2016
Page: 1 of 7

Purpose

This document highlights where our documentation templates meet the requirements of ISO 27001:2013 and address the
controls of Annex A and ISO 27002:2013.

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ISO 27001
Document Name Prefix Type Doc Ref. AA Controls Mapped
Req.
Section 4
Context of Organisation MSS DOC 4.1 4.1
Identification of Interested Parties Procedure MSS DOC 4.2 4.2
Legislation and Regulation MSS REC 4.2 4.2
Scope Statement MSS REC 4.3 4.3
Section 5
Integrated Management System Policy MSS DOC 5.2 5.2
Information Security Policy ISMS DOC 5.2 5.1-5.2 5.1.1/5.1.2
Roles and Responsibilities Document Management Tool ISMS REC 5.3 5.3
Section 6
Risk Management Procedure MSS DOC 6.1
ISMS Plan ISMS DOC 6 6
Information Security Objectives and Planning ISMS DOC 6.2 6.2
Information Security Objectives ISMS REC 6.2 6.2
Risk Management Framework RM-ISMS DOC 6.1.1 6.1.1
Risk Assessment Procedure RM-ISMS DOC 6.1.2 6.1.2
Risk Assessment Tool RM-ISMS DOC 6.1.2A 6.1.2
Statement of Applicability Work Instruction RM-ISMS DOC 6.1.3D 6.1.3D
Statement of Applicability Tool RM-ISMS SoA Tool 6.1.3D
Risk Treatment Plan RM-ISMS REC 6.1.3 6.1.3

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Risk Management
Control A6 – Organisation of Information Security
Contact with Authorities ISMS-C DOC 6.1.3 6.1.3/6.1.4
Teleworker Security ISMS-C DOC 6.2.1 6.2.1
Notebook Computer Security ISMS-C DOC 6.2.2 6.2.2
Teleworker Checklist ISMS-C REC 6.1.3 6.1.3/6.1.4
Teleworker User Agreement ISMS-C DOC 6.2.2A 6.2.2
Schedule of Authorities and Key Suppliers ISMS-C REC 6.2.2B 6.2.2
Control A7 – Human Resource Security
HR Department Requirements ISMS-C DOC 7.1
Personnel Screening Requirements ISMS-C DOC 7.1.1 7.1.1
Employee Termination ISMS-C DOC 7.3.1 7.3.1/8.1.4
Termination Checklist ISMS-C REC 7.3.1 7.3.1/8.1.4
Control A8 – Asset Management
Asset Inventory & Ownership ISMS-C DOC 8.1.1 8.1.1/8.1.2
Internet Acceptable Use Policy ISMS-C DOC 8.1.3 8.1.3
Rules of Email Use ISMS-C DOC 8.1.3A 8.1.3/13.2.1/13.2.3
Email Box Control ISMS-C DOC 8.1.3B
Postal Services ISMS-C DOC 8.1.3C 8.1.3/8.2.3/8.3.3
Voicemail ISMS-C DOC 8.1.3D
Fax Machine ISMS-C DOC 8.1.3E 8.1.3/8.2.3/8.3.3
Photocopiers ISMS-C DOC 8.1.3F 8.1.3/8.2.3
Information Security Classification ISMS-C DOC 8.2 8.2.1/8.2.2/8.2.3
Media & Handling of Information ISMS-C DOC 8.3 8.3.1/8.3.2/8.3.3/9.4.5
Information Hardware Assets ISMS-C REC 8.1.1 8.1.1/8.1.2
Software Log ISMS-C REC 8.1.1A 8.1.1/8.1.2

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Information Assets Database ISMS-C REC 8.1.1B 8.1.1/8.1.2
Intangible Assets ISMS-C REC 8.1.1C 8.1.1/8.1.2
Information Assets for Removal ISMS-C REC 8.3.1 8.1.3/8.2.3/8.3.3
Control A9 – Access Control
Access Control Policy ISMS-C DOC 9.1.1 9.1.1
Access Control Rules & Rights ISMS-C DOC 9.1.2 9.1.1/9.2.1/9.2.2/9.2.3/9.2.4
Individual User Agreement ISMS-C DOC 9.2.1A 9.3.1/11.2.9
User Access Management ISMS-C DOC 9.2.3 9.2.1/9.2.2/9.2.3/9.2.4/9.2.5/9.2.6/9.4.3
Username Administration ISMS-C DOC 9.2.3A 9.2.1/9.4.3
Wireless User Addendum ISMS-C DOC 9.2.3B
Mobile Phone Addendum ISMS-C DOC 9.2.3C
Secure Logon ISMS-C DOC 9.4.2 9.4.1/9.4.2/13.1.1/13.1.2
Use of System Utilities ISMS-C DOC 9.4.4 9.4.4
User Deletion Request ISMS-C REC 9.2.1 9.2.1
User Replacement Password Requirement ISMS-C REC 9.4.2
Control A10 – Cryptography
Cryptography Key Management ISMS-C DOC 10.1.2 10.1.2/18.1.5
Required Cryptographic Controls ISMS-C REC 10.1.1 18.1.5
Control A11 – Physical and Environmental Security
Physical Entry Controls ISMS-C DOC 11.1.2 11.1.2/11.1.3/11.1.5
Fire Door Monitoring ISMS-C DOC 11.1.2A 11.1.1/11.1.2/11.1.3
Fire Alarm Monitoring ISMS-C DOC 11.1.2B 11.1.1/11.1.4
Burglar Alarm Monitoring ISMS-C DOC 11.1.2C 11.1.1/11.1.4
Reception Area ISMS-C DOC 11.1.2D 11.1.1/11.1.2
Public Access ISMS-C DOC 11.1.6 11.1.6
Equipment Security ISMS-C DOC 11.2.1 11.2.1/11.2.2/11.2.3/11.2.4/11.2.8

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Fire Suppression ISMS-C DOC 11.2.1A 11.1.4/11.2.1/11.2.4
Air Conditioning ISMS-C DOC 11.2.1B 11.2.4
Standard Configuration ISMS-C DOC 11.2.4
Removal of Information Security Assets ISMS-C DOC 11.2.5 8.2.3/8.3.2/8.3.3/11.2.5/13.2.2
Storage Media Disposal ISMS-C DOC 11.2.7 11.2.7
Physical Perimeter Security ISMS-C DOC 11.1.11 11.1.1/11.1.2/11.1.3
Information Security Assets for Disposal ISMS-C REC 11.2.7 11.2.7
Control A12 – Operations Security
Documented Procedures ISMS-C DOC 12.1.1 12.1.1
Control of Operational Software ISMS-C DOC 12.1.1A 12.5.1
Change Control Procedure ISMS-C DOC 12.1.2 12.1.2/12.5.1/15.2.2/14.2.2
System Planning and Acceptance ISMS-C DOC 12.1.3 12.1.3/12.5.1/14.2.3/14.2.9/14.3.1
Operational Test and Development Environment ISMS-C DOC 12.1.4 12.1.4
Policy Against Malware ISMS-C DOC 12.2.1 12.2.1
Controls Against Malware ISMS-C DOC 12.2.1A 12.2.1
Anti-Virus Software ISMS-C DOC 12.2.1B 12.2.1
Backup Procedures ISMS-C DOC 12.3.1 12.1.1/12.3.1
Information Security Monitoring ISMS-C DOC 12.4.1 12.4.1/12.4.2/12.4.4/12.7.1
Software Installation ISMS-C DOC 12.5.1
Vulnerability Management ISMS-C DOC 12.6.1
System Auditing Procedure ISMS-C DOC 12.7.1 12.6.1/12.7.1
Log of Change Request ISMS-C REC 12.1.2A 12.1.2
Change Request ISMS-C REC 12.1.2 12.1.2
Audit Log Requirement ISMS-C REC 12.7.1 12.6.1/12.7.1
Monitoring Requirement ISMS-C REC 12.4.1
Administration and Operational Log ISMS-C REC 12.4.3 12.4.3/12.6.2

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Issue No: 1
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Control A13 – Communications Security
Network Controls and Services ISMS-C DOC 13.1.1 13.1.1/13.1.2
Network Access Control Policy ISMS-C DOC 13.1.3 9.1.2/13.1.1
Network Access Control Procedure ISMS-C DOC 13.1.3A 9.4.2/13.1.1/13.1.2/13.1.3/13.2.1
Telecommunications Procedures ISMS-C DOC 13.2.1 13.2.1
Confidentiality Agreements ISMS-C DOC 13.2.4 13.2.4
Control A14 – System Acquisition, Development and Maintenance
eCommerce & Online Transactions ISMS-C DOC 14.1.2 14.1.2/14.1.3
Secure Development Policy ISMS-C DOC 14.2.1 14.2.1
Secure Development Procedure ISMS-C DOC 14.2.1A
Control A15 – Supplier Relationships
Information Security Policy for Supplier Relationships ISMS-C DOC 15.1.1
Third Party Service Contracts ISMS-C DOC 15.1.2 15.1.2/15.2.1/15.2.2
External Parties ISMS-C DOC 15.2.2 13.2.2/15.1.1/15.1.2/15.1.3/15.2.2
Control A16 – Information Security Incident Management
Reporting Information Security Weaknesses & Events ISMS-C DOC 16.1.2-3 16.1.1/16.1.2/16.1.3/18.2.3
Responding to Information Security Reports ISMS-C DOC 16.1.5 16.1.1/16.1.2/16.1.4/16.1.5/16.1.6
Collection of Evidence ISMS-C DOC 16.1.7 16.1.7
Information Security Event Report ISMS-C REC 16.1.2-3A 16.1.3/16.1.4
Information Security Weaknesses and Events Record ISMS-C REC 16.1.2-3B 16.1.3/16.1.4
Control A17 – Information Security Aspects of Business Continuity Management
Information Security Continuity Planning ISMS-C DOC 17.1.1 17.1.1/17.1.2/17.1.3
Information Security Continuity Plan ISMS-C DOC 17.1.1A 17.1.1/17.1.2/17.2.1
Information Security Risk Assessment ISMS-C DOC 17.1.2 17.1.1
Information Security Continuity Testing ISMS-C DOC 17.1.3 17.1.3/17.1.1
Control A18 – Compliance

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Intellectual Property Rights ISMS-C DOC 18.1.2A 18.1.2
IPR Compliance ISMS-C DOC 18.1.2B 18.1.2
Control of Records ISMS-C DOC 18.1.3 7.5.3 18.1.3
Retention of Records ISMS-C DOC 18.1.3A 18.1.3
Data Protection & Privacy ISMS-C DOC 18.1.4 18.1.4
Organisational Privacy ISMS-C DOC 18.1.4A 18.1.4
Terms and Conditions of Website Use ISMS-C DOC 18.1.4B 18.1.4
Internal Independent Review ISMS-C DOC 18.2.1 18.2.1
Compliance and Checking Procedure ISMS-C DOC 18.2.2 18.2.2/18.2.3
Obligations Schedule ISMS-C REC 18.1.1 18.1.1
Section 7
Competence Procedure MSS DOC 7.2 7.2
Hiring and New Starters Procedure MSS DOC 7.2.2 7.2
Training and Development Procedure MSS DOC 7.2.3 7.2
Leavers Process MSS DOC 7.2.4 7.2
Awareness Procedure MSS DOC 7.3 7.3
Communication Procedure MSS DOC 7.4 7.4
Document Control MSS DOC 7.5.3 7.5.3
Information Security Manager Job Description ISMS REC 7.2.1A 7.2.1
Head of Risk Job Description ISMS REC 7.2.1B 7.2.1
Chief Information Security Officer Job Description ISMS REC 7.2.1C 7.2.1
Competence Matrix MSS REC 7.2 7.2
Job Description MSS REC 7.2.1 7.2.1
Induction Checklist MSS REC 7.2.2 7.2.2
Training Record Matrix MSS REC 7.2.3 7.2.3
Master List of Procedures MSS REC 7.5.3A 7.5.3

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Master List of Records MSS REC 7.5.3B 7.5.3
Section 8
Operational Control MSS DOC 8.1 8.1
Section 9
Performance Evaluation Procedure MSS DOC 9.1 9.1
Internal Audit Procedure MSS DOC 9.2 9.2
Management Review of the Information Security Policy MSS DOC 9.3 9.3 5.1.1/5.1.2
Monitoring and Measurement Register MSS REC 9.1 9.1
Internal Audit Schedule MSS REC 9.2.1 9.2
Internal Audit Report Lead Sheet MSS REC 9.2.2 9.2
Management Review Record MSS REC 9.3 9.3
Section 10
Non Conformity Procedure MSS DOC 10.1 10.1
Continual Improvement MSS DOC 10.2 10.2
Corrective Action Report MSS REC 10.1.1 10.2
Non Conformance Report MSS REC 10.1.1A 10.1
Non Conformance Report Log MSS REC 10.1.1B 10.1
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