Chapter 3 - Essentials of Interlocking
Chapter 3 - Essentials of Interlocking
CHAPTER – 3
ESSENTIALS OF INTERLOCKING
(Para 7.82 of SEM part-1, 1988 Edition)
3.1 Lever frames and other apparatus provided for the operation and control of signals,
points, etc., shall be so interlocked and arranged as to comply with the following essentials:
(i) It shall not be possible to take 'OFF' a running signal, unless all points including
isolation are correctly set, all facing points are locked and all interlocked level
crossing are closed and locked against public road for the line on which the train will
travel including the overlap.
(ii) After the signal has been taken ' OFF ' it shall not be possible to move any points or
lock on the route, including overlap and isolation, nor to release any interlocked
gates until the signal is replaced to the ' ON ' position.
(iii) It shall not be possible to take ' OFF ' at the same time, any two fixed signals which
can, lead to any conflicting movements.
(iv) Where feasible, points shall be so interlocked as to avoid any conflicting movements
3.2 Interlocking will be provided between concerned levers to comply with the above. The
clause (a), (b) and (c) of the foregoing Paragraphs must be rigidly complied with and no
exceptions are allowed. However, clause (d) permits certain exemptions in locking for flexibility
of the yard and the interlocking between points leading to conflicting movements only may be
provided to the extent feasible.
Some examples of Point to Point interlocking are given in Paragraph 3.10.
(b) And also if the signal lever is normalised after the train has been passed the signal
even the limited protection indicated above is not available, as the Loco Pilot is
completely unaware of the signal having been normalised. Once the signal lever is
put back to normal, the points can be unlocked and position altered. This is
dangerous. Therefore, once the train passes the signal, the route must remain
locked i.e., held unchanged for the train till such time the train has actually passed
over all the points even though the signal lever might have been put back to normal.
This is termed as "Route Holding".
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ROUTE METHOD
(c) Since the route can not be altered as long as the signal is in ' OFF ' position one
method by which the route can be held for a train is to ensure that the signal lever
can not be restored to the normal position till such time the train has actually
travelled the entire route.
(d) Lockbar working in conjunction with facing point lock, which is used to lock the points
at site in the position, once the Lockbar lever is reversed, the point gets locked at
site in the position in which it was lying prior to the reversing of the Lockbar. The
point position can not be altered unless the point is first unlocked. For unlocking the
point, the Lockbar lever has to be normalised, which is not possible when a train is
on that Lockbar. Therefore if the Lockbar not normalised, the point can not be
unlocked and its position would remain unaltered. This gives us an application by
which the route can be held.
(e) Referring to Fig. 2.8.5 points 8 and 11 have to be first locked in the normal position
by operating Lockbar levers 7 and 10 to reverse before the signal No.3 for main line
is taken 'OFF'. Once the signal lever is operated to reverse, the Lockbar levers get
back locked and can not be put back to normal. This protection is available so long
as the signal lever is not normalised.
(f) But once the signal lever is normalised, the interlocking between the signal lever and
the Lockbar levers is released and therefore, the point position can be changed after
unlocking it. But, if the distance between the signal No.3 and the point No.8 can be
kept restricted such that before the cabinman has had time to normalise the Lockbar
lever No.7 (after normalising the signal lever), the train has already been on the
Lockbar No.7, then, even though the interlocking on lever No.7 is free, it is not
possible to normalise the Lockbar as the train is physically on it. If the Lockbar is not
normalised, the position of the point also can not be changed. This way point No.8 is
held for the train even though the signal lever No.3 was put back to normal.
(g) But how can the route holding be extended to point No.11 which is a little away from
signal No.3. Because of the longer distance involved, the cabin man, after
normalising the signal lever, may have enough time to normalise Lockbar lever No.
10 which is locking point No.11. Once the Lockbar lever is normalised, the point
position can be changed. To prevent this, interlocking between successive Lockbars
in the route is introduced in such a way that the lever of Lockbar in advance can not
be normalised unless the lever of Lockbar in rear has first been normalised. In the
present situation, the Lockbar lever No.10 can not be normalised unless Lockbar
lever No.7 is normalised which is not possible as long as a train is on lockbar 7. Now
if we restrict the distance between those two successive points and the successive
Lockbars, such that, by the time the cabin man normalised lever no7 after the train
has cleared the lock bar No7, the train had already reached on Lockbar 10, then the
point No.11 is held by the LB10. By extending similar interlocking between all the
Lockbars, all the facing points in the route advance of the train can be held till the
train actually clears them.
(h) The time interval that lapses from the instant the signal lever has been put back to
normal to the instant when the train actually occupies the first Lockbar, or the time
interval that lapses between the instant the train clears the Lockbar in rear and the
instant it occupies the Lockbar immediately in advance is the crucial factor in the
satisfactory working of the above method. In other words the distance between the
signal and the first facing point and the distance between successive facing points
has to be limited and Para 7.83 of Signal Engineering Manual Part-I specifies that
this distance should not be more than 180 Meters.
(i) If the distance becomes more than 180 Meters then an additional lockbar called Lock
Retaining Bar (sometimes called holding bar) has to be introduced between the
signal and the first facing point or between two successive facing points. In such
cases, the distance between any two adjacent functions i.e., the signal and the Lock
Retaining Bar and Lock Retaining Bar and the Lockbar of the facing point is not more
than 180 Meters Interlocking also shall be provided between successive Lockbars in
a route such that the Lockbar in advance can not be normalised unless the
Lockbar/Lock Retaining Bar in rear is normalised. (It will be seen later on that, this is
the same relationship as Lockbar in rear released by Lockbar in advance.)
(j) If the system of working is such that enough time is lapsed between the instant the
cabin man puts back the signal to ON to the instant when he is in a position to
operate the point then during this time if the train is actually cleared the route, then,
special arrangements for holding the route are not necessary. An example of this
type of working is the Route Key Method employed in Double Wire Cabins or
Standard-I interlocking with locally operated key locked points.
(k) The factors by which route holding is achieved (in the above methods) are:-
(i) The Interlocking between the signal and the facing points and the Lockbars,
results the points can not be unlocked and altered unless the signal lever is
normalised.
(ii) The distance between the signal and the first facing point and the distance
between successive facing points (which is limited to 180 Meters) and the
interlocking between successive Lockbars due to which it is ensured that the
cabinman can not unlock any facing point in the face of an approaching train
even though concerned signal has been put back to normal behind the train.
(iii) The purpose of the lockbar on the facing point is such that the point can not be
unlocked when the train is passing over the Lockbars.
(iv) Where the distance from the signal to the first facing point or from one facing
point to next facing point is more than 180 Meters provision of lock retaining
bar/bars ensures route holding. In the case of successive facing points, the
Lockbar of a facing point in the rear serves as a lock-retaining bar for the facing
point Lockbar in advance of it. This is ensured by interlocking between
successive Lockbars.
(l) The following are the provisions of 7.83 SEM part-1 in this connection
7.83.1. Signals governing movements over Points shall be placed- as close as
possible to the Points. Where a signal is more than 180 metres from the
Facing points it controls, arrangements shall to made to keep the Points
locked until the train has passed them. Similar arrangements shall also be
made to hold consecutive Points should the distance between them be
more han 180 metres.
7.83.2. At a station where trains run through at speeds more than 50kilometres per
hour, such arrangements to hold the route are also required in case of
trailing points situated more than 180 meters from the signal controlling
them. However, such arrangements are not required if the Points are
locked in either position by the signal in advance as stipulated in paragraph
7.84.
7.83.3. Route holding arrangements for facing or trailing points are, however, not
necessary, if due to the manipulations required in the system of control, it is
impossible under normal working conditions for the Points to be operated
before the train has passed.
7.83.4. It is desirable to provide continuous track circuit for holding the route.
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INTERLOCKING B/W SIGNAL IN ADVANCE & REAR TRAILING POINTS
(a) The above method for Route Holding can be employed only when there is a Lockbar
to lock the point and separate levers operate the point and Lockbar. As per Para
above the facing point lock before a signal is taken ‘OFF’ need lock only facing
points. Trailing point need only to be set correctly as locking of trailing points (by
pulling its corresponding Lockbars) is not insisted upon. This is so, because the
vibrations induced by the train movement can cause the switches to shift away from
the stock rail causing the gaping of points which in turn may cause a derailment if a
train moves over the points in the facing direction. If the movement over the points is
in the trailing direction, no derailment can occur due to this.
(b) Therefore, while the facing points in the route can be held with the help of the
interlocking between Lockbars, as indicated above, the trailing points may have to be
held by interlocking it with signal in advance, in normal and reverse positions by
locking the point levers both ways since Lockbar to Lockbar interlocking is not
available for points in trailing direction.
(i) Suppose a train has to be despatched from main line (see fig. 3.4.) signal No.22
should be taken 'OFF'. The interlocking between levers 22 and 8 will ensure that
point No.8 can not be reversed as long as lever No.22 is in reverse position. As the
train advances beyond the starter, then cabinman may put back lever No.22 to
normal position, in which case the interlocking between 22 and 8 will not be
effective any more. Consequently it is possible to reverse No.8 and the moving train
may trail through the point and damage the ground connections. Also, the isolation
of the main line from loop line will not be existing. To prevent such damages,
interlocking is provided between the signal in advance and the trailing points, so
that the points can not be altered as long as the lever of the advance signal (i.e.,
21) is in reverse position, even though lever No.22 is put back to normal.
Fig. 3.4
(ii) With the interlocking mentioned above, signal No.21 should hold point No.8 in
both normal and reverse positions as signal No.21 is common for train
movements from main line as well as loop line.
(d) This ensures that once the lever of the signal in advance is reversed the point
position can not be altered till such time the lever of the advance signal is
normalised.
In this context 7.84 of SEM part-1 states as follows
"Locking trailing points by signal in advance - Levers operating stop signals
which are next in advance of trailing points operated from the same cabin, shall
when reversed, lock such point levers in either position unless route locking is
provided or the distance between the points and the signal is such that the locking
interferes with traffic movements".
Fig. 3.5
(a) To comply with the essentials of interlocking, before taking 'OFF' a signal (by
reversing the signal lever) all points on the route including overlap are to be ensured
set correctly. Therefore, in the case of points which requires to be set in the normal
position for a signal such signal when taken 'off' would lock the points in normal
position (i.e.,, signal locks the normal the points) e.g., 3X8,11 and 18X8,11
(b) Similarly points which requires to be set in the reverse position for a signal, such
signal when taken 'off' will lock the points in the reverse position (back locks). This
means before reversing the signal lever, relevant point levers have to be first
reversed (i.e., signal released by points). Ex:- 4Rby8, 16Rby11 (4 ÷ 8, 16 ÷ 11)
(c) The above locking between signal to point will also ensure that, once a signal is
taken 'OFF' for a particular route, concerned points remain locked in the normal or
reverse position as the case may be, so long as the signal is in the 'OFF' position
(signal lever reverse). Therefore conflicting signals pertaining to other routes can not
be taken 'OFF' since the position of points required for these signals are not
available. Example 3 x 4 is not necessary because signal 3 requires point No.8
normal and when 3 is reversed point No.8 is locked in the normal position whereas
signal No.4 requires points No.8 in the reverse position.
3x8 (1)
3 x 4 ensures through 8
4÷8 (2)
(d) A signal shall lock the point for "isolation" though it may not be in the route and
negotiated by the train.
(i) When signals have to be taken off for simultaneous reception or despatch of
trains, physical isolation between the two running lines on which the trains to be
dealt must be ensured by setting of points, mere signal overlap is not sufficient.
(e) Points in the overlap and isolation need not be set for shunt signals. Only the points
in route of this signal are to be correctly set and facing points are to be locked.
However, sometimes, the interlocking between points ensures isolation. Generally,
movements by taking off shunt signals into and from sidings with key locked points
are not permitted.
(f) When there is no lever for facing point lock or Lockbar for a point, which is, used
signal shall lock such points in both ways.
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INTERLOCKING BETWEEN SIGNAL AND LOCKBARS
(a) Before taking 'OFF' a signal all the facing points on the route including overlap must
be locked in the relevant position. A facing point is locked at site through its lock
plunger by reversing the Lockbar lever. Therefore a signal lever should back lock the
Lockbar lever (signal lever is released by the Lockbar lever). Since there is already
interlocking relation between successive Lockbars as mentioned above, the farthest
point on the route has to be locked first, then the next in rear and so on. The last
Lockbar to be operated will be the nearest to the signal that is geographically the
Lockbar of the first facing point on the route. Therefore, this Lockbar will release the
signal. In other words, the signal is released by the first facing point Lockbar. This
will ensure all the facing points Lockbars on the route are operated and no further
locking is necessary between the signal and the rest of the facing point Lockbars on
the route. e.g.: 3 R by 7 only and 3 R by 10 is redundant (see fig.3.5). Where
successive Lockbar locking is provided, there the Lockbar of first facing point only
releases the signal and 2nd, 3rd --- facing point Lockbars in the route release the
signal will become redundant (duplicate).
(b) If in the route of a signal including overlap, no facing point is available and only
trailing points are existing, then the signal should lock normal the first available
Lockbar of the trailing point. This will ensure that all the Lockbars of the trailing
points on the route are locked in normal position. E.g. 18x10, 19x10, is only required
and 18x7, 19x7 will be redundant (Fig.3.5)
(c) In the case if there are trailing and facing points in the route of a train, then direct
locking between signal to Lockbar of the trailing points is not necessary, since the
same will be achieved indirectly through opposite Lockbar locking as explained in
Para 3.8 later.
This is provided for the purpose of achieving route holding, as already explained in Para
3.3(h). This is provided between two Lockbars applicable to same direction of train movement.
A Lockbar in rear is released by another Lockbar immediately in advance, when they fall in the
same route. The interlocking is generally conditional, as it is required to be effective only when
both the Lockbars exist in the same route.
Fig. 3.7
For the above layout, the successive Lockbar lockings are 11R.by(16W12N); 11R.by(14W12R);
16R.by(19WI7R); 13R.by(10W12R); 18Rby10
Fig. 3.8
Referring to Fig. 3.8 Interlocking should be provided between 10 and 11 i.e., 10 x 11.
The advantages of this interlocking are (i) in the case of unsignalled moves, the trailing
point Lockbars are not left free to be operated and (ii) interlocking becomes more economical
because in case this interlocking is not provided, every signal is required to hold the Lockbar of
trailing point in its path by having direct interlocking with that Lockbar, since the Lockbar lever
should not be free to be operated after the signal is taken off. (Referring to Fig. 3.8) 3,4,5,6 will
be released by 11 and 19,20,23 will be released by 10. If 10x11 is not provided then interlocking
3,4,5,6x10 and 19,20,23x11 is required to be provided. Therefore 10x11 economises, the
interlocking to a great extent. Also when this interlocking is provided, direct opposite signals of
the same line remain locked, therefore no direct interlocking is required for them e.g.
3x19,20,23 will be redundant.
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INTERLOCKING BETWEEN POINT LEVERS
For example in the figures above the interlocking between 7 & 10 has to be, 10 R.by 7. If
such locking is not given then point No.10 can be reversed without reversing 7, at that time an
un-signalled movement initiated from siding may get derailed, so it is unsafe for the movement.
In some other cases as shown above, if 7 locks 9 locking is not given then, at the time of
performing a movement with 7 reverse, point No.9 is free and if 9 also is reversed this will give
an access to another train movement encroaching in the route of the first movement. It is unsafe
and dangerous. So 7 locks 9 isolate the moves and shall be provided to the extent it is feasible.
3.10.2 Points and crossovers are the important structures of permanent way usually they are
protected by the signals. But some time when there has to be an unsignalled move over the
points there may be a possibility of the points connections getting damaged if the correct position
of points are not ensured by the points man.
In the case of figure (a), (b) & (c) above, there has to be an interlocking between 10 & 12
as 10 locks 12. If such locking is not provided then there may be a possibility of keeping both 10
& 12 in the reverse position, at that time a movement initiated from line I will damage the point
No.12 while trailing through. Similarly in fig (d) the interlocking between 10 & 12 has to be
preferably 10 Rby 12. If such locking is not provided then 10 can be reversed keeping point
No.12 normal, at that time a movement initiated from line I, will damage point No.12 while
trailing through (when one point is released by another point has to be considered, then "less
important point is released by the more important point" may be preferred, to protect the more
important point or as preferred in the yard. The importance of the points is decided by the speed
of train over the points.
3.10.3 To sum up, the following are the advantages of point to point interlocking
(a) It prevents damage to the points during unsignalled move
(b) It is for safety of unsignalled movement
(c) It isolates the moves
(d) It economises the interlocking
3.10.4 However in situations when one point is reversed for a movement the position of other
points can be normal or reverse for the same movement or other Parallel movements, the
interlocking between such points is not considered necessary.
8 & 10 NO LOCKING
In all the examples shown above, there should not be any interlocking relation between
8 and 10. If we provide any locking between them, then this will disturb the flexibility of the yard
to which it is designed.
(b) L.C. gate control lever locks the signal lever, if the arrangement is such that the
normal position of the L.C. gate control lever ensures the closed condition of the L.C.
and
(c) Gate control lever releases the signal lever if the arrangements are such that the
reverse position of L.C. gate control lever ensures the closed condition of the L.C.
Fig. 3.12
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INTERLOCKING RELATIONSHIP
3.12.1 The interlocking relationship between signal lever and levers of other functions
(Refer fig.3.12).
3.12.2 The Interlocking between point lever and levers of other functions (Refer fig.3.12).
3.12.3 The interlocking relationship between Lockbar lever and levers of other
functions (Refer fig.3.12).
3.12(iv) The interlocking relationship between L.C gate lever and levers of other
functions (Refer fig.3.12).
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INTERLOCKING RELATIONSHIP
3.12(v) The interlocking relationship between Slot lever and levers of other functions
(Refer fig.3.12).
3.13 The interlocking relationship of a lever with respect to other levers is listed in a form of a
table called "Locking Table". Starting from Lever No.1 in serial order, the locking of each lever is
tabulated in progressive order in every column. Format below shows a specimen of a Locking
Table.
1 2,3 -- -- --
2 (3 or 4 or 5) -- -- 1
5 9,16,18 6 -- (2)
3.14 General Lockings which are to be usually provided in Rod-operated points layout: (Ref:
Fig.3.12)
(a) Warner is released by Outer and Main line Home. Eg. 1 R By 2,3
(b) Outer is released by any one of Home signals. Eg. 2 R By (3 or 4 or 5)
(c) Main line Home locks loop line slot having separate overlap. Eg. 3 locks 27
(d) Running signal locks shunt signal below it (or in the same route) Eg. 3,4,5 locks 6.
(e) (i) A shunt Signal locks main signal above it (or in the same route) (Converse
locking of item (d)
(ii) A shunt signal leading towards Advanced Starter must lock the Advanced starter
(No direct dispatch into block section is permitted by taking off shunt signal) Eg.
22 locks 23 .
A shunt signal below home or shunt back locks opposite loop line slot
Conditionally, if separate overlap is provided for that slot E.g. 6 locks (27W10N)
(f) A slot having separate overlap must lock all other slots. Eg. 27 locks 28.29
Note: Converse locking of items c,d & e. (iii) must also be ensured.
While doing shunting on main line, which has got no isolation in the overlap,
the shunt signal lock normal, the connected loop line slots either directly or
indirectly.
(g) Wherever, shunt signals are provided below all starter signals, Advanced Starter
should release starter. If no shunt signals are provided and starters are used for
shunting purpose, then no relationship exists between starter and Advanced Starter.
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