Handout13 PDF
Handout13 PDF
Chapter 13
InGaAsP waveguide
InP
z=0 z=L
In the waveguide shown above, periodic grooves have been etched in the top surface of the InGaAsP
waveguide before the growth of the top InP layer. Such periodic grating structures are examples of
one dimensional photonic bandgap materials. The relative dielectric constant is a function of the z-
coordinate and can be written as,
( x, y , z ) avg ( x, y ) ( x, y , z )
The average dielectric constant avg ( x, y ) corresponds to the waveguide structure shown below in
which the grating region has been replaced by a layer with a z-averaged dielectric constant.
InP
InGaAsP
InP
z=0 z=L
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The z-average of the part ( x, y , z ) is therefore zero. If the period of the grating is a , then one may
expend ( x, y , z ) in terms of a Fourier series,
( x, y , z ) f x, y d p e ipGz
p 0
where the reciprocal lattice vector (also called the grating vector) G equals 2 a . If ( x, y , z ) is
real then, d p d p* . f x, y equals one in the grating region and equals zero everywhere else. In the
above Fourier series for ( x, y , z ) , usually the fundamental harmonic dominates and therefore we
will assume that,
( x, y , z) f x, y d1e iGz d 1e iGz
A wave travelling in the waveguide with a wavevector can Bragg scatter from the periodic grating
provided the conditions for Bragg scattering are satisfied,
G final
final
The only way these conditions can be satisfied in one dimension is when final , i.e. the wave is
reflected in the opposite direction,
G
G
2
a
2neff
So a forward traveling wave will be Bragg reflected if its wavevetor is close to G 2 a . If we call
this special wavevector o then o G 2 a . We can write ( x, y , z ) as,
( x, y , z ) f x, y d1e i 2 o z d 1e i 2 o z
13.1.2 Wave propagation in a DFB Grating Waveguide – Coupled Mode Technique:
One can analyze wave propagation in a DFB grating waveguide in two steps discussed below.
Step 1:
First consider the waveguide corresponding to avg ( x, y ) shown in the Figure above and solve for
the eigemodes and the propagation vectors (eigenvalues) for all frequencies of interest. The
eignemodes, E x, y e iz and H x, y e iz satisfy Maxwell’s equations,
E x, y e iz io H x, y e iz
H x, y e iz i o avg x, y E x, y e iz
or,
t izˆ E x, y io H x, y
t izˆ H x, y io avg x, y E x, y
The above equations can be solved to give the mode effective index neff . Given a grating
structure, we can now find the frequency o that will Bragg scatter from the relation,
o
o neff o o
c a
If the wavevector is very different from o then the grating structure will likely not affect the
solution much (there will be not much scattering). The interesting case is when o . This case is
discussed below.
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Step 2:
We treat the part ( x, y , z ) as a perturbation. The perturbation will have the strongest affect when
o . For o , we write the solution as,
E x, y , z A z E x, y e iz A z E * x, y e iz
H x, y, z A z H x, y e iz A z H * x, y e iz
Here, the functions A z and A z are assumed to be slowly varying in space. The form of the
solution allows for coupling between the forward and backward going waves because of Bragg
scattering from the grating. The technique described below is called coupled mode theory. Plugging
the assumed form of the solution in Maxwell’s equations gives,
A z E x, y e iz A z E * x, y e iz io A z H x, y e iz A z H * x, y e iz
A z H x, y e iz A z H * x, y e iz i o avg x, y f x, y d1e i 2 o z d 1e i 2 o z
A z E x, y e iz A z E * x, y e iz
Using the Maxwell’s equation satisfied by the eigenmode we get,
dA z dA z
zˆ E x, y e iz zˆ E * x, y e iz 0
dz dz
zˆ H x, y
dA z iz
dz
*
e zˆ H x, y
dA z iz
dz
e
i o f x, y d1e i 2 o z d 1e i 2 o z
A z E x, y e iz A z E * x, y e iz
We multiply the first equation above by H * x, y and multiply the second equation above by
E * x, y and then subtract the two equations, and keep only the terms that are approximately phase
matched to get on left and right hand sides to get,
* *
dA z i 2 o z f x, y E x, y . E x, y dxdy
A z
dz
i o d1e
* *
E x, y H x, y E x, y H x, y . zˆ dxdy
If instead of subtracting, we add the two equations then we obtain,
dA z i 2 o z f x, y E x, y . E x, y dxdy
A z
dz
i o d 1e
* *
E x, y H x, y E x, y H x, y . zˆ dxdy
If (and only if) ( x, y , z ) is real and d 1 d1* , then the above two equations can be written as,
d A z 0 i e i 2 o z A z
dz A z i * e i 2 o z
0
A z
where the coupling constant is,
*
nng E x, y . E x, y dxdy
M *
nng E x, y . E x, y dxdy
M *
o d1 Grating region
2nngM
nng E x, y . E x, y dxdy
M *
Re E x, y H * x, y . zˆ dxdy
d1
G
2nngM v g
Here, nngM is the product of the index and the (material) group index of the grating region, v g is the
group velocity of the mode, and the overlap integral G is the usual mode confinement factor for the
grating region provided the mode electric field is real (for example, the mode electric field will be real
Semiconductor Optoelectronics (Farhan Rana, Cornell University)
if avg ( x, y ) is real and the z-component of the field is negligible). The coupling constant couples the
forward and the backward propagating waves. To solve the above set of equations, we assume,
B ( z ) A ( z )e i ( o )z
B ( z ) A ( z )e i ( o )z
B (z ) and B (z ) satisfy,
d B (z ) i ( o ) i B (z )
dz B (z ) i * i ( o ) B (z )
i i B (z )
i * i B (z )
We have a 2x2 linear system of equations. The eigenvalues of the matrix on the right hand sided are
s where,
2 2
s 2 iq s 2 iq
The corresponding eigenvectors are,
s s
is is
The most general form of the solution is,
B ( z ) iqz iqz iq s
C1 e C2 e
B ( z ) is is iq s
The constants C1 are C 2 are determined by the boundary conditions. Note that in terms of B (z )
and B (z) the electric field can be written as,
E( x, y , z) E( x, y )B (z)e i o z E * ( x, y )B (z)e i o z
From the expression above, the effective propagation vector of, say the forward going wave, at
frequency is not anymore but is k where,
k o q o 2 o 2 2
2
o
The difference between the modal dispersions and k is depicted in the Figure below.
() ()
Bandgap g
(k) (k)
Note that a frequency gap (or a bandgap) opens in the dispersion relation of magnitude given by,
g 2v g
For values of frequency that fall in this bandgap, no real value of the propagation vector k
satisfies the dispersion relation given above.
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B+(0) B+(L)
B-(0) B-(L)
z=0 z=L
We need to find the constants C1 are C 2 in,
B ( z ) iqz iqz iq s
C1 e C2 e
B
( z ) is is iq s
in order to satisfy the above boundary conditions. The final result is,
sinh[ s( z L )] is cosh[ s( z L )]
B (z) B (0 )
sinh( sL ) is cosh( sL )
* sinh[ s( z L )]
B (z) B (0 )
sinh( sL ) is cosh( sL )
The reflection coefficient is,
B (0 ) * sinh( sL )
r
B (0) sinh( sL ) is cosh( sL )
The transmission coefficient is,
B (L ) ioL is
t e e ioL
B (0) sinh(sL ) is cosh(sL )
The magnitude of the reflection coefficient is maximum when the wavevector of the incident wave
is equal to o and 0 ,
*
r 0 i tanh L
Rmax tanh 2 L
The Figure below plots the reflectivity of a DBR mirror as a function of the wavelength (or
wavevector) for different values of the coupling constant. Note that the reflection coefficient r goes
to zero when,
sL in n nonzero integer
2 n 2 2
( ) 2
L2
2
2
( o )2 n2
L
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The first zero in the reflection on either side of o determines the bandwidth over which the DBR
mirror is an effective reflector. This bandwidth DBR is,
2 2
2 2
DBR 2 DBR 2v g
L L
An infinitely long DFB structure is a one dimensional photonic bandgap material. The stopband or the
bandgap g of this material is,
g DBR L 2v g
In crystals, the bandgap in the electron energy spectrum comes about as a result of the Bragg
scattering of electrons from the periodic atomic potential and the magnitude of the bandgap is
proportional to the strength of the scattering potential. In DFB structures, the photonic bandgap also
results from the Bragg scattering of electromagnetic waves from the periodic index of the medium,
and the strength of the bandgap also depends on the strength of the index variations as captured by the
coupling constant .
A DFB Laser
InP (p-doped)
a
z=0 z=L
sinh[ s( z L )] is cosh[ s( z L )]
B (z) B (0 )
sinh( sL ) is cosh( sL )
* sinh[ s( z L )]
B (z) B (0 )
sinh( sL ) is cosh( sL )
Here,
g~
o 'ia o
2
2
s 2 .
Therefore, is now complex. Recall from Chapter 12 that the condition for lasing is that light
comes out of the device when no light goes into the device. This can happen if B (L ) 0 and
B (0 ) 0 when both B (0 ) 0 and B (L ) 0 . Using the expressions given above, it is not
difficult to see that lasing implies,
sinh(sL ) is cosh(sL ) 0
This a complex equation. The real and imaginary parts of the expression on the left hand side must
separately equal zero. This gives us two equations. We have two unknowns; the threshold gain g~th
and the frequency (or the value of ' ) of the lasing mode. Solution of the above equation gives
multiple pairs. A pair is a value for the lasing mode propagation vector ' and a corresponding value
for the threshold gain g~ . The solutions ( ' , g~ ) are shown in the Figure below as circles in a
th th
( ' o ) a g~th L plane for different values of the coupling constant L (assuming ~ 0 ).
|| L = 0.5, 1, 3, 5
a ĝth L
(’-o) L
As is the case in all lasers, the modes with the lowest threshold gain lase, and the other modes do not
lase. For any given value of L , the two modes that have the lowest threshold gain are the ones
whose ' values are located closest to the ( ' o )L 0 axis. (i.e. those modes whose ' values are
closest to o ). Also note that there are no lasing modes with frequencies (or ' values) within the
bandgap of the DFB structure. The two modes with the lowest threshold gain are symmetrically
located on the edges of the photonic bandgap. Also note that the threshold gain goes down with the
increase in the value of the coupling constant (i.e. with the increase in the grating strength).
Once we have determined g~th , the photon lifetime p and the mirror loss ~m can be found from the
relation,
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1
v g ~m a v g g~th
p
Once ~m has been determined, we can introduce internal cavity loss in the following way. The
complex propagation vector in the presence of loss is,
g~ ~
'i " neff i a i
c 2 2
The photon lifetime with material loss is,
1
v g (~m ~)
p
And the threshold gain in the presence of material loss is then,
1
a v g g~th v g (~m ~)
p
The output coupling efficiency o is,
~
o ~ m ~
m
From the analysis so far it seems that DFB lasers should have two modes lasing at the same time. In
real DFB lasers, only one of these two modes ends up lasing. Effects such as structural imperfections,
spatial hole burning, and imperfect and unequal AR coatings end up decreasing the threshold gain of
one of these two modes compared to that of the other one.
InP (p-doped)
a a a/2
the defect mode, that has the lowest threshold gain compared to all the other modes, and this mode
always ends up being the lasing mode. Therefore, the lasing frequency can be designed with high
accuracy without being at the mercy of structural imperfections.
* sinh(sL )
rR
sinh(sL ) is cosh(sL )
Similarly, the reflection coefficient looking towards the left will be exactly the same,
* sinh(sL )
rL
sinh(sL ) is cosh(sL )
Now imagine there is a cavity of zero length located right at z L . The roundtrip condition for lasing
for this cavity will be simply,
r L rR 1
This gives,
2
* sinh(sL )
sinh(sL ) is cosh(sL ) 1
* sinh(sL )
1 0
sinh(sL ) is cosh( sL )
This is again a complex equation. Depending on the phase of the coupling constant, only one choice
of the sign will give physically correct answers. The real and imaginary parts of the expression on the
left hand side must separately be equal to zero. This gives us two equations. We have two unknowns;
the threshold gain g~th and the frequency (or the value of ' ) of the lasing mode. Solution of the
above equation gives multiple pairs. A pair is a value for the lasing mode propagation vector ' and a
corresponding value for the threshold gain g~ . The results are depicted in the Figure below for two
th
different values of the coupling constant (assuming ~ 0 ).
|| L = 0.5, 1
a ĝth L
(’-o) L
Note that in addition to the usual modes that appear on either side of the bandgap, there is a single
mode with frequency right in the middle of the bandgap. This is the mode localized at the defect and
has a threshold gain much smaller than all the other modes and is therefore the only mode that lases.
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Once we have found g~th , the photon lifetime p and the mirror loss ~m can be found from the
relation,
1
v g ~m a v g g~th
p
And once ~ has been determined, we can introduce internal cavity loss in the same way as was
m
done in the case of DFB lasers without a quarter–wave shift. QWS DFB lasers have become important
in modern wave division multiplexed (WDM) fiber optic communication systems that use dense
wavelength packing which requires very precise control on the wavelengths of the lasers.
DBR mirror:
<insert figure>
Suppose an incident wave is coming from the left side. B (0) 0 and B (L ) 0. These are the
two boundary conditions needed to determine c 1 and c 2 in (2). The result is (note: iq s ):
sinh[s ( z L )] is cosh[ s ( z l )]
B (z ) B (0 )
sinh(SL ) is cosh(SL )
k * sinh[s ( z L )]
B (z ) B (0 )
sinh(SL ) is cosh(SL )
The minor reflection coefficient r is
B (0 ) k * sinh s ( zL )
r
B (0) sinh(SL ) is cosh(SL )
<insert figure>
DBR Lasers
<insert figure>
The length of the active region is L (there are no quantum wells in the DBR mirrors). We shall
assume that the grating is shallow and presents a small perturbation to the waveguide defined by
avg ( x , y ). The lasting condition is:
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1 1
xy g~th i ln
L R 1R 2
where i Cavity intrinsic loss V g group velocity of mode in the optical cavity L length of the
cavity and the photon lifetime p is:
1 Vg 1
xy V g g~th ln V V ( )
g i g i m
p L R 1R 2
Note that the reflectivities R 1 and R 2 depend on the value of (or frequency since
n eff ( ) ). Consequently, the threshold gain g~th will also depend on frequency .
c
Longitudinal modes of the cavity whose frequencies fall within the reflection bandwidth of the DBR
mirrors see high reflectivity mirrors while those whose frequencies fall outside the reflection
bandwidth of the mirrors see low reflectivity mirrors.
The questions then are: what are the frequencies of the longitudinal modes? How many longitudinal
modes are present within the reflection bandwidth of the minus? What is the frequency spacing of the
longitudinal modes?
Let the DBR mirror reflection coefficients be written as
r1 R1e i1 r 2 R 2 e i2
The roundtrip phase condition is then:
2 L 1 2 2n {n 1, 2, 3 }
But note that 1 and 2 depend on for DBR mirrors, i.e.
2 L 1( ) 2 ( ) 2n
So its not that trivial to use the above equation to determine the values (or the frequencies) of the
cavity longitudinal modes.
But we know that for a DBR mirror that is AR coated on the other end the mirror reflection
coefficient is:
k * sinh(SL2 ) 0
r2 where
sinh(SL2 ) is cosh(SL2 ) S | k |2 2
Since r 2 has a small bandwidth and is significant for only those values of that are close to 0 , we
may expand the phase of r 2 , i.e. 2 , around 0 .
2
2 ( ) 2 ( 0 ) ( 0 )
0
But
S cosh(SL2 )
2 ( ) k 2 tan 1
sinh(SL2 )
where k | k | e ik 2 , k * | k | e ik 2 , and the grating phase k is some important constant phase.
2 ( 0 ) k 1 k 1
2 2
2 tanh(| k | L2 )
|K |
0
Define an effective grating length Leff as:
1 2 tanh | k | L2
Leff 2
2 2|k |
0
The roundtrip phase condition becomes:
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The spacing between the cavity modes follows from the above equation:
[2L 2Leff 1 2Leff 2 ] 2
L Leff 1 Leff 2
From earlier analysis, the reflectivity bandwidths of the DBR mirrors are:
2 2
bandwidth ,2 2 | k | , bandwidth ,1 2 | k |2
2
L2 L1
There can be many longitudinal modes lasing at the same time if the cavity mode spacing is much
smaller than the DBR mirrors’ reflectivity bandwidths. Due can have only a single longitudinal mode
lasing in the cavity if is equal to a larger than the reflectivity bandwidths of the DBR mirrors. We
have,
,
bandwidth ,2 bandwidth ,1
2 2
2 2
L Leff 1 Leff 2 2 | k | ,2 | k |
L2 L1
Multiple longitudinal mode lasing. And,
,
bandwidth,2 bandwidth,1
L Leff 1 Leff 2
Single longitudinal mode lasing.
The spacing in frequency between the cavity longitudinal modes can be obtained as follows:
L Leff 1 Leff 2
L Leff 1 Leff 2
V g
L Leff 1 Leff 2
In the same way, the reflectivity band widths of the DBR mirrors in frequency are:
2
2
bandwidth ,2 2V g | k |
L2
2
bandwidth ,1 2V g | k |2
L1
Longitudinal mode selection (for lasing) in single mode DBR lasers can be understood as follows:
Suppose there are three longitudinal modes within the reflectivity bandwidth of the DBR mirrors (as
shown on the next page).
<insert figure>
The longitudinal mode in the center sees the highest reflectivity from the DBR mirrors and so has the
smallest value of the threshold gain g~th . The two modes on either side of the center mode see lower
mirror reflectivities and, consequently, have higher threshold gains compared to the center mode.
When the laser is electrically pumped and the gain g~ becomes equal to the threshold gain g~th of the
center mode, the center mode starts lasing. When the center mode starts lasing, the carrier density in
the gain region gets clamped to the value N th corresponding to the threshold gain g~th of the center
mode. If the current is increased, further, the photon density in the center mode increases but the
carrier density remains fixed at N th . The gain of the active region also, therefore, remains fixed at the
threshold gain g~ of the center mode. The gain of the active religion, therefore, never becomes large
th
enough so that the side modes can also large. In short, the clamping of the carrier density (and gain) at
the onset of the lasing of the center mode prevents the side modes (which have higher threshold gains)
from lasing.