H-B Valentini 2000 Plasma Sources Sci. Technol. 9 313
H-B Valentini 2000 Plasma Sources Sci. Technol. 9 313
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Abstract. Sheath formation is studied for slightly ionized plasmas, i.e. for many typical
low-pressure discharges. A sheath adjacent to an insulating wall is a space charge region
where the electron flux to the wall is reduced to the corresponding ion flux. Numerical and
analytical results show that no lower bound of the ion drift speed vi exists to form a sheath
under collisional conditions. The product of the ambipolar ion speed vB and the square root
of the ratio of the number density of the ions to that of the electrons occurs as a characteristic
ion drift speed vc for the sheath formation. In the interval 0 < vi < vc the collisions promote
the sheath formation, whereas the electric field inhibits it. The effect of the collisions
dominates. In the interval vi > vc both the electric field and the collisions support the sheath
formation. The effect of the electric field alone can form the sheath. When the electron
density is relatively small under collision-dominated conditions the space charge density can
become relatively large in the neighbourhood of the point where vi = vB , and then the
difference between vc and vB is significant. It is also possible that such a point does not exist.
At low collisionality, in the centre of the plasma and close to the wall vi < vc can hold,
whereas in an intermediate region vi > vc can be satisfied. When the collisionality is high
vi < vc everywhere. This relation can also hold when vi > vB occurs close to the wall. The
sheath formation can be dominated by collisions in a larger range of parameters than
recognized to date. The application of the Bohm criterion is inappropriate when the
collisionality is high and the electron density is relative low. Multi-component plasmas are
discussed briefly. The concept of a sheath edge is examined critically.
electron flux is reduced to the ion flux with both being directed e is the positive elementary charge, k is the Boltzmann
to the wall. The sheath formation is investigated for low- constant, 0 is the permittivity of the vacuum, E is the electric
pressure discharges under various conditions. The space field strength and φ is the electric potential. The geometry
charge density which occurs for small ion drift velocities, is taken into account by β, where β = 0 holds for the planar
when charged particles are generated within the plasma and model and β = 1 for the cylindrical model. The walls are
momentum is transferred from the charged particles to the taken at x = ±d and r = R, respectively.
neutral gas by collisions, is also taken into consideration. Moreover, it is useful to introduce the ambipolar ion
A local analysis is performed at several points in order to sound speed vB , the electron drift velocity vew at the wall
describe the conditions for the sheath formation as precisely and the effective local collision frequency where
as possible. A multi-scale theory is not the aim of this
paper. Such asymptotic methods are appropriate only when kTe kTe
vB = vew =
the scales for the presheath, the transitional region and the mi 2π me
sheath are very different.
To this end, in section 2 the physical model, the basic ne
= νi + 2νni . (1)
equations and the boundary conditions are specified. In ni
section 3 a general analysis of the sheath formation is given. The basic equations for the ions are the equation of continuity
The sheath formation in multi-component plasmas is also
briefly taken into account. The normalization and the scaling d β
r −β (r ni vi ) = νni ne (2)
of the boundary value problem is treated briefly in section 4. dr
A few numerical results are discussed in section 5. At special
and the equation of momentum transfer
points, detailed investigations are described in section 6.
There, it is shown that the intermediate scale known for dvi
low collisionality [6] can be easily derived without using ni mi vi = ni eE − (νni ne + νi ni )mi vi . (3)
dr
asymptotic methods. A short critical review of several
statements taken from the literature to define an appropriate The electron density is given by
sheath edge under collisional conditions is given in section 7. dne
Conclusions are drawn in section 8. kTe = −ne eE. (4)
dr
The electric field is determined by the Poisson equation
2. Model, basic equations and boundary
conditions d β
ε0 r −β (r E) = e(ni − ne ) (5)
dr
The sheath formation in low-pressure discharges is taken into
consideration by means of a two-fluid model for compressible and the electric potential by
media. The plasma is assumed to consist of electrons and
dφ
singly charged ions in an immobile neutral gas. A planar = −E. (6)
geometry symmetric to the midplane and a coaxial cylindrical dr
geometry with insulating walls are considered. Steady- Furthermore, we have
state conditions and homogeneity parallel to the walls are
assumed to prevail. The electrons and ions are generated by ne ve = ni vi . (7)
electron collisions within the plasma and they recombine at
the walls. It is well known that a wall is charged negatively At the midplane or the axis the boundary conditions read
with respect to the plasma. The inertia of the ions, elastic dni
collisions between ions and atoms and the charge exchange =0 vi = 0 E = 0. (8)
dr
are taken into account. The neutral gas density and the
electron temperature are taken as constant. In order to avoid In addition, we set
treating the regular singularity where the drift velocity of the
ions passes their individual sound speed and to obtain a two- ne (0) = ne0 φ(0) = 0 (9)
point boundary problem, the ion temperature is assumed to be
where ne0 must be stated. Note that equations (2) and (3) are
zero [13, 16, 26]. In several papers [13, 16, 25, 26] it has been
homogeneous in ni and ne . At the wall
shown that this assumption leads to a good approximation for
low-pressure discharges. The space charge density is taken ve = vew (10)
into account throughout the whole plasma.
In the following, x denotes the distance from the can be used as a boundary condition. Together with
midplane in the planar model, r the distance from the axis equation (7), equation (10) determines the floating potential
in the cylindrical model, ni and ne the number densities and and the ion drift velocity reached at the wall. The condition
vi and ve the drift velocities of the ions and the electrons, (10) and a few modifications of vew have been investigated in
respectively, Te the electron temperature, νni the ionization several papers (e.g. [13]). It is well known that the floating
frequency and νi the collision frequency between ions and potential varies with vew /vB logarithmically only. The ratio
atoms where the charge exchange is included. Furthermore, ni (0)/ne (0) and Te occur as eigenvalues of the boundary
mi and me are the mass of an ion and an electron, respectively, value problem.
575
H-B Valentini
3. Sheath formation. General analysis because vc is a function of the space coordinate, whereas vB
is a constant if the electron temperature is constant.
From equations (1)–(3) one obtains In section 6 it is shown that E/vi > 0 always. Thus,
condition (16) can be written as
dni ni eE ni
= − −β (11)
dr vi mi vi r vi vi vc
+ > 1. (19)
vc v c v
and
Conditions (16) and (19) are not relations for vi alone as
d ne ni β
(ni − ne ) = eE − + ni − . (12) the Bohm criterion is, but they inter-relate vi and E. If an
dr kTe mi v22 vi r
appropriate value of E can be stated, an interval for vi follows
The sheath occurs in a region of the plasma where dne / dr < and vice versa.
0 and Both conditions (14) and (16) can be combined to give
dni
< 0. (13) vi vi vi vc
dr <1< + . (20)
Using equations (4) and (11), therefore E > 0 and v v c v c v
576
Sheath formation in low-pressure discharges
577
H-B Valentini
ns = ns0 + ns2 x 2 s = i, e
6. Sheath formation. Local analysis at special
points vi = x(vi + v3 x 2 ) E = x(E1 + E3 x 2 )
φ = x 2 (φ2 + φ4 x 2 ) (32)
In this section at special points a local analysis of the solution
of the basic equations is performed. The aims are to verify if νi = constant where ns0 = ns (0). The space charge
that the sheath conditions (16) or (19) are really fulfilled in density + becomes
the interval 0 vi vc and to determine the dominant +/e = ni0 − ne0 + (ni2 − ne2 )x 2 . (33)
effects in the neighbourhood of vc under various conditions.
For the sake of simplicity we restrict ourselves to the planar The space charge density is small in the neighbourhood of the
geometry. midplane. Inserting equations (32) into equations (2)–(5) and
578
Sheath formation in low-pressure discharges
(42)
Figure 4. The normalized space charge density
and 2
σ = η = (ni (x) − ne (x))/ne (0) as a function of x for a0 = 10−5
ne eϕ 1 eϕ
with K as a parameter. =1+ + . (43)
nep kTe 2 kTe
taking into account (ni0 − ne0 )/ne0 1 gives [11, 13–17] Inserting equations (42) and (43) into equation (5), retaining
the first-order terms only and using the dimensionless
ni0 − ne0 νni (2νni + νi ) variables (22) where x is replaced by h, φ by ϕ and λni by
= (34) λD (xp ) yields
ne0 ωpi
2
d2 η
= δ − Aη + Bξ (44)
ni2 − ne2 ν 2 (2νni + νi )(5νni + νi ) dξ 2
= ni (35) with ωpi = ωpi (xp ) and
ne0 vB2 ωpi
2
= (36) δ= A= −1
ne0 2vB2 nep Vip2
Additional coefficients can be found in the appendix. Such p Vcp
2
nip
an expansion is used to determine the initial values for the B= Vcp = . (45)
ωpi Vip nep
numerical solution. Note that the case λi = constant without Note that A = 0 if Vip = Vcp , A > 0 if Vip < Vcp and A < 0
the modifications described in [16–19] demands additional if Vip > Vcp .
terms in equation (32), for instance, v2 |x|x in the statement Considering the case A > 0 the solution of equation (44)
of vi . reads
On the midplane the condition of the sheath formation 1 1
(15) corresponds to η = (−δ cos(gξ ) + (fp A − B) sin(gξ ) + Bξ + δ) (46)
A g
√
ni2 − ne2 > 0. (37) with g = A and
A space charge density occurs when charged particles are fp = Ep /ED Ed = kTe /eλD . (47)
generated within the plasma. The sheath begins to form at The trigonometric functions have to be replaced by the
the midplane, since there the curvature of the profile of the corresponding hyperbolic functions when A < 0.
space charge density given by equation (35) is positive due Equation (46) holds in a domain only where g|ξ | 1.
to inelastic and elastic collisions. Therefore, as approximation as
The example of a discharge described in section 5 yields η = fp ξ + 21 δξ 2 + 16 (B − fp A)ξ 2 (48)
(ni0 − ne0 )/ne0 = 0.7 × 10−2 , (ni2 − ne2 )/ne0 = 1.2 cm−2 ,
ne2 /ne0 = −84 cm−2 and (ni2 − ne2 )/ne2 = −1.4 × 10−2 . and
η = δ + (B − fp A)ξ (49)
6.2. Power series expansion outside the midplane can be used where η = (ni − ne )/nep . According to (15) a
sheath can be formed when
The sheath formation condition is studied for a point x = xp
B − fp A > 0. (50)
outside the midplane, that means for vi > 0. A similar
method is known from the treatment of the collisionless case. Writing (50) in the dimensionless variables (22) with
Introducing λ = λD leads to (16) or (19) again. Note that equation (44)
must not integrated numerically over the whole plasma since
h = x − xp ϕ = φ(x) − φ(xp ) it is correct for g|ξ | 1 only.
579
H-B Valentini
6.3. Power series expansion on the characteristic point, 7. The sheath edge under collisional conditions
the intermediate scale and a limit of asymptotic methods
In a few papers the demand is made that the sheath or the
In this section the sheath formation is investigated in the transitional layer must adjoin a utterly quasineutral plasma
neighbourhood of the characteristic point xc , that means (e.g. Riemann [6, 7, 23]). However, it can clearly be seen
at vi = vc . Using equations (42) and (43) the Poisson from equation (34) that this demand cannot be satisfied
equation (5) becomes correctly in a discharge plasma. A lot of gas discharges would
d2 η be excluded from the investigation of the plasma sheath
= δ + Bξ + η2 − Dηξ (51) transition by such a demand. It is reasonable to define the
dξ 2
sheath less precisely by its function in the discharge.
since A = 0. A series in powers of ξ gives
It is well known that for plasmas without ion collisions
η = fc ξ + 21 δξ 2 + 16 Bξ 3 + 1
f (f
12 c c
− D)ξ 4 (52) and without charged particle generation the Bohm criterion
and leads to a precise definition of the sheath edge at the place
η = δ + Bξ + fc (fc − D)ξ 2 (53) where vi = vB (e.g. [6, 7]). The sheath is formed by the
electric field when vi > vB . Applying the same concept to
where |ξ | 1 is assumed. From equation (53) it can easily
discharge plasmas yields the sheath edge at the point where
be seen that in the neighbourhood of Vc the sheath formation
vi = vc as derived above. However, the space charge density
is dominated by the collision term Bc ξ . The electric field
can be already large at this point. It is also possible that
leads to the quadratic term (fc ξ )2 and determines the sheath
formation under collisionless conditions, i.e. B = D = 0. such a point does not occur at all. Another concept is to
In the latter case the domain ξ < 0 must be excluded since define the sheath edge at the point where vi = 0 since the
there η ∼
= 0. space charge density is generated by collisions when vi > 0.
In the neighbourhood of xc an intermediate scale and However, in the neighbourhood of this point the space charge
a characteristic field strength can easily be derived. Due density is very small and varies with the point very slowly.
to the shape of the right-hand side of equation (51) and Therefore, both the concepts are not very useful for discharge
following Riemann [6, 7, 22] we define a new length scale plasmas. Other concepts have been suggested where the
and a modified potential ψ by domain vi < vB is of interest.
1/2
It can be qualitatively seen from figures 1 and 2 that the
ζ = x/λm ξ = γ1 ζ η = γ2 ψ. (54) sheath edge is shifted inward with increasing collisionality
In these variables equation (51) reads and to values of vi a little smaller than vB . A useful
definition of the sheath edge by a characteristic ion drift
d2 ψ γ12 γ13 1/2
= δ 1/2
+ B 1/2
ζ + γ12 γ2 ψ 2 − Dγ13 ζ ψ. (55) speed or a characteristic electric field strength has to take into
dζ 2 γ2 γ2 consideration the shift. Such a field strength can be written
Setting as
kTe
Bγ13 /γ2
1/2
=1
1/2
γ12 γ2 =1 (56) E=α (60)
eλD
yields
−1/4 with a characteristic coefficient α.
γ1 = γ2 γ2 = B 4/5 . (57) From Riemann’s result given in equation (59) it follows
The modified electric field strength F is defined by that the magnitude of α is of the order of
F = E/Em = dψ/ dζ (58)
α = (λD /6)3/5 (61)
where Em is a characteristic field strength on the intermediate
scale. It can easily be seen that F = f γ2
−3/4
and where α 1. By the aid of a three-scale theory, Riemann
3/5 showed that the solutions of the quasineutral presheath and
4/5 λD the space charge sheath can be well matched in a transitional
λm = λD 61/5 Em = ED (59)
6 interval around vB . The length of this interval increases with
follow where 6 = vB / . The results given in equations (57) increasing α. It would probably be reasonable to define the
and (59) agree with Riemann’s results [6, 7, 22, 28] when the sheath edge by the region near the end of this interval where
frequency of the momentum transfer νi is replaced by . vi < vB . However, to date no explicit equation is known for
It is important to note that the analysis elaborated in this the length of this interval.
section is appropriate only if the characteristic point is indeed Godjak [20] somewhat arbitrarily used the condition
reached. This is the case if a point of intersection between vi
λD dne
and vc exists on the left of the maximum of the space charge = 1. (62)
density (figure 3(a)). ne dx
In several cases (e.g. [4, 6, 7, 28]) asymptotic methods In [18, 21] and [22] the Maxwellian tension of the electric
use equation (51) close to the singular point of the one-fluid field is set equal the electron pressure as a convenient
model where vi = vB . In the two-fluid model equation (51) approximation, which means in the planar case that
is satisfied close to vi = vc . The characteristic points of
both the models are quite near only when the collisionality 1
E2
2 e
= kTe ne . (63)
is very small (figure 3(a)). Therefore, these methods are
inappropriate if vi and vc have no point of intersection that α = 1 from equation (62) (see [20, 21])
It follows √
(figure 3(b)) or if vc is substantially larger than vB . and α = 2 from equation (63) (see [18, 19, 22]). The
580
Sheath formation in low-pressure discharges
statements (62) and (63) do not depend explicitly on the with decreasing distance to the wall the ion density decreases
collision frequencies. more slowly than the electron density (equations (42), (45),
Writing the governing equations (2)–(6) in the (49)).
dimensionless variables (22), one can derive Under collisional conditions the space charge density
can become relatively large in the neighbourhood of the
α = /ωpi = λD /6. (64) point where vi = vB . Then the difference between vc
and vB becomes substantial. It is also possible that such
The numerical example considered in section 5 gives
a point does not occur at all. Numerical investigations have
α = 1.73.
shown that at low collisionality in the centre of the discharge
Inserting equation (63) into equation (17) leads to
vi < vc is valid, and this is surrounded by a region where
v /vB = α6/λD . (65) vi > vc and then close to the wall vi < vc holds again
(figure 3(a)). When the collisionality is relatively high, vi is
Furthermore, using the condition (19) also with the equals always smaller than vc although vi can become larger than
sign and setting vc = vB gives vB close to the wall (figure 3(b)). Therefore, the numerical
and analytical results (figure 3, section 6.3) show that in
many cases investigations which restrict the analysis of the
vi 1 vB 2 1 vB
1+ − . (66) transition from the quasineutral presheath to the sheath in an
vB 4 v 2 v
active plasma on the region close to vB do not describe the
It can be seen that vi /vB decreases from one to zero with physical situation adequately under collisional conditions.
increasing vB /v . In particular, one obtains vi /vB 0.568 Close to the wall the space charge density can pass
if vB /v = 1, vi /vB 1 − vB /2v if vB /v 1, i.e. through a maximum under both collisionless and collisional
kTe eE6, and vi v if vB /v
1. Note that the latter conditions (figure 4). There is an almost unipolar ionic
result contradicts condition (14). Condition (66) is arbitrary sheath between the point of the maximum and the wall, and
as well. condition (15) is not necessary. Obviously, we have vc
vB
there. Plasmas containing several ion species can be included
(equation (21)).
8. Conclusions
The concept of a sheath edge resulting from the Bohm
The sheath formation is studied for discharge plasmas criterion while suitable for collisionless plasmas is not useful
involving charged particle generation and momentum for discharges under collisional conditions. Considering the
transfer from the charged particles to the neutral gas. A subsonic domain of the ion drift speed a few statements are
local analysis is performed for a two-fluid model at several taken from the literature which describe characteristic values
characteristic points. It is shown that no lower bound of of the field strength (equations (60)–(64)) and characteristic
the transverse ion drift velocity vi exists to form a sheath in values of the ion drift speed (equation (66)), separating the
discharge plasmas. The sheath or a transitional layer cannot regions with a significant space charge effect and a non-
adjoin an utterly quasineutral plasma under these conditions. significant one. A review of these statements is given.
It is reasonable to define the sheath in front of an The statements are somewhat arbitrary, and often not very
insulating wall as a space charge region where the electron appropriate. Summarizing the results yields that a two-
flux is reduced to the ion flux both directed to the wall. In fluid model has to be used throughout the discharge under
front of an electrode the electron flux is reduced to a level collisional conditions.
where within the plasma the total current equals the driven Further detailed computations of the plasma–sheath
current. The restriction to the asymptotic case λD /λi → 0 is transition for an active plasma in a large range of parameters
inappropriate for a large range of discharge parameters. are given in a recently published paper by Franklin and Snell
The product of the ambipolar ion speed vB (equation (1)) [29]. The conclusions they reach are consistent with the
and the square root of the ratio of the number density of results of the present paper.
the ions to that of the electrons occurs as a characteristic
ion drift speed vc (equation (17)) for the sheath formation. Acknowledgments
In the interval vi < vc the collisions promote the sheath
formation, whereas the electric field inhibits its formation. This work was stimulated by discussions with Dr K-U
The effect of the collisions dominates the effect of the electric Riemann (Bochum) and Professor Dr R N Franklin (Oxford).
field. However, assuming vi > vc , both the electric field and The author thanks Professor Dr R N Franklin for useful
collisions support the sheath formation. The effect of the comments.
field alone can form a sheath in this interval. This is the main
object of the Bohm criterion when one restricts oneself to Appendix. Coefficients of the power series at the
vc = vB . midplane
The electric field accelerates the ions towards the wall
and causes the ion density to decrease. The collisions retard In addition to the coefficients given in equations (34)–(36)
the increase of the ion velocity and, thus, the decrease of one obtains
the ion density as well (equation (42)). Under the conditions
considered, this conclusion holds for all values of the ion drift ne0 1 ne2 ni2
v1 = νni v 3 = v1 −3 (A1)
velocity. In the case vi > vc , i.e. A < 0 (equation (45)), ni0 3 ne0 ni0
581
H-B Valentini
eE1 [4] Lam S H 1968 Proc. 8th Int. Conf. on Phenomena in Ionized
= v1 (2v1 + νi ) Gases (Vienna, 1967) (Vienna: IAEA) Invited Papers
mi
p 545
eE3 2 ni2 ne2 [5] Franklin R N and Ockendon J R 1970 J. Plasma Phys. 4 371
= −v1 − + v3 (5v1 + νi ) (A2) [6] Riemann K-U 1991 J. Phys. D: Appl. Phys. 24 493
mi ni0 ne0
[7] Riemann K-U 1992 J. Phys. D: Appl. Phys. 25 1432
ne2 eE1 ne4 e ne2 [8] Woods L C 1962 J. Fluids 13 570
=− =− E3 + E1 . (A3) [9] Persson K B 1962 Phys. Fluids 5 1625
ne0 2kTe ne0 4kTe ne0 [10] Blank J L 1968 Phys. Fluids 11 1689
The Poisson equation (5) leads to [11] Forrest J R and Franklin R N 1968 J. Phys. D: Appl. Phys. 1
1357
e e [12] Ingold J H 1972 Phys. Fluids 15 75
E1 = (ni0 − ne0 ) E3 = (ni2 − ne2 ). (A4) [13] Franklin R N 1976 Plasma Phenomena in Gas Discharges
0 30
(Oxford: Clarendon) ch 4
Using ni0 /ne0 = 1 + δ0 and ni2 /ne2 = 1 + δ2 , where δ0 1 [14] Valentini H-B 1979 Beitr. Plasmaphys. 19 221
[15] Metze A, Ernie D W and Oskam H J 1989 Phys. Rev. A 39
and δ2 1, equations (34) and (35) result and in addition 4117
[16] Valentini H-B 1991 Contrib. Plasma Phys. 31 211
ni2 − ne2 2v1 (5v1 + νi )
= . (A5) [17] Valentini H-B 1994 J. Phys. D: Appl. Phys. 27 119
ne2 ωpi
2
[18] Valentini H-B, Wolff D and Glauche E 1995 J. Phys. D:
Appl. Phys. 28 716
It is a little more precise to replace νni by v1 in equations [19] Valentini H-B 1991 Proc. 18th European Conf. on
(34)–(36). Controlled Fusion and Plasma Physics (Berlin, June
1991) vol 15C, ed P Bachmann and D C Robinson
In the corresponding one-fluid model, equation (5) has to (European Physical Society) part IV, p 177
be replaced by ni = ne . In this case the basic equations yield [20] Godjak V A 1982 Phys. Lett. A 89 80
E1 as in (A3) again, where v1 = νni . Differences between [21] Godjak V A and Sternberg N 1990 IEEE Trans. Plasma Sci.
the one-fluid model and the two-fluid model exist for the 18 159
coefficients of higher order only. [22] Valentini H-B 1996 Phys. Plasmas 3 1459
[23] Riemann K-U 1997 Phys. Plasmas 4 4158
[24] Mahanta M K and Goswami K S 1999 Phys. Plasmas 6 4781
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[26] Valentini H-B 1988 J. Phys. D: Appl. Phys. 21 311
[1] Tonks L and Langmuir I 1929 Phys. Rev. 34 876 [27] Valentini H-B and Herrmann F 1996 J. Phys. D: Appl. Phys.
[2] Bohm D 1949 The Characteristics of Electrical Discharges 29 1175
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[3] Harrison E R and Thompson W P 1959 Proc. Phys. Soc.
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