Strengths and Weaknesses
of Different Study Designs
Jo Freudenheim, PhD
Department of Social and Preventive Medicine
Disclosure Statement
Jo Freudenheim, PhD
Honoraria: none
Consultancies: NCI
Common stock: none
Research: NIH, DOD, Avon
Goals and objectives
Overall goal:
Identification of strengths and
weaknesses of study designs
External and internal validity
Confounding/Interaction
Bias
Incorporating different study designs
External and internal validity
Confounding/Interaction
Bias
Incorporating different study designs
Study Validity
Our ability to make inferences based
on the study findings
Study Validity: external validity
The generalizability of the study
findings
To whom do the study findings apply
Study Validity: external validity
Example: case control study of breast
cancer among women aged 35-70 in
Western New York
How generalizable are those findings?
Study Validity: external validity
Example: cohort study among
postmenopausal women in the
Women’s Health Initiative
How generalizable are those findings?
Study Validity: internal validity
Are the methods of the study
appropriate, no major concerns with
methodology
Study Validity: internal validity
Are the methods of the study
appropriate, no major concerns with
methodology
Confounding/Interaction
Bias
External and internal validity
Confounding/Interaction
Bias
Incorporating different study designs
Causal Association: Direct
The factor under study causes the
disease
The observed association is causal
Ex: HPV causes cervical cancer
Causal Relations
Causal relations
Factor is in the causal pathway
Not a confounder
Is another step on the path from
exposures of interest to outcome
Types of Causal Relations
Types of Causal Relations
Types of Causal Relations
Types of Causal Relations
Non-Causal Association: Confounding
The factor under study does not
cause the disease even though it is
observed to be associated with the
disease.
There is another factor that is
correlated with both the factor under
study and with the disease which is
the true causal factor
Non-Causal Association: Confounding
People with yellow staining on their
fingers are more likely to get lung
cancer
Does yellow stain cause lung cancer?
Non-Causal Association: Confounding
It is reported that people who drink
more coffee are more likely to get
pancreatic cancer
Does coffee cause pancreatic cancer?
Non-Causal Association: Confounding
It is reported that women with a
history of herpes infection are more
likely to get cervical cancer
Does herpes cause cervical cancer?
Confounding
Smokers have “yellow” finger
Coffee drinkers are more likely to be
smokers
Those who are more sexually active,
more likely to be exposed both to
herpes and to HPV
In both cases, causal agent is a
different, associated factor
Non-causal association
(confounding)
Important to understanding public
health significance of a finding
If the prevalence of a risk factor in
the population changes, will the
incidence of disease change?
Confounding
Confounding
Approaches to handling confounding
In designing and carrying out the study
Individual matching
Group matching
In the analysis of data
Stratification
Adjustment
Example of Confounding
Sucrose intake and risk of endometrial cancer: Swedish
Mammography Cohort
Total Cases Person- Age- Multivariate
sucrose g/d years adjusted RR adj* RR
< 15 112 203213 1.00 (ref) 1.00 (ref)
16-25 248 342793 1.35 1.50
26-35 158 239495 1.25 1.41
> 36 211 338431 1.16 1.36
*Adjusted for age, BMI, coffee, energy, diabetes
Friberg et al, CEBP 2011;20:1831-7
One More Concept . . .
Interaction
When the incidence of disease in the
presence of two or more risk factors
differs from the incidence expected to
result from their individual effects (cohort
study)
2 or more factors modify the effects of
each other with respect to disease
Effect modification
Interaction
Is there an association?
Is the association due to confounding?
Is the association equally strong in
strata formed on the basis of the 3rd
variable?
If no, then interaction is present
If yes, then no interaction is present
Interaction
Is the association equally strong in strata
formed on the basis of the 3rd variable?
If no, then interaction is present
If yes, then no interaction is present
Interaction is a biological difference
The association is different in the different
strata
Confounding and study design
Cross sectional studies
Case control studies
Cohort studies
Randomized trials
Interaction and study design
Cross sectional studies
Case control studies
Cohort studies
Randomized trials
External and internal validity
Confounding/Interaction
Bias
Incorporating different study designs
Bias
Bias =
Any systematic error in the design,
conduct or analysis of a study that
results in a mistaken estimate of an
exposure’s effect on the risk of disease
(Schlesselman and Stolley, 1982)
Sources and Types of Bias
Selection bias
Systematic differences in those included in
a study and those who are not
Sources and Types of Bias
Selection bias:
If selection of subjects does not reflect
population:
Lack of generalizability or external validity
Not selection bias
If selection of subjects is different between
groups within a study:
Lack of internal validity
Selection bias
Sources and Types of Bias
Information bias:
Problems with the information obtained
about subjects
Information about disease status
Information about exposure
Sources and Types of Bias
Information bias can lead to:
Misclassification bias:
Non-differential
If the misclassification is not related to the
exposure status or disease status
Similar misclassification of exposed and non-
exposed or those with disease and without
disease
RR or OR is biased towards 1.0
Less likely to detect a difference
Sources and Types of Bias
Information bias can lead to:
Misclassification bias:
Differential:
If the misclassification is related to the exposure
status or disease status
Differential misclassification in exposed and
non-exposed, or in those with disease and
without disease
RR or OR is biased away or towards 1.0
Less or more likely to detect a difference
Sources and Types of Bias
Information bias:
Surveillance bias:
Diseases are more likely to be diagnosed
in persons under medical surveillance
Example: Thrombophlebitis and oral contraceptive
use. MDs may examine women using OCs more
often and more thoroughly
Possible solutions:
Stratify cases and controls according to some
index of medical care utilization
In a prospective study, systematically assess
outcome in both exposed and non-exposed
Sources and Types of Bias
Information bias:
Observer bias:
When exposure status is known to the
observer, assignment to outcome (yes/no)
may be biased
Example: Knowledge of exposure to alcohol
may increase likelihood of alcoholic cirrhosis dx
Possible solutions:
Mask exposure status
Standardize procedures
Sources and Types of Bias
Information bias:
Interviewer bias:
Knowledge of case-control status may affect
way in which questions on past exposure are
asked
Possible solutions:
Mask disease status
Standardize procedures
Monitor quality during study (taping)
Sources and Types of Bias
Information bias:
Recall bias:
Bias from a difference in the ability to recall past
exposure between cases and controls
Example: OR of maternal rubella with congenital
malformations in offspring were greater in the
case-control studies than RR in prospective studies
Possible solutions:
Cohort studies
Validate responses
Nested case-control studies
Sources and Types of Bias
Information bias:
In abstracting records
Surrogate interviews
Reporting bias
Perceptions, beliefs, attitudes
Over or underreporting
Bias and Confounding
Bias:
Any systematic error in the design,
conduct or analysis of a study
Confounding:
Not an error in a study
External and internal validity
Confounding/Interaction
Bias
Incorporating different study
designs
Studying Etiology of Disease
Conclusions about what causes a disease
is based on the totality of evidence
Animal models
In-vitro systems
Human population studies
Our understanding of what causes a
disease and also how best to prevent it
continues to change and to be revised
Studying Etiology of Disease
Animal models
Advantages
disadvantages
In-vitro systems:
Advantages
disadvantages
Human population studies
Advantages
Disadvantages
Studying Etiology of Disease
Animal models
Controlled exposures
Detail regarding impact on tissues and specific
organs
Between species differences
In-vitro systems:
Frequently use human cells
Cellular level
Difficult to extrapolate to functioning body
Issues of dose
Human population studies
Studying Etiology of Disease
Animal models
In-vitro systems
Human population studies
Randomization not always ethical
Concerns of confounding and bias
Issues of measurement of exposure
Report of exposure
Changes in exposure
Other correlated exposures
1940’s,
United Kingdom