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European Journal of Pharmaceutics and Biopharmaceutics 67 (2007) 690–698

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Research paper

Enhanced enteric properties and stability of shellac films

through composite salts formation
Sontaya Limmatvapirat a,*, Chutima Limmatvapirat b, Satit Puttipipatkhachorn c,
Jurairat Nuntanid a, Manee Luangtana-anan a
a
Department of Pharmaceutical Technology, Silpakorn University, Nakhon Pathom, Thailand
b
Department of Pharmaceutical Chemistry, Silpakorn University, Nakhon Pathom, Thailand
c
Department of Manufacturing Pharmacy, Mahidol University, Bangkok, Thailand

Received 25 January 2007; accepted in revised form 11 April 2007

Available online 20 April 2007

Abstract

The objective of this study was to improve the properties of shellac by composite salts formation. The shellac samples were prepared
in various salt forms by dissolving them with 2-amino-2-methyl-1-propanol (AMP) and ammonium hydroxide (AMN) at various ratios
of AMP:AMN. The results demonstrated that aqueous solubility of the shellac salts was improved as the ratio of AMP:AMN increased.
The absorbance ratio of the FTIR peaks assigned to C@O stretching of carboxylate and carboxylic acid (ABS1556/ABS1716) was
increased with the increase of the AMP fraction, suggesting that the solubility enhancement was due to more ionization of AMP salts.
Moisture adsorption studies indicated that shellac salts were more hygroscopic as AMP content increased. After storage at 40 C, 75%
RH, the acid value and insoluble solid of AMP salts were relatively constant even after storage of up to 180 days, suggesting that AMP
should protect polymerization. The ABS1556/ABS1716 values of the shellac salts were rapidly decreased after storage, especially for those
consisting of a high percentage of AMN. Thus, AMP should bind much tighter at the carboxylate binding site as compared with AMN,
resulting in more solubility and stability. In conclusion, optimized shellac properties could be easily accomplished by composite salts
formation.
 2007 Elsevier B.V. All rights reserved.

Keywords: Shellac; Salt; Enteric; Film; Stability; Ammonia; 2-Amino-2-methyl-1-propanol

1. Introduction associated with enteric properties are low solubility at the

pH of the intestine and lesser stability of shellac as compared
Shellac is a purified resinous secretion of lac insects, to synthetic and semi-synthetic enteric polymers, e.g., poly-
Laccifer Lacca, which are mostly cultivated in host trees in acrylates and cellulose derivatives [3]. The shellac possesses
India and Thailand. The shellac is widely used in the food a high pKa between 6.9 and 7.5 and begins to dissolve at
industry, to some extent still in the pharmaceutical industry pH 7.0. However, the pH in the proximal region of the small
and a market of growing interest in nutritional supplement, intestine is between 3.8 and 6.9 and the failure of shellac
health supplement, and nutriceuticals [1]. In the pharmaceu- coated tablets or capsules to disintegrate at these pH media
tical industry, shellac has been used for moisture protection is still a major problem [2,4]. During many years, several
and glossing, while the use for enteric coating of pharmaceu- attempts have been made to clarify the problem. Pearnchob
tical products has greatly declined [2]. Severe problems et al. developed a faster disintegrated shellac coated capsule
by adding organic acids, e.g., sorbic acid and benzoic acid.
*
The addition of organic acids decreased the disintegration
Corresponding author. Department of Pharmaceutical Technology,
Faculty of Pharmacy, Silpakorn University, Nakhon Pathom 73000,
time in phosphate buffer (pH 6.8) while the behavior in
Thailand. Tel.: +66 34255800; fax: +66 34255801. 0.1 N hydrochloric acid was unchanged [5]. The hydrolysis
E-mail address: [email protected] (S. Limmatvapirat). process was also used as a method for improving the

0939-6411/$ - see front matter  2007 Elsevier B.V. All rights reserved.
doi:10.1016/j.ejpb.2007.04.008
 S. Limmatvapirat et al. / European Journal of Pharmaceutics and Biopharmaceutics 67 (2007) 690–698 691

solubility of shellac. The partially hydrolyzed shellac showed 2.2. Methods

greater solubility and dissolution, especially at pH 7.0 and
lower [6]. However, a stabilization method for shellac is 2.2.1. Preparation of partially hydrolyzed shellac
not completely developed. Partially hydrolyzed shellac was prepared by a previ-
As shown in Fig. 1, shellac is composed of polyesters ously described method [6]. Shellac (200 g) was dissolved
and single esters that contain a large amount of hydroxyl in 2% w/w sodium hydroxide solution (1800 g) and kept
and carboxylic acid. The polymerization can occur by the at 30 ± 1 C for 8 min. The mixtures were then immedi-
esterification among the functional groups and was the ately neutralized with 2 N sulfuric acid, washed with excess
cause of instability [7]. Since the polymerization occurred water, and dried. The partially hydrolyzed shellac was kept
via a carboxyl group, the protection at the carboxylic acid in the refrigerator prior to use.
should be a possible means for improving the stability of
shellac. Specht et al. demonstrated that application of shel- 2.2.2. Preparation of shellac films in acid form and various
lac from an aqueous solution of alkali salts showed better salts forms
stability than the application from ethanolic solution [8]. Shellac films, in acid form and salt forms, were prepared
Similar results were observed by our group. The ammo- using the casting/solvent evaporation technique. For the
nium salt of shellac demonstrated better stability and solu- acid form, the partially hydrolyzed shellac was dissolved
bility, as compared with shellac in free acid form [9]. in ethanol overnight and then the final concentration was
However, the stability of ammonium salts was decreased adjusted to 12% w/w. The solution was poured onto a
after storage at stress condition for a long period, especially polytetrafluoroethylene (PTFE) plate and allowed to evap-
under the test condition of a tropical zone (40 C, 75% RH) orate at 50 C for 2–3 h. The film was peeled off and stabi-
for more than 3 months. The loss of ammonium ion from lized at 25 C, 75% RH prior to testing. In the case of salt
the carboxylic group might be a possible explanation that forms, films of the 0:100 (100% AMN) salt, 100:0 (100%
still needed to be investigated. In addition, another salt AMP) salt and 20:80, 40:60, and 80:20 AMP:AMN com-
forming agent, especially one more tightly bound to the posite salts were prepared. The partially hydrolyzed shellac
carboxylic acid, should be examined and the mechanism was dispersed in water, then AMN, AMP or combinations
of the stabilization process should be further clarified. of these bases were added. The amounts of added bases
The aim of the present study was to evaluate the effect of were calculated in accordance with the acid value of par-
salt forming agents on enteric properties and stability of tially hydrolyzed shellac. The solutions were stirred over-
shellac. Ammonium hydroxide (AMN), 2-amino-2- night and then the cast films were prepared by the same
methyl-1-propanol (AMP) and the combination of both method as described above, except that the drying time
bases were selected as the salt forming agents in this study. was changed to 4–5 h.
The shellac samples, in acid form and various salt forms,
were prepared and comparatively evaluated. 2.2.3. Characterization of films
2.2.3.1. Film thickness. The film thickness (160 ± 30 lm)
2. Materials and methods was measured at five points with a thickness gauge Mini-
Test 600 (ElektroPhysik Dr. Steingroever GmbH & Co.
2.1. Materials KG, Germany).

Shellac was purchased from Thananchai Part., Ltd. 2.2.3.2. Acid value and insoluble solid. Acid value (AV) was
(Bangkok, Thailand). Other reagents used were of analyti- determined by the acid–base titration method adapted from
cal grade and used as received. the United States Pharmacopeia [10]. An accurately

CH2OH
CH2OH CH2OH CH2OH
(CH2)5
(CH2)5 (CH2)5 (CH2)5
CHOH
CHOH CHOH CHOH
CHOH
CHOH CH CH
(CH2)7
(CH2)7 O (CH2)7 O (CH2)7 OH OH
O O O O
O O O O
O O O O
R R R R

R' R' R' R'

polyesters single esters

Fig. 1. Chemical structure of shellac.

692 S. Limmatvapirat et al. / European Journal of Pharmaceutics and Biopharmaceutics 67 (2007) 690–698

weighted 3 g of finely ground shellac film was dissolved in cylindrical hole of the film holder, with ACS = 2rd, where r
ethanol overnight and finally adjusted to the total weight is the radius of the hole and d is the thickness of the film
of 39 g with ethanol. The solution was centrifuged and fil- pffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
r2 þ d 2  r
tered through filter paper. The 26 g of filtrate (equivalent Elongation ð%Þ ¼  100
to 2 g of shellac) was titrated with 0.1 N sodium hydroxide r
VS. The end point was determined by pH meter instead of where r is the radius of the film exposed in the cylindrical
using color indicator due to the dark color of shellac. The hole of the film holder and d represents the displacement
insoluble solid on filter paper was washed with excess ethanol of the probe from the point of contact to point of puncture.
and dried at 70 C until the dried weight was constant, and Puncture strength
then the percentage of insoluble solid was calculated. Modulus at puncture ¼
Elongation ð%Þ
2.2.3.3. Solubility. The solubility of the film was determined
2.2.3.6. Differential scanning calorimetry (DSC). Films of
by a method adapted from Wu et al. [11]. At first, the film
shellac samples were dried over silica gel and pulverized
was cut in a square of 1 cm · 1 cm and weighed. The film
with agate mortar. DSC curves of ground samples were
was then placed in each of six tubes of the basket of USP
recorded using a differential scanning calorimeter (Sap-
disintegration apparatus which maintained the temperature
phire, Perkin Elmer, USA). Each sample (5–6 mg) was
at 37 ± 2 C. The simulated gastric fluid (SGF) was used as
accurately weighed into an aluminum pan. The measure-
immersion fluid for the first 2 h. After immersion in SGF,
ments were performed between 10 and 250 C at a heating
the film was transferred to buffer at various pH values
rate of 10 C/min. To determine the effect of pulverization,
for the next 3 h. The resulting film was dried at 70 C for
shellac samples were also directly casted into DSC pans
12 h, and reweighed. The percentage of dissolved film
and measured by the same condition.
was calculated from the percent weight loss of film.
In the case that the film was completely dissolved within 2.2.3.7. Hot stage microscopy (HSM). All HSM photo-
3 h in buffer, the dissolution times were recorded. graphs were recorded using a light microscope (Olympus,
BX50, Japan) equipped with hot stage controller (Collet,
2.2.3.4. Moisture adsorption. Moisture adsorption was S516P, Japan). Finely ground shellac films were observed
determined by placing shellac samples into a controlled under the microscope at a heating rate of 10 C/min.
humidity environment at a constant temperature until equi- Changes in the morphology of various salts were compar-
librium [12]. After drying samples until constant weight, the atively evaluated as a function of temperature.
dried samples were placed into environments of various rel-
ative humidities above salt solutions in desiccators. The rel- 2.2.3.8. Fourier transformed infrared (FTIR) spectroscopy.
ative humidities were 11% RH (lithium chloride), 32% RH FTIR spectra of samples were recorded with a FTIR spec-
(magnesium chloride), 54% RH (sodium dichromate), 75% trophotometer (Nicolet, Magna 750, USA) using the KBr
RH (sodium chloride), 85% RH (potassium chloride), and disc method. Each film was pulverized, gently triturated
93% RH (potassium nitrate). The samples were equilibrated with KBr powder and then pressed using a hydraulic press
at each condition for 5–10 days at 25 ± 2 C and then imme- at a pressure of 5 tons. The KBr disc was placed in the sam-
diately weighed after removal from the desiccators. The ple holder and scanned from 4000 to 400 cm1 at a resolu-
weight gain of the samples was recorded. tion of 4 cm1.

2.2.3.5. Mechanical properties. The mechanical properties 2.2.4. Stability study

of the shellac films were measured by a puncture test as pre- The stability study was carried out under stress condi-
viously described [13]. A texture analyzer (TA.XT.plus tions of tropical areas. Shellac films were kept in a stability
Texture Analyzer, Stable Micro Systems, UK), equipped cabinet at 40 C, 75% RH for 6 months. The films were
with a spherical puncturing probe (diameter 5 mm), was periodically withdrawn and then characterized by the
employed. The film was placed in a holder with a cylindri- methods described above.
cal hole (r = 1.0 cm). The probe was driven through the
film with a speed of 0.1 mm/s and force–displacement 2.2.5. Statistical analysis
curves were recorded through a 50 N load cell. The maxi- Data were expressed as means ± standard deviation
mum load and the maximum displacement of films were (SD). The statistical analysis was carried out using analysis
measured, and then converted to puncture strength, elon- of variance (ANOVA) at the 0.01 significance level.
gation at puncture and modulus at puncture. The parame-
ters were calculated as follows [14] 3. Results and discussion
F max
Puncture strength ¼ 3.1. Physicochemical properties
ACS
where Fmax is the maximum applied force, ACS the cross-sec- The effects of salt forming agents (bases) on physico-
tional area of the edge of the film located in the path of the chemical properties, including solubility, acid value and
 S. Limmatvapirat et al. / European Journal of Pharmaceutics and Biopharmaceutics 67 (2007) 690–698 693

insoluble solid, were determined. Shellac salts with various Acid values of acid form, 0:100, 20:80, 40:60, 60:40,
ratios of AMP:AMN at 0:100, 20:80, 40:60, 60:40, 80:20, 80:20, and 100:0 AMP:AMN salts were 90, 97, 90, 92,
and 100:0 were compared with the free acid form. 91, 90, and 90, respectively. The acid values of all salt
Fig. 2 demonstrates the percentage dissolved (bar chart) forms were not increased as compared with the acid form.
and dissolving time (line chart) of various shellac forms The result suggested that alkaline hydrolysis did not obvi-
after immersion in simulated gastric fluid for 2 h and ously occur during film preparation with both bases.
transferring to buffer at various pH values for 3 h. Therefore, the improvement of aqueous solubility was
From our previous work [6], the pH solubility profile of not due to the increment of total number of carboxyl
shellac was established. The results demonstrated that shel- groups and should involve the increase of the carboxyl-
lac was partially dissolved at pH 7.0 and completely dis- ate/carboxylic acid ratio.
solved at pH 7.3 and higher. Therefore, we selected pH
7.0 and pH 7.3 as representative pH values for the study 3.2. FTIR spectroscopy
of percentage dissolved and dissolving time, respectively.
The percentage dissolved of shellac salts was significantly FTIR spectroscopy was employed for monitoring the
increased while the dissolving time was significantly conversion of carboxylic acid to carboxylate. Fig. 3 illus-
decreased (p < 0.01), suggesting the enhancement of aque- trates the FTIR spectra of shellac in acid form and various
ous solubility after salt formation. In addition, the percent- salt forms. The acid form showed a broad band peak in the
age dissolved was with increase of the AMP fraction, i.e., range of 3600–3200 cm1 with the maxima around
percentage dissolved of 100:0 > 80:20 > 60:40 > 40:60 > 3400 cm1, which could be attributed as OAH stretching.
20:80 > 0:100 AMP:AMN. The dissolving time was also The peak at 1716 cm1 due to C@O stretching of the carbox-
decreased with increasing AMP content. Therefore, AMP ylic acid (and also overlapped by that of an aldehyde or
salt not only increased the percentage of dissolved shellac ketone) was also observed. The 0:100 AMP:AMN salt
at lower pH but also increased the rate of dissolution at showed the new peaks at 1556 and 1385 cm1 which were
higher pH. The result suggested that AMP should be a assigned as asymmetric and symmetric C@O stretching of
more suitable salt forming agent for enhancing aqueous carboxylate, respectively, while the relative absorbance of
solubility as compared to AMN. the peak at 1716 cm1 declined. The results suggested the
The total number of carboxyl groups, expressed by acid conversion of carboxylic acid to carboxylate after salt forma-
value, controls the solubility of enteric polymers. In addi- tion. The 100:0 AMP:AMN salt showed similar results and
tion, the ionization also affects the aqueous solubility. As demonstrated the more pronounced effect on carboxylate
pH increases, the acid–salt equilibrium shifts to the forma- formation. The relative absorbance ratios of the FTIR peaks
tion of the ionized form with increasing aqueous solubility. assigned to C@O stretching of carboxylate and carboxylic
Thus, the solubility of shellac is assumed to be controlled acid (ABS1556/ABS1716) were increased with an increase of
by 2 parameters, i.e., the total number of carboxyl groups the AMP fraction (100:0 > 80:20 > 60:40 > 40:60 >
and the carboxylate/carboxylic acid ratio. 20:80 > 0:100 AMP:AMN). Thus, it was confirmed that
The acid value of shellac was increased as propagation higher solubility of AMP salts was due to the increased ion-
of alkaline hydrolysis time. The increment of solubility ization of shellac.
was observed in partially hydrolyzed shellac [6]. To study
the extent of hydrolysis during film preparation by various
bases, the acid value of each salt form was determined.

100 100
% dissolved
dissolving time
80 80
Dissolving time (min)

Absorbance

100:0
% dissolved

60 60
80:20

40 40
60:40

20 20 40:60

20:80
0:100
0 0 Acid form
acid 0:100 20:80 40:60 60:40 80:20 100:0
4000 3000 2000 1500 1000 500
form
AMP:AMN (%) Wavenumber (cm-1)

Fig. 2. Effect of salt formation on percentage dissolved at pH 7.0 and Fig. 3. FTIR spectra of acid form and various salt forms (AMP:AMN) of
dissolving time at pH 7.3 of shellac films. shellac.
694 S. Limmatvapirat et al. / European Journal of Pharmaceutics and Biopharmaceutics 67 (2007) 690–698

of shellac salts was about 5–6% w/w). The endothermic

100:0 band due to loss of water should obscure the peak,
80:20
assigned to melting. Similar results were observed for the
20:80 AMP:AMN salt. The incomplete fusion, though
60:40
more obviously seen, was detected. However, the complete
fusion was observed in 40:60, 60:40, 80:20, and 100:0
AMP:AMN salts. The samples were entirely melted at
40:60
135, 115, 105, and 90 C, respectively. The results suggested
Endothermic

that the melting temperature decreased as the percentage of

20:80 AMP increased. The results also agreed with the work of
O’Conner and Corrigan. The study indicated the inverse
0:100
relationship between melting point and solubility [16].
Thus, the lower melting point of AMP salt should correlate
with the higher solubility as compared with the AMN salt.

Acid form 3.4. Moisture adsorption study

Hygroscopicity is also an important parameter for selec-

tion of a suitable salt form. Although the shellac possessed
30 50 70 90 110 130 150 very low water vapor permeability as compared with other
Temperature (°C)
enteric polymers [3], the salt formation might affect the
Fig. 4. DSC curves of acid form and various salt forms (AMP:AMN) of hygroscopicity. To study the effect of salt forming agents
shellac. on hygroscopicity, moisture adsorption of the acid form
and various salt forms of shellac was elucidated (Fig. 5).
The acid form showed significantly lower moisture adsorp-
Generally, ionization of acid depended on the basicity of
tion as compared with the salt forms (p < 0.01). Moisture
used bases. The pKa values of AMP and AMN were 9.69
uptake of the acid form was less than 3%, even when
and 9.25, respectively [15]. The more basic AMP base
increased to 93% RH while that of 100:0 AMP:AMN salt
should be a possible explanation for the increased ioniza-
was more than 20%. The higher fraction of AMP salts
tion of shellac. However, the pKa value of AMP was
showed tendency to absorb more moisture, especially after
slightly higher than that of AMN, thus other factors might
storage above 75% RH. Since the hygroscopicity of salts
also affect the solubility of shellac salts. The AMP+ ion
was dependent on their aqueous solubility [17], the
might interact more strongly at the COO binding site,
increased solubility of the AMP salt should be a possible
as compared with NHþ 4 . The detail of interaction will be explanation for more water adsorption as compared with
further discussed in the section on stability study.
that of the AMN salt. In addition, a high fraction of
AMP should be avoided regarding hygroscopic concern.
3.3. Thermal analysis

To investigate the correlation between melting point and 25.0

solubility and also to further characterize shellac salts,
100:0
thermal analysis was performed. Fig. 4 shows DSC curves
of shellac in acid form and various salt forms. The acid 20.0 80:20
form indicated a clear endothermic peak at 58 C, while
Mositure uptake (%)

60:40
the corresponding salt forms demonstrated a broad endo-
15.0 40:60
thermic region in the range of 20–130 C. The broad endo-
thermic region tended to shift to the lower temperature 20:80
with increasing percentage of AMP. 10.0 0:100
To clarify the unclear thermal behavior on DSC curves,
we employed hot stage microscopy (HSM) for the study. acid form
The HSM photomicrograph of the acid form revealed that 5.0
the endothermic peak of the acid form was due to melting,
as shown by the liquid droplet formation after heating to
60 C. The 0:100 AMP:AMN salt did not clearly show 0.0
0 25 50 75 100
the fusion. The only partial melt at the surface was
observed with even heating to more than 100 C. The Relative humidity (%)
broad endothermic region in the DSC curve should be Fig. 5. Moisture adsorption of acid form and various salt forms
due to water loss and partial melting (the moisture content (AMP:AMN) of shellac.
 S. Limmatvapirat et al. / European Journal of Pharmaceutics and Biopharmaceutics 67 (2007) 690–698 695

3.5. Mechanical properties Therefore, composite salts, especially in the ratio of

AMP:AMN from 20:80 to 60:40, should be more suitable
Mechanical properties of shellac, including puncture than pure ammonium or AMP salts, regarding the
strength, elongation, and modulus at puncture, are shown optimized strength and strain of the film.
in Fig. 6. The change of shellac from the acid form to Generally, the addition of plasticizers increases per-
0:100 AMP:AMN salt significantly increased (p < 0.01) centage of elongation, but often is accompanied by the
the modulus of film (Fig. 6a). The high modulus resulted reduction of strength and modulus. Various plasticizers,
from the high puncture strength and the low percentage including triethyl citrate and polyethylene glycol, could
of elongation of 0:100 AMP:AMN (Fig. 6b). The data decrease the glass transition point and change the
suggested the hardness and brittleness of the film after mechanical properties of shellac film [5,19]. However,
ammonium salt formation. A similar change of mechani- the causes of modified mechanical properties of shellac
cal properties was observed by using other enteric poly- salts were considered to be different, as plasticizer free
mers, including cellulose acetate phthalate, cellulose films were prepared. With regard to the moisture adsorp-
acetate trimellitate and hydroxypropyl methylcellulose tion study in Fig. 5, the moisture content was increased
phthalate. Ammoniated enteric films showed somewhat with increasing percentage of AMP. Therefore, it should
more brittleness than the acid form prepared from organic be possible that water could act as a plasticizer, resulting
solvent [18]. in more change of mechanical properties of AMP salts.
The flexibility of films was increased when the percent- Similar plasticization effects of water have been recog-
age of AMP salt was increased, as observed by the incre- nized [20]. Another possibility should relate to the interac-
ment of percentage of elongation. The percentage of tion between salt forming agent and polymer chain of
elongation was increased 12 times after changing the ratio shellac. Since AMP possessed an extra hydroxyl group
of AMP:AMN from 0:100 to 100:0. From the point of flex- as comparing with AMN, the hydrogen bond might pro-
ibility, AMP salts should be more suitable for film forma- mote the interaction between AMP and the polymer
tion than AMN salts. However, the puncture strength, chain, resulting in more plasticization effect. The more
which indicated the resistance to mechanical force during plasticization effect agreed with the lower melting temper-
coating, had a tendency to decline. The puncture strengths ature as increasing percentage of AMP.
of 20:80, 40:60, 60:40, 80:20, and 100:0 AMP:AMN
salts were 9.8, 8.3, 6.6, 3.2, and 2.4 MPa, respectively.
3.6. Stability study

3.6.1. Effect of ageing on insoluble solid

a 0.8 Insoluble solid is one of the parameters that indicate
0.7 the stability of shellac. After storage, shellac was polymer-
0.6 ized to form an insoluble solid which could not dissolve
Modulus (MPa)

0.5 in ethanol. Fig. 7 demonstrates the percentage of insolu-

0.4
ble solid of shellac in the acid form and various salt
0.3
forms after storage. As expected, the percentage of insol-
uble solid of acid form was immediately increased as
0.2

0.1

0.0
acid form 0:100 20:80 40:60 60:40 80:20 100:0
80
AMP:AMN (%)
acid form
b 12.0 180.0
Puncture strength
0:100
Insoluble solid (%)

10.0 150.0
60
Elongation
Puncture strength (MPa)

20:80
Elongation (%)

8.0 120.0

40 40:60
6.0 90.0

4.0 60.0 60:40

20
2.0 30.0 80:20

0.0 0.0 100:0

acid form 0:100 20:80 40:60 60:40 80:20 100:0 0
0 30 60 90 120 150 180
AMP:AMN (%)
Storage time (days)
Fig. 6. Mechanical properties of acid form and various salt forms
(AMP:AMN) of shellac: (a) modulus at puncture, (b) puncture strength Fig. 7. Change of percentage of insoluble solid of acid form and various
and percentage of elongation. salt forms of shellac after storage at 40 C, 75% RH for 6 months.
696 S. Limmatvapirat et al. / European Journal of Pharmaceutics and Biopharmaceutics 67 (2007) 690–698

prolongation of storage time. The pronounced increment 3.6.3. Investigation of ageing mechanism by FTIR
of percentage of insoluble solid was observed after storage spectroscopy
for 15 days (p < 0.01). However, the percentage of insolu- In order to investigate the increased stabilization effect
ble solid of 0:100, 20:80, and 40:60 AMP:AMN salts was of AMP over AMN, the FTIR spectra of all shellac salts
increased after storage for 60, 90 and 180 days, respec- were comparatively evaluated for 6 months. The changes
tively. The 60:40, 80:20, and 100:0 AMP:AMN salts did of ABS1556/ABS1716 (which represented the carboxylate/
not show a clear increment of percentage of insoluble carboxylic acid ratio as discussed in Section 3.2) of all
solid, even with storage of up to 6 months. These results shellac salts are illustrated in Fig. 9. For 0:100 AMP:AMN
indicated that the polymerization was protected due to salt, the absorbance ratio was rapidly decreased after
salt formation, and the more stabilization effect of AMP storage, however, for the 100:0 AMP:AMN salt, the
salts over AMN salts was observed. absorbance ratio was gradually decreased. After storage
for 6 months, the absorbance ratio of 100:0 AMP:AMN
3.6.2. Effect of ageing on percentage dissolved of shellac films salt was 7 times more than the 0:100 AMP:AMN salt.
at pH 7.0 In addition, the slower decrease of the absorbance ratio
We also studied the stability of shellac films by moni- was observed with increasing the AMP fraction. The
toring the change of percentage dissolved at pH 7.0 results suggested that AMP should interact much
(Fig. 8). For 60:40, 80:20, and 100:0 AMP:AMN salts, stronger than AMN at the carboxylate binding site,
the percentage of dissolved films was not changed with and prevent the conversion of carboxylate to carboxylic
increasing storage time. The result agreed well with the acid.
percentage of insoluble solid, confirming that polymeriza- Fig. 10 demonstrates the proposed diagram of salt for-
tion did not occur even with storage of up to 6 months. mation and ageing mechanism of various forms of shellac.
The percentage dissolved of 40:60 AMP:AMN salt was The acid form was rapidly polymerized by esterification
rapidly decreased at the initial period and slightly among hydroxyl and carboxyl groups of polymer chains
decreased after 30 days. Since the percentage of insoluble of shellac after ageing, resulting in increasing of the per-
solid was not significantly changed (Fig. 7), the decrease centage of insoluble solid and lowering of the acid value
of percentage dissolved of 40:60 AMP:AMN salt should and aqueous solubility. However, the polymerization
not be involved with the polymerization. The conversion could be protected by salt formation with AMN or
of carboxylate form to carboxylic acid after losing some AMP. The carboxylic acid to carboxylate conversion
AMN or AMP from the carboxylate binding site could could increase the solubility and stabilize the shellac.
be a possible reason for reduction of the percentage dis- AMP should more strongly interact with the carboxylate,
solved. For 0:100 or 20:100 AMP:AMN salts, the percent- resulting in more ionization, plasticization and stability as
age dissolved was significantly decreased as increasing compared to AMN. The increased interaction was
storage time (p < 0.01). Both carboxylate conversion and assumed to involve the hydrogen bond formation between
polymerization should be possible explanations for the hydroxyl groups of AMP and shellac. In addition, the ste-
result. The conversion of carboxylate to carboxylic acid ric effect of the large molecular size of AMP might cause
should be a reason for decreasing of percentage dissolved the polymer chains to separate from each other and
at the initial period. After carboxylate conversion, the reduce the possibility of esterification among polymer
polymerization could then initiate, resulting in greater chains of shellac.
decrease of percentage of dissolved films after prolonged
storage.
0.7

0.6
100
ABS 1556 / ABS 1716

0.5
100:0
80
100:0 0.4
80:20
% dissolved

80:20
60
60:40 0.3 60:40
40:60
40 0.2 40:60
20:80

0:100
20:80
20 0.1
acid form 0:100
0 0
0 30 60 90 120 150 180 0 30 60 90 120 150 180
Storage time (days) Storage time (days)

Fig. 8. Change of percentage dissolved at pH 7.0 of acid form and various Fig. 9. Change of ABS1556/ABS1716 of various salt forms after storage at
salt forms of shellac after storage at 40 C, 75% RH for 6 months. 40 C, 75% RH for 6 months.
 S. Limmatvapirat et al. / European Journal of Pharmaceutics and Biopharmaceutics 67 (2007) 690–698 697

Fig. 10. Proposed diagram of salt formation and ageing of various forms of shellac.

4. Conclusion bility and less stability, were compensated for by combina-

tion with AMP salt, whereas the main disadvantages of
The improved enteric properties of the shellac films were AMP, including high hygroscopicity and low film strength,
easily achieved by AMP:AMN composite salts formation. were counterbalanced by combination with AMN salt. The
The main disadvantages of AMN salt, including less solu- optimum ratio of AMP:AMN should be in the range of
698 S. Limmatvapirat et al. / European Journal of Pharmaceutics and Biopharmaceutics 67 (2007) 690–698

40:60–80:20 with regard to solubility, hygroscopicity, [9] S. Limmatvapirat, J. Nunthanid, M. Luangtana-anan, S. Puttipipat-
mechanical properties and stability of film. khachorn, Effect of alkali treatment on properties of native shellac
and stability of hydrolyzed shellac, Pharm. Dev. Technol. 10 (1)
(2005) 41–46.
Acknowledgements [10] USP 29, US Pharmacopeial Convention, Rockville, MD, 2006, p.
3417.
This work was supported by the Thailand Research [11] S.H.W. Wu, D.M. Wyatt, M.W. Adams, in: J.W. McGinity (Ed.),
Aqueous Polymeric Coatings for Pharmaceutical Dosage Forms,
Fund, the Commission on Higher Education, the Research
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Institute of Silpakorn University and the Faculty of Phar- [12] J. Nunthanid, M. Laungtana-Anan, P. Sriamornsak, S. Limmatva-
macy, Silpakorn University. The authors also would like to pirat, S. Puttipipatkhachorn, L.Y. Lim, E. Khor, Characterization of
thank Mr. Vacharapon Rangnim for his technical chitosan acetate as a binder for sustained release tablets, J. Control
assistance. Release 99 (1) (2004) 15–26.
[13] S. Sungthongjeen, S. Puttipipatkhachorn, O. Paeratakul, A. Dashev-
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