Model Predictive PWM For Hybrid Active Power Filter
Model Predictive PWM For Hybrid Active Power Filter
Abstract
Model predictive pulse-width modulation (MP-PWM) is applied to hybrid active power filter
(HAPF) in this paper. The configuration, control, carried-based PWM (CPWM) and filtering
performance of HAPF are described in this paper. To realize the MP-PWM, the discrete-time
model of the inverter is presented and a cost function is built. The flow chart of realizing the MP-
PWM is presented. The PWM is assumed as a sampling-hold circuit with an equivalent control
period to compare MP-PWM and CPWM. To compare the equivalent control period of PWM, an
inverter simulation with R-L-C load is carried out. The inverter simulation results verify that the
equivalent control period of MP-PWM is smaller than the CPWM, while the average switching
frequency is lower than the CPWM. The simulation results of HAPF with MP-PWM and CPWM
show that the filter performance of HAPF with the MP-PWM is better. An experiment study of
HAPF with MP-PWM has been performed to validate the MP-PWM for HAPF.
Key words
Harmonic suppression, Hybrid active power filter, Model predictive, Pulse width modulation
(PWM)
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1. Introduction
With the large input of nonlinear loads, the harmonic problem of the power system is
becoming increasingly serious. Hybrid active power filter ( HAPF), characterized with smaller
rating of active power filter (APF), is one of the effective ways for harmonic suppression, which
is easier to eliminate harmonics of the high-voltage grid [1]-[3].
The typical HAPF topology contains a passive power filter (PPF) and an APF, the two of
which can be connected either directly or through a coupling transformer [3]. Many types of
HAPF topology have been reported already [4]-[9]. Injecting the APFs current into the PPF
which contains a capacitor and a fundamental resonant LC filter through a coupling transformer
can greatly reduce the rating of the APF [4]-[5], But this type HAPF needs a dc power to supply
the dc capacitor of the inverter. Two H -bridges are connected in series with the grid via coupling
transformers which have different voltage ratios to achieve the nine-level HAPF, which can
obtain high-quality voltage waveforms and reduce the switching loss [6]. The HAPF, an inverter
connected with a single-tuned LC filter in series, can realize the harmonic current suppression of
the diode rectifier more economically [7]-[8], which is a good scheme for the grid whose voltage
is lower than 6kV. A parallel HAPF was proposed in [9], in which two inverters have different
switching frequencies.
The control methods of HAPF are attracting scholars attention. Proportional resonant
PR controller was applied to the HAPF to achieve frequency-selective harmonic suppression
[10]. Feed forward control was applied to the HAPF to improve the systems compensation
performance [11], but only single order harmonic filter performance is improved in this way.
Moreover, sliding mode control [12] and fuzzy control [13]-[14] were also applied to the HAPF.
A double closed-current control was proposed to reduce the fundamental current of the inverter in
the injection-type HAPF [15]. Hysteresis current control in [16] was applied to a three-phase
four-wire HAPF.
In recent years, the model predictive control (MPC) has been widely used in various
converters [17].The cost function and the discrete-time model are the key components of the
MPC. The optimizing is carried out based on the value of cost function. The MPC has been
applied to current control, power control, torque and flux control, capacitor voltage balancing
control, etc [18]. The current control using MPC is widely used in the rectifier [19]-[20], the
active power filter [21]-[22], motor drives [23], etc. The predictive control can increase the
bandwidth of the active power filter [24]. The MPC has also been tried on HAPF [25], but the
HAPF with more reactors and capacitors makes the model complex. The selective harmonic
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elimination PWM using MPC was mentioned in [26], but the weighting factor design is difficult
to be realized in HAPF, because the reference voltage of inverter is not sinusoidal. In this paper,
the topology structure reported in [7] is adopted to suppress the harmonic pollution caused by the
diode rectifier loads. The model predictive pulse-width modulation (MP-PWM) which is easy to
be digitally realized and only needs discrete-time model of the converter is presented [27]. The
HAPF with MP-PWM is studied. The MP-PWM for HAPF can have high sampling frequency.
Meanwhile, the average switching frequency is lower than the sampling frequency.
The configuration control and carrier-based PWM (CPWM) [28] of the HAPF are
described in this paper. Meanwhile, the difference of filtering performance caused by CPWM
using symmetrical regular sampling and asymmetric regular sampling is analyzed. The MP-PWM
which contains discrete-time model, cost function and voltage optimizing is presented in detail.
The MP-PWM is compared with CPWM by simulation. To provide the validity of the MP-PWM
for HAPF in this paper, experiment results obtained with the diode rectifier load are provided.
2. System Description
2.1 System Configuration
Fig.1 shows the configuration of the HAPF considered in this paper. The HAPF topology
consists of a LC filter which is almost resonant at 5th harmonic frequency and a converter. The
HAPF is connected at the point of common connection (PCC). In Fig.1, LS represents the supply
inductance; iSx, iFx and iLx (x=A, B, C)are the supply current , compensation current and load
current respectively; eSx is the supply voltage; ex is the phase voltage at the PCC; C and L
represent the capacitor and the inductance of the LC filter, respectively; Sy stands for the power
switch device of the converter (y=1, 2, 3, 4, 5, 6) ; Cdc is dc-side capacitor and Udc is the dc-bus
voltage.
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Fig. 1. Configuration of the HAPF Fig.2. Diagram of the HAPF control
leading, so injecting the iq into the dc components iq can regulate the dc capacitor voltage of the
converter [7]. A proportional integral (PI) control is used as the control algorithm. Finally, the
PWM gate signals for IGBTs can be calculated with the PWM algorithm.
The carrier-based PWM (CPWM) is widely used [28].When the digital signal processor is
used to realize carrier-based PWM, symmetrical regular sampling and asymmetric regular
sampling are widely used [30], which are shown in Fig. 3(a) and Fig. 3(b), respectively. Ts is the
sampling period in Fig.3. In the case of symmetrical regular sampling, Fig. 3(a), sampling
frequency of reference voltage is equal to the frequency. From Fig. 3(b), asymmetric regular
sampling, sampling frequency is twice of the carrier frequency.
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3. Filtering Characteristic Analysis
The reference voltage of the converter is KiSxH in harmonic frequencies. Neglecting the
harmonics produced by on-off power device, the PWM converter can be assumed as a sampling
and hold circuit with a transfer H(s)
1 1 e sTC
H s (1)
TC s
where TC is equivalent control period and s is the Laplace operator, TC is related to delay time.
iSxH ISxH(s)
iFxH IFxH(s)
1
LS C sLS ILxH(s)
sC
iLxH
L sL
+ +
uxH UxH(s)
- -
(a) (b)
Fig. 4. Diagram of the single-phase circuit of the HAPF in the harmonic
domain.(a)equivalent circuit.(b) equivalent Laplace operation circuit
To analyze the filtering characteristic of HAPF, a single- phase equivalent circuit of the
HAPF in the harmonic domain is shown in Fig. 4(a). The uxH is the inverters output voltage. The
Laplace operation circuit of the Fig. 4(a) is shown as Fig. 4(b). In Fig. 4(b), ISxH(s), IFxH(s) and
ILxH(s) indicate the image functions of the grid harmonic current iSxH, the compensation harmonic
current iFxH and the load harmonic current iLxH, respectively; UxH(s) is the image function of uxH.
U xH s H s KI SxH s (2)
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According to Kirchholffs laws, the circuit equations from Fig. 4(b) can be obtained as
IS xH s I F xH s I L xH s
1
sLS IS xH s sL I F xH s U xH s 0
(3)
sC
ISxH s LCs 2 1
(4)
I LxH s LS L Cs 2 KCs H s 1
The characteristic of the HAPF can be observed by the bode plot of (4). The parameters shown in
table 1 are adopted in this paper. From (4) and table 1, the bode plots are shown as Fig. 5.
From Fig. 5, the resonance peak is reduced when the equivalent control period TC of PWM is
smaller. In other words, harmonic amplification is reduced, the filtering performance is better. So,
short equivalent control period for PWM is helpful to improve filtering performance of the HAPF.
20
Magnitude (dB)
-20
TC=100s
TC=200s
-40
2 3
10 10
Frequency (Hz)
Fig. 5. Bode plots of the transfer function G(s) with TC=100s and TC=200s
We can know that HAPF can effectively suppress the harmonic of the supply current when K
is large enough [7]. But in consideration of the stability of the HAPF control system, the value of
K shouldnt be increased unlimitedly. The harmonic impedance of LC filter is small near the
resonant frequency, but it increases when the frequency is far away from the resonant frequency.
Therefore, when K is constant, the harmonic suppression capability of HAPF to the different
frequency harmonic current of iLx varies with the changes of LC filter harmonic impedance. The
characteristic is shown as in Fig. 5. In order to improve the harmonic suppression capability of
HAPF, the proportion K can be updated to be the proportional resonant (PR) compensator [30].
The transfer function in the frequency domain of PR is given as follows
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h5,7,...
2 K Ihch s
GPR ( s ) K P h s 2ch s h2
2 (5)
where KP is the proportional gain, KIh is the hth integral gain, h is the hth harmonic angular
frequency, and ch is the hth cutoff frequency. KP=30, KIh=70(h=7, 11, 13, 17, 19, 23, 25) and
h=1.5h are adopted in this paper. Replacing K with GPR(s), the bode plots are shown as Fig.6.
From Fig.6, the filtering performance is improved. And filtering performance is also becomes
better when TC of PWM is smaller.
20
Magnitude (dB)
-20 TC=100s
TC=200s
-40 3
2 10
10
Frequency (Hz)
Fig. 6. Bode plots of the transfer function with TC=100s and TC=200s when PR is adopted
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1 (if S3 on and S 4 off)
sB (7)
0 (if S3 off and S 4 on)
1 (if S5 on and S6 off)
sC (8)
0 (if S5 off and S6 on)
where uxN is the phase-to-point (N) voltage of the converter. The converters output voltage
vector can be expressed as
2
u (uAN uBNe j 2 /3 uCNe j 4 /3 ) (10)
3
The corresponding relations between the switching signals and the converters output
voltage vector can be calculated by (6)-(10).
1 1 *
1 u A
u 2
*
2 2 *
* u B
(11)
u 3 0 3 3 u *
2 2 C
u* u* ju* (12)
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In the MP-PWM algorithm, only one voltage vector which minimizes the cost function will
be chosen within a sampling interval. The established cost function is
k 1 k
g (k ) u * (m)T u(m)T
m 0
S
m 0
S (14)
where TS is the sampling period. In (14), the sampling interval TS is sufficiently small, it can
be assumed that u*(k+1)=u(k).The initial conditions in (14) are
u * (0) 0
(15)
u(0) 0
From (14) and (15), the converter output voltage vector u(k) is only uncertain in the kth
sampling interval.
k 1 k 1
P k u *(m)TS u(m)TS (16)
m0 m0
g (k ) P k u k TS (17)
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The execution flow is as follows:
Step 1: Interrupt response, calculate variables P(k) and assign initial values to the
intermediate variables.
Step 2: With the objective to minimize the value of cost function g(k), optimization is
conducted to vectors in table 2 to search the optimal voltage vector at the kth sampling interval.
Step 3: If the zero voltage vector is chosen in step 2, redundant zero vectors are chosen,
which is based on the number of commutations. When the converter output voltage vector u(k-1)
is u1(000) , u2(100) , u4(010) or u6(001), the u1(000) should be the optimal voltage vector in the
kth sampling time interval; otherwise, the u8(111) should be the optimal voltage vector.
Step 4: Apply optimal voltage vector, the interrupt is stopped.
Startup
Step4
N
r>=7
Y
Step 2
5. Simulation Results
In order to analyze the characteristics of the MP- PWM and verify its effectiveness,
simulation is carried out in this paper. Switching frequency of MP-PWM is varying .To observe
the switching frequency characteristics, the average switching frequency is thus defined as follow
[27]
107
wa wb wc 1
f (18)
3 T
where wa, wb and wc are respectively the total number of rising edges of the signals sA, sB and sC
at the time of T, T=20ms.
108
R=1 L=8.374mH
C=10F Udc=200V
S1 S3 S5 L C R
+ iA
Udc iB
- iC
S2 S4 S6
Reference voltage(50V/div),
Load current iA(50A/div)
Voltage(50V/div),
f1 q2
50
f(0.5kHz/div)
0 q3
1.5 q4
0
f2
Time(0.5ms/div) -50
Reference voltage
0 Load current iA under CPWM-A -100
Time(50ms/div) Load current iA under CPWM-S Time(0.5ms/div)
Load current iA under MP-PWM
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Fig. 10 shows that the simulation waveforms of the HAPF with the MP-PWM. The HAPF is
switched into the grid and only regulates the dc capacitor voltage at the beginning, and then
harmonic suppression begins at 0.3s in Fig. 10. Fig. 10(a) shows the waveform diagrams of the
load three-phase currents iLA, iLB and iLC. Fig. 11(a) shows the spectrum of iLA. Fig. 10 (b) shows
the waveform diagrams of the grid three-phase currents iSA, iSB and iSC. Fig. 11(b) shows the
spectrum of iSA when the harmonic suppression is steady. Fig. 10(c) shows the waveform
diagram of the dc bus voltage Udc. Fig. 10(d) shows the waveform diagram of the average
switching frequency f with T=20ms. Fig. 11(c) and Fig. 11(d) show the spectrum diagrams of the
grid a-phase currents when the HAPF with CPWM-S and CPWM-A is switched into the grid,
respectively. The data of the special order components (1st, 5th, 7th, 11th, 13th, 17th, 19th, 23th, 25th,
29th, 31th, 35th orders) of the load a-phase current and the grid a-phase currents are listed in table 4
when the HAPF with MP-PWM, CPWM-A and CPWM-S is switched into the grid, respectively.
From Fig. 10(a) and 10(b), we can see that the grid currents become sinusoidal after the
harmonic suppression is begins and that its dynamical filtering performance is good. From
Fig.10(c), the dc bus voltage is regulated at 600V. From Fig. 10(d), the average switching
frequency is changing but its maximum value is approximately 2.5 kHz.
Comparing Fig.11(a) with 11(b), We can see the total harmonic distortion THDs of the load
current and the grid current are 27.38% and 2.73%, respectively. The filtering performance of the
HAPF with MP- PWM is good. Moreover, the harmonic components (5th, 7th, 11th, 13th, 17th, 19th,
23th, 25th orders) of grid currents are all reduced shown the table 4. From Fig. 11(c), the THD of
grid current is 2.90% when the CPWM-S with carrier frequency being 5 kHz. From Fig. 11(d),
the THD of grid current is 3.15% when the CPWM-A with carrier frequency being 2.5 kHz.
From Fig. 11 and table 4, we can see that the filtering performance of the HAPF with MP-PWM
is the best.
100 100
0 0
-100
-100
-200
-200 0.25 0.27 0.29 0.31 0.33 0.35
0.25 0.27 0.29 0.31 0.33 0.35
Time(s) Time(s)
(a) (b)
110
800 3
2.5
600
2
Udc(V)
f(kHz)
400 1.5
1
200 0.5
0 0
0 0.1 0.2 0.3 0.4 0.5 0.2 0.3 0.4 0.5 0.6
Time(s) Time(s)
(c) (d)
Fig. 10. The simulation waveforms of the HAPF with MP-PWM. (a)
Waveforms of the load currents. (b) Waveforms of the grid currents. (c) The
waveform of dc-bus voltage. (d) The average switching frequency with T=20ms
Mag (% of Fundamental)
Mag (% of Fundamental)
40 4
100%
100%
30 3
CPWM-S with f=5kHZ
20 2
10 1
0 0
0 10 20 30 40 0 20 40 60 80 100
Harmonic order Harmonic order
(a) (c)
THD= 2.73% THD= 3.15%
Mag (% of Fundamental)
4 4
Mag (% of Fundamental)
100% 100%
3 3
MP-PWM with f is CPWM-A with f=2.5kHZ
2 shown as Fig. 10(d) 2
1 1
0 0
0 20 40 60 80 100 0 20 40 60 80 100
Harmonic order Harmonic order
(b) (d)
Fig.11. The simulation spectrum diagrams of the load a-phase current and grid a-phase currents.
(a) The spectrum of load a-phase current. (b) The spectrum of a-phase grid current with MP-
PWM. (c) The spectrum of a-phase grid current with CPWM-S. (d) The spectrum of a-phase grid
current with CPWM- A
Table 4. Comparative Data of the load a-phase current and the grid a-phase current (peak, in
amperes)
1- 5- 7- 11- 13- 17-
order order order order order order
load current 161.45 41.27 12.17 7.40 5.16 2.39
MP-PWM 155.42 0.58 0.50 0.93 0.83 0.69
CPWM-A 155.12 1.23 0.72 0.93 1.03 0.7
111
CPWM-S 155.65 1.08 0.7 0.89 0.99 0.69
19 23- 25 29 31 35
-order order -order -order -order -order
load current 2.20 1.50 1.18 0.95 0.84 0.63
MP-PWM 0.79 0.74 0.73 1.85 1.54 0.81
CPWM-A 0.83 0.70 0.69 2.51 1.81 1.15
CPWM-S 0.81 0.68 0.66 2.44 1.74 1.16
6. Experiment Results
In this paper, experimental verification is conducted on HAPF with MP-PWM to verify the
feasibility of this algorithm in laboratory. The power switch of the converter chosen for the
experiment is BSM50GB120DLC. The digital signal processor TMS320F2812 is employed. The
supply line voltage is 100V. The DC-bus voltage of the converter is 30V. The load is six-pulse
diode rectifier which contains an AC inductance and DC resistor. AC inductance and DC resistor
of rectifier are 3.1mH and 20, respectively. The inductance and capacitor of the PPF are 4mH
and 100F, respectively. The FLUKE435 are also employed. The sampling frequency is 10 kHz.
112
(d) (e) (f)
2
f(0.5kHz/div)
1.5
0.5
0
Time(4s/div)
(g)
Fig.12. The waveforms of HAPF with MP-PWM.
(a) The waveforms of the load currents. (b) The spectrum of load a-phase current. (c) The
waveforms of the grid current when HAPF with MP-PWM is switched into the grid. (d) The
spectrum of grid a-phase current when HAPF with MP-PWM is switched into the grid.(e) The
waveforms of grid a-phase voltage and grid a-phase current when HAPF with MP-PWM is
switched into the grid.(f) The power when HAPF with MP-PWM is switched into the grid. (g)
The average switching frequency of MP-PWM
Fig. 12 describes the experimental waveforms. Fig. 12 (a) and 12(b) show respectively the
load current and spectrum of load a-phase current, which indicates serious current distortion;
Fig.12 (c) and 12(d) are respectively the grid current waveform and spectrum of grid a-phase
current when HAPF with MP-PWM is switched into the grid. It can be seen from the Fig.12(c)
that the current approaches to the sine. From Fig.12(b) and 12(d), the THD of a-phase current is
reduced to 3.2% at the grid side from 20.8% at the load side. Fig.12 (e) is the grid a-phase
voltage and the grid a-phase current. Fig.12(f) is the power and power factor. From Fig.12(e) and
12(f), the power factor is almost 1. The data of average switching frequency of MP-PWM which
is calculated in DSP is plotted as Fig.12(f) using Matlab. It can be seen from Fig.12(f) that the
average switching frequency is approximately 1.5 kHz and its maximum value approaches 1.8
kHz. Fig.12 indicates that HAPF with MP-PWM has effective harmonic compensation.
7. Conclusions
The system and filtering principle based on a kind of HAPF are analyzed in this paper. An
MP-PWM for HAPF is presented. The inverter simulation results have demonstrated the
equivalent control time of MP-PWM is smaller than CPWM-A and CPWM-S when the average
switching frequency of MP-PWM is 1.5kHz, the carrier frequency of CPWM is 2.5kHz. The
HAPF simulation results have demonstrated the filtering performance of the HAPF with MP-
PWM is better than CPWM when the carrier frequencies of CPWM-S and CPWM-A are
respectively 5kHz and 2.5kHz, the maxim average switching frequency of MP-PWM is almost
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2.5kHz. The THD of load currents is 20.8% in the experiment. Results of the experiment show
the THD of grid currents is reduced to 3.2%, the power factor is 1 when the HAPF with MP-
PWM whose average switching frequency is approximately 1.5 kHz is switched into the grid.
Acknowledgments
This work is supported by Open Project of Key Laboratory of Control Engineering of Henan
Province (KG2016-05) and Key scientific research project of Henan higher educationGrant
No.16A470009).
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