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 Chapter 5

Silicon Avalanche Based Light Emitting Diodes and Their

Potential Integration into CMOS and RF Integrated
Circuit Technology

Kaikai Xu, Weifeng Sun, Kingsley A. Ogudo,

Lukas W. Snyman, Jean-Luc Polleux, Qi Yu and
Guannpyng Li

Additional information is available at the end of the chapter

http://dx.doi.org/10.5772/58968

1. Introduction

As a rapid growing field in worldwide science and technology, silicon nano-photonics has
become one of the most promising photonics integration platforms in the last decade. This is
mainly due to the combination of a very high index contrast and the availability of silicon
complementary metal-oxide-semiconductor (CMOS) fabrication technology, which allows the
use of electronics fabrication facilities to make photonic circuitry. Unfortunately, the indirect
band-gap of silicon leads to low efficiency and slow efficiency that is unexpected. The rate of
electron-hole recombination in silicon material is too low to produce emitted photons in
forward biased silicon p-n junctions, but light emission observed from reverse-biased silicon
p-n junctions under high electric field was already reported in 1955 by Newman [1]. The
radiative transition between hot carriers emits photons larger than the energy gap. Hence the
luminescence during avalanche breakdown is characterized by a broad emission spectrum.
An example of the high-energy edges of avalanche-breakdown luminescence is shown in Fig.
1. The low-energy edge of the emission spectrum, on the other hand, extends to energies lower
than the gap energy, due to the tunneling-assisted photon emission [2].
Since electron-hole pairs are produced during avalanche breakdown, some radiative recom
bination occurs. Both the electrons and the holes can be heated by the electric field. Since it is
attributed to the hot-carrier population under the condition of avalanche breakdown, the light
emission can be used for high-speed light-emitting devices, high-speed light amplifiers, and
the analytic investigation of hot carrier distribution [3].

2015 The Author(s). Licensee InTech. This chapter is distributed under the terms of the Creative Commons
Attribution License (http://creativecommons.org/licenses/by/3.0), which permits unrestricted use, distribution,
and reproduction in any medium, provided the original work is properly cited.
116 Advances in Optical Communication

Figure 1. The emission spectra for both forward and breakdown currents corrected for the spectral response of the
spectrometer-photomultiplier system (After ref. [2]).

Conventional electric interconnection in todays computers has been a bottleneck for high-
speed and large-capacity data transmission. To break through this bottleneck, substituting
electric interconnection by optical interconnection is a possible direction [4].

Ideally, all three components (i.e., light source, waveguide, and photo-receiver) of the optical
link should be monolithically integrated with the silicon substrate chip and be compatible with
complementary metal-oxide semiconductor (CMOS) technology. Silicon photo-receiver
circuits can be readily embedded in silicon chips, and silicon-on-insulator (SOI) optical
waveguides (i.e., SiO2 layer) may be used as optical connections. The main difficulty lies in
transmitters since light sources can not be efficiently made with silicon because it is an indirect-
bandgap material. Efficient light-emitting materials, such as AlGaAs/GaAs, grown on silicon
substrates by heteroepitaxy are not sufficiently reliable because of the lattice-parameter and
thermal-expansion mismatch between the two materials. One practical approach to addressing
the mismatch between the compound-semiconductor optoelectronic technology which is used
to fabricate optical sources, and the CMOS silicon technology which is the basis of modern
electronics, is the hybrid integration. This approach is based on bonding separately fabricated
optoelectronic and electronic chips. A hybrid-integration process known as flip-chip bonding
can integrate thousands of optoelectronic devices on a single silicon chip with lateral alignment
better than 1 micron [5].
 Silicon Avalanche Based Light Emitting Diodes and Their Potential Integration into CMOS and RF Integrated... 117
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Despite the indirect band-gap, one of the most promising candidate light sources is now
thought to be silicon itself because LEDs made of silicon-based materials can be integrated into
the existing microelectronic and optoelectronic technologies in a highly economic way. The
ideas for direct generation (i.e., electron-hole recombination) of light in silicon by the use of
photonic-crystal structure remain in the domain of ongoing research, since the spatial con
finement of electron-hole pair on silicon nano-crystal separated by a high-barrier oxide is able
to reduce the non-radiative recombination probability and increase the luminescence. Several
approaches, such as porous silicon [6, 7], silicon-silicon dioxide superlattice [8], silicon
nanoparticles in silicon dioxide [9], erbium in silicon [1012], silicon/germanium [1317], and
iron disilicide [18], have been considered to enhance its poor light emission. However, these
approaches are too complicated to be perfectly compatible with the standard CMOS process
technology.
In the present chapter, we will give an overview of the field-effect electroluminescence in the
reverse-biased silicon p-n junctions. The following is an outline of the topics covered here.
Section 2 provides the construction of a theoretical model which includes the intraband
transition and the interband transition of silicon reverse-biased p-n junction electro-optical
properties. Section 3 expands the analysis to the explore the silicon gate-controlled diode (a
reverse-biased p-n junction with the an additional terminal) that might influence silicon LED:
this will indeed show that the, in contrast to the two-terminal Si-diode LED, the three-terminal
Si gate-controlled diode LED is able to control the light intensity by adjusting the gate voltage
Vg. Since the N+drain to P+substrate junction in an N-channel MOSFET (N-MOSFET) device is
also a reverse-biased p-n junction, the phenomenon of light emission from the silicon metal-
oxide-semiconductor field-effect-transistor (Si-MOSFET) operating in the saturation mode is
analyzed by a novel model of physical mechanism in Section 4. Section 5 and 6 present the
substantial input in realizing the optical link structures. Finally, Section 7 concludes that the
silicon LED will significantly play an important role in future silicon photonic-electronic-
integrated-circuits (PEICs).

2. Silicon CMOS avalanche LED

Silicon the material per excellence for electronics is not used for sourcing light due to the lack
of efficient light emitter and lasers. In general, high-field electroluminescence can be divided
into three categories [19],

Electroluminescence of powder phosphors (the original discovery by Destriau falls into this
category the phosphor particles were dispersed in a dielectric)
Electroluminescence of thin films (a homogeneous thin layer of a phosphor filing up the
space between capacitor plates-electrodes)
Electroluminescence of a reverse-biased p-n junction.

In this section, photon emission from silicon was observed by using a p-n junction that operates
in the reverse breakdown mode. Indeed, a PMOSFET device can works two p-n junction
118 Advances in Optical Communication

diodes, as shown in Fig. 2, if both the p+drain and p+source are grounded while the gate is
floated. Substrate voltage Vsub is defined as the reverse bias of the two in-parallel connected p-
n junction diodes.

Figure 2. Schematic presentation of the Si-PMOSFET device for the case of Si-diode LED.

In Fig. 3 it is discovered that this radiation originates first in the isolated spots in the close
vicinity of the junction area, and with increasing reverse bias these spots merge into a single
homogeneous emitting area.

The explanation of this effect is based on the close link between electroluminescence and the
electrical breakdown of a reverse-biased p-n junction, as depicted in Fig. 4. At reverse bias, the
injection of electrons from n region to the p region and of holes from the p region to the n
region can not be achieved. The saturation current across the junction arises from thermally
generated minority carriers on both sides of the junction. Due to the high-field, an electron or
hole ionizes the lattice, a free e-h pair is created and an avalanche like increase in the number
of free carriers evolves. The current is increasing substantially, and electron-hole pairs with
substantial excess energy gained by the acceleration can, naturally, recombine radiatively.

In addition to Fig. 2, Fig. 5 shows one-half of a PMOSFET-like device that can work as the
reverse-biased p-n junction. The device is fabricated using the standard 3m CMOS process
with self-aligned technology. The shape of the spectra and the peaks of emission are basically
 Silicon Avalanche Based Light Emitting Diodes and Their Potential Integration into CMOS and RF Integrated... 119
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Figure 3. The dark field optical micrograph of the visible light from the reverse-biased silicon p-n junction: (a) The
light emission from a grown junction interprets the surface; (b) The light emission pattern from a junction diffused to a
depth of a bout 2 microns below the crystal surface, as see in the direction normal to the surface; (c) The light emission
from a junction similar to that of (b) except that part of the surface has been ground off at an angle of one degree to the
remainder. The sharp white line marking the boundary of the light spots indicates where the junction intercepts the
sloping face. (After ref. [2]).

Figure 4. The current-voltage characteristic of a reverse-biased p-n junction.

unchanged under different reverse-bias conditions. Two distinguished wavelength peaks are
observed to occur at 650 nm and 750 nm, as shown in Fig. 6.

Normally, in the microplasma (the prerequisite for the assumption of Braking radiation) or
avalanche region of the reverse-biased p-n junction, both the holes and hot electrons are
presented up to 2.4 eV (corresponding to wavelength ~550 nm) of the pair production threshold
for holes and 1.8 eV (corresponding to wavelength ~650 nm) of the pair production threshold
for electrons due to high accelerating field [21]. On the other hand, the accelerated carriers will
lose some kinetic energies through the collision with artifical atoms (i.e., immobile charged
centers) in the depletion region of p-n junction, and the lost energies will be released in the
form of photons. On the origin of Bremsstrahlung radiation mentioned previously, the primary
wavelength peak 650 nm and the subsidiary wavelength peak 550 nm may be explained by
the two threshold values. In fact, the mechanism behind the light emission under the avalanche
120 Advances in Optical Communication

Figure 5. Energy band scheme which demonstrates current amplification due to impact ionization and depicts radia
tive recombination of an e-h pair giving.

breakdown condition is extremely complicated, and there are other possible mechanisms
contributing to this type of light emission besides Bremsstrahlung radiation. In [22], a reason
able model is proposed to indicate that avalanche emission in silicon longer than ~620 nm is
primarily due to indirect interband transition by high-field carrier populations, that Brems
strahlung (i.e., indirect intraband transition) dominates the range of ~539 nm to ~620 nm, and
that direct intraband transition should be the main reason for the photon emission with
wavelength shorter than ~539 nm. Accordingly, it is suggested that the overall mechanism is
too complicated to be explained by Bremsstrahlung only. The influence of the defects on the
localized emitting spots also should be taken into consideration. In addition, the interference
of the emitted light by the passivation layer on the surface of the silicon substrate may account
for some of the light intensity sub-crests exhibited in Fig. 6.
The visible light emitted from silicon p-n junction reverse-biased at high voltages has been
studied and analyzed. This hot-electron electroluminescence has been seen to offer a useful
mean for the study of high-field effects, device integrity, transport, real-space transfer and
electron energy distributions. Examination of the electroluminescence distribution reveals the
electrical weak spots of the silicon device and may indicate the presence of localized break
down. Spectral measurements suggest that a number of mechanisms contribute to the visible
light emission, including indirect intraband transitions and band-band recombination. Lacaita
et al. explained that the light emission processes in avalanching reverse-biased p-n junctions
should be due to electron and hole relaxation and recombination processes occurring in the
high-field avalanching region in theory [23]. In contrast, from experimental evidence and
models, Bude et al. concluded that intraband electron relaxation processes of electrons
 Silicon Avalanche Based Light Emitting Diodes and Their Potential Integration into CMOS and RF Integrated... 121
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Figure 6. Output emission spectra of the Si light-emitting-device, gate is floated, Vs=Vd=0 V. Emitting wavelength rang
es from 500 nm to 850 nm in the measured range of 200 nm to 900 nm (After ref. [20]).

occurring within the conduction band of the silicon itself should be the major reason [24]. It
should be noted that a detailed study of the spectrum further allows analysis of the carrier
distribution, scattering direction and conduction electron temperature in the space-charge
region of silicon p-n junctions.

Commonly, the mechanism of this optical radiation could be explained by the classical
electromagnetic theory in which an electron collides with a singly charged Coulombic center.
Furthermore, the phenomenon and the rate expression of continuous x-ray spectrum (i.e.,
Bremsstrahlung radiation) are able to interpret the optical emission observed in the reverse-
biased silicon diode if the space-charge region is approximately treated as micro-plasma. It is
noted that the x-ray scattering process is distinguished from optical scattering because the
energy of the incident x-ray photon with frequency v0 becomes large enough with respect to
the rest energy of the electrons to give a significant frequency shift to the scattered radiation
[25]. In fact, the incident carriers generated by impact ionization will be accelerated by the high
field in order to collide with the Coulombic charged centers (i.e., artificial atoms [26]), and then
the loss of kinetic energy will be released in the form of photons. The ratio of the Coulombic
interaction energy to the thermal energy is given by

1 q2
Ge = (1)
4pe si rkTe

where k is the Boltzmann constant, T e is the effective temperature, si is the dielectric constant
of silicon, and q is the magnitude of elementary charge. r , which is defined as the inter-particle
spacing (i.e., Wigner-Seitz radius), is
122 Advances in Optical Communication

13
3
r = (2)
4p n

where n denotes the ion density. In accordance with the theory of hot carrier, the condition
for full ionization usually means that the thermal energy of the particles exceeds the ionization
energy of the atoms from which the plasma is formed

3
Ethermal = kT > Eion (3)
2 e

In addition, the lifetime of the excited state is expressed as [27]

h
t= (4)
kTe

where h is the Planck constant. Since Coulomb collisions serve for distribution of the reduced
velocity of carrier, the variation of velocity is usually written as

hK
Dv = (5)
m

where K is the photons wave number and m is the ions mass.

The motion of thermal carriers resembles that of a dilute gas, and the distribution of the kinetic
energy of thermal carriers can be described by the Maxwell-Boltzmann distribution, derived
from the kinetic theory of gases. The probability of carriers having an energy E is expressed
in the form

n ( E ) dE 2p E E
= exp - dE (6)
( )
n 3
p kTe kTe

where n (E )dE is the number of carriers of energy from E to E + dE , n is the total number of
carriers in the space-charge region which approximately is gas-microplasma, k is the Boltz
mann constant, and T e is the absolute temperature. This distribution gives an energy corre
sponding to the most probable velocity, or 0.025 eV at 300 K. The temperature, T e , associated
with a Maxwells distribution of a carrier population, is also called the carrier temperature.

Using Maxwells equation in which the particles are the sources for current and charge
distribution, the exact field at the position of the particle can be obtained from self-consistent
calculation. Consequently, the kinetic equation becomes
 Silicon Avalanche Based Light Emitting Diodes and Their Potential Integration into CMOS and RF Integrated... 123
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fa r q ur r ur
t
+ v f +
m
( )
f
E + v B v fa = a
t coll
(7)

where the left hand side contains only averaged quantities and the so-called collision terms
on the right hand side contains all microscopic interactions [28]. In general, the existence of
radiative elastic collisions (Bremsstrahlung) is the scattering of an electron by an external field,
accompanied by the emission of a photon. Considering charge-charge or charge-neutral elastic
1
collisions, the collision frequency is calculated as follows. The collision time = is the time
v
for a charge to experience a significant deflection (i.e., change in momentum). The equation of
conversion of momentum for the species is obtained by multiplying Eq. (7) by m and then
integrating over . The collision term for momentum transfer can be evaluated for drifting
Maxwell distribution functions, and it is found that

f
( )
+
- dn a mn a ta = ma nan ab ma - m b (8)
coll b

where and are the drift velocities of species and . The charge-charge collision frequency
is given by

-3 2

n ab =
( ma + me ) qa2 qb2 2k T
nb a
+
2k Tb

12pe k T e k T
ln si si

(9)
3p 3 2 2
ma mb e si2 ma mb qa qb e 2
n

where the symbols of and denote charge 1 (electron or hole) and charge 2 (hole or electron),
respectively. For charge-neutral collisions,

12
8p 1 2 mb 2k T 2k Tb
vqb = nb s 2 a
+ (10)
3 ma + mb ma mb

where is the sum of the effective radii of the interacting particles and q denotes the quantum
dot which has many properties of natural atoms and is also known as artificial atom.

The optical radiation may also occur via a number of independent competing processes,
including the transfer of energy to lattice vibrations (creating one or more phonons) or to
another free electron (Auger process). Different types of transition may also take place at
surfaces and indirectly via traps or defect centers, which are energy levels associated with
impurities or defects associated with grain boundaries, dislocations, or other lattice imperfec
tions that lie within the forbidden band. An impurity or defect state can act as a recombination
center if it is capable of trapping both an electron and a hole, thereby increasing their proba
124 Advances in Optical Communication

bility of recombining. The presence of these defects and the high electric field inside the
junction result in both a reduction in free carrier density and a reduction of their mobility due
to increased scattering of the remaining free carriers with the additional charge centers [29].
Hence, impurity-assisted recombination, which is radiative, should be able to partially
characterize the light emission spectrums. More experimental analyses have been made to gain
more fundamental insight into the physical nature and origins of the light emission process in
avalanching n+p junctions [30, 31].

Avalanche breakdown has been known to occur along the depletion region, approximated
treated as micro-plasma, and they are visible as shining points. These luminescence micro-
plasma spots are connected with defects of the crystal lattice and when they are excited each
micro-plasma site light up at its own breakdown voltage. It is noted that avalanche process
is generally known as an inherently fast process. The modulation speed for the avalanche
breakdown mode in the Si-diode LED is also determined by the RC time constant. In the
PMOSFET device, with the dynamic on-resistance R of the P+Source/Drain to N-Substrate
junction in the 10-2 cm range and the reverse-bias junction per-unit length capacitance in
the range of pF/cm, the RC time constant will be in the range of tens of femto-second. Although
the capacitance-voltage characteristics of reverse biased p-n junction decreases slowly with
reverse-bias voltage V sub as the depletion width W d increases with reverse-bias voltage V sub, a
strong recombination in the avalanche region will induce negative capacitance phenomena
that make the capacitance Cdep L m decreases rapidly when the Si-diode LED is fully turned on
to avalanche breakdown with hard characteristics (i.e., the multiplication factor is equal to
infinity) [32]. Therefore, it is reasonably predicted that the RC time will be in the range of tens
of pico-second, and such a time delay is capable of producing modulation in excess of 10 GHz.
The transit time of the excited carriers is given by

Wd
t0 = (11)
vs

where W d is the depletion width of the P+Source/Drain to N-Substrate junction and is the
saturated drift velocity of the carriers. Here vs is also known as the thermal velocity of the
carriers, i.e.,

vs 3 kT m @ 107 cm / s (12)

Hence, a carrier drifting at vs ~107 cm/s through the length of the depletion region of ~2 m
will set the theoretical limit of light modulation at 20 psec, thus leading to a switching speed
~10 GHz in the Si avalanche electroluminescence devices [33].

To find the relationship between the transit time 0 and the reverse current I sub, the character
istics of the p-n junction depletion region is analyzed in detail via the rate of electron-hole
generation rate R .
 Silicon Avalanche Based Light Emitting Diodes and Their Potential Integration into CMOS and RF Integrated... 125
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R + DR =
( n0 + Dn)( p0 + Dp ) R = n0 p0 + p0 Dn + n0 Dp + DnDp
(13)
n0 p0 n0 p0

On the other hand, depletion is equivalent to saying that most of the space-charge region
will be completely depleted of carriers, and the product of excess carrier concentrations,
np , is a very small term that is negligible. For this case, Eq. (13) reduces to

DR Dn Dp
= + (14)
R n0 p0

Thus the radiative lifetime of excess carriers is

Dn 1 n0 p0
t0 = = (15)
DR R n0 + p0

Within the depletion region, n0 = p0 = ni ; therefore, the effective lifetime, also called transit time,
within a reverse-biased depletion region is given by [34]

ni
t0 = (16)
2R

and the reverse current generated in the reverse biased P+Source/Drain to N-Substrate
junction can also be expressed as

I sub ~ (t 0 )
-1
(17)

The transit time of excited carriers drifting at approximately the carrier saturation velocity
(which is of ~107 cm/s) to reach the depletion edge of the p-n junction is defined as the time t
required for a filament formation (which could set an upper limit to light modulation speed).
On the other hand, a localized fall in the breakdown field and enhancement of fields in the
depletion region are analyzed to further understand the transient nature of the filament
formation using the 2-D device simulator Silvaco-Atlas. Fig. 7 shows the electric field is of the
order of 105 V/cm, which implies the transit time is a few pico-seconds and the theoretical limit
of light modulation speed is of the order of a few tens of gigahertz. A p-n junction diode device
fabricated using a 0.18-m n-well CMOS process was tested to obtain that light modulation as
high as 20 GHz could be observed in a reverse-biased silicon p-n junction operating in
avalanche breakdown mode [35]. Accordingly, these signals caused light modulation at 20
GHz frequency is given in Fig. 8.
126 Advances in Optical Communication

Figure 7. Formation and propagation of an avalanche-breakdown shockwave shows the variation in the electric field
(in V/cm) as a function of time and position (After ref. [35]).

Figure 8. Light emission and intensity measurements of a test structure at: (a) 1 GHz modulation and (b) 20 GHz mod
ulation. The spectrum of the emitted light is distributed between 430800 nm. (After ref. [35]).
 Silicon Avalanche Based Light Emitting Diodes and Their Potential Integration into CMOS and RF Integrated... 127
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Again, Fig. 2 shows that the proposed Si-PMOSFET device which is fabricated using the
standard 3-m CMOS process can operate as the two-terminal Si-diode LED. In the diode
mode, some characteristics of the Si-PMOSFET device are given in [20, 36].

3. Integrated gate-controlled silicon LED

In addition to the study of silicon diode LED in which the light emission is due to the avalanche
breakdown of the silicon p-n junction, this section demonstrates the performance of a gate-
controlled diode MOS-like multi-terminal device. In contrast to the silicon diode LED (i.e., a
two-terminal device), the silicon gate-controlled diode MOS-like LED (i.e., a three-terminal
device with an insulated gate on the surface of p-n junction) can use the gate terminal to
perform both spatial and light intensity modulation [3739]. Fig. 9 shows a cross section of the
Transconductance Light Emitting Device (TRANSLED) by using a NMOSFET device with a
self-aligned poly-silicon MOS gate overlapping an n+p drain/source junction periphery with a
gate oxide thickness of 160 working in the accumulation mode, the first gate-controlled three-
terminal Si-LED ever reported. Accordingly, the light intensity modulation via the gate voltage
is illustrated in Fig. 10, with V DD and R L kept constant [40].

Figure 9. Schematic cross section of the three-terminal gate-controlled TRANSLED, fabricated by standard VLSI tech
nology (After ref. [37]).

Moreover, as shown in Fig. 11, a three-terminal Silicon-PMOSFET-like LED for optical

intensity modulation has been discussed in detail based on the concept of p+n drain/
source junction [38, 39].
128 Advances in Optical Communication

Figure 10. Light emission characteristics of the TRANSLED with constant VDD. (a) Reverse current and overall light
intensity, both a s function of VG. (b) Dependence of the overall light emission on the reverse current (After ref. [40]).

Figure 11. Schematic presentation of the Si-PMOSFET device for the case of Si gate-controlled diode LED (After ref.
[41]).

Furthermore, the silicon diode LED (Si-diode LED) is an avalanche-based LED, whereas the
silicon gate-controlled diode MOS-like LED (Si gate-controlled diode LED) is a field-emission-
 Silicon Avalanche Based Light Emitting Diodes and Their Potential Integration into CMOS and RF Integrated... 129
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based LED. A discussion of the differences observed between avalanche (Si-diode LED) and
field emission LED (Si gate-controlled diode LED) performance is presented in [42], and it is
discovered that Si CMOS light sources appears with much higher efficiencies by using a gate
terminal to modulate the injection-avalanche p-n junction that emit at 400900 nm. The
enhanced intensity should be mainly due to two possible reasons. One reason is that electron
accumulation under the gate oxide with band bending will take place if the positive gate
voltage Vg is applied, thus the rate of minority carrier injection into the n-substrate is deter
mined jointly by the P+S/D to N-Sub bias (i.e., Vsub in this measurement because Vd=Vs=0 V)
and the gate to P+S/D bias (i.e., Vg in this measurement because Vd=Vs=0 V). At a certain PN
junction reverse bias, the injection rate could be significantly higher if the gate voltage Vg is
applied to make the diode be a gate-diode. This phenomenon is very similar to the carrier
barrier lowing effect that occurs in the lateral bipolar transistor [43]. The increased injection
rate caused by the positively increased gate voltage Vg may lead to the enhanced emission
power observed in the three-terminal device, gate-diode. The other reason why the gated-
diode has obviously enhanced emission intensity is that the accumulation of electrons at the
surface of the N-Substrate confines the photon emission to the surface of the device, thus
reducing the optical absorption by the silicon material itself. In general, an improved quantum
efficiency of the gate-controlled diode Si-LED can be obtained, with respect to avalanche Si-
LED operating at the same reverse currents (i.e., the avalanching current Isub in this study).

In gate-controlled diode, the breakdown voltage of the p-n junction will be adjustable so that
the reverse current Isub flowing through the p-n junction at a fixed reverse-bias voltage is
changed. It is observed that the light, which is emitted from the defects located at the p-n
junction, depends closely on the reverse current Isub. In regard to the phenomenon of electro
luminescence, the relationship between the optical emission power and the reverse current
Isub is linear.

Assuming the depletion region of p-n junction to be a micro-plasma, the mechanism can be
approximately treated as Bremsstrahlung radiation. Usually, the electron-ion Bremsstrahlung
power emitted by the volume of plasma V p into the solid angle d , and in the wavelength
interval s s + ds , is

nn 1.24 10 -4 dW
PBdWdls = 2.09 10 -36 gZ 2 2 e i exp - Vp dls (18)
l T lsTe
s e 4p

where Z is the charge on the ion and the Gaunt factor g is temperature and density dependent
[44]. After integration, Eq. (18) becomes

ne q 2 v Pi
WD = (19)
me ce siwi2 A
130 Advances in Optical Communication

where W D is the average power dissipated per unit volume in units of Wm-3, ne is the carrier
concentration in units of m-3, v is the optical frequency, me is the effective mass of electron, c
is the speed of light, i is the angular velocity, si is the dielectric constant of silicon, and
Pi csi Eio2
= is the incident power per unit area [45]. In accordance with the relation between
A 2
hot-carrier effects and electron temperature, the energy distribution function f (E ) of photon
intensity can be expressed as

E
f ( E ) = C exp - (20)
kTe

where C is a constant, E is the energy of photon, k is the Boltzmanns constant, and T e is the
effective temperature of electron. At the same time, the relative change of electron temperature
is given by [46]

t
DTe 0 WD dt (21)
=
Te 1.5k Te ne

where is the incident pulse duration.

In the case of Si gate-controlled diode LED, higher emission efficiency obtained at lower
electric-driving power is attributed to the surface-assisted radiative transitions [39]. Ref.
describes the electrical-optical characteristics, and the theoretical calculation and the theoret
ical calculation and simulation modeling for the topic of modulation speed. The limiting speed
of light modulation in reverse-biased silicon p-n junction is analyzed by operating the Si-
PMOSFET device in the modes of Si-diode LED and Si gate-controlled diode LED. In Si-diode
LED, light emission is due to the avalanche breakdown of p+source/drain to n-substrate
junction and the modulation speed of a few tens of GHz is induced by the intraband transitions
of hot carriers and the transit time for sweeping the minority carriers out of the depletion
region. In Si gate-controlled diode LED, the p+source/drain to n-substrate junction breakdown
process is triggered by the gate voltage Vg, leading to a localized fall in the breakdown field
and enhancement of fields near the p+source/drain to n-substrate junction corner underneath
the gate, and the field of the order of 106 V/cm is higher than the critical field for avalanche
breakdown. Because of the enhancement in electric field, the light modulation speed in Si gate-
controlled diode LED will be even much higher [41].

Two additional type of multi-terminal Si-LEDs were developed, namely integrated gate
controlled (MOS-like structure) array and integrated carrier injection from nearby junction
(BJT-like structure) Si-LEDs [47].
 Silicon Avalanche Based Light Emitting Diodes and Their Potential Integration into CMOS and RF Integrated... 131
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4. Light emission from Si-MOSFETs operating in the saturation region

The photo-carrier generation mechanism is fundamentally related to the presence of hot

electrons at the drain end of the scaled n-channel MOSFET (N-MOSFET) in which the drain-
to-substrate is reverse-biased. Due to the increase in channel current, the drain-substrate p-n
junction will reach breakdown, thereby visible light is emitted from the junction region.
Furthermore, the conflict between experimentally measured result and theoretically calculated
result of the dependence of drain-source current I ds on substrate current I sub shows that there
is an secondary impact ionization induced current which is believed to be attributed to the
photo-induced process of electron-hole pair generation in the n-type substrate of the N-
MOSFET device. This secondarily generated hot-electron (SGHE) injection current is also
called the minority current observed in the substrate. It is noted that the minority current is
the current that is different from the substrate current I sub even if the relationship between the
two types of current is almost linear.

Since I sub is mainly due to the mechanism of impact ionization, the relationship between I sub
and I ds is given by

LD
I sub = I ds Ai exp - Bi E ( y ) dy (22)
0

where = Ai exp Bi / ( y ) is the impact ionization rate, Ai and Bi are the ionization constants
and are mainly a function of silicon material parameter itself, and L D is the length of break
down region near the drain-to-substrate corner. Solving Eq. (22) using a quasi two dimensional
(2-D) analysis of field ( y ), I sub can be derived from I ds

I sub = I ds ( Ai Bi )( Vds - k Vdsat ) exp - LD Bi ( Vds - k Vdsat ) (23)

where the peak field m is located at V ds V dsat L D m. = 1 will make sense if L D is equal to
the effective ionization length L e that is defined as L e = (si / ox )tox X j where si is the permit
tivity of silicon, ox is the permittivity of SiO2 (i.e., the insulator layer in N-MOSFET), tox is the
thickness of the SiO2 layer, and X j is the junction depth of the drain/source region [48]. In
addition to the substrate current, the SGHE minority current is given by
I SGHE = C1(( N C qBi m) / (Eg me Ai ))I sub where N c is the number of charged Coulombic centers per
volume, m is the mean-free-path, Eg is the band-gap energy, and me is the effective mass of
electron. As the first two terms are both constants, I SGHE is linear with I sub. Consequently, the
relationship between I sub and the optical emission power Poptical is linear. It should be noted
that the distribution of above-mentioned hot-carrier is defined by the Boltzmann approxima
tion f (E ) = exp( E / kT e ). Meanwhile, the indirect emission rate of photons in the high-field
of is expressed as [49]
132 Advances in Optical Communication

( )
hv - Eg
Ri ( hv ) hvf ( E ) 1 - f ( E - hv ) E hv - Eg - E dE (24)
0

Substituting f (E ) into Eq. (24), it follows as

1 - f ( E - hv ) exp - ( E - hv ) ( kTe ) (25)

which implies the Bremsstrahlung radiation because of the quasi-Maxwellian distribution [50].
For the case above, the modulation of light intensity is investigated through the measurement
of substrate current in NMOSFET at various gate voltages [51].

5. Realization of first iteration on-chip optical links with Si-Av LEDs, and
Si-Ge detectors

Analyses have recently been performed on the viability of integrating Si Av LEDs into standard
Si CMOS integrated circuitry or nearest related technology. For this purpose a selection of
suitable high speed avalanche diodes based on technology as described above and SiGe
detector technology as developed by Polleux et al. for 650850 nm detection have been
implemented [52]. Several complete optical link structures comprising each of a Si Av LED,
an integrated waveguide and a SiGe detector were all integrated on the same chip have been
all integrated onto the same chip, utilizing a standard SiGe RF process that is routinely used
for realizing high speed RF integrated circuitry for the cellular phone industry. It was decided
to use the SiGe RF process as it relates very closely to standard CMOS processes, but it gives
an added advantage of realizing SiGe detectors in the integrated circuitry, which could then
operate at below 1 micron optical wavelength and at very low production factors.
Particularly the realization of suitable optical waveguides were extremely challenging using
this technology and approach, and a subsequent thorough investigation were piloted to utilize
especially standard trench and pillar technology as offered by standard CMOS and RF
bipolar processes in order to realize such waveguides. Fig. 12 shows some of the first iteration
attempts which includes some details of our first designs. A 0.35 m RF bipolar process as
generally available for the fabrication of RF cell phone components was utilized for the
realization process. The process offered pillar/columnar npn epi-layer structure which could
be isolated laterally by means of various oxide as TEOS layers.
The analyses show that both silicon nitride and Si oxi-nitride offer good possibilities for
transmitting radiation at low loss in the wavelength regime 650850 nm. Both SiON and
Si3N5 offer high refractive index of 1.61.95 and 2.22.4 respectively against a background of
available SiO2 as cladding or background refractive index layers in CMOS silicon [53]. The
analytical results by Gorin et al. [54] show that a tail-off of absorption from the shorter
wavelengths towards the higher wavelengths, via high loss characteristics of 4.3 dB cm-1 at 530
nm versus only about 1 dB cm-1 at 650 nm and 0.1 dB cm-1 loss at 750 nm.
 Silicon Avalanche Based Light Emitting Diodes and Their Potential Integration into CMOS and RF Integrated... 133
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Figure 12. Schematic presentations showing the three basic designs of the waveguides of the optical links as described
in this study, using Si Av LED, silicon based waveguides and SiGe based detectors. Cross-section layouts of the re
spective waveguides are given for each design. All dimensions are given in micron and not to scale.

In a first design in Fig.12 (a), the waveguide structure was placed in the outer over layers of
the plasma deposit layers. A channel crevice were etched in the TEOS over layers of n=1.46
and then filled with a second TEOS layer. This layer was then densified by a thermal process,
increasing its refractive index to about 1.48. A V-shaped cross-section as defined by built-in
processing procedures was chosen in order to ensure the highest radiation coupling of the
optical source, which was of submicron dimension and spherical in nature, and which was
positioned slightly subsurface of the surface of the optical source columnar structure.

In a second design as in Fig 12 (b), an etched crevice of 0.4 micron in the first TEOS layer was
filled up with a silicon nitride over layer, followed by further CVD deposited TEOS oxide over-
layers. Hence a high refractive index core of n=2.4 are formed with a surrounding index of
n=1.46.
134 Advances in Optical Communication

In a third design, as in Fig 12 (c), the lateral width of the silicon nitride layer was reduced to
about 0.3 micron in order to form a narrow higher index core, which would enable a less multi-
mode propagation and lower dispersion of the optical radiation from the source. At shorter
wavelengths, silicon nitride and silicon oxi-nitride reveals higher absorption coefficients with
good detection efficiency with respect to silicon detectors in a small space volume, while longer
wavelengths reveals lower loss transmission but with less efficiency in detection in silicon
detectors per unit space volume of silicon.

6. AC analysis for the optical links

The RF coupling between the source and the detectors in the on-chip optical micro-links were
analysed with a HP 50GHz vector network analyzer (VNA) series 8510 (50 MHz40 GHz).

Figure 13. RF Simulation circuitry and plot used for RF coupling analyses of design waveguide-Design1as in Fig. 12
(a).

Simple AC network models of the structure were constructed for each test structure. Fig.
13(a) shows such a circuit for TS1 in simulating the optical link between source and detector.
In essence, electrical-to-electrical (E/E) components are microwave two-port circuits and these
contained calculated lumped elements for each component as seen by the source signal when
placed at the modulation input of the optical source. The value of each lumped element was
calculated using known device Design 1 structure dimensions, doping, resistivity and
dielectric coefficients of the respective oxide layers. During model circuit simulations, the
output power in dB was plotted against the frequency as shown in Fig 13(b).

If such lateral capacitance was indeed present between the detector and the optical source a
higher coupling would be observed as modulation frequency is increased. More specifically,
an increased RF coupling is observed with increase in frequency, due to the non-linear
capacitive coupling.
 Silicon Avalanche Based Light Emitting Diodes and Their Potential Integration into CMOS and RF Integrated... 135
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From our calculations and simulation analyses from the simple waveguide AC network model,
the oxide coupling in the structure seems to have a residual-80 dB parasitic coupling when no
optical signal was administered at the Si Av LED.

Fig 14 shows some final coupling results for two of the realized optical link structures with
regard to utilizing well aligned Si Av LEDs as light emitting sources, an optical waveguide of
the type as in Fig. 14(b) and standard Si-Ge detectors as realized by Polleux et al. [52].

Figure 14. RF coupling results for the realized on-chip micro-optical links. S21 values are indicated as red curves, while
S12 are indicated as blue curves. The RF signals were applied at Si Av LED type of devices as elucidated in this chapter
(After ref. [53]).

The analyses show clearly higher S21 than S12 for most of the frequency range as investigated.
This clearly indicates that some optical propagation did occur along the waveguide. The high
S12 value that is observed at higher frequencies is attributed to parasitic conduction along the
semi-insulating substrate, when specific capacitance values are analyzed according to the
model as in Fig. 12. The capacitive coupling along the oxide layer seems to be minimal and of
several orders lower. The fact that higher S21 than S12 is observed up to about 30 GHz and
beyond is indicative of the high potential modulation frequencies that can be achieved with
Si Av LEDs and even Si-Ge forward bias configurations. Certain design aspects of these
structures could still be much improved.

Particularly, further work has been done in utilizing a graded junction concept in order to
increase the emission intensity of light as emitting from Si Av LEDs and a high intensity 100
nW 5 GHz Si Av LED using the 0.35 m micro RF bi-polar process has recently realized [55].
Latest results indicate that due to the enhanced scattering as realized for the highly energized
136 Advances in Optical Communication

electrons when they penetrate enhanced scattering zones as offered by higher densities of
dopant atoms in traverse regions of the device, increases emission intensities substantially.
Currently about 100 fold increase in emission intensities was observed as compared to normal
p-n junction configurations. Some tentative results have recently been published in this regard,
but substantial refinement still needs to be performed [55]. The concepts as utilized in this
device design, relates largely to the carrier recombination and carrier scattering concepts as
elucidated in Section 2 of this chapter. It can be anticipated that utilizing this technology in
optical link structures, may enhance the preliminary optical link performances as obtained
above even more.

7. Conclusion

This chapter discusses a topic of interest, namely the phenomenon of light emission from
silicon devices. This topic is important since the search for light emitting devices compatible
with the CMOS technology and having an efficiency which is useful for certain applications,
is still drawing a lot of attention. Further, this is a potential device that can be fully integrated
with any standard CMOS integrated circuitry with no adaptation of the CMOS design and
processing procedures [56].

Moreover, light emission from Si NMOSFET operating in the saturation region is reviewed,
and it is believed that the light emission is due to the snap-back breakdown that occurs at the
high field region near the corner between drain and substrate [57, 58]. The type of light emission
is also a sensitive hot-carrier degradation monitor [59].

In applications where high speed data transfer and modulation are required, it is founded that
the potential high modulation bandwidths with avalanche-based Si light emitting devices (Si
Av LEDs) could be of the order of a few tens of GHz in theory [36, 41]. In order to further
analyze the high-speed light modulation in avalanche breakdown mode for Si diodes, Snyman
et al. utilize the concepts of graded junction, carrier energy and momentum engineering to
realize a high intensity 100 nW 5 GHZ Si Av LED using the 0.35 m micro RF bi-polar process
[55], and the silicon light source in combination with silicon-nitride (SiN) based waveguides
and high speed silicon-germanium (Si-Ge) based optical detectors [53].

Acknowledgements

The College of Optoelectronic Engineering at the Chongqing University, China, is especially

thanked for supporting simulated and experimental analyses as well as facilitating spectro
scopic analytic work. I am deeply indebted to Prof. Hongda Chen from the Institute of
Semiconductors, Chinese Academy of Sciences, and Prof. Jean-Luc Polleux from the ESIEE
Paris, France, and Prof. Lukas Snyman from the TUT in South Africa who provide much-need
encouragement while I am finishing the work. Mr. Siyang Liu from the Southeast University,
 Silicon Avalanche Based Light Emitting Diodes and Their Potential Integration into CMOS and RF Integrated... 137
http://dx.doi.org/10.5772/58968

China, is especially thanked for supporting the earlier electrical simulation and modeling
analyses.

Author details

Kaikai Xu1*, Weifeng Sun2, Kingsley A. Ogudo3,4, Lukas W. Snyman3, Jean-Luc Polleux4,
Qi Yu1 and Guannpyng Li5

*Address all correspondence to: [email protected]

1 State Key Laboratory of Electronic Thin Films and Integrated Devices, University of Elec
tronic Science and Technology of China, Chengdu, China

2 National ASIC System Engineering Research Center, Southeast University, Nanjing, China

3 Department of Electrical Engineering, Tshwane University of Technology (TUT), Pretoria,

South Africa

4 Universit Paris-Est, ESYCOM, ESIEE Paris, UPEM, Le Cnam, Cit Descartes, Noisy-Le-
Grand-Cedex, France

5 Integrated Nanosystems Research Facility (INRF), University of California, Irvine,

California, USA

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