Effects of Variations in Physicochemical Properties Of: Glyceryl Monostearate On The Stability of An Oil-In
Effects of Variations in Physicochemical Properties Of: Glyceryl Monostearate On The Stability of An Oil-In
C. SACHS, H. BRITTAIN,
E. COHEN,
Received
March 22, 1989.
Synopsis
216
2. Coalescence
of dispersed
internal-phase
droplets,globules,spheres,or particles
3. Phaseseparation
characterized
by liquid "bleed"or syneresis
4. Decrease
in viscosityor lossof consistency
resultingin softness
or fluidity
Externalfactorssuchas packaging,storagetime, temperatureconditions,and shear
forcesmay induceemulsioninstability.Internalfactorsof creamcomposition
relatedto
variabilityof the excipientsor raw materialsand their sourcemay alsoaffectemulsion
stabilityand creamconsistency.
Mostcommercially
availablecosmetic
rawmaterialsusedin oil-in-wateremulsion-type
creamsare not pure excipients,but mixturesof two or more components.
Someare
complexmixturesthat may vary dependingon the vendorsource.Glycerylmonostearate is an excellentexampleof a commonlyusedcreamexcipientthat exhibitsa wide
rangeof variabilityin its constituent
composition,
andalsoin its effecton the consistencyand quality of the finishedcreamformulation(3). Glycerylmonostearate
is a
mixture of the monoglycerides
of stearicand palmitic acids,togetherwith variable
quantitiesof di- and triglycerides.It usuallycontainsnot lessthan 90% of total fatty
acidglycerides,
of whichat least35% aremonoglycerides
(4). Smallquantitiesof free
stearic,palmiticandoleicacids,glycerol,water,andoleate,esters
mayalsobepresent.
Sinceglycerylmonostearate
is usedmainlyasan emollientlipophilicthickeningagent
and stabilizerfor oil-in-waterandwater-in-oilemulsion-type
creamsandlotions,variability of this raw materialcanresultin manufacturing
problems.This reportdiscusses
someof the causesresultingin soft consistency
and syneresis
encountered
during the
scale-upphaseof development
for an oil-in-wateremulsioncreamproduct,whenraw
materialsfrom multiple vendorsources
wereused.
The main objectivesof the presentwork were:
EXPERIMENTAL
MATERIALS
Glycerylmonostearate
NF XII, cetylalcoholNF, Syncrowax
ERL-C(ethylene
glycol
esterof C18-36 wax fatty acids),AmercholL-101 (mineraloil and lanolinalcohol),
GlucamE-20 (methylgluceth-20),Tween60 (polysorbate
60 NF), propylene
glycol
U.S.P., sodiumcitrateU.S.P., edetatedisodiumU.S.P., sodiummetabisulfite
NF,
aluminumhydroxide
wet gel, dimethicone,
andpurifiedwaterU.S.P. wereusedas
received.Thesematerialswereobtainedfrom a varietyof sources.
OIL-IN-WATER
CREAM
CREAM
STABILITY
217
PREPARATION
Glycerylmonostearate,
cetyl alcohol,Syncrowax
ERL-C, and AmercholL-101 were
80-85C.A dispersion
of aluminumhydroxide
in purifiedwater(previously
homogenized)wasaddedto the aqueoussolutionand the combinedaqueousphaseheatedto
90-95C.
WIRE-MESH
BLEED
TEST
steel30-mesh
wirescreen
(13 X 13")supported
bya 1-ozclear-glass
jar(height15/8
",
base
diameter
15/8
", neckdiameter
13")contained
withina 4-ozclear-glass
jar(height
2_v,
basediameter--4'
7_v,neckdiameter
2"). Duringthetransfer
of thecreamsample
onto
2'
thescreen,verylittle sheer,if any,wasappliedandnomixingwasperformed.The 4-oz
jar wascovered
with a tight-fittinglinercapandstoredat 20-25Cfor observations
of
separated
liquid until nofurtherbleedwasobserved.
Any separated
liquid wascollected
at the bottomof the jars.This liquid wasthenremovedandquantitatedby weight.The
reportedpercentbleedwasobtainedby dividingthe massof collectedliquid by the
total massof the creamsampleusedfor the test. Eachreporteddatapoint represents
an
averageof four individualdeterminations.
UNIVERSAL
CONE
PENETROMETER
FOR MEASUREMENT
OF CREAM
CONSISTENCY
218
DSC measurements
wereobtainedon the DuPontmodel9900 thermalanalysis
system.
1-mg sampleswere accuratelyweighedinto the DSC pan, and the panswere hermeticallysealed.ConventionalDSC curveswereobtainedby heatingthe samplesat a rateof
10C/minute,
up to a final temperature
of 100C.The DSCprofilesof thermallyprocessed
glycerylmonostearate
materialswereobtainedby heatingthe sealedsampleonly
to 95C,maintainingthistemperature
for 10 minutes,allowingthesystemto coolback
to room temperature,and then obtaininga conventionalDSC thermogramof this
melted and congealedmaterial. The melting pointsof the variousmaterialswereobtainedas the temperaturemaximaassociated
with the DSC melting endotherms.
X-RAY
DIFFRACTION
MEASUREMENTS
TESTS
RESULTS
CREAM
AND
FORMULATED
DISCUSSION
WITH
U.S.-SOURCED
RAW
MATERIALS
A thixotropiccosmeticoil-in-watertypevanishingcreambasevehiclefor a topicaldrug
productwasformulatedusingcommercially
availableU.S.-sourcedraw materials.Penetrometerconsistency
resultsfor the creaminitially after manufacturewere within the
OIL-IN-WATER
CREAM
STABILITY
219
samples
of creamafter 24-monthstoragebetween-20C and 40C.Additionally,
samplesof creampackagedin tubesdid not exhibit any liquid separation.Scale-up
batchsizesof 50 kg to 200 kg werepreparedsuccessfully
usingplanetary(Glen) type
mixersequippedwith variable-speed
homogenizer
agitatorsfor emulsification.
CREAM
FORMULATED
WITH
U.K.-SOURCED
RAW
MATERIALS
In consideration
of worldwidemanufacture
of the creamproductandaspart of scale-up
developmentevaluationsto supportthe useof raw materialsourcedfrom other countries, hatchingstudieswere initiated usingselectedraw materialsobtainedfrom the
United Kingdom(U.K.). A 20-kg placebocreambatchwaspreparedin a 10-gallon
Groenmixer. The creamcontainedU.K.-sourcedglycerylmonostearate,
cetyl alcohol,
Syncrowax
ERL-C, AmercholL-10! (oil phasecomponents
essentialfor gel structure
and consistency),
Tween 60 (emulsifier)and Glucam E-20 (humectant),which was
solublein the aqueous
phase.All otheringredientsin the creamwereU.S.-sourced.
EFFECTS OF STORAGE
TIME
AND
CREAM
U.K.
INGREDIENTS
CONTAINING
TEMPERATURE
ON CONSISTENCY
AND
BLEED POTENTIAL
OF
containers
and storedat 5C, 24 + 3C,and 33C.Consistency
and the extentof
bleedweredeterminedafter3, 6, and 17 daysof storage.The resultsshownin Figures
1 and2 indicatethatwarmtemperature
storage
(33C)for 3 dayscaused
accelerated
gel
Table
Observed
Differences
ImmediatelyUpon Manufacture
of CreamBasesPreparedUsingU.S. and U.K.
Raw Materials
CreampreparedusingU.S. ingredients
CreampreparedusingU.K. ingredients
Appearance
Consistency
Firm
282-288
Soft, flowable
Bleed (% w/w)
8-12
Microscopic
Finelydispersed
spheres
of internaloilwax phase
Uniformlydistributedspheres
of clear
aqueousphaseinterdispersed
with
internal oil-wax phase
315-320
220
;11o
290
280
270
260
240
I
0
I
2
'" I
i
B
i
10
12
I
14
16
nu,= (day,)
Figure1. Timedependence
of the consistency
asa function
of storage
temperature
for creamprepared
usingU.K.-sourced
ingredients.
Dataareshown
for 5C(+), 24C([) and33C() storage
temperatares.
10
10
12
14
nuE (dy)
Figure2. Timedependence
of theextentof bleedasa function
ofstorage
temperature
forcreamprepared
usingU.K.-sourced
ingredients.
Dataareshownfor 5C(q-), 24C([2])and33C() storage
temperatares.
OIL-IN-WATER
CREAM
STABILITY
221
formation,promotedfirmer consistency,
and eliminatedthe bleed potential of the
cream.Storageat 5Cfor 3 to 6 daysinhibitedor delayedgel formation,promoteda
softerconsistency,
andincreased
the bleedpotentialof the cream.Storageat 24Cfor 3
to 6 daysgraduallyincreased
the consistency
firmnessanddecreased
the bleedpotential
of the cream.
Microscopic
observations
weremadein studyingthe effectsof storagetemperatureon
the consistency
and bleedpotentialof the bulk cream.Initially after manufacture,the
creamhad the appearance
of discretemicroscopicspheresof internal phase,closely
packed,but floating freelyin the aqueousexternalphase.The sphereswere not fused
togetheranda rigid three-dimensional
gel structurewasnot observed,whichaccounted
for the softcreamconsistency
and bleedpropensity.The presence
of uniformlydistributed dropletsof clearaqueous
phaselooselyentrappedthroughoutthe internaloil-wax
phasealsosignifiedan increased
bleedpotential.
Microscopic
examination
of the creamsamplestoredat 33Cshowedthat the internal
phasesphereswere fusedtogetherand that the aqueousexternalphasewas securely
entrappedin the matrix. Through the useof polarizingopticalmicroscopyit wasconcluded that the gel structurewas liquid crystallinein nature. Thesepropertiesyield
firm creamconsistency
without the potentialfor the creamto bleed.
The 5C-stored
sampleof the creamwassimilarmicroscopically
to thesamplestoredat
24C.The oil-waxspheres
werepackedmorecloselydueto shrinkage
of the waxstructure at 5C,but afterthe sampleequilibratedat 24 __ 3C,it wasobserved
that the
spheres
werenot fusedanda rigid gel structurewasnot present.The physicalshrinkage
of thewaxstructureat 5Capparently
expelledor "squeezed
out"a largerportionof the
aqueousexternalphasefrom the looselybound matrix, which resultedin a greater
U.K.
EXCIPIENTS
ON CREAM
CONSISTENCY
AND
BLEED
POTENTIAL
AND
THERMAL
ANALYSIS
TESTING
OF U.S.-
AND
U.K.-SOURCED
MONOSTEARATE
222
II
Initial Consistency
and BleedPotentialin CreamBasesContainingIndividuallySubstituted
U.K.SourcedExcipients
Substituted
U.K. excipient
Penetrometer
Bleed
consistency
(% w/w)
Glyceryl monostearate
Cetyl alcohol
299
281
9-10
0
Syncrowax
ERL-C
284
Amerchol L- 101
282
Tween 60
270
the glycerylmonostearate
meltingpoints.Furthermore,sincethe processing
usedin the
manufacture
of the creaminvolvedmeltingandcongealing
of glycerylmonostearate,
the DSC thermogramof meltedandcongealed
glycerylmonostearate
wasalsoobtained.
The DSC profileof U.S.-sourcedglycerylmonostearate,
asit wasreceived,is shownin
Figure3, asis the DSC thermogramobtainedon glycerylmonostearate
whichhadbeen
meltedand allowedto solidify.It is evidentfrom the data that glycerylmonostearate
doesnot solidifyback into its originalphysicalstate. Most sampleswere found to
(+)
(-)
Temperature
(oC)
Figure 3. Differentialscanningcalorimetrythermograms
obtainedfor U.S.-sourcedglycerylmonostearate
asreceived(solidtrace)and afterbeingmeltedand congealed
(dashedtrace).
OIL-IN-WATER
CREAM STABILITY
223
(+)
(-)
Temperature (oC)
Figure 4. Differentialscanning
calorimetry
thermograms
obtainedfor U.K.-sourcedglycerylmonostearateasreceived
(solidtrace)andafterbeingmeltedandcongealed
(dashed
trace).
yieldeda meltingpointaround55C.Thisbehavior
of glycerylmonostearate
is consistent with previousfindings(5,6).
The DSC profileof U.K.-sourcedglycerylmonostearate
(seeFigure4) wasfoundto
exhibita slightlydifferenttrend.The DSC meltingpoint of materialasreceived
averagedaround65C,andafterbeingallowedto melt andsolidifythe DSCmeltingpoint
decreased
to 59C. This material also appearsto undergoa structuralchangeupon
meltingandcongealing,
but the differenttemperature
valuesnotedbetweenU.S.- and
U.K.-sourcedglycerylmonostearate
suggests
that thestructuralchanges
arenot equivalent.
glycerylmonostearate
wasspikedwith approximately
2% w/w stearicacid(raisingthe
acid value of this materialto about 5), its DSC melting point wasfound to decrease
downto 60C. The estervalue, whichis the differencebetweenthe saponification
value
lessthe acid value, was 166.9 for the U.K. materialand 158.9 for the U.S. material,
whichindicatedthat the U.K. glycerylmonostearate
wasslightlymorelipophilic.Fur-
224
JOURNALOFTHE SOCIETYOFCOSMETIC
CHEMISTS
Table
III
ComparativePropertiesof GlycerylMonostearate
SourcedFrom U.S. and U.K.
U.S.
Appearance
Total % monoglyceride
U.K.
Flakes
41.0
Powder
36.3
Iodine value
1.6
0.6
Acid value
5.1
1.1
Saponification
value
164.0
168.0
Ester value
158.9
166.9
MeltingpointBy DSC
60C
65C
18.8
15.6
Degrees 2-Theta
Figure 5. X-ray powderdiffractionpatternsobtainedfor U.S.-sourced
glycerylmonostearate
asreceived
(solidtrace)and afterbeingmeltedand congealed
(dashedtrace).
OIL-IN-WATER
CREAM STABILITY
225
tainedafter melting this sampleon the XRD hot stageand allowingthe materialto
congeal.Thisnewpatternis farsimplerthanoriginallyobserved
andconsists
of at least
two features.The width and locationof the XRD peakssuggestthat they do not
represent
individuald-spacings,
but insteadreflectthe orderingof the materialas a
whole.
Quite differentbehaviorwasobserved
for U.K.-sourcedglycerylmonostearate.
As evident in Figure 6, the materialconsisted
of the samefour-peaksystem,althoughthe
relativeintensitiesof thesewerenot equivalentto the U.S.-sourcedmaterial. Melting
andcongealing
the U.K.-sourced
materialcaused
the totalcollapse
of all peaksinto a
singlegaussian
peak,centered
at 222-theta.Thisobservation
is interpretated
to imply
that the U.K.-sourcedglycerylmonostearate
congeals
into a single-phased
material.
The implications
of the XRD studiesarethat a chemicaldifference
betweenthe U.S.and U.K.-sourcedglycerylmonostearate
yields structuraldifferences
after theseare
meltedand congealed.A materialcapableof solidifyinginto a singlephasewould
contractsignificantlyuponcooling,while a materialthat wouldsolidifyinto a multiphasicmixturewould not be able to contractuponsolidification.This behaviorhas
indeedbeenobservedfor bulk glycerylmonostearate:
if the slide holding the U.K.sourced
materialis invertedafterthe melt congeals,
the materialwill actuallyfall out of
the XRD slide holderof its own accord.The U.S.-sourcedmaterial is extremelydiffi-
10.0
15.0
0.0
5.
30.8
Degrees 2-Theta
Figure6. X-raypowder
diffraction
patterns
obtained
forU.K.-sourced
glyceryl
monostearate
asreceived
(solidtrace)andafterbeingmeltedandcongealed
(dashed
trace).
226
Degrees 2-Theta
Figure 7. X-ray powderdiffractionpatternsobtainedfor U.K.-sourcedglycerylmonostearate
to which
sufficientstearicacidhadbeenaddedsoasto raisetheacidvalueto approximately
5. Dataareshownfor the
unheatedmaterial(solidtrace)andfor the sampleafterit had beenmeltedand congealed
(dashedtrace).
chemicallypure material.
OIL-IN-WATER
CREAM
STABILITY
227
320
310
29O
280
270
I -]'"
I --
lO
l:Z
14
nu,
Figure$. Timedependence
of theconsistency
asa functionof creamprepared
withU.K.-sourced
glyceryl
monostearate
with ([2])andwithout (+) addedstearicacid.
1o -'
g-
o-
7-
6-
4 -
10
12
14
111dE
(dM)
228
EVALUATIONS
OF GLYCERYL
MANUFACTURING
MONOSTEARATE
SOURCED
FROM
NON-U.S.
PLANTS
Glycerylmonostearate
samplessourced
from inventorysuppliesof manufacturing
plants
locatedin Canada,Germany,Greece,SouthAfrica, and Spainwereobtained.Analytical and thermalanalysisresultswerecomparedto thosepreviouslyobtainedfor U.S.
and U.K. samples.Five creambatches(20 kg each)wereprepared.Eachof the cream
basescontainedglycerylmonostearate
suppliedfromoneof the above-mentioned
plant
sources.
As shownin Table IV, thereappearedto be a rankcorrelationbetweenthe bleedpotential of the creamand the acid value of the glycerylmonostearate
raw material. The
creamscontainingglycerylmonostearate
with very low acid valuesof about 1 or less
exhibitedthe mostinitial bleed.Thosewith acidvaluesof 2-3.5 showedslightinitial
bleed, and thosewith acid valuesof about 5 and greaterdid not exhibit bleed. Initial
higherpenetrometerresults,which are indicativeof softercreamconsistency,
wereobtainedfor creamscontainingglycerylmonostearate,
havinglower acidvalues.Thermal
analysisand variabletemperaturex-ray diffractionmeasurements
accuratelyclassified
andpredictedthe probableeffectsthat eachglycerylmonostearate
sourcewouldhaveon
the consistency
and bleedpropensityof the finishedcream.All of the multi-sourced
glycerylmonostearate
creambasesdevelopedfirmer consistency
and diminishedbleed
potentialafter7 daysof bulk storageat 24 ___3C.
CONCLUSIONS
Glycerylmonostearate
wasidentifiedasthe key excipientinfluencingthe gel structure,
consistency,
and bleedpropertiesof the oil-in-wateremulsion-type
creambase.
Acid value,which is a measureof the freefatty acidsin the glycerylmonostearate,
was
found to be an importantindicatorof raw materialquality. Creamspreparedusing
glycerylmonostearate
with low acidvalue(1-3.5) had softconsistency
and exhibited
liquid bleedseparationinitially aftermanufacture.Creamscontainingglycerylmonostearatewith higheracidvalue(5- 15) had satisfactory
firm consistency
without bleed.
Table
IV
Influenceof GlycerylMonostearates
Sourced
FromVariousCountrieson the Consistency
andthe
Propensityfor the Occurrence
of Bleedin CreamBase
Observation
on wire-mesh
Sourced
Acid
X-ray
from
value
type
0.85
1. !
2.0
3.5
2
2
2
2
Germany
U.K.
Greece
Spain
U.S.
After 7 days
storageat
Initial
penetrometer
Initial
24 + 3C
298
317
297
293
Bleed
Bleed
Slight bleed
Slight bleed
Slightbleed
Slight bleed
No bleed
No bleed
5. !
285
No bleed
No bleed
Canada
10.0
266
No bleed
No bleed
South Africa
14.9
284
No bleed
No bleed
OIL-IN-WATER
CREAM
STABILITY
229
Conepenetrometer
andwire-meshscreentestingwereutilizedfor assessing
consistency
and bleedpotentialof the bulk creamimmediatelyaftermanufacture
and during bulk
creamstorageprior to approvalfor packaging.
2. Creambatchespreparedusingglycerylmonostearate
with low acidvalue(below5)
shouldbe storedat 20-33Cuntil a firm consistency
develops
and no bleedis
evidentwhentestedby the wire-meshscreenmethod.
REFERENCES
(4) "GlycerylMonostearate,"
in Handbook
ofPharmaceutical
Excipients
(AmericanPharmaceutical
Association, 1986), pp. 125-126.
(5) R. M. Cornish,Studiesofglycerylmonostearate,
J. Soc.Cosmet.
Chem.,19, 109-117 (1968).
(6) N.H. Kuhrt, R. A. Broxholm,andW. P. Blum, Conjoinedcrystals.1. Composition
andphysical