Background Paper NZEB
Background Paper NZEB
information on NZEBs
Background paper final report
By: Jan Grzinger, Thomas Boermans, Ashok John, Felix Wehringer, Jan Seehusen
Date: 08 October 2014
Project number: BUIDE14975
ECOFYS Germany GmbH | Am Wassermann 36 | 50829 Cologne | T +49 (0)221 27070-100 | F +49 (0)221 27070-011 | E [email protected] | I www.ecofys.com
Managing Director C. Petersdorff | Register Court: Local Court Cologne | Chamber of commerce Cologne HRB 28527 | VAT ID DE 187378615
Table of contents
1
Introduction
3.1
3.1.1
3.1.2
3.2
11
3.3
16
3.3.1
national level
17
3.3.2
18
3.3.3
Policies and measures for the promotion of nearly zero energy buildings
20
21
4.1
Word Template
21
4.2
Excel template
23
ECOFYS Germany GmbH | Am Wassermann 36 | 50829 Cologne | T +49 (0)221 27070-100 | F +49 (0)221 27070-011 | E [email protected] | I www.ecofys.com
Managing Director C. Petersdorff | Register Court: Local Court Cologne | Chamber of commerce Cologne HRB 28527 | VAT ID DE 187378615
1 Introduction
Buildings are central to the EU's energy efficiency policy, as nearly 40% 1 of final energy consumption
and 36% of greenhouse gas emissions is in houses, offices, shops and other buildings. The 2030
Communications published by the European Commission in July 2014 underpin the key role of the
building sector2, stating that the majority of the energy-saving potential is in the building sector.3
Improving the energy performance of Europe's building stock is crucial, not only to achieve the EU's
2020 targets but also to meet the longer term objectives of our climate strategy as laid down in the
low carbon economy roadmap 20504.
The building sector has been identified as one of the key sectors to achieve the 20/20/20 5 targets of
the EU. Beyond these targets, Europe also aims at bringing about drastic greenhouse gas emission
reductions in the building sector of 88 to 91% compared to 1990 by 2050 [COM(2011) 112]6.
Directive 2010/31/EU on the energy performance of buildings7 (hereafter called the 'EPBD') set the
framework and boundaries to proceed along this track. Among other items of the EPBD, two mechanisms will be decisive for the development of the building sector:
The principle of cost optimality (Article 5, article 2.14 and Annex I of the EPBD recast).
In both cases, Member States have to report to the European Commission ('EC') regarding the related activities, progress and results. The EC on the other hand has to set out rules in both cases regarding methodology (explicitly for the methodology to calculate cost optimal levels, but in a guiding
sense also for the principle of nearly zero-energy buildings) and the EC also needs to facilitate, steer
and evaluate the reporting and implementation activities of the Member States.
The study Towards nearly zero-energy buildings (NZEB): Definition of common principles under the
EPBD8 (hereafter called Towards NZEB study), supported the Commission in its activities to a) give
guidance to the Member States on how to interpret the requirements for nearly zero energy buildings
as stated in article 2.2 of the EPBD, to b) develop a common reporting format on nearly-zero energy
buildings to be used by Member States and evaluate the adequacy of measures and activities reported by Member States in their national plans on nearly zero-energy buildings and to c) link cost
In 2010. See "Energy, transport and environment indicators, 2012 edition", European Commission. For the purpose of this estimate the
final energy consumption for the household and services sectors has been combined. It has to be noted that this includes, for example, electricity consumption for appliances but excludes energy consumption in industrial buildings.
2
COM (2014) 15
20% of greenhouse gas emissions compared to 1990, 20% energy savings by 2020 (compared to a business as usual scenario) and 2 0%
http://ec.europa.eu/energy/efficiency/buildings/implementation_en.htm
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optimality and the nearly zero-energy buildings principle in a consistent way and facilitate their convergence until 2021.
This background paper summarizes the development of the templates for the submission of the national plans and consolidated information and summarises the evaluation criteria, describing the indicators. At the end the paper briefly evaluates the effectiveness of the templates and makes some
suggestions for improvement.
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Table 1. Overview of the Member States that delivered a national report, an filled in Excel template and a filled in
word template
Member state
Austria
Belgium
Bulgaria
Croatia
Cyprus
Czech Republic
Denmark
Estonia
Finland
France
Germany
Greece
Hungary
Ireland
Italy
Latvia
Lithuania
Luxembourg
Malta
Netherlands
Poland
Portugal
Romania
Slovakia
Slovenia
Spain
Sweden
United Kingdom
National
plan9
x
x
x
x
x
x
x
x
x
x
x
x
x
x
x
x
x
x
x
x
Consolidated information
Word tem-
Excel tem-
plate10
x
x
x
x
x
x
x
x
x
x
x
plate11
x
x
x
x
x
x
x
x
x
x
x
x
x
x
x
x
x
x
x
x
x
x
x
x
x
x
x
x
x
x
x
x
x
x
x
Comment
No report received.
No report received.
10
Key elements are: application of the NZEB definition in practice, intermediate targets, policies and measures for the promotion of NZEBs
definition of nearly zero-energy building, policies and measures for stimulating refurbishment into NZEBs.
11
Key elements are: Detailed information on application of the definition of nearly zero-energy buildings in practice.
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Source: Towards nearly zero-energy buildings: Definition of common principles under the EPBD, see http://ec.europa.eu/energy/effi-
ciency/buildings/implementation_en.htm
13
COM/2013/0483 final/2
14
See above
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Figure 1 illustrates the approach that has been used for developing the template.
Figure 1: Methodology for the development of a nearly zero-energy building reporting template
The study in a first step analysed the EPBD requirements on topics to be included in the national
plans for nearly zero-energy buildings. These requirements were clustered into the following six categories (detailed description, see Figure 2):
Intermediate targets for improving the energy performance of new buildings in order to ensure that by 31 December 2020 all new buildings are nearly zero-energy buildings,
Intermediate targets for improving the energy performance of new buildings in order to ensure that by 31 December 2018, new buildings occupied and owned by public authorities are
nearly zero-energy buildings,
Policies and measures for the promotion of all new buildings being nearly zero-energy buildings after 31 December 2020,
Policies and measures for the promotion of all new buildings occupied and owned by public
Policies and measures for the promotion of existing buildings undergoing major renovation
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In a second step, the study analysed how accurately the EPBD requirements were reflected in the
NEEAP and NREAP templates. A general conclusion was that the NEEAP reporting was less complete
than the NREAP reporting. It was assumed that a major reason was the lack of a template for the
first round of NEEAPs in contrast to the first round of NREAP where there was a template from the
start. It was concluded that categories 1-3 in particular were not well covered in the NEEAPs and
NREAPs. In contrast, input to categories 4-6 was provided in most of the relevant NEEAP and NREAP
sections, therefore reporting on these categories was expected to be less challenging for the Member
States.
Based on the previous findings a harmonised reporting template was developed. The main objective
was to stimulate comparable input and results from Member States national plans.
The template had eight main input sections. Apart from the above mentioned six categories, Member
States were asked to describe the starting point in their country in as much detail as possible (e.g.
historic development of requirements) and also to fill in an overall self-evaluation for possible improvements.
3.1.2 Summarized recommendations regarding the reporting template of the previous
study
Based on the previous analyses, the following recommendations regarding the template were derived:
The major items that should be addressed in the national reports are: the national application
in practice of the EPBD framework definition for nearly zero-energy buildings, the intermediate targets and the 'promotional framework' for nearly zero-energy buildings.
A template should guide the Member States in their reporting and support the European
Commission in evaluating the reports. Without a template, the national plans would probably
have a widely dispersed format and thus add significant complexity to their evaluation.
The European Commission should aim to convince Member States to use the template and to
fill in all reporting categories. Previous experience where no template was available (e.g. the
first NEEAPs) showed that some questions were not answered and reporting format was disperse.
It should be possible to integrate the complete nearly zero-energy building report in the National Energy Efficiency Action Plans (NEEAP), as referred to in the EPBD recital 21.
The four reports nearly zero-energy buildings, cost-optimality, NEEAP and NREAP, should
ideally be required at the same point in time. At the moment, the reporting schedules differ
significantly.
To facilitate reporting for Member States, these four reports - all containing building sector
related information - might be merged: redundant information in the specific reports may be
avoided and more transparency achieved. If this is not feasible, all sections asking for similar
information in different reports should be harmonised: questions asking for the same input
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should be identical and putting references to another reports section that already includes
the information should be encouraged.
It was concluded that a commonly used template would significantly facilitate the compilation
and subsequent evaluation and comparison of national reports on increasing the number of
nearly zero-energy buildings. A common format of these reports would contribute to an efficient distribution of examples and strategies on how to achieve nearly zero-energy building
standard by 2021 in Europe.
Points
X/6 (X%)
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Residential:
Non-residential:
Residential:
Non-residential:
Residential:
Non-residential:
Quantitative 2015 targets: Number / floor area of newly constructed NZEB buildings
according to official NZEB definition
Share of NZEB:
[Yes and it is convincingly explained why it helps to achieve 2020
target =2; Yes, without sufficient explanation=1; No=0]
Residential:
Non-residential:
X/10 (X%)
X/5 (X%)
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Residential buildings
Relevant regulations
Relevant economic incentives and financing instruments
Energy performance certificates use and layout in relation to NZEB
standard
Supervision (energy advice and audits)
Information (tools)
Demonstration
Education and training
SUM non-residential:
X/21
Non-residential buildings
Relevant regulations
Relevant economic incentives and financing instruments
Energy performance certificates use and layout in relation to NZEB
standard
Supervision (energy advice and audits)
Information (tools)
Demonstration
Education and training
SUM residential and non-residential (Grade of target achievement):
X/42 (X%)
Reasons for delta to maximum achievable points clearly explained? (Yes/No). Also consider Self
evaluation:
Recommendations for decreasing delta:
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Residential buildings
Relevant regulations
Relevant economic incentives and financing instruments
Energy performance certificates use and layout in relation to NZEB
standard
Supervision (energy advice and audits)
Information (tools)
Demonstration
Education and training
SUM non-residential:
X/21
Non-residential buildings
Relevant regulations
Relevant economic incentives and financing instruments
Energy performance certificates use and layout in relation to NZEB
standard
Supervision (energy advice and audits)
Information (tools)
Demonstration
Education and training
SUM residential and non-residential (Grade of target achievement):
X/42 (X%)
Reasons for delta to maximum achievable points clearly explained? (Yes/No). Also consider Self
evaluation:
Recommendations for decreasing delta:
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Residential buildings
Relevant regulations
Relevant economic incentives and financing instruments
Energy performance certificates use and layout in relation to NZEB
standard
Supervision (energy advice and audits)
Information (tools)
Demonstration
Education and training
SUM non-residential:
X/21
Non-residential buildings
Relevant regulations
Relevant economic incentives and financing instruments
Energy performance certificates use and layout in relation to NZEB
standard
Supervision (energy advice and audits)
Information (tools)
Demonstration
Education and training
SUM residential and non-residential (Grade of target achievement):
X/42 (X%)
Reasons for delta to maximum achievable points clearly explained? (Yes/No). Also consider Self
evaluation:
Recommendations for decreasing delta:
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Overall evaluation
Sub-evaluation
result:
Category
%
%
%
%
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had additional information to fill in (e.g. where the detailed NZEB definition in practice has been
set up and agreed in the meanwhile)
The reporting manner in national reports still varies to some extent. The main challenges for the reporting template for national plans for increasing the number of nearly zero-energy buildings are especially to get comparable results on the content of each Member States national plan. Regarding
the category national detailed applications in practice of the definition for nearly zero-energy buildings, there are still some difficulties, since the national plans as well as the consolidated information
among various Member States differ significantly in quality and quantity. Some Member States make
good use of the template and filled in all required fields (e.g. Netherlands), other Member States
have filled in most of the fields some Member States left empty most of the fields and few Member
States did not submit the consolidated information at all (Greece, Spain, Romania and Slovenia).
With the exception of Romania all Member States that submitted a report 15 used the template for
their reporting of consolidated information. From the reports, 3 cases had some deficiencies (AT, HU,
SI). In the case of AT, cross-references to the National Plan were made instead of filling in the required content. In the HU report, questions are partly answered only with Yes or No without giving more information.
Comparing the different reporting categories (NZEB definition, interim targets, policies and
measures), the first category (application of the definition of nearly zero-energy buildings) is the one
that seems to be the most difficult to be reported for the MS.
3.3.1 Detailed application in practice of the definition of nearly zero-energy buildings at
national level
Indicator
Comment
The template requires the Member States to indicate how a nearly zero-energy building is
defined in practical details in the national context. The majority of the Member States filled
in the template. In some cases it would be necessary to look into national regulations to
Does a definition ex-
ist?
The consolidated information does not always clarify the state of the implementation the
definition is (approved, under approval etc.). Nor does the national plan. In addition, some
Member States make vague or contradictory statements in the Excel and in the Word templates. E.g. Croatia stated in the consolidated information (word) that the NZEB definition
is at this instance given for single family buildings only, whereas NZEB definitions for other
15
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Indicator
Comment
building uses are under development. In contradiction in the excel template Croatia selects as implementation status to be considered.
Numerical indicator
of primary energy
use expressed in
kWh/m per year:
The template requires the Member States to fill in numerical values. On EU level this
seems to be the most difficult field to fill in. Member States often report numerical indicators, but refer to different types of energy and do not use the official terminology primary
energy use or they state numerical values without being clear if it is e.g. primary energy
or final energy, etc. Thus it is not clear what type of energy is considered in their practical
application of the NZEB definition. E.g. Sweden reports the maximum energy use.
The Ecofys guidance in the template indicates Primary energy factors used for the determination of the primary energy use may be based on national or regional yearly average
values and may take into account relevant European standards. The guidance document
did not explicitly require the Member States to fill in the primary energy factors. The tem-
plate should be more clear and ask Member States to report the primary energy factors
tional or regional):
Minimum levels of
energy from renewable sources in new
buildings and in ex-
A few Member States included the share of renewable energy in the primary energy indicator and no minimum level for renewable energy sources is set. This should be considered
when assessing the information.
isting buildings:
Indicator
Comment
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Indicator
Comment
Requirements on
As it is the case in the category practical application of the NZEB definition, the fraction of
fraction of renew-
renewable energies is often only considered within the primary energy demand and no ex-
able energies:
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3.3.3 Policies and measures for the promotion of nearly zero energy buildings
Indicator
Comment
The connection between the policies and measures and NZEB is not always clear.
Many Member States do not describe the policies and measures in a detailed way. Member
States (e.g. Hungary) fill in Yes and No without further explanation. In contrast a positive
Evaluation of poli-
example would be the Netherlands which have provided some of the information on the
cies and
policies/measures (e.g. title, status of implementation, description) that was asked for and
measures
structured it clearly.
The information field regarding the policy measures aiming at different types of buildings is
(sometimes) just copied from one to the next cell. This makes it difficult for the assessor
to evaluate the instruments without specific details.
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The Member States detailed application in practice of the definition of nearly zero-energy
buildings, i.e. their EPBD based national definition of nearly zero energy buildings.
Intermediate targets for improving the energy performance of new buildings, by 2015, with a
view to all new buildings being nearly zero-energy buildings after 31 December 2020 or new
buildings occupied and owned by public authorities being nearly zero-energy buildings after
31 December 2018 respectively.
Information on the policies and financial or other measures for the promotion of nearly zeroenergy buildings with a view to new buildings.
Information on the policies and financial or other measures for the promotion of nearly zeroenergy buildings with a view to buildings undergoing major renovation. 16
The fact that most Member States that submitted a national plan or the consolidated information
used the document structure of the proposed template shows the broad acceptance of the template.
The basic structure of the templates covers all of the required content and should be retained. As the
quality and quantity of the information is still very disperse, further improvements can be made in
the description of what is required under the single points.
A questionnaire around Member States(e.g. in connection to an EPBD committee meeting) could be
used to pin down the specific influence of the template and gather recommendations for improvement. Options (other than a template structure) for collecting information from the Member States
could be explored such as e.g. setting a web portal to collect structured information and allowing
Member States to upload background documents.
16
Hermelink et al. (2012) - Template for national plans for increasing the number of nearly zero-energy buildings
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This would support the Member States to organise its own information in a more structured way. This
indication should match exactly what is being assessed later on (evaluation criteria), which does not
seem to be the case at the moment (e.g. primary energy factors).
Taking this into account it may be considered to let the Member States know the evaluation criteria,
leaving out the proposed scores for the assessment in order to avoid discussion. Letting the Member
States know, how the information is going to be evaluated would a) serve as a checklist for the Member States itself and b) motivate the Member States to really fill in what is asked for.
We suggest some improvements for the various sections:
-
Regarding the category detailed application of NZEB definition in practice we suggest various
improvements:
o
There should be given more guidance on how to fill in numerical values especially for
energy. In some cases, it does not become clear if a Member State refers to energy
need, energy demand or primary energy when reporting the numerical indicator.
Therefore, it would be helpful to clarify the terminology, e.g. by referring to the EN
standards for the terminology of numerical identifier in the template (e.g. in the Annex).
The guidance does not explicitly require the Member States to fill in the primary energy factors (although according to template the evaluator should assess this). The
template should be clearer and ask Member States to report the primary energy factors used per energy carrier). Showing the evaluation criteria would be a possible solution.
All points that are going to be evaluated by an assessor should be clearly named in
the indication for the Member States on how to fill in the template (e.g. primary energy factors, energy demand should be nearly zero or very low).
In the template (evaluation part) a Member State should not only be evaluated by the
minimum level for renewable energies, but it should be taken into account that some
Member States include the share of renewable energies in the primary energy indicator.
It should be made clear to the Member States to report the interim targets separately
for residential and non-residential buildings.
Regarding the category policies and measures we suggest to improve the following:
o
The template should indicate that the connection between the policy and measure
and NZEB should be established.
We suggest to provide in form of a matrix all necessary fields that should be required
under this section to make clear to the Member States what information is expected
for every measure to be filled out (e.g. title, timeframe, description, etc.).
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ECOFYS Germany GmbH | Am Wassermann 36 | 50829 Cologne | T +49 (0)221 27070-100 | F +49 (0)221 27070-011 | E [email protected] | I www.ecofys.com