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Chapter 1

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Provisional chapter

Chapter 1

On Open Quantum Systems and Mathematical


On Open Quantum Systems and Mathematical
Modeling of Quantum Noise
Modeling of Quantum Noise

Andrzej Jamiokowski

Andrzej Jamiokowski

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1. Introduction
This paper gives an introduction to some aspects of quantum processes described by
quantum operations and quantum master equations. Quantum operations (quantum
channels) and quantum master equations come into play whenever a mathematical
description of irreversible time behaviour of quantum systems is investigated.
In modeling of physical systems for which time behaviour can be represented by stochastic
processes one assumes that a system in question is described by certain mathematical model,
for example, by random variables in classical case or by sets of non-commuting observables
in quantum case, acting on an abstract probability space. In most cases our assumptions are
not believed to be a fully realistic model of the physical reality, but nevertheless very often it
turns out to be extremely useful.
In the algebraic formulation of quantum mechanics, a fixed quantum mechanical system is
represented by an algebra A of operators acting on some Hilbert space H. In this approach,
the observables of the system are identified with self-adjoint elements in A and the physical
states are given by positive unital functionals on A. We will consider the case when H is
finite-dimensional, then the set of states can be identified with the set of S(H) of density
operators, that is, positive elements in A with unital trace. The evolutions of the system are
described by transformations on the set S(H), or more generally, by linear maps between
S(H) and S(K), where H and K represent two finite-dimensional Hilbert spaces.
Nonclassical correlations among subsystems of a composite quantum system, known as
entanglement, can be precisely described mathematically but in a rather ineffective way.
Here, by an effective way (effective procedure) we mean a method which uses only a finite
number of arithmetic operations on elements of a given density matrix and allows us to
formulate an answer to the question: is a given composite quantum system in a separable or
entangled state?
2012 Jamiokowski, licensee InTech. This is an open access chapter distributed under the terms of the
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Open Systems, Entanglement and Quantum Optics

Open Systems, Entanglement and Quantum Optics

It appears that the questions of the above type can be naturally connected with some
problems of changes in the space of quantum states, that is with some aspects of quantum
dynamics and properties of dynamical maps. Here, by dynamical maps we understand
linear transformations that take one density operator to another. Moreover, this kind of
connection between some linear transformations and states of composed quantum systems
is a one-to-one type. In this context we will discuss the so-called Metzler operators which
play a substantial role in quantum dynamics. By definition, an operator K acting on the
space of hermitian matrices is said to be a Metzler operator if there exists a real number 0
such that for all > 0 the resolvent of K is positive in the sense that
R(, K )P (H) P (H),
where P (H) denotes the set of semipositive matrices.
In this paper we will discuss some effective methods of study of certain properties of
quantum operations and we will use some methods and results which are typical for the
research area known as noncommutative Perron-Frobenius theory. In particular, in our study of
dynamical maps we will use the natural identifications

Mk (C ) B(H)
= Mk ( B(H))
=B

k
M
i =1

H ,

where H denotes a finite-dimensional Hilbert space, B(H) represents the set of all linear
operators on H and symbols Mk (A) for k, 2, 3, . . . denote k k matrices with elements from
an algebra A. In our approach we will concentrate on a quantum analogy of the classical
theory of positive maps also known as Perron-Frobenius theory. The Perron theorem on
entrywise positive matrices and its generalization by Frobenius on entrywise nonnegative
matrices have interested mathematicians since the results appeared at the beginning of last
century. Later these theorems have been generalized to operators on a partially ordered
real Banach spaces. This has motivated several authors to consider linear maps on a finite
dimensional space which leave a fixed cone invariant.
Now, let us fix the notation. Let H denote the Hilbert space associated with a given
quantum system S . By B(H) we will denote the set of all linear continuous operators on
H. Then the set of states of the system S is, by definition, represented by all semi-positive
elements of B(H) with trace equal to one. This set of states we will denote by S(H). The
mentioned above connection between linear maps on S(H) and some operators constructed
on the tensor product H H, is a one-to-one type. One can say that there is a one-to-one
correspondence between properties of the maps
: B(H) B(H),

(1)

(S(H)) S(H),

(2)

such that

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On Open Quantum Systems and Mathematical Modeling of Quantum Noise 3

and properties of linear operators W := J () on H H, where J denotes this correspondence


[14].
At first sight this seems strange that two entirely different issues, namely the inner structure
and properties of operators on H H, and maps on the set of states are so strongly
connected. But in fact there exists an intricate and strong link between them there exists an
isomorphism J between maps on B(H) (these maps very often are called superoperators) and
some properties of operators on H H defined in an appropriate way. At present, various
methods of study of entangled systems based on properties of positive maps are discussed
in hundreds of papers and many monographs and textbooks (cf. [48]).
In the beginning of seventies it appeared that some natural questions connected with
fundamentals of quantum mechanics (more precisely, with the theory of open quantum
systems) lead to investigations of linear maps in a real Banach space of self-adjoint operators
on a fixed Hilbert space [9, 32]. This concept of a Banach space with the partial order defined
by a specific cone, namely, the cone of positive semidefinite operators, constitutes a basic
idea in the description of open quantum systems.
In concrete applications one distinguishes two approaches to describe time evolutions
(changes) of an open quantum system. One of them starts from a fixed physical model
defined by a given Hamiltonian which determines the Schrdinger equation (von Neumann
equation) or the master equation with a given generator of time evolution which is, in
general, time dependent.
Summing up, as the fundamental objects in modern quantum theory one considers the set
of states
S (H) := { : H H;

0,

Tr = 1} ,

(3)

and the set of bounded hermitean (self-adjoint) operators

B (H) := {Q : H H;

Q = Q } .

(4)

Time evolutions of systems are governed by linear master equations of the form (in the
so-called Schrdinger picture)
d (t)
= K (t) (t) ,
dt

(5)

or in the dual form (in the so-called Heisenberg picture)


dQ (t)
= L ( t )Q ( t ) ,
dt

(6)

where superoperators K and L act on operators from the sets S (H) and B (H), respectively.
They represent dual forms of the same physical idea.
An alternative approach to the dynamics of an open quantum system relies on a stroboscopic
picture and a discrete time evolution. We start from a mathematical construction of a
quantum map on S(H) (in fact on B (H)) which is allowed by the general laws of quantum

Open Systems, Entanglement and Quantum Optics

Open Systems, Entanglement and Quantum Optics

mechanics. Such approach is particulary useful if we want to investigate the set of all possible
operators independently on whether the physical situation is exactly specified.
Both sets S(H) and B (H) can be considered as subsets of the vector space B (H) of all
bounded linear operators on H and they can be treated as scenes on which problems
of quantum mechanical systems should be discussed. As in this paper we will consider
finite-dimensional Hilbert spaces, so in fact B (H) denotes the set of all linear operators on
H, dim H = d. If we introduce the scalar product in B (H) by the equality

h A, Bi := Tr ( A B) ,

(7)

then B (H) can be regarded as yet another inner product space, namely the HilbertSchmidt
space. It is not difficult to see that B (H) with scalar product defined by (7) is a real vector
space and dim B (H) = d2 . It should be stressed that in this case we consider linear maps on
B(H) not only as maps on a vector space but also as maps on B(H) equipped with a natural
structure of an algebra. Such linear maps on the set of operators are called superoperators and
their general form is well known. Namely, for a given superoperator , : B(H) B(H),
there always exists an operator-sum representation given by

( X ) =

Ai XBi ,

(8)

i =1

where Ai , Bi are elements of B(H). A particular class of such maps, the so-called completely
positive maps (or in physical terminology quantum operations), plays a prominent role in
formulation of evolution of open quantum systems and in the theory of quantum measurements.
In the case of completely positive maps we have in the above formula Bi = Ai for all i =
1, . . . , (Kraus theorem). A comprehensive description of these problems from the physical
point of view can be found in books [3, 14].
It is important to observe that most of the papers devoted to the classical Perron-Frobenius
theory of nonnegative linear maps are concerned mainly with the existence problems. The
purpose of this paper is, on the one hand, to connect the Frobenius theory of irreducible
linear operators with the so-called Kraus representation of the completely positive linear
maps and, on the other hand, to show that there exist some effective procedures which
allow us to verify if a given quantum operation (i.e. a given completely positive map) is
irreducible or not. Here by irreducibility we mean the natural generalization of this concept,
introduced by Frobenius in his famous paper of 1912 year ([12]) and based on the specific
block representation of nonnegative matrices, to a geometric approach formulated in terms
of the invariance of faces of a fixed cone. In this context, by an effective procedure we
understand a method which uses only a finite number of arithmetic operations on matrices
Ki (Kraus coefficients) which define a fixed quantum operation (completely positive map)

( X ) =

Ki XKi .

(9)

i =1

Another important question may be formulated in the following way: for a fixed quantum
operation (a superoperator) defined by a set of Kraus operators K1 , . . . , K there exists a

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decoherence-free subspace or not. By definition, a decoherence-free subspace (DFS) it is a


subspace of the systems Hilbert space H which is invariant under non-unitary evolution.
Alternatively formulated, DFS is this part of the system Hilbert space where the system is
decoupled from the environment and thus its evolution is completely unitary. For a given
quantum operation defined by (9) DFS can exist or not. The questions is: can we check
this property in an effective way or not?
The paper is organized as follows. In Section 2 we will review the concepts needed for our
discussion based on geometric and operator theoretic formulation of the Perron-Frobenius
theory and, on the other hand, we describe the structure of the cone of positive definite
operators defined on a given Hilbert space. Moreover, some properties of faces of this cone
are analyzed. Section 3 describes some properties of general positive maps (superoperators),
and their representations as operators acting on doubled Hilbert space H H. The main
results of the paper are contained in Sections 4 and 5. In Section 4 we formulate some
effective methods of checking whether a given superoperator, i.e. a fixed quantum operation,
is irreducible or not. A similar problem whether a given generator of time evolution in master
equation description of evolution secures positivity of density operators or not, is discussed
in Section 5.

2. Properties of cones
In order to start this section we recall some definitions and facts from the theory of cones
and operators on a partially ordered vector space. A convex closed set K of a real normed
space V is called a wedge iff
K + K K

(10)

for all , 0. A wedge K is called a cone if, in addition, we have


K (K ) = {0},

(11)

where 0 denotes the zero element of V. If we have the equality V = K K, then the cone K
is called generating or reproducing (sometimes one also uses the term full cone).
If is a linear transformation on V, : V V, then we denote by r () the spectral radius
of , i.e.
r () := max{|| ; ()},

(12)

where () denotes the spectrum of . For any cone K we let K denote the interior of K
and by K we denote its boundary.
As is well known any fixed cone K in V determines a partial order in V. For this order we
use the following terminology:
1. x is nonnegative, x 0, iff x K;
2. x is positive, x > 0, iff x 0 and x 6= 0;
3. x is strictly positive, x 0, iff x K .

Open Systems, Entanglement and Quantum Optics

Open Systems, Entanglement and Quantum Optics

Now, let us define the concept of face which plays a basic role in the theory of irreducible
operators. Let K be a cone in V. By a face F of K one understands a subset of K which is a
cone and satisfies an extra condition: if 0 y x and x F, then y also belongs to F, y F.
Of course, if we fixed a basis in V, then we may regard vectors in V as column vectors in R n .
In this case the positive orthant R n+ constitutes a cone in R n and exact description of R n+ is
obvious, namely,
FM := { x R n+ ;

xi = 0 if i 6 M } ,

(13)

where M {1, 2, . . . , n}.


If E K, then we will denote by ( E) the intersection of all faces containing E. It is easily
seen that ( E) is a face. It is called the face generated by E.
The set of all operators : V V such that (K ) K we will denote by (K ). Let B(V )
be the set of all linear operators on V. Then we have
( K ) : = { ; ( K ) K } B (V )

(14)

and (K ) is a cone in B(V ). The elements of the set (K ) are said to be K-nonnegative
operators. In particular, the operator on V is called K-positive in case (K \ {0}) K o . The
set of all K-positive maps will be denoted by + (K ).
Now we introduce one of the main ideas of the Perron-Frobenius theory both in commutative
and non-commutative case. For a fixed K in V a natural generalization of the concept of an
irreducible matrix is the following: is K-irreducible if and only if leaves invariant no face
of K except {0} and K itself and describes the minimal length of . In other words, an
operator in (K ) is K-reducible iff it leaves invariant a nontrivial face of K.
Another, strictly equivalent, definition of K-irreducibility can be given by the following
theorem: An operator (K ) is K-irreducible if and only if no eigenvector of lies on the
boundary of K. In fact, one can say even more: An operator (K ) is K-irreducible if and
only if has exactly one (up to scalar multiples) eigenvector in K and this vector belongs to
K o . Moreover, for any proper cone K we have
e ( K ) ( K ),
+ (K )

(15)

e (K ) denotes the set of all K-irreducible operators. If K = R n+ , then the both


where
definitions, Frobenius one and the above, coincide. For details, see e.g. [13, 15]
Some important spectral properties of K-nonnegative operators are summarized in the
following theorems, which one can consider as natural generalizations of well-known
classical results.
Theorem 1. Let + (K ). Then we have
a) the spectral radius of the operator is a simple eigenvalue of , greater than the magnitude of any
other eigenvalue;
b) an eigenvector of corresponding to r () belongs to K o ;

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On Open Quantum Systems and Mathematical Modeling of Quantum Noise 7

c) no other eigenvector of (up to scalar multiples) belongs to K.


Theorem 2. Let (K ). Then the following hold
a) r () is an eigenvalue of ;
b) K contains an eigenvector of corresponding to r () ;
c) if , then r () r ().
e (K ). Then the following hold
Theorem 3. Let
a) r () is a simple eigenvalue of ;
b) no eigenvector of lies on the boundary of K ;
c) has exactly one (up to scalar multiples) eigenvector in K and this vector belongs to K o ;
d) ( I + )n1 + (K ), where n = dim V.
For proofs of the above theorems consult [13, 17].
We will conclude this section with some comments on the two special cases which are
important from the point of view of physics, namely, K = R d+ and K = Md+ (C ). Here,
the last symbol denotes the set of all semipositive operators on the space C d , and C d is
regarded as a representation of a d-dimensional Hilbert space. For the case K = R d+ , the
whole story reduces to the classical Perron-Frobenius theory and in statistical physics we use
this theory for the so-called mesoscopic description of classical systems.
The case K = Md+ (C ) plays a fundamental role in the description of representations of states
for open quantum systems. In this case, B(H) is a d2 -dimensional vector space. According
to (4) we denote by B (H) the set of all self-adjoint operators on H which can be naturally
considered as a d2 -dimensional real Banach space. At the same time, B(H) can be regarded
as a Hilbert space with the scalar product defined by (7). The vector space B (H) of all
Hermitian (self-adjoint) operators on H constitutes an d2 -dimensional, real subspace of the
Hilbert-Schmidt space. One can use the internal structure" of vectors in B (H) to define a
positive cone. By definition, a semipositive element of B (H) is an operator A on H such that
h| A|i is real and nonnegative for all vectors |i from H. Of course, one can equivalently
define a positive element of B(H) as a self-adjoint operator with nonnegative eigenvalues.
The set of all semipositive operators on H we will denote by B+ (H) or P (H). In particular,
if we have the inequality h| A|i > 0 for all |i from H, then we say that A is positive.
Let Pn denote the set of all orthogonal projections, i.e. A Pn if and only if A B (H)
and A2 = A. With the natural order on projections, namely, A B iff Im( A) Im( B), the
mapping from A Pn to F (P (H)), where F (K ) denotes the set of all faces of K, is an order
preserving isomorphism.
Now, we formulate an important characterization of all faces of any cone P (H). It appears
that each face of P (H)d , where the suffix d denotes dim H, is isomorphic to P (H)m for some
m, where 0 m d.

10

Open Systems, Entanglement and Quantum Optics

Open Systems, Entanglement and Quantum Optics

Theorem 4. If B P (H) is of rank m, then there exists a unitary U such that


( B) = U (P (H)m 0dm )U.

(16)

Conversely, if U denotes a unitary operator on H, then U (P (H)m 0dm )U for m = 0,1,...,d are
faces of P (H)d .
It is well known that if K is a polyhedral cone, then for all faces of K we have
span F + span F = V,

(17)

where F denotes the so-called complementary face of F defined by


F := {z K ; hz, x i = 0 for all x F }

(18)

and V denotes the ambient space of K. The residual subspace of F is meant to measure to
what extent F is nonpolyhedral". It is defined as
res ( F ) := (span F + span F ) .

(19)

A list of several examples of cones, along with the description of their faces and residual
subspaces, is contained in [18].

3. Positive maps on B (H)


It is well known that if a linear map : B(H) B(H) sends the set B (H) of all hermitian
elements of B(H) into itself, then can be represented in the form

( X ) =

ai Ai XAi ,

(20)

i =1

where Ai B(H), and ai for i = 1, 2, ..., are real numbers (cf. eg. [3, 19]). In general, all
maps of the above form are hermitian-preserving. However, the representation (20) is not
unique. In general, for a given , there exist many possible representations of the form (20).
For a given the smallest in (20) is called the minimal length of and this minimal length
is always smaller or equal to (dim H)2 . If we assume that the operators Ai for i = 1, 2, . . . ,
are linearly independent, then in (20) must be minimal.
According to the general definition introduced in Section 2 a positive map is a linear
map from B(H) into itself, which leaves P (H) invariant. Now, is called k-positive if its
k-amplification (k) := I k that is the map
I k : Mk (C ) B(H) Mk (C ) B(H)

(21)

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On Open Quantum Systems and Mathematical Modeling of Quantum Noise 9

is positive. Here Mk (C ) denotes as usual the set of all k k complex matrices. It is not
difficult to observe that we can identify the set Mk (C ) A, where for simplicity we denote
the algebra B(H) by A, with the set of all k k matrices Mk (A) with entries from A.
The map is called completely positive if it is k-positive for all k = 1, 2, . . .. This terminology
goes back to Stinespring [20], cf. also [4]. It is well known that for d-dimensional Hilbert
space H, d-positive maps on B(H) are already completely positive [21].
Let us observe that all hermitian-preserving maps which are not only positive but completely
positive can be written in the form (20) with positive ai , i = 1, . . . , , i.e. by

( X ) =

Ki XKi ,

(22)

i =1

where Ki := ai Ai , and d2 . The above expression is called the Kraus representation


of a completely positive map and, in case of the finite-dimensional Hilbert space H, can
be regarded also as a definition of the completely positive map. This representation is very
useful in quantum information theory. In particular, completely positive maps are used to
describe all quantum operations, quantum channels and to model quantum devices.
Let us observe that an equivalent representation of the evolution described by expression (22)
can be made in terms of the operator W mentioned in Section 1. This operator is connected
in a one-to-one way with the superoperator (quantum map on S(H)) by the formula
W () := (I ) (|+ ih+ |) ,

(23)

where
d

|+ i :=

| ei i | ei i ,

(24)

i =1

and {|ei i} denotes a basis in H. The operator W, acting on the doubled space H H is, after
normalization, called J-state and the correspondence defined by (23) is called J-isomorphism.
According to the best knowledge of the author this relationship between and W () was
applied to problems of evolution of quantum systems for the first time in papers cited in [1]
and [2] in the begining of seventies. More details about definition (23) is given in the next
section.
Three decades later it was shown by R. Timoney
 that a positive map (positive
 [22]

must be completely positive. Here


superoperator)
which
is
m-positive,
where
m
=
 

denotes the integer part of the number . In other words, if a positive map
: B(H) B(H), dim H = d, has a minimal length and is m-positive, for some
m < n such that (m + 1)2 > , then is already completely positive (cf. also [19]).
Now, let us observe that one can apply the results stated in Theorems 1 3 from Section 2, to
the particular cone P (H) in B(H), dim H = d. In particular, Theorem 3 describes properties
of irreducible superoperators and according to this theorem we have: for irreducible , the
spectral radius of is a simple eigenvalue of the superoperator and has exactly one (up
to scalar coefficient) eigenvector in P (H) and this vector belongs to P (H) \ P (H). One can
say even more. Let Pd denote the set of all orthogonal projections, i.e. A Pd iff A2 = A
and A = A . Then we have [23]

12

Open Systems, Entanglement and Quantum Optics

10 Open Systems, Entanglement and Quantum Optics

Theorem 5. The following statements are equivalent for a positive map on P (H).
1.) There is a nontrivial (that is different from {0} and P (H)) face of P (H) that is invariant under
;
2.) There is nontrivial projection P Pd and a positive real number > 0 such that ( P) P;
3.) There is a nontrivial projection P Pd such that the subalgebra P(P (H)) P is invariant under
.
In order to produce nontrivial examples of irreducible positive maps and in certain cases to
characterize all irreducible maps within the class of completely positive maps we will use
the following consequences of the Kraus representations of completely positive maps.
A family of closed subspaces of a given Hilbert space is called trivial if this family contains
only {0} and H. For a fixed operator X B(H) we will denote by Inv ( X ) the set of all
invariant subspaces of X. Now, we can state the following theorem which is a reformulation
of some results from [23].
Theorem 6 (Farenick). Let denote a superoperator on B(H) which is P (H)-positive. If
is completely positive, then there exist some operators A1 , . . . , A such that ( X ) = j A j XAj .
Completely positive is irreducible if and only if the Kraus operators A j do not have a nontrivial
common invariant subspace in H.
To better understand the above theorem, let us observe that if Kraus operators do not have a
common invariant subspace, i.e., are such that j Inv( A j ) is trivial and ( P) P for some
0 and P Pn , then we have

h( P)|i =

h PA j | A j i h P|i .

(25)

j =1

The left-hand side of the above equality is nonnegative for all H. On the other hand for
ker P, we have h P|i = 0 on the right-hand side. In this way the equality (25) implies
that h PA j | A j i = 0 for each j = 1, . . . , . This means that h PA j | PA j i = 0, if we remember
that P2 = P, P = P. In consequence, ker P j Inv( A j ), that is ker P is either {0} or H.

4. Some effective methods in the study of positive maps


If we compare the set of all linear maps : B(H) B(H) and the set of all linear operators
on H H, i.e. B(H H), where H is a d-dimensional Hilbert space, then it is easy to see
that these sets represent isomorphic spaces (as two vector spaces with the same dimension).
Because of linearity of maps , any fixed map is fully defined if we know the values of
on elements of arbitrary basis of the space B(H). For example, we know if we know the
values of on elements of B(H) of the form |ei ih e j |
( Eij ) := (|ei ih e j |) ,

(26)

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On Open Quantum Systems and Mathematical Modeling of Quantum Noise 11

where |ei i, for i = 1, . . . , d are orthonormal vectors in H. Usually, we assume that this is the
so-called natural zero-one basis in C d ; |ei i represents vector with 1 on i-th position and zeros
on other places. Let us observe that operators of the form |ei ih e j | which act on vectors from
C d by the rule

(|ei ih e j |)| i = h e j | i|ei i

(27)

constitute a basis in the space B(H) and are projectors in directions |ei i.
Now, an important question is: how to relate, for a given map : B(H) B(H), an
operator on H H (that is an element from B(H H)) in such a way in order to have a
representation of which will be useful for description of properties of this map. In other
words, we look for a specific isomorphism between maps on B(H) and elements from
B(H H). It appears that this isomorphism can be defined in the following way: we take
values ( Eij ) from (26) and define an element W () from B(H H) B(H) B(H) by the
formula
d

W () :=

Eij ( Eij )

(28)

i,j=1

which is equivalent to (23).


Now, it can be shown that preserves the cone P (H) of nonnegative operators if and only
if [1, 2]

h | h |W ()| i | i 0

(29)

for all | i, | i from H, and is completely positive if and only if operator W () is


semipositive on H H. We will also use this representation in Section 5, to discuss some
properties of master equations.
On the other hand, we know that any completely positive map (superoperator) on B(H) can
be represented by a set of Kraus operators K1 , . . . , K and the superoperator is irreducible
if the operators K j (j = 1, . . . , ) do not have a nontrivial common invariant subspace in the
space H. The question connected with the existence of DFS with a fixed dimension can be
also related to the following problem: is it possible to verify whether operators K1 , . . . , K
have or do not have a common invariant subspace of dimension m < d, by an effective
procedure? For m = 1 an answer to this question was given by Dan Shemesh in 1984 [24].
Theorem 7. Let K1 and K2 denote two matrices acting on H = C d . A common eigenvector of K1
and K2 exists if and only if the subspace defined by

M1 : =

d\
1
,

i
h

ker K1 , K2

(30)

is nontrivial, that is M1 6= {O} or, in other words, dim M1 > 0. Here the symbol [, ] denotes the
commutator of the matrices and , [1, . . . , d 1].

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The above theorem is connected in natural way with the concept of partially commutative
operators. Two operators K1 and K2 (complex matrices d d) which do not commute,
[K1 , K2 ] 6= 0, are said to be partially commuting if K1 and K2 have a common invariant
subspace (at least one common eigenvector). The reason for introducing this term is obvious:
if | x i H is a nonzero vector such that
K1 | x i = 1 | x i

K2 | x i = 2 | x i ,

and

(31)

then there exists a nontrivial common invariant subspace of K1 , K2 on which these operators
(matrices) commute.
As it was stressed in [25], the genuine meaning of the subspace M1 , can be stated as follows.
Theorem 8. A subspace M1 is invariant with respect to both matrices K1 and K2 , and moreover, K1
and K2 commute on M1 . Every subspace of H, which is invariant under K1 and K2 and on which K1
and K2 commute is contained in M1 .
The condition of Theorem 8, that is dim M1 > 0, can be formulated in a constructive form.
To this end let us define the matrix

O :=

d 1h

i h

K1 ,

K1 , K2

K2 .

(32)

The matrices K1 and K2 have common eigenvectors if and only if the matrix O is singular,
i.e. det O = 0.
It is not difficult to check that if one of the operators K1 , K2 has distinct eigenvalues (let say
K1 has this property), then the last expression for O reduces to

O :=

d 1h

K1 , K2

i h

i
K1 , K2 ,

(33)

and the condition det O = 0 is simplified from the point of view of calculations.
One can say even more. If one of operators K j , j = 1, . . . , , has distinct eigenvalues (once
again, let say K1 has this property) then the appropriate operator (matrix) O takes the form
d 1

O :=

=1 j =2

K1 , K j

i h

i
K1 , K j ,

(34)

and the condition det O = 0 tells us that operators K1 , . . . , K have a common eigenvector
(Jamiokowski, in preparation).
Now, using the concept of the so-called standard polynomials and the Amitsur-Levitzki
theorem [27, 28], we can generalize the criterion of Shemesh in another way. Recall that the

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standard polynomial of degree n is the polynomial in non-commuting variables X1 , . . . , Xn


of the form
S r ( X1 , . . . , X n ) : =

sign () X(1) X(n) .

(35)

The summation here is assumed over all permutations of 1, . . . , n. The importance of the
standard polynomials is underlined by the following Amitsur-Levitzki theorem.
Theorem 9. The full matrix algebra M d (C ) satisfies the standard identity
S2d ( X1 , . . . , X2d ) 0. Moreover, the algebra M d (C ) does not satisfy any polynomial of degree less
than 2d.
Let us observe that according to the above theorem, the algebra M d+1 (C ) cannot satisfy the
identity for n = 2d. In other words, the algebra M k (C ) satisfies the identity S2d = 0 for k d
and does not satisfy this identity for k d + 1.
Now, we are ready to discuss a generalization of the Shemesh theorem. Namely, we introduce
the family of the subspaces

Mk :=

ker [S2k ( N1 , . . . , N2k ) N2k+1 ] ,

(36)

where S2k denotes the standard polynomial of degree 2k and the intersection is taken over all
(2k + 1)-tuples of matrices from the algebra A generated by two elements (Kraus operators
K1 and K2 ). One can prove:
Theorem 10. Assume that Mk satisfies dim Mk > 0. Then Mk is an invariant subspace of A and
elements of this algebra restricted to Mk satisfy the identity S2k 0; i.e. for all N1 , . . . , N2k from A
and X Mk we have
S2k ( N1 , . . . , N2k ) X = 0.

(37)

It is not obvious from (36) that Mk can be constructed by an effective procedure; however, it
is possible to show that these subspaces can be constructed by a finite number of arithmetic
operations [28].
As a conclusion of this section we can say that if in the Kraus representation of any fixed
completely positive map ,

( X ) =

Ki XKi ,

(38)

i =1

at least two Kraus operators do not have a common eigenvector, then the map is
irreducible. Moreover, using the generalization of Shemeshs theorem we can check in an
effective way whether the algebra A generated by Kraus operators has a decoherence-free
subspace of dimension m 2, or not. In particular, according to (34), if one of Kraus
operators has distinct eigenvalues, the condition that det O = 0 is simplified from the point
of view of efficiency of calculations.

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14 Open Systems, Entanglement and Quantum Optics

5. Master equations and Metzler operators


In quantum physics, quantum chemistry and related fields by master equation one
understands linear differential equation of the form
d(t)
= K (t)(t)
dt

(39)

with the following property: if (t0 ) belongs to P (H) = B+ (H) and satisfies the condition
Tr ((t0 )) = 1, that is (t0 ) S(H), then the trajectory emanating from (t0 ) stays in S(H)
for all t t0 . Here by trajectory we understand the solution t (t) to equation (39)
with initial condition (t0 ). In other words, a question of considerable physical, as well as,
theoretical interest is the following. Under what conditions on K (t) does every solution
of (39) which originates in S(H) remains in S(H) for all t 0. In order to formulate the
answer to this question in general form we say a few words on general solutions of equations
in B (H) with time dependent generators.
Let D R1 be an interval and let K : D B (H) be a continuous operator-valued function
with domain D . Consider the linear differential equation
d(t)
= K (t)(t) .
dt

(40)

It is well known that for each (t0 ), equation (40) has a unique solution D t (t)
B (H) which is dependent in a linear way on (t0 ). Therefore for each pair t, t0 from D one
can define a linear operator (t, t0 ), t t0 , by the formula
(t, t0 )(t0 ) := (t, t0 , (t0 )) ,

(41)

where (t, t0 , (t0 )) satisfies (40), with the initial condition (t0 ).
The operator (t, t0 ) is usually called the evolution operator or the propagator of the time
evolution defined in B (H) by the generator K (t). The following properties characterize the
propagator (t, t0 ):
1) (t, u) (u, s) = (t, s) for all t, u, s D ,
2) (t, s) is differentiable with respect to t and
d(t, s)
= K (t)(t, s) ,
dt

(42)

3) (t, t) = I for all t D , where I denotes the identity operator,


4) if K (t) = K for all t D , then
d 1

(t, t0 ) = exp{(t t0 )K } =

m ( t t0 )K m ,

m =0

where m (t t0 ) for m = 0, . . . , d 1 are some analytic functions defined by the structure


of K (cf. eg. [29]).

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On Open Quantum Systems and Mathematical Modeling of Quantum Noise 15

We say that K (t) defines a positive evolution if


(t, t0 ) 0

(43)

for all t t0 , t, t0 D . Here, the positivity of (t, t0 ) is understood with respect to the cone
P (H) = B+ (H).
An operator K (superoperator with respect to elements of B (H)) is characterized by its
spectrum (K ) and the resolvent set (K ). Now, a closed operator K is said to be a Metzler
operator if there exists a real number 0 such that for all > 0 the resolvent of the operator
K is positive, that is,
R(, K )P (H) P (H) .
(44)
One uses this terminology since Metzler operators are straightforward generalization of
Metzler matrices. Indeed, let us take the space R d and a cone R d+ . Suppose K Md (R )
is a Metzler matrix, that is there exists b R1 such that K + bI is positive, which means that
all entries of the matrix are nonnegative real numbers.
One can say immediately that for > r (K + bI ) the resolvent
R(, K + bI ) = ( aI (K + bI ))1 = [( a b)I K ]1

(45)

is a positive operator, that is according to the above definition, Metzler matrix represents a
Metzler operator. Vice versa, if K is a Metzler operator, the off-diagonal elements of K
Md ( R) are all nonnegative, that is, K is a Metzler matrix.
It follows directly from our definition of Metzler operators that a fixed closed operator K is
a Metzler operator if and only if also K + bI is a Metzler operator for some b R1 . Now,
using the Neumann representation of R(, K ) for large > 0, one can see that every operator
on finite-dimensional B (H) for which there exists b 0 such that K + bI is positive, is a
Metzler operator on B(H).
It was proved by Elsner [30] that the following conditions for an operator K on any
finite-dimensional Banach space V ordered by a closed, solid, convex cone C are equivalent:
1) K is a Metzler operator,
2) exp(tK ) is positive for all t 0,
3) | x i C , h v| C , h v| x i = 0 h v|Kx i 0.
The condition 2) is often called exponential positivity or exponential nonnegativity. From 3)
one can see that the Metzler operators constitute a convex cone. However, this cone in not
pointed it contains all scalar multiples of the identity operator. In fact we can say that the
set of all Metzler operators constitutes a wedge.
Now, let us return to our system B (H) and cones P (H) = B+ (H). As we know, in this case
(t) P (H) for all t 0 if
h | h |W (K )| i | i 0
(46)

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Open Systems, Entanglement and Quantum Optics

16 Open Systems, Entanglement and Quantum Optics

([1] and [2], cf. also [3]). This means that the last inequality (the so-called block positivity
[3]) is a sufficient condition for preservation of positivity by (t, t0 ) = exp [(t t0 )K ]. But
in fact the condition (46) is to strong it is a sufficient condition but not a necessary. It is
enough to assume that K satisfies the weaker condition K should be a Metzler operator.
It appears that one can extend the conditions discussed above to the time dependent operator
K (t). Namely, we can state that the operator family K (t) generates a positive evolution of
the interval D if and only if K (t) is Metzler operator for all t D (cf. [31]).
It is important to observe that the property of being a Metzler operator can be expressed
using the defined in (28) isomorphism W = J (K ). Namely, an operator K is a Metzler
operator if and only if for all | i, | i such that they are orthogonal, we have inequality

h | h |W (K )| i | i 0 ,

| i | i .

(47)

Indeed, as we know the superoperator K is a Metzler operator if h A|K ( B) i 0 for all


A, B from B+ (H), such that h A| B i = Tr ( AB) = 0. Since K is linear it is enough to take
A = | ih | on B = | ih |. Now we obtain h | ih |, | ih | i = 0 iff h | ih | i = 0, that
is if | i | i, so we obtain

h | ih |, K (| ih |) i = h | (K | ih |) | i 0

(48)

for all | i | i. Using the results from [1] and [2] we obtain the condition (47).
As it was shown in [32], some necessary and sufficient conditions for a generator of a
quantum dynamical semi-group can also be formulated using the concept of dissipative
operators in the sense of Lumer and Phillips [33]. Namely, if a sequence {P1 , P2 , . . .}
of projection operators on closed subspaces of the Hilbert space H constitutes a discrete
resolution of identity, that is, if

Pi P j = ij P j ,

and

Pi = I ,

(49)

then one can describe the properties of the operator K in the following: a linear operator K
generates a dynamical semigroup iff for every discrete reduction of identity we have
aij ( ) 0

for

i 6= j,

aii ( ) 0 ,

(50)

and

aij ( ) = 0

(51)

where
aij ( ) = Tr (Pi (K P j ))

(52)

for i, j = 1, 2, . . .. The conditions (50) are quantum analogs of Kolmogorov conditions (cf.
[34]) for discrete Markov processes.

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On Open Quantum Systems and Mathematical Modeling of Quantum Noise 17

6. Summary
In Sections 4 and 5 it was shown that one can analyze the properties of superoperators
which are important in modeling of open quantum systems using the natural isomorphisms
defined by relation (28). In some situations this approach gives more effective results than
other methods. On the other hand, other approaches (for example, the method proposed
by Kossakowski, which is based on dissipative operators) give us a beautiful similarity to
classical results of Kolmogorov.

Acknowledgement
This research has been supported by grant No. DEC-2011/02/A/ST1/00208 of National
Science Center of Poland.

Author details
Andrzej Jamiokowski
Institute of Physics, Nicolaus Copernicus University, Torun,
Poland

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