Lecture 7

HYDRAULIC PUMPS
Learning Objectives
Upon completion of this chapter, the student should be able to:

Classify the hydraulic pumps used in the industry.

Differentiate between positive displacement and non-positive displacement pumps.

Explain the working and construction of gear, vane and piston pumps.

Evaluate the discharge parameters of gear, vane and piston pumps.

Define mechanical, volumetric and overall efficiency of pumps.

Evaluate the performance parameters of gear, vane and piston pumps.

Differentiate between internal and external gear pumps.

Differentiatebetween a bent-axis piston pump and a swash plate.

State the advantage of balance vane pumps.

Explain cavitation and various means to control it.

Explain the importance of noise control in pumps.

Write a computer program to evaluate the performance of the system.

1.1Introduction
The function of a pump is to convert mechanical energy into hydraulic energy. It is the heart
of any hydraulic system because it generates the force necessary to move the load.
Mechanical energy is delivered to the pump using a prime mover such as an electric
motor.Partial vacuum is created at the inlet due to the mechanical rotation of pump shaft.
Vacuum permits atmospheric pressure to force the fluid through the inlet line and into the
pump. The pump then pushes the fluid mechanically into the fluid power actuated devices
such as a motor or a cylinder.
Pumps are classified into three different ways and must be considered in any discussion of
fluid power equipment.
1. Classification based on displacement:
Non-positive displacement pumps (hydrodynamic pumps).
Positive displacement pumps (hydrostatic pumps).
2. Classification based on delivery:
Constant delivery pumps.
Variable delivery pumps.
3. Classification based on motion:
Rotary pump.
Reciprocating pump.
1.2 Classification of Pumps
1.2.1Classification Based on Displacement
1.2.1.1 Non-Positive Displacement Pumps
Non-positive displacement pumps are primarily velocity-type units that have a great deal of
clearance between rotating and stationary parts. Non-displacement pumps are characterized
by a high slip that increases as the back pressure increases, so that the outlet may be
completely closed without damage to the pump or system. Non-positive pumps do not

develop a high pressure but move a large volume of fluid at low pressures. They have
essentially no suction lift. Because of large clearance space, these pumps are not self-priming.
In other words, the pumping action has too much clearance space to seal against atmospheric
pressure. The displacement between the inlet and the outlet is not positive. Therefore, the
volume of fluid delivered by a pump depends on the speed at which the pump is operated and
the resistance at the discharge side. As the resistance builds up at the discharge side, the fluid
slips back into the clearance spaces, or in other words, follows the path of least resistance.
When the resistance gets to a certain value, no fluid gets delivered to the system and the
volumetric efficiency of the pump drops to zero for a given speed. These pumps are not used
in fluid power industry as they are not capable of withstanding high pressure. Their
maximum capacity is limited to 1720 bar.These types of pumpsare primarily used for
transporting fluids such as water, petroleum,etc.,from one location to another considerable
apart location. Performance curves for positive and non-positive displacement pumps are
shown in Fig.1.1.
Thetwo most common types of hydrodynamic pumps are the centrifugal and the axial flow
propeller pumps.
Advantages and disadvantages ofnon-positive displacement pumps
The advantages are as follows:
1.Non-displacement pumps have fewer moving parts.
2.Initial and maintenance cost is low.
3. They give smooth continuous flow.
4. They are suitable for handling almost all types of fluids including slurries and sledges.
5.Their operation is simple and reliable.

The disadvantages are as follows:

1.Non-displacement pumps are not self-priming and hence they must be positioned below the
fluid level.
2. Discharge is a function of output resistance.
3.Low volumetric efficiency.

1.2.1.2Positive Displacement Pumps

Positive displacement pumps, in contrast, have very little slips, are self-priming and pump
against very high pressures, but their volumetric capacity is low. Positive displacement
pumps have a very close clearance between rotating and stationary parts and hence are selfpriming. Positive displacement pumps eject a fixed amount of fluid into the hydraulic system
per revolution of the pump shaft. Such pumps are capable of overcoming the pressure
resulting from mechanical loads on the system as well as the resistance of flow due to
friction. This equipment must always be protected by relief valves to prevent damage to the
pump or system. By far, a majority of fluid power pumps fall in this category, including gear,
vane and piston pumps.Performance curves for positive and non-positive displacement
pumps are shown in Fig. 1.1.

Positive displacement pumps are classified based on the following characteristics:

1. Type of motion of pumping element: Based on the type of motion of pumping
element, positive displacement pumps are classified as follows:
Rotary pumps, for example, gear pumps and vane pumps.
Reciprocating pumps, for example, piston pumps.

2. Displacement characteristics: Based on displacement characteristics, positive

displacement pumps are classified as follows:
Fixed displacement pumps.
Variable displacement pumps.
3. Type of pumping element.
The advantages of positive displacement pumps over non-positive displacement pumps are as
follows:
1. They can operate at very high pressuresof up to 800 bar (used for lifting oils from very
deep oil wells).
2. They can achieve a high volumetric efficiency of up to 98%.
3. They are highly efficient and almost constant throughout the designed pressure range.
4. They are a compact unit, havinga high power-to-weight ratio.
5. They can obtain a smooth and precisely controlled motion.
6. By proper application and control, they produce only the amount of flow required to
move the load at the desired velocity.
7. They have a great flexibility of performance. They can be made to operate over a wide
range of pressures and speeds.

1.2.2 Classification Based on Delivery

1.2.2.1 Constant Delivery Pumps
Constant volume pumps always deliver the same quantity of fluid in a given time at the
operating speed and temperature. These pumps are generally used with relatively simple
machines, such as saws or drill presses or where a group of machines is operated with no
specific relationship among their relative speeds. Power for reciprocating actuators is most
often provided by constant volume pumps.
1.2.2.2Variable Delivery Pumps
The output of variable volume pumps may be varied either manually or automatically with no
change in the input speed to the pump. Variable volume pumps are frequently used for
rewinds, constant tension devices or where a group of separate drives has an integrated speed
relationship such as a conveyor system or continuous processing equipment.
1.2.3Classification Based on Motion
This classification concerns the motion that may be either rotary or reciprocating. It was of
greater importance when reciprocating pumps consisted only of a single or a few relatively
large cylinders and the discharge had a large undesirable pulsation. Present-day reciprocating
pumps differ very little from rotary pumps in either external appearance or the flow
characteristics.

Differences between positive displacement pumps and non-positive displacement pumps are
enumerated in Table 1.1.
Table 1.1 Differences between positive displacement pumps and non-positive displacement
pumps
Positive Displacement
Non-positive Displacement
Pumps
Pumps
The flow rate does not
change with head
The flow rate is not much
affected by the viscosity of
fluid
Efficiency is almost constant
with head

The flow rate decreases with

head
The flow rate decreases with
the viscosity
Efficiency increases with
head at first and then
decreases

(a)

(b)
Figure 1.1 Performance curves for positive and non-positive displacement pumps

1.3Pumping Theory
A positive displacement hydraulic pump is a device used for converting mechanical energy
into hydraulic energy.It is driven by a prime mover such as an electric motor.It basically
performs twofunctions.First, it creates a partial vacuum at thepump inlet port.This vacuum
enables atmospheric pressure to force the fluid from the reservoir into the pump.Second,the
mechanical action of the pump traps this fluid within the pumping cavities,transports it
through the pump and forces it into the hydraulic system. It is important to note that pumps
create flow not pressure. Pressure is created by the resistance to flow.
Outlet

Low pressure
Rod moves outward

Outlet

Outlet valve is
closed

High pressure

Rod moves inward

Outlet valve is
open

Inlet
valve is
closed
Breather

Strainer

Suction stroke

Delivery stroke

Figure 1.2Illustration of pumping theory

All pumps operate by creating a partial vacuum at the intake, and a mechanical force at the
outlet that induces flow. This action can be best described by reference to a simple piston
pump shown in Fig.1.2.
1. As the piston moves to the left, a partial vacuum is created in the pump chamber
thatholds the outlet valve in place against its seat and induces flow from the reservoir
that is at a higher (atmospheric) pressure.As this flow is produced, the inlet valve is
temporarily displaced by the force of fluid, permitting the flow into the pump
chamber (suction stroke).
2. When the piston moves to the right, the resistance at the valves causes an immediate
increase in the pressure that forces the inlet valve against its seat and opens the outlet
valve thereby permitting the fluid to flow into the system. If the outlet port opens
directly to the atmosphere, the only pressure developed is the one required to open the
outlet valve(delivery stroke).

1.4Gear Pumps
Gear pumps are less expensive but limited to pressures below 140 bar.It is noisy in operation
than either vane or piston pumps. Gear pumps are invariably of fixed displacement type,
which means that the amount of fluid displaced for each revolution of the drive shaft is
theoretically constant.

1.4.1 External Gear Pumps

External gear pumps are the most popular hydraulic pumps in low-pressure ranges due to
their long operating life, high efficiency and low cost. They are generally used ina simple
machineThe most common form of external gear pump is shown in Figs. 1.3and 1.4 It
consist of a pump housing in which a pair of preciselymachined meshing gears runs with
minimal radial and axial clearance.One of the gears, called a driver,is driven by a prime
mover. The driver drives another gear called a follower.As the teeth of the two gears separate,
the fluid from the pump inlet gets trapped between the rotating gear cavities and pump
housing.The trapped fluid is then carried around the periphery of the pump casing and
delivered to outlet port. The teeth of precisely meshed gears provide almost a perfect seal
between the pumpinlet and the pump outlet.When the outlet flow is resisted, pressure in the
pump outlet chamber builds up rapidly and forces the gear diagonally outward against the
pump inlet. When the system pressure increases, imbalance occurs. This imbalance increases
mechanical friction and the bearing load of the two gears.Hence, the gear pumps are operated
to the maximum pressure rating stated by the manufacturer.
It is important to note that the inlet is at the point of separation and the outlet at the point of
mesh. These units are not reversible if the internal bleeds for the bearings are to be drilled to
both the inlet and outlet sides.So that the manufacturers literature should be checked before
attempting a reversed installation. If they are not drilled in this manner, the bearing may be
permanently damaged as a result of inadequate lubrications.

Advantages and disadvantages of gear pumps

The advantages are as follows:
1.They are self-priming.
2.They give constant delivery for a given speed.
3. They are compact and light in weight.
4. Volumetric efficiency is high.

The disadvantages are as follows:

1. The liquid to be pumped must be clean, otherwise it will damage pump.
2. Variable speed drives are required to change the delivery.
3. If they run dry, parts can be damaged because the fluid to be pumped is used as lubricant.

Expression for the theoretical flow rate of an external gear pump

Let
Do =the outside diameter of gear teeth
Di= the inside diameter of gear teeth
L =the width of gear teeth
N=the speed of pump in RPM
VD=the displacement of pump in m/rev
M= module of gear
z=number of gear teeth
= pressure angle

Volume displacement is
VD

( Do 2 Di 2 ) L

Di Do 2(Addendum Dendendum)

Theoretical discharge is
QT (m3 /min) VD (m3 /rev) N (rev/min)

If the gear is specified by its module and number of teeth, then the theoretical discharge can
be found by
2 cos 2 20 3
QT 2 Lm2 N z 1
m /min
12

Figure 1.3Operation of an external gear pump

1.4.2Internal Gear Pumps

Another form of gear pump is the internal gear pump, which is illustrated in Fig. 1.5. They
consist of two gears:An external gear and an internal gear. The crescent placed in between
these acts as a seal between the suction and discharge.(Fig.1.6) When a pump operates, the
external gear drives the internal gear and both gears rotate in the same direction. The fluid
fills the cavities formed by the rotating teeth and the stationary crescent. Both the gears
transport the fluid through the pump. The crescent seals the low-pressure pump inlet from the
high-pressure pump outlet. The fluid volume is directly proportional to the degree of
separation and these units may be reversed without difficulty. The major use for this type of
pump occurs when a through shaft is necessary, as in an automatic transmission. These
pumps have a higher pressure capability than external gear pumps.

Figure 1.5Operation of an internal gear pump

1.4.3 Gerotor Pumps
Gerotor pumps operate in the same manner as internal gear pumps. The inner gear rotor is
called a gerotor element. The gerotor element is driven by a prime mover and during the
operation drives outer gear rotor around as they mesh together. The gerotor has one tooth less
than the outer internal idler gear. Each tooth of the gerotor is always in sliding contact with
the surface of the outer element. The teeth of the two elements engage at just one place to
seal the pumping chambers from each other. On the right-hand side of the pump, shown in
Fig. 1.7, pockets of increasing size are formed, while on the opposite side, pockets decrease
in size. The pockets of increasing size are suction pockets and those of decreasing size are
discharge pockets. Therefore, the intake side of the pump is on the right and discharge side on
the left.
Pumping chambers are formed by the adjacent pair of teeth, which are constantly in contact
with the outer element, except for clearance. Refer to Fig 1.7,asthe rotor is turned, its gear
tips are accurately machined sothat they precisely follow the inner surface of the outer
element. The expanding chambers are created as the gear teeth withdraw. The chamber

reaches its maximum size when the female tooth of the outer rotor reaches the top dead
center. During the second half of the revolution, the spaces collapse, displacing the fluid to
the outlet port formed at the side plate. The geometric volume of the gerotor pump is given as
VD b Z ( Amax Amin )
where b is the tooth height, Z is the number of rotor teeth, Amax is the maximum area between
male and female gears (unmeshed occurs at inlet) and Amin is the minimum area between
male and female gears (meshed occurs at outlet).

Figure 1.7Gerotor gear pump

Example 1.1
The inlet to a hydraulic pump is 0.6 m below the top surface of an oil reservoir. If the specific
gravity of the oil used is 0.86, determine the static pressure at the pump inlet.
Solution: We know that
Pressure gh
3
The density of water is 1 g/cm or 1000 kg/m3.
Therefore, the density of oil is 0.861 g/cm3 or 860 kg/m3 .
Pressure at the pump inlet is
P= 860 0.6 kg/m 2 = 516 kg/m 2 = 0.0516 kg/cm 2 0.0516 0.981bar
0.0506 bar
2
(Note: 1kg/cm 0.981bar .)
Example 1.2
A hydraulic pump delivers 12 L of fluid per minute against a pressure of 200 bar. (a)
Calculate the hydraulic power. (b) If the overall pump efficiency is 60%, what size of electric
motor would be needed to drive the pump?
Solution:
(a) Hydraulic power is given by

Hydraulic power (kW) 12 L/min

200 (bar)
4 kW
600

(b) We have

Electric motor power (power input) =

Hydraulic power
Overall efficiency

Substituting we get

Electric motor power (power input) =

4
6.67kW
0.6

Electric motor power

4
6.67 kW
0.6

Example 1.3
A gear pump has an outside diameter of 80mm, inside diameter of 55mm and a width of
25mm. If the actual pump flow is 1600 RPM and the rated pressure is 95 LPM what is the
volumetric displacement and theoretical discharge.
Solution: We have
Outside diameter Do 80 mm
Inside diameter Di 55 mm
Width d 25mm
Speed of pump N = 1600 RPM
Actual flow rate = 95 LPM
Now
QA 95 LPM 95 103 m3 /min

VD
VD

( Do 2 Di 2 ) L
(0.0802 0.0552 ) 0.025 6.627 105 m3 / rev

Theoretical flow rate

QT ( Do 2 Di 2 ) L N
4

= (0.0802 0.0552 ) 0.025 1600

4
= 0.106 m3 /min

Example 1.4
Calculate the theoretical delivery of a gear pump. Module of the gear teeth is 6mm and width
of gear teeth is 25mm. Number of teeth on driver gear is 18 and pressure angle of the gear is
20 . Pump speed is 1000 RPM. Volumetric efficiency is 90%.
Solution: If the gear is specified by its module and number of teeth, then the theoretical
discharge can be found by

 2 cos 3
QT 2 Lm 2 N z 1
m /min
12

2 cos 2 20 3
2 (0.025)(6 103 ) 2 1000 18 1
m /min
12

0.1118 m3 /min

Example 1.5
Calculate the theoretical delivery of a gear pump. Module of the gear teeth is 6mm and width
of gear teeth is 65mm. Number of teeth on driver gear is 16 and pressure angle of the gear is
20 . Pump speed is 1600 RPM. Outer diameter of gear is 108 mm and Dedendum circle
diameter is 81 mm. Volumetric efficiency is 88%at 7 MPa.
Solution: If the gear is specified by its module and number of teeth, then the theoretical
discharge can be found by
2 cos 2 20 3
QT 2 Lm 2 N z 1
m /min
12

2 0.9392
2 (0.065)(6 103 ) 2 1600 16 1
12

3
m /min

0.416 m3 /min

Alternatively we can use

VD ( Do 2 Di 2 ) L
4
QT

(0.1082 0.0812 ) 0.065 1600 0.416 m3 /rev

1.5Lobe Pumps
The operation of lobe pump shown in Fig.1.9 is similar to that of external gear pump, but
they generally have a higher volumetric capacity per revolution. The output may be slightly
greater pulsation because of the smaller number of meshing elements.
Lobe pumps, unlike external gear pumps,have both elements externally driven and neither
element hasany contact with the other.For this reason, they are quieter when compared to
other types of gear pumps. Lobe contact is prevented by external timing gears located in the
gearbox.Pump shaft support bearings are located in the gearbox, and because the bearings are
out of the pumped liquid, pressure is limited by bearing location and shaft deflection. They
do not lose efficiency with use. They are similar to external gear pumps with respect to the
feature of reversibility.

Stages of operation of Lobe pump

1.As the lobes come out of mesh, they create expanding volume on the inlet side of the
pump.Liquid flows into the cavity and is trapped by the lobes as they rotate.
2.Liquid travels around the interior of the casing in pockets between the lobes and the casing
(it does not pass between the lobes).
3.Finally, the meshing of the lobes forces the liquid through the outlet port under pressure.
Lobe pumps are frequently used in food applications because they are good at handling solids
without inflicting damage to the product. Solid particle size can be much larger in lobe
pumps than in other positive displacement types.Because lobes do not make contact, and
clearances are not as close as in other positive displacement pumps, this design handles lowviscosity liquids with diminished performance.Loading characteristics are not as good as
other designs and suction ability is low.High-viscosity liquids require reduced speeds to
achieve satisfactory performance.Reductions of 25% of rated speed and lower are common
with high-viscosity liquids.

1.5.1Advantages
The advantages of lobe pumps are as follows:
1.
2.
3.
4.
5.

Lobe pumps can handle solids, slurries, pastes and many liquid.
No metal-to-metal contact.
Superior CIP(Cleaning in Place) /SIP(Sterilization in Place) capabilities.
Long-term dry run (with lubrication to seals).
Non-pulsating discharge.

1.5.2Disadvantages
The disadvantages of lobe pumps are as follows:
Require timing gears.
Require two seals.
Reduced lift with thin liquids.
1.5.3Applications
Common rotary lobe pump applications include, but are not limited to, the following:
1.
2.
3.

1.
2.
3.
4.
5.
6.
7.

Polymers.
Paper coatings.
Soaps and surfactants.
Paints and dyes.
Rubber and adhesives.
Pharmaceuticals.
Food applications.

1.6Screw Pumps
These pumps have two or more gear-driven helical meshing screws in a closefitting caseto
develop the desired pressure. These screws mesh to form a fluid-type seal between the screws
and casing.
A schematic diagram of a screw pump is shown in Fig 1.10. A two-screw pump consists of
two parallel rotors with inter-meshing threads rotating in a closely machined casing. The
driving screw and driven screw are connected by means of timing gears. When the screws
turn, the space between the threads is divided into compartments. As the screws rotate, the
inlet side of the pump is flooded with hydraulic fluid because of partial vacuum.When the
screws turn in normal rotation, the fluid contained in these compartments is pushed uniformly
along the axis toward the center of the pump, where the compartments discharge the fluid.
Here the fluid does not rotate but moves linearly as a nut on threads. Thus, there are no
pulsations at a higher speed; it is a very quiet operating

pump.
4. To the
discharge

3. and carried
along in these
spaces

1. As this screw
rotates

2. This screw also

rotates and oil is
drawn here

Ina screw pump, a chamber is formed between thread and housing as shown in Fig.1.11. The
following expression gives the volumetric displacement
VD

Heres is the stroke length and

2
sin 2
( D d 2 )s D 2
s
4
2
2
Dd
cos()
2D

Figure 1.11Volumetric displacement of a screw pump

Advantages and disadvantages of screw pump
Theadvantages are as follows:
1.They are self-priming and more reliable.
2. They are quiet due to rolling action of screw spindles.
3.They can handle liquids containing gases and vapor.
4. They have long service life.
The disadvantages are as follows:

1.They are bulky and heavy.

2.They are sensitive to viscosity changes of the fluid.
3. They have low volumetric and mechanical efficiencies.
4. Manufacturing cost of precision screw is high.