Chapter 3: SQL

Database System Concepts, 5th Ed.

Silberschatz, Korth and Sudarshan
See www.db-book.com for conditions on re-use

Chapter 3: SQL
Data Definition
Basic Query Structure
Set Operations
Aggregate Functions
Null Values
Nested Subqueries
Complex Queries
Views
Modification of the Database
Joined Relations**

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History
IBM Sequel language developed as part of System R project at the

IBM San Jose Research Laboratory

Renamed Structured Query Language (SQL)
ANSI and ISO standard SQL:
z

SQL-86

SQL-89

SQL-92

SQL:1999 (language name became Y2K compliant!)

SQL:2003

Commercial systems offer most, if not all, SQL-92 features, plus

varying feature sets from later standards and special proprietary

features.
z

Not all examples here may work on your particular system.

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Data Definition Language

Allows the specification of not only a set of relations but also
information about each relation, including:
The schema for each relation.
The domain of values associated with each attribute.
Integrity constraints
The set of indices to be maintained for each relations.
Security and authorization information for each relation.
The physical storage structure of each relation on disk.

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Domain Types in SQL

char(n). Fixed length character string, with user-specified length n.
varchar(n). Variable length character strings, with user-specified maximum

length n.
int. Integer (a finite subset of the integers that is machine-dependent).
smallint. Small integer (a machine-dependent subset of the integer

domain type).
numeric(p,d). Fixed point number, with user-specified precision of p digits,

with n digits to the right of decimal point.

real, double precision. Floating point and double-precision floating point

numbers, with machine-dependent precision.

float(n). Floating point number, with user-specified precision of at least n

digits.
More are covered in Chapter 4.

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Create Table Construct

An SQL relation is defined using the create table command:

create table r (A1 D1, A2 D2, ..., An Dn,

(integrity-constraint1),
...,
(integrity-constraintk))
z

r is the name of the relation

each Ai is an attribute name in the schema of relation r

Di is the data type of values in the domain of attribute Ai

Example:

create table branch

(branch_name char(15) not null,
branch_city
char(30),
assets
integer)

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Integrity Constraints in Create Table

not null
primary key (A1, ..., An )

Example: Declare branch_name as the primary key for branch

and ensure that the values of assets are non-negative.
create table branch
(branch_name char(15),
branch_city char(30),
assets
integer,
primary key (branch_name))

primary key declaration on an attribute automatically ensures

not null in SQL-92 onwards, needs to be explicitly stated in
SQL-89

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Drop and Alter Table Constructs

The drop table command deletes all information about the dropped

relation from the database.

The alter table command is used to add attributes to an existing

relation:
alter table r add A D
where A is the name of the attribute to be added to relation r and D
is the domain of A.
z

All tuples in the relation are assigned null as the value for the
new attribute.

The alter table command can also be used to drop attributes of a

relation:
alter table r drop A
where A is the name of an attribute of relation r
z

Dropping of attributes not supported by many databases

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Basic Query Structure

SQL is based on set and relational operations with certain

modifications and enhancements

A typical SQL query has the form:

select A1, A2, ..., An

from r1, r2, ..., rm
where P
z Ai represents an attribute
z Ri represents a relation
z P is a predicate.
This query is equivalent to the relational algebra expression.

A ,A ,K,A ( P (r1 r2 K rm ))
1

The result of an SQL query is a relation.

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The select Clause

The select clause list the attributes desired in the result of a query
z

corresponds to the projection operation of the relational algebra

Example: find the names of all branches in the loan relation:

select branch_name
from loan
In the relational algebra, the query would be:

branch_name (loan)
NOTE: SQL names are case insensitive (i.e., you may use upper- or

lower-case letters.)
z

Some people use upper case wherever we use bold font.

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The select Clause (Cont.)

SQL allows duplicates in relations as well as in query results.
To force the elimination of duplicates, insert the keyword distinct after

select.
Find the names of all branches in the loan relations, and remove

duplicates
select distinct branch_name
from loan
The keyword all specifies that duplicates not be removed.

select all branch_name

from loan

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The select Clause (Cont.)

An asterisk in the select clause denotes all attributes

select *
from loan
The select clause can contain arithmetic expressions involving the

operation, +, , , and /, and operating on constants or attributes of

tuples.
The query:

select loan_number, branch_name, amount 100

from loan
would return a relation that is the same as the loan relation, except that
the value of the attribute amount is multiplied by 100.

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The where Clause

The where clause specifies conditions that the result must satisfy
z

Corresponds to the selection predicate of the relational algebra.

To find all loan number for loans made at the Perryridge branch with

loan amounts greater than $1200.

select loan_number
from loan
where branch_name = Perryridge and amount > 1200
Comparison results can be combined using the logical connectives and,

or, and not.

Comparisons can be applied to results of arithmetic expressions.

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The where Clause (Cont.)

SQL includes a between comparison operator
Example: Find the loan number of those loans with loan amounts between

$90,000 and $100,000 (that is, $90,000 and $100,000)

select loan_number
from loan
where amount between 90000 and 100000

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The from Clause

The from clause lists the relations involved in the query
z

Corresponds to the Cartesian product operation of the relational algebra.

Find the Cartesian product borrower X loan

select
from borrower, loan
Find the name, loan number and loan amount of all customers

having a loan at the Perryridge branch.

select customer_name, borrower.loan_number, amount
from borrower, loan
where borrower.loan_number = loan.loan_number and
branch_name = Perryridge

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The Rename Operation

The SQL allows renaming relations and attributes using the as clause:

old-name as new-name
Find the name, loan number and loan amount of all customers; rename the

column name loan_number as loan_id.

select customer_name, borrower.loan_number as loan_id, amount

from borrower, loan
where borrower.loan_number = loan.loan_number

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Tuple Variables
Tuple variables are defined in the from clause via the use of the as

clause.
Find the customer names and their loan numbers for all customers

having a loan at some branch.

select customer_name, T.loan_number, S.amount
from borrower as T, loan as S
where T.loan_number = S.loan_number

Find the names of all branches that have greater assets than
some branch located in Brooklyn.
select distinct T.branch_name
from branch as T, branch as S
where T.assets > S.assets and S.branch_city = Brooklyn

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String Operations
SQL includes a string-matching operator for comparisons on character

strings. The operator like uses patterns that are described using two
special characters:
z

percent (%). The % character matches any substring.

underscore (_). The _ character matches any character.

Find the names of all customers whose street includes the substring

Main.
select customer_name
from customer
where customer_street like %Main%
Match the name Main%
like Main\% escape \
SQL supports a variety of string operations such as
z

concatenation (using ||)

converting from upper to lower case (and vice versa)

finding string length, extracting substrings, etc.

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Ordering the Display of Tuples

List in alphabetic order the names of all customers having a loan in

Perryridge branch
select distinct customer_name
from borrower, loan
where borrower loan_number = loan.loan_number and
branch_name = Perryridge
order by customer_name
We may specify desc for descending order or asc for ascending

order, for each attribute; ascending order is the default.

z

Example: order by customer_name desc

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Duplicates
In relations with duplicates, SQL can define how many copies of

tuples appear in the result.

Multiset versions of some of the relational algebra operators given

multiset relations r1 and r2:

1.

(r1): If there are c1 copies of tuple t1 in r1, and t1 satisfies

selections ,, then there are c1 copies of t1 in (r1).

2. A (r ): For each copy of tuple t1 in r1, there is a copy of tuple

A (t1) in A (r1) where A (t1) denotes the projection of the single
tuple t1.
3. r1 x r2 : If there are c1 copies of tuple t1 in r1 and c2 copies of tuple
t2 in r2, there are c1 x c2 copies of the tuple t1. t2 in r1 x r2

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Duplicates (Cont.)
Example: Suppose multiset relations r1 (A, B) and r2 (C) are as

follows:
r1 = {(1, a) (2,a)}

r2 = {(2), (3), (3)}

Then B(r1) would be {(a), (a)}, while B(r1) x r2 would be

{(a,2), (a,2), (a,3), (a,3), (a,3), (a,3)}

SQL duplicate semantics:

select A1,, A2, ..., An

from r1, r2, ..., rm
where P
is equivalent to the multiset version of the expression:

A ,A ,K,A ( P (r1 r2 K rm ))
1

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Set Operations
The set operations union, intersect, and except operate on relations

and correspond to the relational algebra operations , , .

Each of the above operations automatically eliminates duplicates; to

retain all duplicates use the corresponding multiset versions union all,
intersect all and except all.
Suppose a tuple occurs m times in r and n times in s, then, it occurs:
z

m + n times in r union all s

min(m,n) times in r intersect all s

max(0, m n) times in r except all s

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Set Operations
Find all customers who have a loan, an account, or both:

(select customer_name from depositor)

union
(select customer_name from borrower)
Find all customers who have both a loan and an account.

(select customer_name from depositor)

intersect
(select customer_name from borrower)
Find all customers who have an account but no loan.

(select customer_name from depositor)

except
(select customer_name from borrower)

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Aggregate Functions
These functions operate on the multiset of values of a column of

a relation, and return a value

avg: average value
min: minimum value
max: maximum value
sum: sum of values
count: number of values

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Aggregate Functions (Cont.)

Find the average account balance at the Perryridge branch.

select avg (balance)

from account
where branch_name = Perryridge
Find the number of tuples in the customer relation.

select count (*)

from customer
Find the number of depositors in the bank.

select count (distinct customer_name)

from depositor

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Aggregate Functions Group By

Find the number of depositors for each branch.

select branch_name, count (distinct customer_name)

from depositor, account
where depositor.account_number = account.account_number
group by branch_name

Note: Attributes in select clause outside of aggregate functions must

appear in group by list

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Aggregate Functions Having Clause

Find the names of all branches where the average account balance is

more than $1,200.

select branch_name, avg (balance)
from account
group by branch_name
having avg (balance) > 1200
Note: predicates in the having clause are applied after the
formation of groups whereas predicates in the where
clause are applied before forming groups

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Null Values
It is possible for tuples to have a null value, denoted by null, for some

of their attributes
null signifies an unknown value or that a value does not exist.
The predicate is null can be used to check for null values.
z

Example: Find all loan number which appear in the loan relation
with null values for amount.
select loan_number
from loan
where amount is null

The result of any arithmetic expression involving null is null

z

Example: 5 + null returns null

However, aggregate functions simply ignore nulls

z

More on next slide

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Null Values and Three Valued Logic

Any comparison with null returns unknown
z

Example: 5 < null or null <> null

or

null = null

Three-valued logic using the truth value unknown:

z

OR: (unknown or true) = true, (unknown or false) = unknown

(unknown or unknown) = unknown

AND: (true and unknown) = unknown, (false and unknown) =

false,
(unknown and unknown) = unknown

NOT: (not unknown) = unknown

P is unknown evaluates to true if predicate P evaluates to

unknown

Result of where clause predicate is treated as false if it evaluates to

unknown

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Null Values and Aggregates

Total all loan amounts

select sum (amount )

from loan
z

Above statement ignores null amounts

Result is null if there is no non-null amount

All aggregate operations except count(*) ignore tuples with null

values on the aggregated attributes.

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Nested Subqueries
SQL provides a mechanism for the nesting of subqueries.
A subquery is a select-from-where expression that is nested within

another query.
A common use of subqueries is to perform tests for set membership, set

comparisons, and set cardinality.

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Example Query
Find all customers who have both an account and a loan at the bank.

select distinct customer_name

from borrower
where customer_name in (select customer_name
from depositor )

Find all customers who have a loan at the bank but do not have

an account at the bank

select distinct customer_name
from borrower
where customer_name not in (select customer_name
from depositor )

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Example Query
Find all customers who have both an account and a loan at the

Perryridge branch
select distinct customer_name
from borrower, loan
where borrower.loan_number = loan.loan_number and
branch_name = Perryridge and
(branch_name, customer_name ) in
(select branch_name, customer_name
from depositor, account
where depositor.account_number =
account.account_number )

Note: Above query can be written in a much simpler manner. The

formulation above is simply to illustrate SQL features.

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Set Comparison
Find all branches that have greater assets than some branch located

in Brooklyn.
select distinct T.branch_name
from branch as T, branch as S
where T.assets > S.assets and
S.branch_city = Brooklyn
Same query using > some clause

select branch_name
from branch
where assets > some
(select assets
from branch
where branch_city = Brooklyn)

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Definition of Some Clause

F <comp> some r t r such that (F <comp> t )

Where <comp> can be: <, , >, =,

0
5
6

) = true

(5 < some

0
5

) = false

(5 = some

0
5

) = true

(5 some

0
5

) = true (since 0 5)

(5 < some

(read: 5 < some tuple in the relation)

(= some) in
However, ( some) not in

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Example Query
Find the names of all branches that have greater assets than all

branches located in Brooklyn.

select branch_name
from branch
where assets > all
(select assets
from branch
where branch_city = Brooklyn)

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Definition of all Clause

F <comp> all r t r (F <comp> t)

(5 < all

0
5
6

) = false

(5 < all

6
10

) = true

(5 = all

4
5

) = false

(5 all

4
6

) = true (since 5 4 and 5 6)

( all) not in
However, (= all) in

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Test for Empty Relations

The exists construct returns the value true if the argument subquery is

nonempty.
exists r r
not exists r r =

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Example Query
Find all customers who have an account at all branches located in

Brooklyn.
select distinct S.customer_name
from depositor as S
where not exists (
(select branch_name
from branch
where branch_city = Brooklyn)
except
(select R.branch_name
from depositor as T, account as R
where T.account_number = R.account_number and
S.customer_name = T.customer_name ))
Note that X Y = X Y
Note: Cannot write this query using = all and its variants

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Test for Absence of Duplicate Tuples

The unique construct tests whether a subquery has any duplicate

tuples in its result.

Find all customers who have at most one account at the Perryridge

branch.
select T.customer_name
from depositor as T
where unique (
select R.customer_name
from account, depositor as R
where T.customer_name = R.customer_name and
R.account_number = account.account_number and
account.branch_name = Perryridge )

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Example Query
Find all customers who have at least two accounts at the Perryridge

branch.
select distinct T.customer_name
from depositor as T
where not unique (
select R.customer_name
from account, depositor as R
where T.customer_name = R.customer_name and
R.account_number = account.account_number and
account.branch_name = Perryridge)

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Derived Relations
SQL allows a subquery expression to be used in the from clause
Find the average account balance of those branches where the average

account balance is greater than $1200.

select branch_name, avg_balance
from (select branch_name, avg (balance)
from account
group by branch_name )
as branch_avg ( branch_name, avg_balance )
where avg_balance > 1200
Note that we do not need to use the having clause, since we compute
the temporary (view) relation branch_avg in the from clause, and the
attributes of branch_avg can be used directly in the where clause.

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With Clause
The with clause provides a way of defining a temporary view whose

definition is available only to the query in which the with clause

occurs.
Find all accounts with the maximum balance

with max_balance (value) as

select max (balance)
from account
select account_number
from account, max_balance
where account.balance = max_balance.value

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Complex Query using With Clause

Find all branches where the total account deposit is greater than the

average of the total account deposits at all branches.

with branch_total (branch_name, value) as
select branch_name, sum (balance)
from account
group by branch_name
with branch_total_avg (value) as
select avg (value)
from branch_total
select branch_name
from branch_total, branch_total_avg
where branch_total.value >= branch_total_avg.value

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Views
In some cases, it is not desirable for all users to see the entire logical

model (that is, all the actual relations stored in the database.)
Consider a person who needs to know a customers loan number but

has no need to see the loan amount. This person should see a relation
described, in SQL, by
(select customer_name, loan_number
from borrower, loan
where borrower.loan_number = loan.loan_number )
A view provides a mechanism to hide certain data from the view of

certain users.
Any relation that is not of the conceptual model but is made visible to a

user as a virtual relation is called a view.

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View Definition
A view is defined using the create view statement which has the

form
create view v as < query expression >
where <query expression> is any legal SQL expression. The view
name is represented by v.
Once a view is defined, the view name can be used to refer to the

virtual relation that the view generates.

View definition is not the same as creating a new relation by

evaluating the query expression

z

Rather, a view definition causes the saving of an expression;

the expression is substituted into queries using the view.

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Example Queries
A view consisting of branches and their customers

create view all_customer as

(select branch_name, customer_name
from depositor, account
where depositor.account_number =
account.account_number )
union
(select branch_name, customer_name
from borrower, loan
where borrower.loan_number = loan.loan_number )
Find all customers of the Perryridge branch

select customer_name
from all_customer
where branch_name = Perryridge

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Views Defined Using Other Views

One view may be used in the expression defining another view
A view relation v1 is said to depend directly on a view relation v2 if v2

is used in the expression defining v1

A view relation v1 is said to depend on view relation v2 if either v1

depends directly to v2 or there is a path of dependencies from v1 to

v2
A view relation v is said to be recursive if it depends on itself.

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View Expansion
A way to define the meaning of views defined in terms of other views.
Let view v1 be defined by an expression e1 that may itself contain uses

of view relations.
View expansion of an expression repeats the following replacement

step:
repeat
Find any view relation vi in e1
Replace the view relation vi by the expression defining vi
until no more view relations are present in e1
As long as the view definitions are not recursive, this loop will

terminate

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Modification of the Database Deletion

Delete all account tuples at the Perryridge branch

delete from account

where branch_name = Perryridge
Delete all accounts at every branch located in the city Needham.

delete from account

where branch_name in (select branch_name
from branch
where branch_city = Needham)

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Example Query
Delete the record of all accounts with balances below the average at

the bank.
delete from account
where balance < (select avg (balance )
from account )

Problem: as we delete tuples from deposit, the average balance

changes

Solution used in SQL:

1. First, compute avg balance and find all tuples to delete
2. Next, delete all tuples found above (without recomputing avg or
retesting the tuples)

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Modification of the Database Insertion

Add a new tuple to account

insert into account

values (A-9732, Perryridge,1200)
or equivalently
insert into account (branch_name, balance, account_number)
values (Perryridge, 1200, A-9732)
Add a new tuple to account with balance set to null

insert into account

values (A-777,Perryridge, null )

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Modification of the Database Insertion

Provide as a gift for all loan customers of the Perryridge branch, a $200

savings account. Let the loan number serve as the account number for the
new savings account
insert into account
select loan_number, branch_name, 200
from loan
where branch_name = Perryridge
insert into depositor
select customer_name, loan_number
from loan, borrower
where branch_name = Perryridge
and loan.account_number = borrower.account_number
The select from where statement is evaluated fully before any of its

results are inserted into the relation (otherwise queries like

insert into table1 select * from table1
would cause problems)

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Modification of the Database Updates

Increase all accounts with balances over $10,000 by 6%, all other

accounts receive 5%.

z

Write two update statements:

update account
set balance = balance 1.06
where balance > 10000
update account
set balance = balance 1.05
where balance 10000

The order is important

Can be done better using the case statement (next slide)

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Case Statement for Conditional Updates

Same query as before: Increase all accounts with balances over

$10,000 by 6%, all other accounts receive 5%.

update account
set balance = case
when balance <= 10000 then balance *1.05
else balance * 1.06
end

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Update of a View
Create a view of all loan data in the loan relation, hiding the amount

attribute
create view branch_loan as
select branch_name, loan_number
from loan
Add a new tuple to branch_loan

insert into branch_loan

values (Perryridge, L-307)
This insertion must be represented by the insertion of the tuple
(L-307, Perryridge, null )
into the loan relation

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Updates Through Views (Cont.)

Some updates through views are impossible to translate into

updates on the database relations

z

create view v as
select branch_name from account
insert into v values (L-99, Downtown, 23)

Others cannot be translated uniquely

z

insert into all_customer values ( Perryridge, John)

 Have

to choose loan or account, and

create a new loan/account number!

Most SQL implementations allow updates only on simple views

(without aggregates) defined on a single relation

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Joined Relations**
Join operations take two relations and return as a result another

relation.
These additional operations are typically used as subquery

expressions in the from clause

Join condition defines which tuples in the two relations match, and

what attributes are present in the result of the join.

Join type defines how tuples in each relation that do not match any

tuple in the other relation (based on the join condition) are treated.

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Joined Relations Datasets for Examples

Relation loan

Relation borrower

Note: borrower information missing for L-260 and loan

information missing for L-155

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Joined Relations Examples

loan inner join borrower on

loan.loan_number = borrower.loan_number

loan left outer join borrower on

loan.loan_number = borrower.loan_number

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Joined Relations Examples

loan natural inner join borrower

loan natural right outer join borrower

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Joined Relations Examples

loan full outer join borrower using (loan_number)

Find all customers who have either an account or a loan (but not both)
at the bank.
select customer_name
from (depositor natural full outer join borrower )
where account_number is null or loan_number is null

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End of Chapter 3

Database System Concepts, 5th Ed.

Silberschatz, Korth and Sudarshan
See www.db-book.com for conditions on re-use

Figure 3.1: Database Schema

branch (branch_name, branch_city, assets)
customer (customer_name, customer_street, customer_city)
loan (loan_number, branch_name, amount)
borrower (customer_name, loan_number)
account (account_number, branch_name, balance)
depositor (customer_name, account_number)

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Figure 3.3: Tuples inserted into loan and

borrower

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Figure 3.4:
The loan and borrower relations

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