Automated Software Testing: Introducing The ATLM
Automated Software Testing: Introducing The ATLM
Develop test design. Develop and execute test cases. Develop and manage test data and the test environment. Document, track, and obtain closure on issue/trouble reports.
Clearly, the emphasis on automated testing represents a paradigm change for the software industry. This change doesnt simply involve the application of tools and the performance of test automation. Rather, it blankets the entire test lifecycle and the system development lifecycle. The ATLM implementation takes place in parallel with the system development lifecycle. For software professionals to make a successful leap to automated testing, they must embrace structured approaches to testing. The ATLM is revolutionary in the fact that it promulgates a new structured, building-block approach to the entire test lifecycle, which enables software test professionals to approach software testing in a methodical and repeatable fashion.The growth of automated test capability has stemmed in large part from the growing popularity of the iterative and incremental development lifecycle, a software development methodology that focuses on minimizing the development schedule while providing frequent, incremental software builds. The objective of this incremental and iterative development is to engage the user and the test team early throughout the design and development of each build in order to refine the software, thereby ensuring that it more closely reflects the needs and preferences of the user and thus addressing the riskiest aspects of development in early builds.In this environment of continual changes and additions to the software through each
software build, software testing itself takes on an iterative nature. Each new build is accompanied by a considerable number of new tests as well as rework to existing test scripts, just as there is rework on previously released software modules. Given the continual changes and additions to software applications, especially Web applications, automated software testing becomes an important control mechanism to ensure accuracy and stability of the software through each build.The ATLM, invoked to support testing efforts involving automated test tools, incorporates a multi-stage process. The methodology supports the detailed and interrelated activities that are required to decide whether to acquire an automated testing tool. The methodology includes the process of how to introduce and utilize an automated test tool, covers test development and test design, and addresses test execution and management. The methodology also supports the development and management of test data and the test environment, and addresses test documentation to include problem reports.The ATLM methodology represents a structured approach, which depicts a process with which to approach and execute testing. This structured approach is necessary to help steer the test team away from these common test program mistakes:
Implementing the use of an automated test tool without a testing process in place, resulting in an ad hoc, non-
Implementing a test design without following any design standards, resulting in the creation of test scripts that
are not repeatable and therefore not reusable for incremental software builds.
Attempting to automate 100% of test requirements, when tools or in-housedeveloped automated test harnesses
Using the wrong tool or developing a too-elaborate in-house test harness. Initiating test tool implementation too late in the application-development lifecyclenot allowing sufficient
time for tool setup and test tool introduction process (learning curve).
Initiating test engineer involvement too late in the application-development lifecycle, resulting in poor
understanding of the application and system design, which results in incomplete testing. The Automated Test Lifecycle Methodology (ATLM) comprises six primary processes or components: 1. 2. 3. 4. 5. 6. Decision to Automate Testing Test Tool Acquisition Automated Testing Introduction Process Test Planning, Design, and Development Execution and Management of Tests Test Program Review and Assessment
The following sections describe each primary process, as well as the subordinate processes contained within each primary process.
not closely aligned with reality. An automated test tool will not replace the human factor necessary for testing a product. The proficiencies of test engineers and other quality assurance experts will still be needed to keep the test machinery running. A test tool can be viewed as an additional part of the machinery that supports the release of a good product.
Producing a reliable system. Improving the quality of the test effort. Reducing test effort and minimizing schedule.Many return on investment case studies have been done with
regard to the implementation of automated testing. One example is a research effort conducted by imbus GmbH. They conducted a test automation value study in order to collect test automation measurements with the purpose of studying the benefits of test automation versus the implementation of manual test methods. Their research determined that the breakeven point of automated testing is on average at 2.03 test runs. (T. Linz and M. Daigl, GUI Testing Made Painless: Implementation and Results of the ESSI Project Number 24306, 1998.)
overcoming the Now what? syndrome. The issues that organizations face when adopting automated test systems include those outlined below:
Finding/hiring test tool experts. Using the correct tool for the task at hand. Developing and implementing an automated testing process, which includes developing automated test design
Analyzing various applications to determine those that are best suited for automation. Analyzing the test requirements to determine the ones suitable for automation. Training the test team on the automated testing process, automated test design, development, and execution. Initial increase in schedule and cost.
Article Information
Contents
1. 2. 3. 4. 5. 6. 7. 8. Introducing the ATLM Phase 1: Decision to Automate Testing Phase 2: Test Tool Acquisition Phase 3: Automated Testing Introduction Process Phase 4: Test Planning, Design, and Development Phase 5: Execution and Management of Tests Phase 6: Test Program Review and Assessment Summary
systems engineering environment and other organizational needs and come up with a list of tool evaluation criteria. A review of the different types of tools available to support aspects of the entire testing lifecycle is provided in
Automated Software Testing: Introduction, Management, and Performance (as part of the ATLM), enabling
the reader to make an informed decision with regard to the types of tests to be performed on a particular project. The test engineer then needs to define an evaluation domain to pilot the test tool. Finally, after all those steps have been completed, the test engineer can make vendor contact to bring in the selected tool(s). Test personnel then evaluate the tool, based on sample criteria provided.
activities. During this phase, the test team identifies test procedure creation standards and guidelines; hardware, software, and network required to support test environment; test data requirements; a preliminary test schedule; performance measure requirements; a procedure to control test configuration and environment; as well as defecttracking procedure(s) and associated tracking tool(s).The test plan contains the results of each preliminary phase of the structured test methodology (ATLM). The test plan will define roles and responsibilities, project test schedule, test planning and design activities, test environment preparation, test risks and contingencies, and acceptable level of thoroughness (test acceptance criteria). Test plan appendices may include test procedures, naming conventions, test procedure format standards, and a test procedure traceability matrix.The test environment setup is part of test planning. It represents the need to plan, track, and manage test environment setup activities, where material procurements may have long lead times. The test team needs to schedule and track environment setup activities; install test environment hardware, software, and network resources; integrate and install test environment resources; obtain/refine test databases; and develop environment setup scripts and test bed scripts.
Test Design
The test design component addresses the need to define the number of tests to be performed, the ways that testing will be approached (paths, functions), and the test conditions that need to be exercised. Test design standards need to be defined and followed.An effective test program, incorporating the automation of software testing, involves a minidevelopment lifecycle of its own, complete with strategy and goal planning, test requirement definition, analysis, design, and coding. Similar to software application development, test requirements must be specified before test design is constructed. Test requirements need to be clearly defined and documented, so that all project personnel will understand the basis of the test effort. Test requirements are defined within requirement statements as an outcome of test requirement analysis.After test requirements have been derived using the described techniques, test procedure design can begin. Test procedure design consists of the definition of logical groups of test procedures and a naming convention for the suite of test procedures. With a test procedure definition in place, each test procedure is then identified as either an automated or a manual test. During the test planning phase, the test team gets an understanding of the number of test techniques being employed and an estimate for the number of test procedures that will be required. The test team also will have an estimate of the number of test procedures that will need to be performed manually, as well as with an automated test tool.Much like a software development effort, the test program must be mapped out and consciously designed to ensure that test activities performed represent the most efficient and effective tests for the system under test. Test program resources are limited, yet ways of testing the system are endless. A test design is developed to portray the test effort, in order to give project and test personnel a mental framework on the boundary and scope of the test program.Following test analysis, the test team develops the test program design models. The first of these design models, the test program model, consists of a graphical illustration that depicts the scope of the test program. This model typically depicts the test techniques required to support the dynamic test effort and also outline static test strategies.Having defined a test program model, the test team constructs a test architecture, which depicts the structure of the test program and defines the way that test
procedures will be organized in support of the test effort.The next step in the test procedure design process (see Table 1) is to identify those test procedures that stand out as being more sophisticated, and as a result are required to be defined further as part of detailed test design. These test procedures are flagged and a detailed design document is prepared in support of the more sophisticated test procedures. Following detailed test design, test data requirements are mapped against the defined test procedures. To create a repeatable, reusable process for producing test procedures, the test team needs to create a document that outlines test procedure design standards. Only when these standards are followed can the automated test program achieve real efficiency and success, by being repeatable and maintainable.Table 1 Test Procedure Design Process Step Description 1 2 Test Architecture Review. The test team reviews the test architecture in order to identify the test techniques that apply. Test Procedure Definition (Development Level). A test procedure definition is constructed at the development test level, identifying the test procedure series that applies for the various design components and test techniques. Test Procedure Definition (System Level). A test procedure definition is constructed at the system test level, identifying the test procedure series that applies for the various test techniques. Test Procedure Design Standards. Design standards are adopted and a unique naming convention is adopted that distinguishes the test procedures on the project from test procedures developed in the past or on other projects. Manual Versus Automated Tests. Test procedures will be depicted as being either performed manually or as part of an automated test. Test Procedures Flagged for Detailed Design. Test procedures that stand out as more sophisticated are flagged. These test procedures are further defined as part of detailed test design. Detailed Design. Those test procedures flagged as part of step 7 are designed in further detail within a detailed test design file or document. Test procedure detailed design may consist of pseudo-code of algorithms, preliminary test step definition, or pseudo-code of test automation programs. Test Data Mapping. Test procedure matrix is modified to reflect test data requirements for each test procedure.
3 4
5 6 7
The exercise of developing the test procedure definition not only aids in test development, but helps to quantify or bound the test effort. The development of the test procedure definition involves the identification of the suite of test procedures that need to be developed and executed in support of the test effort. The design exercise involves the organization of test procedures into logical groups and the definition of a naming convention for the suite of test procedures.At the system level, it may be worthwhile to develop a detailed test design for sophisticated tests. These tests might involve test procedures that perform complex algorithms, consist of both manual and automated steps, and test programming scripts that are modified for use in multiple test procedures. The first step in the detailed design process is to review the test procedure definition at the system test level. This review is conducted for the purpose of identifying those test procedures that stand out as being more sophisticated and that, as a result, are required to be defined further as part of detailed test design.Detailed test design may take the form of test program pseudo-code, when test programming is required. The detailed design may be represented simply as a sequence of steps that need to be performed in support of a test. When programming variables and multiple data values are involved, the detailed design may reflect the programming construct of a loop supporting an iterative series of tests
involving different values, together with a list or table identifying the kinds of data or ranges of data required for the test.Following the performance of detailed test design, test data requirements need to be mapped against the defined test procedures. Once test data requirements are outlined, the test team needs to plan the means for obtaining, generating, or developing the test data.The structure of the test program (test architecture) is commonly portrayed in two ways. One test procedure organization method involves the logical grouping of test procedures with the system application design components, and is referred to as a design-based test architecture. Another method represents a test technique perspective and associates test procedures with the various kinds of test techniques represented within the test program model, and is referred to as a technique-based test architecture.An understanding of test techniques is necessary when developing test design and the test program design models. Personnel performing testing need to be familiar with the test techniques associated with the white box and black box test-approach methods. White box test techniques are aimed at exercising software program internals; black box techniques generally compare the application under test behavior against requirements that address testing via established public interfaces such as the user interface or the published application programming interface (API).
Test Development
For automated tests to be reusable, repeatable, and maintainable, test development standards need to be defined and followed.After performing test analysis and design, the test team is now ready to perform test development.Keep in mind that the test design and development activities follow an iterative and incremental approach, in order to address the highest risk functionality up front. Table 2 correlates the development process phases to the test process phases. The testing processes and steps outlined in the table are strategically aligned with the development process, and the execution of these steps results in the refinement of test procedures at the same time as developers are creating the software modules. Automated and/or manual test procedures are developed during the integration test phase with the intention of reusing them during the system test phase. Table 2 Development/Test Relationship Phase Module (Unit) Development Development Process Design module from requirements. Code module. Debug module. Unit test module. Correct defects. Conduct performance testing. Integration Build system by connecting modules.Integration-test connected modules.Review trouble reports. Test Process Perform test planning and test environment setup. Create test design and develop test data. Write test scripts or record test scenario using module. Debug automated test script by running against module. Use tools that support unit testing. Rerun automated test script to regression test as defects are corrected. Verify that system is scalable and will meet performance requirements. Combine unit test scripts and add new scripts that demonstrate module interconnectivity. Use test tool to support automated integration testing.
Correct defects and update defect status. Continued performance testing activities. System Test Review trouble reports.
Rerun automated test script as part of regression test, as defects are corrected. Verify that system is scalable and will meet performance requirements. Integrate automated test scripts into system-level test procedures where possible, and develop additional system-level test procedures. Execute system test and record test results. Rerun automated test script as part of regression test as defects are corrected. Perform subset of system test as part of demonstration of user acceptance test. Rerun automated test script as part of regression test as defects are corrected.
Correct defects and update defect status. Acceptance Test Review incident reports. Correct defects.
Many preparation activities need to take place before test development can begin. A test development architecture is developed (described in the next section), which provides the test team with a clear picture of the test development preparation activities or building blocks necessary for the efficient creation of test procedures. The test team will need to tailor the sample test development architecture to reflect the priorities of their particular project. Part of these setup and preparation activities involves the need to track and manage test environment set up activities, where material procurements may have long lead times. Prior to the commencement of test development, the test team also needs to perform analysis to identify the potential for reuse of existing test procedures and scripts within the automation infrastructure (reuse library).The test team needs to develop test procedures according to a test procedure development/execution schedule. This schedule needs to allocate personnel resources and reflect development due dates, among other factors. The test team needs to monitor development progress and produce progress status reports. Prior to the creation of a complete suite of test procedures, the test team performs a modularity relationship analysis. The results of this analysis help to incorporate data dependencies, plan for workflow dependencies between tests, and identify common scripts that can be applied repeatedly to the test effort. As test procedures are being developed, the test team needs to ensure that configuration control is performed for the entire test bed to include test design, test scripts, and test data, as well as for each individual test procedure. The test bed needs to be baselined using a configuration management tool.Test development involves the development of test procedures that are maintainable, reusable, simple, and robust, which in itself can be as challenging as the development of the application under test. Test procedure development standards need to be in place supporting structured and consistent development of automated tests. Test development standards can be based on the scripting language standards of a particular test tool. For example, Rationals Robot uses SQABasic, a Visual Basiclike scripting language, and therefore the script development standards could be based on the Visual Basic development standards, outlined in a number of books on the subject.Usually internal development standards exist that can be followed if the organization is developing in a lan guage similar to the tools scripting language. The adoption or slight modification of existing development standards is generally a better approach than creating a standard from scratch. If no development standards exist within the organization for the pa rticular tool scripting language, its
important for the test team to develop script development guidelines. Such guidelines can include directions on context independence, which addresses the particular place where a test procedure should start and where it should end. Additionally, modularity and reusability guidelines need to be addressed.By developing test procedures based on development guidelines, the test team creates the initial building blocks for an automation infrastructure. The automation infrastructure will eventually contain a library of common, reusable scripts. Throughout the test effort and in future releases, the test engineer can make use of the automation infrastructure to support reuse of archived test procedures, minimize duplication, and thus enhance the entire automation effort.
Technical Environment
Test procedure development needs to be preceded by several setup activities. The test development activity needs to be supported by a technical environment, which facilitates the development of test procedures. As a result, the test environment needs to be set up and ready to go. The test environment includes the technical environment, which may include facility resources as well as the hardware and software necessary to support test development and execution. The test team needs to ensure that there are enough workstations to support the entire team. The various elements of the test environment need to be outlined within the test plan, as discussed earlier.Environment setup activities can also include the use of an environment setup script to load test data or restore a drive image, and to
calibrate the test tool to the environment. When test tool compatibility problems arise with the application under test, workaround solutions have to be identified. When developing test procedures, its important that the s chedule for developing test procedures is consistent with the test execution schedule. Its also important that the test team follow test procedure development guidelines.The test team must ensure that the proper test room or laboratory facilities are reserved and set up. Once the physical environment is established, the test team ensures that all necessary equipment is installed and operational. The test plan defined the required technical environment and addressed test environment planning. Within the test environment section of the test plan, the test team has already identified operational support required to install and check out the operational readiness of the technical environment. The test team needs to ensure that operational support activities have been properly scheduled and must monitor progress of these tasks.Specific tasks and potential issues outlined in the test plan should now have been addressed and resolved. Such issues could include network installation, network server configuration and allocated disk space, network access privileges, required desktop computer processing speed and memory, number and types of desktop computers (clients), video resolution requirements, and any additional software required to support the application, such as browser software. Automated test tools that apply should have been scheduled for installation and checkout. These tools now should be configured to support the test team and be operational within the test environment.The test environment setup activity includes the need to track and manage test environment setup activities, where material procurements may have long lead times. These activities include the need to schedule and track environment setup activities; install test environment hardware, software, and network resources; integrate and testinstall test environment resources; obtain/refine test databases; and develop environment setup scripts and test bed scripts.The hardware supporting the test environment must be sufficient to ensure complete functionality of the production application. Test environment hardware needs to be sufficient to support performance analysis. In cases where the test environment utilizes hardware resources that are also supporting other development or management activities, special arrangements may be necessary during actual performance testing. During system test, the software configuration loaded within the test environment must be a complete, fully integrated release with no patches and no disabled sections. The hardware configuration supporting the test environment needs to be designed to support processing, storage, and retrieval activities, which may be performed across a local or wide area network, reflecting the target environment.The test environment design also needs to consider stress testing requirements. Stress and load tests may require the use of multiple workstations that will run multiple test procedures simultaneously; some automated test tools include a virtual user simulation functionality that eliminates or minimizes the need for multiple workstations.Test data will need to be obtained with enough lead time to support refinement and manipulation to support test requirements. Data preparation activities include the identification of conversion data requirements, the preprocessing of raw data files, loading of temporary tablespossibly in a relational database management system format, and the performance of consistency checks. Identifying conversion data requirements involves performing indepth analysis on data elements, which includes defining data-mapping criteria, clarifying data-element definitions, confirming primary keys, and defining data-acceptable parameters.During test planning, the test team defined and
scheduled the test environment activities. Now the team needs to track the test environment setup activities. Resources need to be identified to install hardware, software, and network resources into the test environment and integrate and test installed test environment resources. The test environment materials and the application under test need to be baselined within a configuration management tool. Additionally, test environment materials may include test data and test processes.The test team needs to obtain and modify test databases necessary to exercise software applications, and develop environment setup scripts and test bed scripts. The test team should perform product reviews and validation of all test source materials. The location of the test environment for each project or task should be defined within the test plan for each project. Early identification of the test site is critical to cost-effective test environment planning and development.
When executing test procedures, the test team needs to comply with a test procedure execution schedule.
Following test execution, test outcome evaluations are performed and test result documentation is prepared.
Plans for unit, integration, system, and user acceptance testing are executed, which together make up the steps
that are required to test the system as a whole. During the unit test phase, code profiling can be performed. Traditionally, profiling is a tuning process that determines whether an algorithm is inefficient or a function is being called too frequently. Profiling can discover instances where there is improper scaling of algorithms, instantiations, and resource utilization.
Integration testing is performed, which focuses on the application internals. During integration testing, units are
incrementally integrated and tested together based on control flow. Since units may consist of other units, some integration testing, also called module testing, may take place during unit testing.
During system test, the test engineer is testing the integration of parts that comprise the entire system. A
separate test team usually performs system-level tests. The test team implements the test procedure execution schedule and the system test plan.
The test team also performs analysis to identify particular components or functionality that are experiencing a
greater relative number of problem reports. As a result of this analysis, additional test procedures and test effort may need to be assigned to the components. Test results analysis can also confirm whether executed test procedures are proving to be worthwhile in terms of identifying errors.
Each test team needs to perform problem-reporting operations in compliance with a defined process. The
documentation and tracking of software problem reports is greatly facilitated by an automated defect-tracking tool.
The test team manager is responsible for ensuring that tests are executed according to schedule, and test
personnel are allocated and redirected when necessary to handle problems that arise during the test effort. To perform this oversight function effectively, the test manager needs to perform test program status tracking and management reporting.
Test metrics provide the test manager with key indicators of the test coverage, progress, and the quality of the
test effort. During white box testing, the test engineer measures the depth of testing, by collecting data relative to path coverage and test coverage. During black box testing, metrics collection focuses on the breadth of testing, to include the amount of demonstrated functionality and the amount of testing that has been performed.
Following test execution, the test team needs to review the performance of the test program to determine where
changes can be implemented to improve the test program performance on the next project. This test program review represents the final phase of the Automated Test Lifecycle Methodology (ATLM).
Throughout the test program, the test team collected various test metrics. The focus of the test program review
includes an assessment of whether the application satisfies acceptance criteria and is ready to go into production. The review also includes an evaluation of earned value progress measurements and other metrics collected.
As part of its culture, the test team needs to adopt an ongoing iterative process of lessons learned activities. Such a
program encourages test engineers to take the responsibility to raise corrective action proposals immediately, when such actions potentially have significant impact on test program performance. Throughout the entire test lifecycle, its good practice to document and begin to evaluate lessons learned at each milestone. The metrics that are collected throughout the test lifecycle and especially during the test execution phase help pinpoint problems that need to be addressed.
Lessons learned, metrics evaluations, and corresponding improvement activity or corrective action need to be
documented throughout the entire test process in a central repository thats easily accessible.
After collecting lessons learned and other metrics, and defining corrective actions, test engineers also need to
assess the effectiveness of the test program to include an evaluation of the test program return on investment. Test engineers capture measures of the benefits of automation realized throughout the test lifecycle in order to support this assessment.
Test teams can perform their own surveys to inquire about the potential value of process and tool changes. A
survey form can be used to solicit feedback on the potential use of requirement-management tools, design tools, and development tools. Surveys are helpful to identify potential misconceptions and gather positive feedback.
Summary
ATLM is a structured methodology geared toward ensuring successful implementation of automated testing. The ATLM approach mirrors the benefits of modern rapid application development efforts, where such efforts engage the user early in the development cycle. The end user of the software product is actively involved throughout analysis, design, development, and test of each software build, which is augmented in an incremental fashion.Rational Corporation lists Automated Software Testing: Introduction, Management, and Performance and the ATLM as recommended reading as part of the Rational Unified Process. Many universities and professional software test training organizations have adopted the book for their classroom. Many companies (such as Imbus GMBH, Moehrendorf, Germany) have adopted the book and ATLM as their company standard for automated software testing. Others believe that industry automated test tool vendors will soon be incorporating the books structured methodology within their tools. Instead of performing the entire test lifecycle haphazardly, software test managers will use an ATLM-compliant test tool that automatically supports (and possibly enforces) the books sound building block approach to the test effort.