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JUDICIAL ACTIVISM
RECONSIDERED
Thomas Sowell
1989
Hoover STANFORD
INSTITUTION UniversityThe Hoover Institution on War, Revolution and Peace, founded at
Stanford University in 1919 by the late President Herbert Hoover,
is an interdieciplinary research center for advanced study on
domestic and internaricnal affairs in the twentieth century.
The views expressed in its publications are entirely those of the
authors and do not necessarily reflect the views of the staff,
officers, or Board of Overseers of the Hoover Institution.
Essays in Public Policy No. 13,
Copyright 1989 by the Board of Trustees of the
Leland Stanford Junior University
Material contained in this essay may be quoted with appropriate
citation.
First printing, 1989
Manufactured in the United States of America
93 92 91 aoe ee ae teed a
Library of Congress Cataloging in Publication Data
Sowell, Thomas, 1930-
Judicial activism reconsidered / Thomas Sowell.
pcm, — (Essays in public policy ; 13)
Bibliography: p.
ISBN 0-8179-5182-2
1. Political questions and judicial power~United Seates.
2. Judicial review—United States. 1. Title. II. Series:
Essays in public policy ; no. 13.
KF130.S69 1989
347.73 12—de20 89.2245
(347.30712 cleJUDICIAL ACTIVISM
RECONSIDERED
Like many catchwords, “judicial activism” has acquired so many different
meanings as to obscure more than it reveals. Yet it is not a term that can
simply be ignored as intellectually “void for vagueness) for at the heart of
it are concerns about the very meaning and survival of law. Abandon-
ment of the term not being a viable option, clarification becomes
imperative.
“Judicial activism” and “judicial restraint” raise logically obvious but
often ignored questions: Activism toward what? Restraint toward what?
Are judges deemed to be activist of restrained toward (1) the current popu-
lar majority, (2) the legislature representing the current popular majority,
(3) the statutes passed by present or past legislatures, (4) the acts of current
of past executive or administrative agencies, (5) the meaning of the words
in the Constitution, (6) the principles or purposes of those who wrote the
Constitution, or (7) the legal precedents established by previous judicial
interpretations of the Constitution?
Activism or restraint toward one of these does not imply the same
toward all the others, and may in some instances imply the opposite
toward some other or others. For example, a “restrained” jurist, attempting
to hold fast to the “original intentions” of constitutional provisions, must
actively strike down statutes passed by a legislature which repeatedly over-
steps the bounds of those provisions. Conversely, an “activist” jurist may
passively accept expansive legislative action of a sort deemed consistent
with general constitutional “values,” even if lacking specific constitutional
authorization o entering a “gray area” of constitutional prohibitions. OneJupictat Activism RECONSIDERED 2
of the more striking examples of the latter was Justice William O. Douglas’
repeated deference to the legislature in economic and social legislation,
using language dear to the heart of those who believe in judicial restraint,!
though Douglas was a classic judicial activist.
In the analysis that follows, the first priority will be to operationally
distinguish judicial activism from judicial restraint, which involves focus-
ing on the concept of “original intent? Only then is it possible to move on
to the substantive issues dividing them. Finally, the prevailing image of
“liberal, activist judges” will be questioned, the argument being that judi-
cial activists have historically come in various political varieties.
Meaninc Versus “INTENT”
At the heart of the concern over judicial activism is che fear that che judge
will impose his own personal preferences in his decisions, to such an
extent as to ultimately negate the very meaning of law as a body of known
tules to guide individual and social conduct. Formally, at least, both sup-
porters and opponents of judicial activism deplore any such result, the
former denying that this happens and the latter asserting that it does.
Supporters of judges and justices labelled as judicial activists often
assert that these jurists are restrained by the Constitution and are there-
fore necessarily active against individuals, groups, institutions, and pol
cies in violation of constitutional provisions or principles. The empirical
validity of this assertion is not an issue, at this point. Such assertions pro-
vide an area of common ground between critics and supporters of particu-
lar judicial practices, thus aiding in the definition of judicial activism. It
is not mere activity or passivity that is at issue, but the basis of that
activity or passivity. In a constitutional government, a jurist is said to be
activist—in the sense objected to—to the extent that he settles cases on
grounds extrinsic to the Constitution. It is ultimately the Constitution
toward which the jurist is “activist” or “restrained,” though similar princi-
ples apply to the construing of statutes. The controversies which rage over
judicial activism are controversies as to the extent to which jurists decide
cases on grounds extrinsic to the Constitution, and in particular on
grounds counter to the Constitution. That such decisions may also vio-
late the popular will in some of its vatious meanings, ot in its various
manifestations through different government agencies, is another issue—
important, but not necessary for the preliminary task of establishing
definitions.
The first order of business, then, is to distinguish (1) attempts to de-3 Tomas SoweLt
cide cases on grounds intrinsic to the Constitution, however easy or diffi
cult this may prove to be in practice, from (2) attempts to use extrinsic con-
siderations deemed co be of equal (ot superior) value to the Constitution.
Intrinsic Considerations
One of the most obvious obstacles to following what the Constitu-
tion says is the difficulty of knowing what it says. The magnitude of this
difficulty is crucial. No one believes that all cases can be disposed of, each
with a unique solution, predetermined by “black letter law” Even the
strongest advocates of “judicial restraint” present rules of interpretation
which are implicit recognitions that obvious, all-encompassing, and uni-
quely predetermined solutions cannot be presupposed. However, it does
not require a precise mathematical formula, specifying the location of a
series of points, in order to know whether those points lie within certain
boundaries. The real question is whether the jurist is searching for such
boundaries or for escape from such boundaries— whether what is involved
in the interpretive process is a genuine dilemma or tactical agnosticism.
In this context, the question as to what exactly the Constitution
means by such phrases as “due process” or “privileges and immunities”
would be relevant to specifying an infinite series of unique points, but not
necessarily relevant to establishing boundaries, nor would lack of exact-
ness preclude uniquely defined decisions in particular instances. It would
be necessary to know exactly what constitutional provisions mean in all
possible applications if the court were issuing comprehensive advisory
opinions (defining an infinite series of unique points) but not when decid-
ing each case seriatim (determining whether its particular conditions fall
inside or outside relevant boundaries).
The problem is not one of finding pinpoint meanings, universally
applicable and uniquely determining the outcome of each case, but rather
of finding boundaries of meaning for the issue at hand. The question is
not what “cruel and unusual punishment” meant exactly, but whether the
death penalty fell inside or outside its boundaries.'Similarly, if a contract
calls for an employment agency to supply an employer with “tall” men,
clearly there is no exact meaning to this term, but if the agency consis-
tently supplies men less than 5 feet high, there is no difficulty in determin-
ing that it has failed to live up to the contract. The question is not
whether a term is comprehensively definitive but whether it is sufficient
to dispose of the issue in the case at hand. Perhaps there are pigmy socie-
ties in which a man 4 feet 11 inches high is considered “tall” But that is no
teason to abandon the meaning of the term in American society and toJuviciat Activism ReconsipERED 4
seek extrinsic meanings or to declare that it has no possible meaning in
any case.
Ultimately, exactness is humanly unattainable, even in the simplest
physical sense. No one knows exactly how far it is from the Washington
Monument to the Tower of London. If the distance is given as an integer
in miles, it can be rejected as inexact because it is not accurate to the inch,
and if exact to the inch, then it can be rejected as not exact to the mil-
limeter. If it is given fractionally rather than integrally, the exactness of
the measuring instrument itself can be challenged as necessarily less than
perfect. But notwithstanding all these difficulties in theory, in practice
someone who did not know even the distance in miles would not hesi-
tate to dismiss any claim that the Washington Monument was 10 miles
from the Tower of London—or 10 million miles. Though few could specify
the exact distance, all could dispose of these estimates as being outside
the boundaries.
The degree of difficulty in interpreting the Constitution or a statute
depends upon what that task is conceived to consist of. Some of the
interpretive rules suggested by those who urge judicial restraint provide
clues to the interpretive process they envision—and, more important,
shed light on what meaning to give to the phrase, “original intent” The
point here is not to assess the merits of these rules but to consider what
these rules imply as to the task being undertaken.
Blackstone, for example, provided an explicitly numbered serial order
of steps toward carrying out those “intentions at the time when the law
was made? First, the words were “to be understood in their usual and
most known signification? Simple as this may seem, it is a significant
limitation—a narrowing of the boundaries. It meant that the words of the
law were not to be construed according to whatever meaning could with
“propriety of grammar” be given to them, but rather according to “their
general and popular use.” Where “terms of art” or “technical terms” were
involved, they were to be construed according to the meaning prevalent
in the particular fields to which they pertained.? In short, the judge was
not to interpret the words de novo in whatever way grammar and the dic-
tionary would permit, much less according to later beliefs or usage.
Only when “words happen to be still dubious” was it permissible,
according to Blackstone, to go on to the second step and try to “establish
their meaning from the context.” The context or “spirit” could not super-
sede the cognitive meaning. For Blackstone—and, as we will see, for others—
it was the original cognitive meaning, not intent in the sense of psychologi-
cal motivation or philosophical values, which was being sought.
Even when Blackstone moved on to the third step in the interpretive5 Tuomas SoweLt
process, determining what was “in the eye of the legislator,’ he used this
only as a guide to the cognitive meaning of words still undetermined by
the first two steps. Only where words still had no significance or “a very
absurd signification” did Blackstone proceed to the fourth step in which
“we must a little deviate from the received sense,’ so that a law, for exam-
ple, against shedding blood in the street should not apply to a surgeon
treating an injured man.?
It was only “lastly” in the process of “discovering the true meaning of
a law, when the words are dubious” that the judge was justified in “con-
sidering the reason and spirit of it” or “the cause which moved the legisla-
tor to enact it.’ In all these steps, singly and collectively, the judge’s role
was the carrying out of instructions, with a meaning already given, whether
given clearly ot in a manner requiring further steps of discovery. It did not
involve conceiving new meanings, whether based on later insights, judi-
cial conscience, ot the philosophical values presumed to motivate the
original law.
To Oliver Wendell Holmes, as to Blackstone, the cognitive meaning of
laws as instructions took precedence over the psychological motivations
or philosophical values of the writers of laws—or of contracts, for that
matter, for “parties may be bound by a contract to things which neither
of them intended” Legal interpretation of what someone said did not
mean, for Holmes, trying to “get into his mind” When a legal document
“does not disclose one meaning conclusively according to the rules of
the language,’ Holmes said, the question was “not what this man meant,
but what those words would mean in the mouth of a normal speaker of
English, using them in the circumstances in which they were used” He
said: “We do not inquire what the legislature meant; we ask only what the
statute means.”®
Since it is flesh-and-blood people who have “values” and motivations,
while statements may have logic and meaning, Holmes clearly was seatch-
ing for cognitive meaning rather than philosophical, psychological, or
other antecedents, much less the later values and insights of others. “I do
not expect or think it desirable that judges should undertake to renovate
the law,” he said. “That is not their province’? Like Blackstone, Holmes
would, as a last resort, try to “read what the writer meant into what he
tried but failed to say"-as for example, when a contract was made in which
each party designated a different ship by the same name.!° But, in general,
when judges “interpret and apply the words of a statute, their function is
merely academic to begin with—to read English intelligently—and a con-
sideration of consequences comes into play, if at all, only when the mean-
ings of the words used is open to reasonable doubt”! Once again, this isJumiciar Activism ReconsipeReD 6
a sequential process of interpretation, with the sequence stopping when-
ever the original meaning is found, other considerations—whether
philosophical or psychological antecedents or subsequent results—
becoming moot at that point. When interpreting the Sixteenth Amend-
ment, Holmes expressed the belief that its words should be read in “a sense
most obvious to the common understanding at the time of its adoption”?
Similarly, he refused to declare unconstitutional under the Fourteenth
Amendment “methods of taxation which were well known when that
Amendment was adopted.” Here as elsewhere, what was being sought
was original cognitive meaning. Like Blackstone, Holmes declared that
meaning “is to be gathered not simply by taking the words and a diction-
ary,’ but by observing their historical, contextual meaning.
It may seem inconsistent for Holmes to have been an advocate of judi-
cial restraint, given his oft-quoted comments on “the legislative function
of the courts”! in his classic, The Common Law. However, Holmes’ own
words must be read in context, as he urged in the reading of others’ words.
To write of the common law—by definition, judge-made law—as having
been made by judges is by no means to take a controversial position, much
less an activist one. Nor was there even a change of mind on this point
involved between this and Holmes’ later views. In the very same paragraph
in which he argued that it was not the province of judges to “renovate the
law,’ Holmes also declared that “judges are called on to exercise the sover-
eign prerogative of choice’-in “doubtful” cases.!6 He continued over the
years to speak of judges’ making “some profound interstitial change in the
very tissue of the law:'? He said: “I recognize without hesitation that
judges do and must legislate, but they can do so only interstitially; they
are confined from molar to molecular motions.”!® This was not advocacy
of even “a little” judicial activism, as that term is used here. Judges acted
in interstices left vacant by explicit legislation and constitutional provi-
sions. At no point were they authorized to supersede either by extrinsic
sources of judicial decisions.!® While judges were to take the public
interest into account when making their interstitial choices, such con-
siderations had no place when weighing explicit legislation:
I think the proper course is to recognize that a State legislature can do
whatever it sees fit to do unless it is restrained by some express prohibi-
tion in the Consticution of the United States or of the State, and that
courts should be careful not to extend such prohibitions beyond their
obvious meaning by reading into them conceptions of public policy that
the particular court may happen to entertain?7 Taomas SoweLt
In short, judges were not to expand their interstices. Nor was this
merely a pious generality. In practice, Holmes repeatedly dissented from
expansive readings of the Fourteenth Amendment, deprecating “the use
of the Fourteenth Amendment beyond the absolute compulsion of its
words.”? In statutory construction, Holmes likewise declared that he saw
“no reason for reading into the Sherman Act more than we find there”??
In his first dissent on the U.S. Supreme Court, Holmes read the Sherman
Act so narrowly as to deny that it protected competition in the market-
place.?4 Holmes’ most famous rejection of extrinsic sources of law was of
course his declaration: “The Fourteenth Amendment does not enact Mr.
Herbert Spencer's Social Statics”?5 This was not a rejection of Spencer’s
economic or social philosophy, to which Holmes’ own views bore con-
siderable resemblance.6 The point was simply that Holmes practiced
what he so often preached, that his own personal opinions and philoso-
phy were irrelevant to the legal issues at hand.2? He sometimes made
devastating dismissals of the views of people whose cases he supported
with his vote.?®
The themes elaborated by Blackstone and Holmes continue to be
echoed by contemporary advocates of judicial restraint. For example, the
self-disciplined judge, according to Richard Posner “is the honest agent of
others until the will of the principals can no longer be discerned” In
short, the jurist is carrying out instructions, not synthesizing decisions
from the raw material of “values.” In Raoul Berger, the “original intentions”
of the framers of the Constitution is given a cognitive rather than a
psychological—or philosophical—motivation definition as “the meaning
attached by the framers to the words they employed in the Constitution
and its Amendments.° Judge Robert H. Bork has likewise argued that
judges should render decisions “according to the historical Consti-
tution.”3!
In summary, judicial activism and judicial restraint are defined here in
terms of activism or restraint toward the written law—constitutional or
statutory ~in the cognitive meaning it had when enacted. That meaning
need not be pinpointed. In practice, the question is whether issues raised
in a given case fall inside or outside the boundaries of that cognitive
meaning. To advocates of judicial restraint, the phrase “original intent” is
simply a convenient label for that cognitive meaning as enacted into law.
The psychology or philosophy of the writers has no weight, as against that
of the cognitive meaning, and is resorted to only in aid of an elusive mean-
ing. Because “original intent” is a shorthand label for the views of the
advocates of judicial restraint, its meaning is taken from them rather thanJupictan Activism RECONSIDERED 8
from their adversaries. Arguments from their adversaries are of course rele-
vant and will be considered in due course, but the definition of what is
being advocated must be that of the advocates.
Extrinsic Considerations
Extrinsic considerations enter the interpretation of law because (1)
some jurists do not choose to interpret within the confines of intrinsic
meanings and because (2) there are gaps in law and language which must
be filled in from extrinsic sources (Holmes’ “interstitial” judicial legisla-
tion). Inasmuch as the second reason applies to even the most judicially
restrained jurist, only the first is judicial activism in the sense that is con-
troversial, the sense defined above.
Advocates of judicial activism urge that extrinsic meanings be used,
even if intrinsic meanings are known. Ronald Dworkin, for example,
rejects a “strict interpretation” of the constitutional text because it limits
constitutional rights “to those recognized by a limited group of people at
a fixed date of history”? It would be wrong, according to Dworkin, in
interpreting the constitutional phrase, “cruel and unusual punishment”
for the Supreme Court “to be much influenced by the fact that when the
clause was adopted capital punishment was standard and unques-
tioned??? Dworkin argued:
That would be decisive if the framers of the clause had meant to lay
down a particular conception of cruelty, because it would show that the
conception did not extend so far. But it is not decisive of the different
question the Court now faces, which is this: Can the Coutt, responding
to the framers appeal to the concept of cruelty, now defend a conception,
that does not make death cruel?
In this view, “the Court can enforce what the Constitution says only
by making up its own mind about what is cruel.”5 More generally, “rights
may vary in strength and character from case to case, and from point to
point in history.36 Dworkin called for “a fusion of constitutional law and
moral theory.”37
Morality, as such, is not inherently extrinsic to the Constitution,
even on Holmes’ view. “The law is the witness and external deposit of our
moral life” he said.3# It is the judge’s morality (or the judge's conception of
society’s morality) which is extrinsic to the Constitution. The case for
recognizing that there is morality in law is not a case for judges’ introducing
morality into law. When Holmes defined law as essentially a “prediction of
the incidence of the public force??? he also denied that this was “the lan-9 Tromas SoweLt
guage of cynicismn?#° for when he emphasized “the difference between law
and morals” he did so “with reference to a single end, that of learning and
understanding the law”? Law was not to be interpreted by moral criteria,
but as a set of instructions whose cognitive meaning was pre-emptive.
By contrast, those who argue for a larger interpretive role for judges
seek to go behind the cognitive meaning. To them, “original intent” en-
compasses the psychological state of mind of those who wrote the
Constitution —the fact that Madison “approached the Convention in the
grip of a great intellectual passion,” that he had “fear” of certain policies
regarding property and religion,*? or that he “privately described” con-
stitutional amendments in a particular way.** Professor Dworkin argues at
considerable length against original intent on grounds that the “mental
events” in the minds of legislators or writers of the Constitution are
difficult or impossible to discern, *5 that “it seems even plainer that we have
no fixed concept of a group intention,’ nor any way of deciding “which
aspects of individual mental states are relevant to a group intention ”46 In
asimilar vein, others point out that “public statements often do not reflect
actual intentions‘? In contrast to Holmes, this is indeed trying to get
inside people's minds.
Given the expansive nature of the task conceived, the great difficul-
ties and ambiguities—not to say utter impossibility —of discerning “origi-
nal intent” are indeed what the advocates of judicial activism claim. But
it is not this kind of original intent which has been proposed. It is only
when going behind cognitive meaning that original intent would require
modern interpreters to “discern exactly what the Framers thought,’ as Jus-
tice William J. Brennan claims. Within his framework, it is relevant to
point out that “the Framers themselves did not agree” on all provisions of
“a jointly drafted document,’ and its enactment involved not only “the
drafters” but also “the congressional disputants” and “the ratifiers in the
states.’48 But the relevance of such considerations depends entirely on
the framework adopted and the task it implies—a framework not adopted
and a task not undertaken by advocates of “original intent” or judicial
restraint.
These great — if not insuperable— interpretive difficulties do not derive
from the Constitution itself or from deficiencies of the historical record,
and would apply even to an ordinary commercial contract or employment
agreement made today. If a judge were to seek out the “aspirations” behind
a decision to embark on a particular career or the “substantive values”
embodied in establishing one corporate structure rather than another, his
interpretive task would be equally formidable. Instead of determining the
cognitive meaning of the terms and conditions set forth in a contract, heJupiciat ActivisM RECONSIDERED 10
would have to consider the subjective intentions and motivations, not
only of the attorneys who drew up the relevant documents, but also of the
executives who directed them, the stockholders (vocal and passive),
investment bankers with a stake in the company, labor union officials, and
others whose influence was felt one way or another in the emergence of
the document in question. It is only by focusing on cognitive meaning
that the interpretive task becomes manageable for the judge—or so man-
ageable that it need not come before a judge.
A specific and real case may illustrate concretely the distinction
between seeking the cognitive meaning of instructions and going beyond
cognitive meaning to extrinsic considerations. The Weber case‘? provides
such an illustration. Section 703(a) of the Civil Rights Act of 1964 made
it illegal for an employer “to discriminate against any individual with
respect to his compensation, terms, conditions, or privileges of employ-
ment, because of such individual's race” or various other characteristics,
Section 703(d) more specifically forbade such discrimination in “any pro-
gram established to provide apprenticeship or other training” A white
employee, Brian F. Weber, was denied admission to a training program
where places were awarded on the basis of seniority, even though black
employees with less seniority were admitted, because racially separate
seniority lists were used and racial quotas were established. That this was
counter to the plain cognitive meaning of the Act was not explicitly
denied in the U.S. Supreme Court opinion written by Justice William J.
Brennan. But Justice Brennan rejected “a literal interpretation” of the Civil
Rights Act, preferring instead to seek the “spirit” of the Act in Congress’
“primary concern” for “the plight of the Negro in our economy? In short,
he went behind the cognitive meaning of the law's provisions to the pre-
sumed purposes and values motivating the enactment of the law. Because
that presumed purpose was not to protect whites from racial discrimina-
tion, the Act was deemed not to protect Brian FE. Weber, who lost the case.
The emergence of this decision from the clear language of the Act to the
contrary was likened to the great escapes of Houdini, in the dissenting
opinion of Justice William H. Rehnquist."
The Weber case illustrates the difference between seeking intrinsic
cognitive meaning and going beyond that meaning to extrinsic considera-
tions because (1) there was no serious question as to the cognitive mean-
ing of the words, so that (2) the kinds of interpretive steps suggested by
Holmes and Blackstone, among others, were unnecessary for the purpose
of advancing toward the cognitive meaning—and were, on the contrary,
used to advance beyond cognitive meanings, in the manner suggested by
Ronald Dworkin.n Tuomas SoweLt
Professor Dworkin in fact endorsed the Weber decision. Citing “the
background of centuries of malign racial discrimination?s? Dworkin
referred to the Civil Rights Act as “a decision by Congress to advance
racial equality,’ so that this “underlying policy” made Brennan's decision
the right one.5? According to Dworkin, “the question of how Title VII
should be interpreted cannot be answered simply by staring at the words
Congress used" Yet he did not claim that the specific words actually used
were unclear as to cognitive meaning, though he proceeded to discuss a
hypothetical case of what to do when statutory language was in fact
“unclear” Tactical agnosticism can of course make any words unclear,
and hypothetical cases are a very effective way of doing so. But in the
actual case under discussion, there was no claim that Congress had
exempted affirmative action plans from the Act or (as in the case of the
surgeon shedding blood in the streets) simply not contemplated the par-
ticular situation referred to when writing the statute. Such questions are
relevant to attempts to advance toward the cognitive meaning given by
the legislators, but they ate not relevant to the interpretive process pro-
posed by Dworkin:
One justification for a statute is better than another, and provides the
direction for coherent development of the statute, if it provides a more
accurate or more sensitive or sounder analysis of the underlying moral
principles. So judges must decide which of the two competing justifica-
tions is superior as a matter of political morality, and apply the statute
so as to further that justification.>”
All this was said in exploring a hypothetical case, but the results of the
reasoning were then referred back to the Weber case, whose decision
Dworkin then approved as “another step in the Court's efforts to develop
a new conception of what equality requires in the search for racial
justice’58
The tactical ingenuity of Professor Dworkin’s discussion of the Weber
case with reference to a hypothetical case of unclear meaning cannot be
fully appreciated without knowing that (1) far from being a situation not
contemplated by the legislators (like the surgeon shedding blood), the
possibility of racial quotas and reverse discrimination against white
individuals was raised often and insistently by congressional critics of the
Civil Rights Act in the debates leading up to its passage, and (2) were
equally often and emphatically rejected by the Act’s supporters as being
neither the purpose of the Act nor even permitted by the Act.2? Had
Dworkin discussed the Weber case specifically throughout his considera-Jupiciat Activism RECONSIDERED 12
tion of it, and had he made the explicit claim that the language of the Act
was cognitively unclear in its application to the case at hand, that would
have opened up a search for cognitive clarification, which would have
turned up these embarrassing results.
Tactical agnosticism and an escape into the hypothetical are by no
means peculiar to Professor Dworkin, or even to analyses of particular
cases. A general argument has often been made that times and circum-
stances have changed, thereby necessarily changing the meanings of con-
stitutional provisions. This is almost never said in the context of a par-
ticular, concrete case at hand, requiring a particular provision to be
superseded as manifestly inapplicable to the circumstances of the litigants.
More commonly, hypothetical cases are posited, involving technological
or other changes unforseeable by the framers of the Constitution, thereby
arguing for a general difficulty of following original meanings. Ironically,
this general argument from hypothetical cases has virtually no applicabil-
ity to the most controversial Supreme Court cases of the past generation,
which dealt with things well known at the time the Constitution was
adopted—abortion,® prayer in school,‘! the arrest of criminals, the
segregation of the races,®? differential weighting of votes," and execu-
tions.® To be dissatisfied with the substantive position of the law or the
social conditions in the nation is not to assert that the law is unclear,
unless one’s proclaimed agnosticism is in fact purely tactical. When Justice
Brennan said “ambiguity of course calls forth interpretation?® he ignored
the more fundamental question, whether it was interpretation which
called forth ambiguity.
The case for extrinsic considerations in interpretation of law can be
made independently of claims of cognitive ambiguity, though it seldom is.
More commonly, there are protestations of the great difficulties of deter-
mining what the writers of the Constitution meant—followed by asser-
tions that such meanings are now obsolete anyway. But if the case for
extrinsic meanings is valid, the difficulties of finding intrinsic meanings
are irrelevant. The whole argument thus reduces to one of the substantive
merits of the case for going beyond cognitive meanings in the law.
SussTantTIvE Issues
Among the reasons advanced for going beyond the “original intent”
(cognitive meaning) of those who enacted legislation or constitutional
provisions is that (1) there have been significant social changes since the
enactment, (2) there are moral questions involved, only imperfectly7 Tuomas SoweLt
addressed or cryptically suggested by the explicit language of the enact-
ment and, more generally, the enactment—especially the Constitution—is
not to be read as a set of rules but as an expression of values, to be given
specific content in the particular case by the jurist. Those on the other
side, who propose remaining within the original cognitive meaning, often
raise another issue as to (3) the right of a democratic majority to govern
through its representatives. These arguments will be considered in turn.
“Change”
Advocates of judicial activism often refer to changes which have
taken place, and others deemed desirable, as reasons for going beyond the
original cognitive meanings of laws, including the Constitution. Accord-
ing to Justice William J. Brennan:
Those who would restrict claims of right to the values of 1789 specifically
articulated in the Constitution turn a blind eye to social progress and
eschew adaptation of overarching principles to changes of social circum-
stances.6”
According to Justice Brennan, “the genius of the Constitution rests
not in any static meaning it might have had in a world that is dead and
gone, but in the adaptability of its great principles to cope with current
problems and current needs”68 Similar views can be found throughout a
vast literature, inside and outside the legal profession, at both scholarly
and popular levels.
The repeated and insistent emphasis on the fact of “change” surely
one of the most common and uncontroverted features of human history —
is difficult to understand, except as a prelude to the non sequitur that
judges are the special, authorized agencies of particular changes favored
by the particular advocates. Generic “change” is simply not a controversial
issue. Even individuals commonly identified as “conservative” often have
a breath-taking range of changes which they would like to see intro-
duced —differing in specifics, more so than in number or magnitude, from
the changes advocated by those considered “liberal” or “radical.”
Technological or other changes which literally render it impossible to
meaningfully apply constitutional provisions in their original senses—
electronic listening devices or aerial surveillance, for example—have sel-
dom been involved in the constitutional cases which have produced fire-
storms of controversy. Nor have the objective “social changes” which have
occurred usually been such as to make existing laws impossible to apply —Jupictat Activism ReconstDERED 1%
as massive miscegenation might have rendered racial segregation laws adminis-
rratively untenable, for example. What has more commonly happened is that
changes in subjective attitudes and beliefs—among judges, intellectuals, or
the public at large—have weakened or displaced faith in the desirability of vari-
ous laws and social conditions. Whatever the merits and validity of these sub-
jective changes, they are not objective compulsions which judges “cannot
avoid" which compel them, against all their misgivings, to try to “penetrate
to the full meaning of the Constitution's provisions) as Justice Brennan
depicts it.
In short, whatever hypothetical tyranny “change” might exercise over
reluctant judges in hypothetical cases—in the real world, the real cases which
have caused concern and controversy over judicial activism have seldom been
of this nature. Social change created no cognitive difficulties in determining
Brian Weber's race or that of his fellow employees, or made the language of
Sections 703(a) or 703(d) of the Civil Rights Act shrouded in ambiguity defy-
ing all attempts to discern what Congress could possibly have meant. The
changing technology of abortions raised neither administrative nor other
barriers to the feasibility of its being either legal or illegal. Not were any of the
eighteenth-century methods of execution, which escaped the “cruel and
unusual” prohibition of the Constitution at the time, lost as options through
“change” in the intervening generations. In short, feasibility is not the central
issue. What has changed most profoundly is what people, including judges,
wish to do.
Once the argument is disencumbered of tactical agnosticism, feasibility,
and generic “change? the issue can be faced as to how to institute such specific
changes as seem desirable. There is nothing in the Constitution of the United
States to prevent this, despite many laments as to the “difficulty” of amending
the Constitution. Difficulty must be distinguished from frequency. It is not
difficult to put on one red shoe and one green shoe each morning, but it
happens infrequently —because people do not wish to do so. The statistical
frequency with which the Constitution is amended is relevant only when
compared to the frequency with which the public wishes it to be amended.
The fact that it is considered a damning charge against judges that they are de
facto amending the Constitution—and that judges feel called upon to deny
it—suggests that the public is more anxious to prevent the Constitution from
being changed than to change it. If this evidence is insufficient, it nevertheless
exceeds evidence to the contrary. Indeed, the hallmark of the opposite view is
that evidence is neither asked nor given as to the differential between desired
and actual amendment —ic., the “difficulty” of the amending process.
Discussions of how rarely the amending process has been “successful”
implicitly define success as the adding of an amendment rather than the15 ‘Tuomas SoweLt
carrying out of the public's will. By this standard, the electoral process must
also be considered an abysmal failure, because far more candidates are
defeated than elected, especially if primary elections are counted. But in both
the electoral and the amending process, defeat of what the public wants
defeated is just as much a success as the victory of what the public wants
victorious. Even where a majority—but not a sufficient majority, or not a
majority so distributed as to produce victory—wishes to have an amendment
(or the over-riding of a presidential veto of legislation), but is thwarted from
doing so, the absence of any serious effort to change the constitutional rules
suggests that the public does not regard the whole process as a failure—that is,
they accept the verdict of the enduring majorities who have sanctioned this
procedure as a brake against their own transitory majority.
Social changes—even changes of a profound and far-reaching nature—do
not of course necessarily require changes in the U.S. Constitution. Many
statutes and state constitutions serve as instruments of change, as do an ever-
increasing number of administrative agencies at all levels of government, and
an ever-expanding galaxy of private individual and corporate arrangements.
The proposition that publicly desired changes are thwarted for lack of institu-
tional instruments, so that judges are the public's last resort, not only flies in
the face of this evidence but is also inconsistent with the courts’ plummeting
prestige as they putatively carried out the public’s otherwise thwarted desires
for change. Not all advocates of judicial activism take on the formidable task
of claiming that the public wants the changes imposed by judges. Some admit
to speaking for a much narrower constituency among their contemporaries,
however much they may anticipate vindication from later and presumably
more enlightened generations. Justice Thurgood Marshall has made the test
what the public would believe if properly informed.”!
In principle, the fundamental justification for judicial activism is that
what is imposed is morally preferable to what exists—or what the public
wants. In Ronald Dworkin's words, “a more equal society is a better society
even if its citizens prefer inequality”? This puts the issue at its clearest. What
remains is to determine why judges are the proper instruments of changes
counter to public desires and unauthorized by the source of their authority.
The pragmatic answer is that they are appointed rather than elected and, with
federal judges, appointed for life. Even so, different kinds of institutions have
their own advantages and disadvantages,’> so that even intellectually or
morally superior individuals in a particular kind of institution need not make
more socially beneficial decisions when over-riding the decisions of other
institutions which have social advantages in the particular matters within
their respective purviews.
Dworkin's dictum is instructive in another sense as well. To him, and toJuniciat Activism RECONSIDERED 6
many other advocates of judicial activism, the issue is what to do—not who is
to decide what to do. To this latter question, as to many others, the mere fact
of “change” has little relevance.
The oft-repeated dichotomy between judicial activism and perpetuating
the social and political world of the Framers of the Constitution defies history
as well as logic. Some of the most dramatic changes~ indeed, drastic transfor-
mations of the whole social and political landscape of the United States—
occurred in the first century under the Constitution, which is to say, before
Earl Warren was born. Few of these transformations were caused by judicial
decisions, and the most historic social transformation of all—the freeing of the
black population from slavery—went counter to the most prominent judicial
opinion of that era on race, the Dred Scott decision. The choice between
judicial activism and perpetuating the eighteenth century represents either
incredible naiveté as a belief or incredible cynicism as an argument.
Morality
Although some argue as if the moral issue in judicial interpretation is
whether, or to what degree, morality is to influence the law—as if it were
a controversy between “moral skeptics” who believe that “morality may be
ignored””* and those who wish the law to be applied with moral sensi-
tivity—the more fundamental question is not what to decide but who is to
decide. Emphatic reiteration of the theme of morality, like emphatic reiter-
ation of the theme of “change,” is not a substitute for determining whose
morality—or, analogously, whose change, whose meaning, whose pur-
poses, whose intent. The question is not whether rights should be “taken
seriously’?> but whose conception of rights—there being some concep-
tions of rights which are the very negation of rights as conceived by
others.?¢
The morality of the law as enacted must be distinguished from the
morality of the judge interpreting it. Justice Holmes was as insistent on the
central and legitimate role of the former as he was on the irrelevance and
illegitimacy of the latter. Whether or not one agrees with Holmes’ substan-
tive conclusion, the point here is simply that he demonstrated a viable
distinction. Holmes was not “for” or “against” the generic principle of
morality in the law. When discussing the development of law from a
philosophical perspective, Holmes called it “the witness and external
deposit of our moral life” and described its history as “the history of the
moral development of the race””? He also referred to “high idealizing” in
general as “the best thing in man.”’8 But, as a member of the Supreme
Court, he often said to his fellow jurists: “I hate justice’"-as an argument"7 ‘Taomas SoweLt
to be weighed by them in the context in which they were working.’? One
of his dissenting opinions ended: “I am not at liberty to consider the jus-
tice of the Act.”8° Similarly, when writing to a foreign jurist, Holmes said:
“L always should be sorry if I could not get any reason more definite than
in consonance with our sense of justice” The real question, according to
Holmes, is “does this decision represent what the law-making power must
be taken to want?”*! Similarly, in a dissenting opinion, Holmes declared:
“When we know what the source of the law has said that it shall be, our
authority is at an end® In his later years, Holmes contemplated writing
a book on the law, “getting rid of all talk of duties and rights— beginning
with the definition of law in the lawyer's sense as a statement of citcum-
stances in which the public force will be brought to bear on a man
through the Courts . .
In this context, Holmes cannot be depicted as a judicial defender of
the “substantive value” of free speech, or any other moral value. He was a
defender of the Constitution, as the ultimate source of the power he
wielded, and the Constitution was the defender of free speech. On the
Supreme Court bench, Holmes did not deem himself the agent of any
moral values transcending the Constitution. Rather, he saw his judicial
role as being “to see that the game is played according to the rules whether
I like them or not.’§4 When he said that the Constitution did not enact
Herbert Spencer’s philosophy, that was not a rejection of Spencer's philos-
ophy. Unlike some other critics of judicial activism, Holmes rejected acti-
vism, even when based on his own philosophy. The Constitution, he said,
“is not intended to embody a particular economic theory” More generally:
“It is made for people of fundamentally differing views”§>
What is at issue between those who urge judicial restraint and those
who urge judicial activism is not whether there is, or should be, morality
in the law. What is at issue is the institutional source of that morality. A
contemporary exponent of judicial restraint, Judge Robert H. Bork, has
summarized the argument in terms very similar to those of Holmes: “In a
constitutional democracy, the moral content of the law must be given by
the morality of the framer or the legislator, never by the morality of the
judge”®* Once again, it is necessary to state the position of the advocates
of judicial restraint at some length because the opposing views of the judi-
cial activists do not simply disagree with their premises, reasoning, or con-
clusions, but often debate an entirely different range of issues—whether or
to what extent there should be morality in the law, what kind of morality
it should be (utilitarian, contractarian, etc.), and the moral bases of dis-
obedience of the law, for example.*” It is difficult to get the issues between
thera joined, much less resolved.Jupiciat Activism RECONSIDERED 18
It has been argued by Ronald Dworkin, for example, that those with
a “rule book” conception of law “do not care about the content of the
tules in the rule book”®*—as if the issue were one of relative caring rather
than the institutional locus of discretion. While conceding the value of
prospective rules, Dworkin says, “compliance with the rule book is plainly
not sufficient for justice; full compliance will achieve very great injustice
if the rules are unjust.” No one can doubt that; one need only conceive
of being a judge in South Africa, Nazi Germany, or the Soviet Union. The
real question is whether that is the issue.
Such societies are condemned precisely because their laws and poli-
cies are considered unjust, and those who in conscience resign from posi-
tions which require them to act as agents of such laws and policies are
applauded. The moral problem is with the nature of such regimes, not
with the nature of agency. The larger question—and the real point of
contention—is not how individuals should respond to institutionalized
injustice already in place, but how institutions can function to better the
human condition. It is moral preening to suggest that those who favor one
method of institutional decision-making “care” more about justice (or
other “substantive values”) than those who think another method of
institutional decision-making will prove more effective. What must be
analyzed and debated are the reasons for believing that one institutional
pattern will advance justice—or any other goal—more effectively than
another.
It can be, and has been, debated for centuries whether specialized
roles, strictly observed, contribute more to human well-being than more
expansive responsibility for the common good being directly assumed by
each individual. Arguments for “social responsibility” by businessmen are,
in this sense, parallel to arguments for judicial activism, liberation theol-
ogy, or advocacy journalism.%° These are all questions about the scope,
mode, and locus of institutional discretion—not about who cares more
about justice or any other moral precept. Oliver Wendell Holmes, born
during the era of slavery, was an abolitionist who left college to volunteer
to fight in the Civil War, where he was severely wounded in two battles.
This was hardly moral agnosticism. Even when serving, years later, on
the U.S. Supreme Court Holmes publicly voiced strong opinions on the
political ideologies of his day®!—though his votes on the Court often
went in favor of those whose ideas he repudiated and anathematized.?
Moral neutrality has nothing to do with defining the limits of a judge's
institutional role.
Judicial activists like Ronald Dworkin and Laurence H. Tribe recag-
nize limits on what judges can and should do when interpreting the Con-19 Tomas SoweLt
stitution.%3 They simply set those limits much wider than do Robert H.
Bork or Richard Posner today, or Holmes or Blackstone in times past. It
is the nature of the differential which is at issue. Professor Tribe distanced
himself from those advocates of judicial activism “who have convinced
themselves that ‘anything goes’ as long as it helps end what they see as
injustice; that constitutional law is only a legitimating mask for what
those in power can get away with; or that it is only tame language in which
those who might otherwise foment violent revolution can couch their
demands in forms the regime might accept without losing face” In short,
Professor Tribe rejected guerrilla warfare under the guise of legal theory.
He said;
We must make choices but must renounce the equally illusory fteedom
to choose however we might wish to choose. For it is a Constitution—
a specific, necessarily imperfect Constitution—in whose terms we are,
after all, choosing.®*
The Constitution, according to Tribe, “is not simply a mirror, nor is
it an empty vessel whose users may pour into it whatever they will? But,
however Professor Tribe may differ in degree from some other advocates of
judicial activism, he shares a common feature with most—a quest for the
substantive moral values behind the cognitive meaning of constitutional
provisions. It is in terms of these underlying values that the individual
appellate judge must make choices when deciding cases—“constitutional
choices,’ as Professor Tribe calls them. To Tribe, “the Constitution is
inevitably substantive” “A substantive concern for individual privacy
necessarily underpins the Fourth Amendment, he says.97 After examin-
ing a number of constitutional provisions, Tribe concludes:
What is puzeling is that anyone can say, in the face of this reality, that the
Constitution is or should be predominantly concerned with process and
not substance.°8
What is at least equally puzzling is why there should be such insis-
tently reiterated emphasis on the existence of moral substance underlying
constitutional provisions, in the absence of any contrary claim that it is an
amoral document with no social purpose. The mere existence of The Fed-
eralist Papers would surely be sufficient refutation, if any such hypothetical
doctrine should arise. Once again, the issue that is not joined is the issue
actually raised by their opponents: Why are judges authorized to revise
moral decisions already made and ratified, and presented as instructions
rather than suggestions or exhortations—presented as “Congress shallJupictat Activism ReconstperED 20
make no law . . .” rather than “Congress should weigh the following”
much less “Judges should weigh the following . . ."?
In any document (or situation, philosophy, institution, population,
equation) involving many factors, nothing is easier than to abstract from
factors A through Y and then declare that Z is the truly crucial variable
to consider. Because the Constitution has a moral dimension, this proce-
dure can make plausible the non sequitur that it must be read and inter-
preted as a moral statement. But because Beethoven wore clothes, it does
not follow that his significance must be assessed sartorially—or that those
who consider his apparel irrelevant are claiming that he was a nudist.
Establishing a particular fact is not establishing its salience for a particular
purpose. Establishing that the Constitution was not morally nude does
not make the judge's role that of its fashion designer. Judicial activists who
depice the Constitution as a morally groping document, crying out plain-
tively for the aid of judges,?® have nothing on which to base this vision,
other than their own self-serving assumptions. Although a junkyard
owner may choose to regard General Motors as his raw material supplier,
that in no way justifies imputing to General Motors an “original intent” to
play such a tole.
The call for “constitutional choices”! likewise evades or pre-empts a
crucial issue: Are there in fact choices to be made, in the sense suggested?
Judges can certainly assess processes, as the advocates of judicial restraint
urge, but can they choose results in the manner suggested by Professor
Tribe? The difference can be illustrated with the best-known (and most
traumatic) episode of the twentieth century: World War II. Central ro
Adolf Hitler’s ambitions, which led to this war, were (1) the desire for a ter-
ritorially more expanded Germany, including the Germanic peoples of
Austria and of the Sudeten region of Czechoslovakia, as the centerpiece
of an international empire, and (2) the disappearance of the Jews as a peo-
ple. The net results of Hitler’s endeavors, however, were (1) a reduction of
Germany’s territory to a smaller size than when he took power in 1933,
with this smaller Germany then being further split in two between East-
ern and Western political blocs, and (2) creation of the state of Israel.
During the prewar era, Neville Chamberlain's choice was “peace in our
time,’ but the processes he followed have often been blamed for pro-
ducing—unnecessatily—the greatest carnage in history. These examples
are meant to be illustrative as to a distinction, rather than conclusive as
to history!
Contrasts between intentions and results are not confined to the
twentieth century. There are ancient and fundamental differences of
beliefs as to the extent to which man’s intentions are realized or21 Tuomas Sows.
realizable—differences manifest in controversies involving some of the
leading intellectual figures of the Western world over the past two centu-
ries, at least.!°? Yet Professor Tribe pre-empts this whole issue with his doc-
trine that judges make choices among results.1° But it is by no means
clear from the empirical record that judicial activism in the area of ethnic
minority issues, for example, has improved these groups’ over-all eco-
nomic position vis-a-vis the society as a whole, and substantial evidence
that poorer minorities have fallen further behind as judges have bent the
law to advance them.!© It is not necessary to regard such evidence as con-
clusive proof of counter-productive results in this case or in general. It is
sufficient to indicate that whether judges can in fact make choices of
results is an issue, rather than a foregone conclusion. Both Dworkin and
Tribe repeatedly treat the assumptions and the results of the courts’ racial
and ethnic decisions as foregone conclusions.'®> Their reiterated insis-
tence that judges should choose results based on moral principles contrasts
sharply with their gliding silently over the priot question of whether
judges can choose social results, whether on moral or any other bases.
‘Once the analysis recognizes the distinction between choosing
processes and choosing results—that is, once it takes account of the fact
that people are profoundly mistaken a significant part of the time—then
the question of institutional locus of discretion involves not simply the
relative prescience of the various people but also, and more importantly,
the ability of differing institutions to correct initially mistaken beliefs in
the light of subsequent experience. Courts are among the institutions
least able to monitor continuously the ramifications of their decisions and
least subject to incentives to admit being wrong, much less to violate theit
own precedents and change.
Majorities
Institutionally, majorities are important as the source of power in a
democracy, a portion of which power is wielded by judges, at the suffer-
ance of those majorities. There are moral choices to be confronted by any
individual before agreeing to act as the agent of any constituency ot
organization, unless he accepts the role in the spitit of a guerrilla operating
behind enemy lines, but that is very different from saying that he is an
agent of abstract moral principles, set above the source of his power. As an
individual, he may indeed view some moral principles as representing a
higher level of morality than the principles embodied in the law he is
authorized to enforce. But the distinction between unfettered individual
freedom of conscience in belief and the very teal moral constraints of dutyJupiciat Activism REconstpERED 22
in action was made by Socrates when he drank the hemlock.!°¢ It was not
moral neutrality.
The agency tole of a judge is, in principle, as applicable in a monarchy
as in a republic, but in a constitutional democracy the additional issue of
the people's right of self-government is involved. There would, of course,
be no constitutional rights if every transitory majority had unlimited dis-
cretion. But that does not make the issue one of majority versus minority,
or majority versus morality, much less majority versus judge. The thwart-
ing of the popular will, as it exists at a given time, is inherent in enforcing
statutes representing other popular wills at other times, or constitutional
provisions representing more enduring popular wills, which include the
reining in of transitory popular wills. None of this implies the raising of
minorities, or judges, or moral principles interpreted by judges, above the
majority. The question is: which majority—a mob gathered in the streets,
the “silent majority” in their homes and workplaces, the past majorities
who passed laws against mob violence, or the many generations who have
each given in turn the “contemporary ratification” of the Constitution
which judicial activists regard as the special province of judges? The fed-
eral Constitution is “the supreme law of the land?’ not because it is more
moral than state constitutions or state or federal legislative enactments,
but because ir represents a larger and mote enduring majority.!°? Minori-
ties receive their constitutional rights from that enduring majority to which
transient majorities bow, not ftom whatever abstract moral tights are
imagined to exist as a brooding omnipresence in the sky.
No one believes that whatever a majority does is morally right—
including the majority. But the morality of the terms of a charter delegat-
ing authority is a very different question from the morality of one’s use of
that delegated authority. It is the latter question which lies within the
official discretion of those who accept delegated authority, if they accept
it in good faith. Dworkin recognizes no such moral limitation on the
authority delegated to judges. He argues that the Supreme Court “must
define the best conception of democracy for itself”!°8 But the Supreme
Court is hardly in a Rawlsian “original position” to determine such mat-
ters. It is an existing institution under an existing government, one of
whose tendencies or dimensions is democratic. Each individual can
decide whether that government is good, bad, or indifferent when decid-
ing whether or not to accept appointment to the bench—and when con-
templating resignation. But neither individual justices nor the Supreme
Court as an institution have a mandate to determine de novo whether the
government is democratic enough or democratic in the right way. Usurp-
ing such a role is operating as a guerrilla behind enemy lines.23 Tuomas SoweLt
The larget question is for the whole society to consider: How just are
the specifics of the law, and how secure are the legal rights granted? The
presumed tenuousness of majority-based rights ignores the majority’s own
recognition, in a constitutional democracy, of moral principles superior
to its own current inclinations—even if it refuses to grant such superiority
@ priori to the current inclinations of others. Free speech is politically
important as part of the process of changing the majority’s mind. Rights
granted by a majority may, of course, be revoked by a majority—but so
ultimately may rights created and granted by judges. Constitutional rights
have a protective legitimacy which has sustained them for two centuries,
despite numerous popular disagreements with particular judicial deci-
sions. Surreptitiously created rights, lacking that politically protective
legitimacy, invite circumvention and stake their endurance on popular
reluctance to impeach judges or disrespect laws, or to dismantle parts of
the constitutional structure. That is, they raise the stakes, in hopes of forc-
ing the opposition to fold their hand. It is a dangerous and unnecessary
gamble with the future of constitutional government. Moreover, judges
who act like guerrillas behind enemy lines have no moral claim to exemp-
tion from the fate of guerrillas discovered behind enemy lines. At a mini-
mum, guerrillas have no moral claim to tenure.
Those who argue for a judicial fusion of moral and legal principles
once again confuse the question of what to decide with the prior question
of who is to decide. Issues of justifying a particular institutional locus of
discretion, which are so often glided over in the arguments of judicial
activists, are central to the arguments of those advocating judicial
restraint, Legal tights and moral rights cannot be fused in the latter vision,
for they relate to entirely different processes—hence Holmes’ distress that
they were described by the same word. According to Holmes:
for legal purposes a right is only the hypostasis of a prophecy—the
imagination of a substance supporting the fact that the public force will
be brought to bear upon those said to contravene it— just as we talk of
the force of gravitation accounting for the conduct of bodies in space.
One phrase adds no more than the other to what we know without it.
No doube behind these legal rights is the fighting will of the subject to
maintain them, and the spread of his emotions to the general rules by
which they are maintained, bur that does nor seem to me the same thing
as the supposed a priori discernment of a duty or the assertion, of a pre-
existing right. A dog will fight for his bone.!0?
In short, to Holmes rights are the creation of governments, and the
emotional attachment felt toward these rights indicate nothing to theJupician Activism ReconstpereD 24
contrary, nor even anything specifically human. The opposite view of
Professor Dworkin is that “citizens have moral rights against their govern-
ments?!!0 These moral rights are “made into legal rights by the Constitu-
tion”! Thus “we must treat the Firse Amendment as an attempt to pro-
tect a moral right”!"? Behind all these rights is “the vague but powerful
idea of human dignity)’ that “there are ways of treating a man that are
inconsistent with recognizing him as a full member of the haman commu-
nity” which “holds that such treatment is profoundly unjust?!
The concept of “government” is used here by Dworkin in the same
timeless and inconsistent way “majority” is used in other contexts by judi-
cial activists. Government in the form of a particular administration at a
given point in history prohibited all future administrations from doing
certain things—and subsequent administrations have been unwilling or
unable to get these prohibitions repealed. Far from being abstract rights of
individuals against government, based on nebulous moral presumptions,
these prohibitions are products of government and rights of the govern-
ment itself, as an enduring institution, against its transient agents, whose
violations of these prohibitions may lead not only to having their orders
countermanded, but also to impeachment, removal from office, and
punishment by civil and criminal penalties. The fact that the transient
agents of government usually have the prudence to change course, once
a violation of constitutional principles has been detected, means that this
scenario is seldom played out in full, but nevertheless it remains the
powerful threat behind the scenario that is actually played out, under the
guise of some aggrieved “individual citizen” versus “the government” It
was precisely the threat of “the government” which forced its highest
official to resign in 1974. It is the threat of “the government” which forces
its other agents to respect the rights of “the individual,”
While democratically elected administrations are bound by the cogni-
tive meanings of prior government, judges are somehow assumed to be
exempt, and to be authorized to re-open the whole range of constitu-
tional issues and reasons— not all of them purely questions of morality—
settled long ago. Even if all constitutional provisions could be shown to be
hased solely on moral essences of the sort discussed by Professor Dworkin,
the question of locus of discretion would remain: Why are today’s judges
authorized—and by whom?—to re-open these questions? Is mere use of
the magic incantations “unclear” and “ambiguous” sufficient to open the
doors to the enormous power of remaking government? As the Weber case
demonstrated, anything can be made “unclear.”
The idea that rights have their origin in the “dignity” of the individual25 Tuomas SoweLt
as a member of the human community treats “membership” as a one-way,
free, and irrevocable grant—contrary to what membership means in
almost any other context, where those who fail to carry out the duties of
a member forfeit their membership. It is commonplace that those who
refuse to pay their dues or obey the rules cease t0 be members. At one time
the law distinguished between those within its protection and “outlaws”
who had been placed—or placed themselves—beyond its protection. If
rules are more than arbitrary enactments and serve some social purpose,
to limit the retaliatory consequences of disobeying them while the direct
consequences to society remain unlimited means giving some individuals
the ability to impose high costs on others at low costs to themselves. Con-
cepts of “dignity” and “respect,” as free goods available to all, empty them
of meaning as differential rankings of people in response to their own
respective behavior. Again, the net effect is to enable some to impose costs
on others without corresponding costs being imposed on themselves.
Granting differential privileges to persons conceived separately as “indi-
viduals” than when they are conceived collectively as “the majority” seems
arbitrary at best—and worse than arbitrary when the basis of selecting
such beneficiaries is that they violated rules.
Much of the moral force for favoring “the individual” over “society”
or “the majority” comes from contemplating the fate of disadvantaged
racial or ethnic minorities—which is to say, minorities defined by charac-
teristics beyond the individual’s control, as distinguished from minorities
defined by the individual's own behavior (homosexuals, alcoholics, or—in
principle—pilors or doctors). Moral condemnation of racial disctimina-
tion, however richly deserved in many lands around the world, is not the
same as an argument that legal rights must be created by judges to stand
between all minorities—behaviorally as well as genetically defined—and
the will of the majority. To say that a moral right exists is not to say that
a legal right exists, or that judges are authorized to create one not already
in the Constitution.
Generalization from the history of racial minorities is often false as
history as well. Historically, the ending of the enslavement of blacks in the
United States was not the work of courts but of a democratically elected
president (who was subsequently re-elected) and of majorities sufficient to
pass a series of constitutional amendments in a few years, granting both
freedom and equality before the law. The implementation of this legal
equality was retarded for decades by the courts’ restrictive reading of the
Fourteenth Amendment in racial cases, while they read the Amendment
ever more expansively in areas remote from the “original intent” of theJupictat Activism Reconstpeep 26
enactment. Depiction of courts as the last bastion of morality against the
immoralities of the democratic process requires highly selective samples
of history.
The history of racial minorities is instructive in yet another way related
to controversies over the institutional locus of discretion. Much of the con-
troversy proceeds as if the important decisions—and the important changes—
are due to collective decisions, centered in political institutions, with the issue
then being where in such institutions the controversies should be decided. In
reality, many of the most profound advances of racial and ethnic minorities
around the world have occurred independently of political or legal changes—
and often precisely to the extent that collective controls were inoperative or
inefficient.
Racial residential integration, for example, was far greater in many Ameri-
can cities half a century before racially restrictive covenants were abolished by
Shelley v. Kramer'!4 than at any time since.!!5 The increase of blacks in high-
level occupations was greater in the decade preceding the Civil Rights Act of
1964 than in the decade following its enactment.!! Many groups have pros-
pered far more when ignored by the authorities than when made the subject
of their attention—the Jews, the Chinese, the Indians, and the Japanese being
classic examples in countries around the world, More than selective historical
examples are involved. Economic analysis has demonstrated logical reasons
why the systemic actions of the marketplace are often more favorable to disad-
vantaged minorities then are the actions of government, and a growing body
of empirical evidence supports that theoretical analysis.'7 Whether or not
the economic theory or the factual evidence is accepted as conclusive, at the
very least they seriously undermine the foregone conclusion that the deci-
sions which matter most—and most beneficially —are the collective decisions,
made through political or legal processes. If judicial activists wish to maintain
this essential underlying premise, then it must be supported by evidence
rather than by presumption and reiteration.
Pouitica VarreTiEs oF ACTIVISM
Much current discussion pits “liberal judicial activism” against “conserva-
tive judicial restraint” As loose labels, these are not entirely without foun-
dation. Indeed, it is worth exploring what that foundation is. But it is at
least equally important to recognize that neither logic nor history inevita-
bly ties the issue of judicial activism to a particular political or social creed.
This is especially so when discussing a particular constitutional system27 Tuomas SoweLt
already in place, as distinguished from deciding what kind of legal struc-
ture to have, as the framers of the Constitution did in 1787.
When Chief Justice Taney said, in the Dred Scott case, that a black
man “had no rights which the white man was bound to respect,"!!® he was
ruling on the basis of substantive values, not process—and so must be
classed with the judicial activists, however much modern liberals might
resent the company. When courts of the “substantive due process” era
struck down much government regulation, they were making “constitu-
tional choices” in the manner urged by Professor Tribe—though not with
the same social philosophy as Professor Tribe. Already there are fears
being expressed that judges will in future be appointed on the basis of sub-
stantive values which include prayer in school and outlawing abortions—
fears not only as to the particular policy issues involved, but fears as to an
immoral corruption of the judicial process, often expressed by people who
have long supported and applauded liberal judicial activism.
In short, judicial activism can cut many ways ideologically, though
many who have argued for it proceed as if it is their own kind of “substan-
tive values,’ “constitutional choices,” and “change” which it entails. Once
it is recognized that these phrases can have radically different content
ideologically, they no longer represent goals— whether good, bad, or indif-
ferent in themselves —but rather a process which can amount to a judicial
war of each against all. Whoever might win ideologically, if anyone does,
the law and the society lose. A dependable framework of legal expecta-
tions, achieved after centuries of painful and bloody struggles, would be
sacrificed, while a whole society retrogressed toward a world where edicts
ate simply issued by whoever has the power at the moment. This is, of
course, not the goal of anyone on either side of the controversy—only the
logic of allowing a degree of judicial freedom for some purposes which is
just as readily usable for opposite purposes.
While judicial activism is in principle adaptable to any ideological
program—and in practice likely to be adopted by its current ideological
enemies if it proves to be politically unstoppable—it is nevertheless “no
accident” that the principled argument for judicial activism has been
made largely by those with a particular social vision. The assumptions of
that vision make judicial activism both feasible and desirable, in a way in
which it is not desirable to those with different assumptions about the
nature of man and of social causation. While people with all sorts of
philosophies may practice judicial activism surreptitiously, an explicit
advocacy or justification for judicial activism is not compatible with all
assumptions or social visions.Jupictat Activism RECONSIDERED 28
The kind of man conceived by those who have historically advocated
judicial restraint is a very different creature from the kind of man envi-
sioned by those who urge judicial activism. The kinds of societies and
institutions appropriate to these two kinds of creatures, called by the same
name, necessarily differ—just as an ideal society for whales would differ
from an ideal society for ants or eagles.
Those with a highly constrained vision of man’s capabilities—both
mental and moral—seek institutions and institutional roles which confine
the discretion of each individual to a small circle, within which he may be
competent, rather than let his decisions roam over vast reaches, where all
are certain to be incompetent. Blackstone's vision of man was that “his
reason is corrupt, and his understanding full of ignorance and error”
Given “the frailty, the imperfection, and the blindness of human rea-
son?!l9 Blackstone's desire to keep judges on a short leash was under-
standable. All institutional roles are confined in this vision, the bound-
aries of specialties (morality and law, for example) respected, and the
specialist deferred to within his realm. “I revere men in the functions
which belong to them,’ Burke said.!2° He too had a very constrained
vision of human capabilities.!2! So did Oliver Wendell Holmes,!?? who
said, “We need specialists even more than we do civilized men”? —these
“civilized men” being defined in this context as elite generalists who “are a
little apt to think that they cannot breathe the American atmosphere?!
Specialization was also central to the economic theories of Adam
Smith'?5—another social thinker with a very constrained vision of
man.'26 Specialization has in general been the hallmark of the constrained
vision, whether in law, economics, politics, or philosophy.
In short, man’s competence does not extend far enough for him to be
trusted with other than limited responsibilities, according to the con-
strained vision. Judicial restraint is only a special application of this
general principle. The businessman is likewise not to attempt to exercise
“social responsibility,’ according to this view,!2? but to run his own partic-
ular business as efficiently as he can. The broad authority necessarily
given to political and legal institutions was acceptable to those with this
vision insofar as it consisted essentially of defining the boundaries of
others’ discretion — not second-guessing them within those boundaries. 128
This meant defining the rules of a process, within which others would
exercise substantive discretion, according to their more competent specific
knowledge and varying individual values.
This whole vision of law, and of social processes in general, becomes
very different when the key assumptions of the constrained vision are
dropped. Then it becomes possible to conceive of a wider scope for the29 Thomas Sows
discretion of those who control social processes, judges being just one
example. Specialization of knowledge and of social function can become
far less important than the general moral and intellectual stature of those
making social decisions. When Ronald Dworkin wrote of “a fusion of
moral and legal theory;”!?° he echoed a long tradition in which, for exam-
ple, Thorstein Veblen lamented the (to him) needless boundaries between
the social sciences,!3° and in which numerous other social thinkers con-
sidered the running of a business to be something to be readily done by
political authorities or their appointees, or by others with no great special-
ized training or experience.!3! This melding of different disciplines and
roles is quite different from Holmes’ urging of legal practitioners to learn
economics,!3? which did not imply any “interdisciplinary” blurring of
lines between the two fields.
The issue between the two social visions is not whether most people
have broad or narrow abilities. The issue is whether man as such has inher-
ently very limited moral and intellectual potential—the “brightest and
best” as well as the masses. Where the constrained vision of human nature
is fundamental to the analysis, then the systemic coordination of experi-
ence is essential—and tapping the brilliance or moral dedication of an elite
is incidental.!?? In this vision, maintaining diffused loci of discretion is
mote important that the intellectual principles or moral commitment of
any individual or institution, judicial or otherwise. The constrained
vision is concerned primarily with processes—with institutional incen-
tives and restrictions—and its watchwords are cast in process terms: “free
enterprise,” “judicial restraint” or “property rights” This contrasts with
visions cast in terms of goals, such as “liberty, equality and fraternity,’ or
“social justice? for example.
It is unnecessary here to attempt to resolve this conflict of visions.
That would be a relevant task if we were back in 1787 trying to create a
Constitution. But now that a Constitution has endured for two hundred
years, the issue is not whether it should have been constructed according
to a constrained or an unconstrained vision. However it was constructed
then, it is a fact of life today, and the question for today is whether it is to
be changed —by whom, and through what process? Consideration of the
differing visions simply suggests reasons why those who want an expan-
sive role for judges—on principle—often share a set of moral and societal
goals (summarized as “social justice”'4) quite different from those who
favor judicial restraint. That is not saying that it is all just a question of
one’s ultimate presuppositions. That would have been true in 1787. It is
not true today. The question for today is whether one chooses to continue
to live under the existing constitutional government, which includes theJuprciat Activism REconsiDeep 30
right to urge changes, or to usurp the power to make changes unilaterally.
The distinction between ad hoc judicial activism, according to the
individual judge’s own subjective inclinations, and “principled” judicial
activism, according to some general moral theory, has been advanced to
suggest that the latter is more moral. But ultimately this difference is one
between retail and wholesale judicial activism~—the “principled” version
being as much extrinsic to the Constitution as the ad hoc version, and no
less a surreptitious usurpation.
The case for judicial restraint is not that it will give unique “tight
answers” in each legal case. No such claim has ever been made for consti-
tutional government in general, much less for one of its parts. The argu-
ment for judicial restraint in specific cases is that the inevitable variance
from the ideal can be better kept within limits when the whole process is
conceived as one of seeking boundaries of cognitive meaning for each
concrete case as it arises, rather than weighing values derived from a mul-
tiplicity of ever-changing sources, The more general argument for judicial
restraint is that, even when imperfectly observed, it has maintained a
political legitimacy and public support which have enabled constitutional
democracy to survive for two hundred years, while more ambitious forms
of government have come and gone—or have been able to survive only by
draconian methods.
Within the camp of those urging judicial restraint, there will of course
be differences of opinion on specific cases and specific constitutional pro-
visions. Some wouid read the “takings” clause of the Constitution, for
example, to require compensation for implicit or partial takings of the
value of property, even if the physical thing possessed remains with the
original owner.!35 Rent control laws, which can take more than 100 per-
cent of the value of a building—in the sense chat it becomes an unsaleable
liability rather than an asset!36—are a classic example, though stringent
zoning laws, confiscatory public utility rate-setting, and other govern-
mental action can also destroy vast amounts of property values without
changing legal title to physical things. Professor Richard Epstein’s argu-
ment that these kinds of “takings” should be compensated from the public
treasury, while based economically on efficiency and morally on consider-
ations of justice, are based legally on an explicit provision already part of
the Constitution, not on these “substantive values” Reading the same
Constitution, Justice Holmes repeatedly — though not invariably — upheld
such government actions,!37 while not denying that they were indeed par-
tial “takings”!38 According to Holmes, “The constitutional requirement of
compensation when property is taken cannot be pressed to its grammati-
cal extreme” for government must function and “some play must bex Tuomas SOWELL
allowed in the joints if the machine is to work.”9 The idea of a need for
“play in the joints” appeared in Holmes’ discussion of legal interpretation
in general, as well as in specific cases.!4°
The paint here is not to weigh the relative merits of alternative read-
ings of the “takings” clause. Rather, the point is simply that there may be
alternative readings without recourse to arguments for “change?” for judi-
cially imposed morality, claims of textual ambiguity, or other principles or
tactics of judicial activism. Moreover, Professor Epstein’s reading would
call for a court far more active in striking down legislative actions, with-
out being any more “activist” than Holmes as far as constitutional inter-
pretation was concerned. On the contrary, Holmes’ “play in the joints”
argument, whatever its merits legally or socially, is extrinsic to the con-
stitutional text in a way in which Epstein's argument is not. Attempts to
deny, ignore, or dismiss Professor Epstcin’s economic reasoning are not
arguments over “black letter law” in the Constitution. Holmes in fact saw
similar acts as “takings” in his day but often refused to strike them down,
saying “property rights may be taken for public purposes if you do not take
too much"! Like many legal issues, he saw it as a question of degree—
and when “the extent of the taking is great,"'#? he struck it down.
Questions of degree, and of conflicting rights, ensure that legal con-
troversies will not come to an end, regardless of what interpretive princi-
ples or practices are chosen. That does not mean that the nature, magni-
tude, and dangers of these controversies are predestined. Judicial restraint
is not meant to predetermine every decision but to safeguard constitu-
tional government. Disagreements with particular judgments or judges do
not imply disaffection toward the whole judicial process ot with the politi-
cal system in general. But a long span of “principled” judicial activism does
raise that specter, for it means that judges have repudiated the very docu-
ment which they demand that the rest of us respect—and which is the
ultimate source of our deference, or even toleration, toward them.
SumMary AND CoNCLUSIONS
The degree of difficulty of constitutional interpretation is not indepen-
dent of what specifically it is that is being attempted. Discerning (1) the
cognitive meaning of instructions is fundamentally different from weigh-
ing (2) what past and present values will produce the morally best social
results, and both are very different from determining (3) the psychological
state of those who wrote the law — this last being so patently impossible on
the face of it that elaborate arguments as to its difficulty"? are absurd byJuprciat Activism REconsiDERED 32
their redundancy. When concrete cases are decided seriacim, it is sufficient
in each case to determine if the specifics of that case fall inside or outside
the boundaries of possible cognitive meanings of the instructions. Those
who have set themselves the very different task of weighing values from
varicus constitutional, statutory, and other sources, have taken on a
mach heavier responsibility, a more vaguely defined goal, and a quest
without legal authorization.
The ultimate issue between judicial activism and judicial restraint is
the institutional locus of discretion, and no amount of insistence on the
desirability of change ot morality answers the question as to who is to
decide what specific changes or what specific morality is needed. The
institutional security of federal judges, appointed for life, may provide
temptations for assuming this prerogative, without providing either moral
or pragmatic justification. If no authorization is needed for judges to
introduce “change,” neither is it needed for generals and admirals to do the
same~as in fact happens in a number of countries. Judges can conduct
limited coups d'état surreptitiously, while a military coup is usually overt
and sweeping. Nevertheless, the dangers to constitutional government are
no less real in the long run from judicial activism—both because of the
cumulative effect of small usurpations and because small usurpations
both generate pressures and provide the precedents for larger usurpations
by others with different social visions.
The claim that judicial activism is necessary to rescue us from bond-
age to the past—from having the writers of the Constitution “rule us from
the grave*- defies both logic and history. There is no contest between the
living and the dead. The contest is between those living individuals who
wish to see control of change in judicial hands and those who wish to see
it in other hands. There has been no argument that either statutory or
constitutional laws are not to change. The only meaningful question is:
Whois to change them? The reiterated emphasis on change, like the teiter-
ated emphasis on morality, argues what is not at issue and glides over
what is crucially at issue: Why are judges the authorized instrument? The
original cognitive meaning of laws—constitutional or statutory—is impor-
tant, not out of deference to the dead, but because that is the agreed-
upon meaning among the living, until they choose to make an open and
explicit change—not have one foisted on them by the verbal sleight-of-
hand of judges.
Existing social philosophies and political alignments cannot be pre-
supposed in discussions of long-run questions, such as constitutional
interpretation. Even within the judiciary, differences in “substantive
values” have been drastic over time, and by no means negligible even at a33 Tuomas Sowett
given time. The belief that a constitutional structure can be maintained
while jurists with radically different visions make “substantive choices”
within it seems dangerously similar to a belief that one can slide half-way
down a slippery slope. The argument for judicial activism must stand or
fall in general and enduring terms, not simply on whether some current
political or social creed is considered so superior to competing creeds as to
justify judges’ decisions in its favor. It is ultimately not a question of the
relative merits of particular political or social creeds but of the long-run,
consequences of opening the floodgates to the generic principle of con-
sticutional decisions based on “substantive values.” Once you have opened
the floodgates, you cannot tell the water where to go.
What must be rejected is precisely the general principle that judges’
“substantive values” should govern constitutional decisions. Nor is any-
thing fundamentally changed by saying that judges are only agents of
general moral ideas, rather than their own personal inclinations. If the
Constitution does not enact Herbert Spencer’s Social Statics, neither does
it enact John Stuart Mill's On Liberty or John Rawls’ A Theory of Justice.
Notes
1. See Sowell, Knowledge and Decisions, 298-99.
2. Blackstone, Commentaries on the Laws of England, vol. 1, 59.
3. id., at 60.
4. id., at 61.
5. Holmes, Collected Legal Papers, 177.
6. id., av 204.
7. id.
8. id., at 207.
9. id., at 239.
10. id., at 205-6.
11, Northem Securities Co. v. United States, 193 US. 197, at 401.
12. Eisner v. Macomber, 252 US. 189, at 219-20.
13. Louisville and Nashville Railroad Co. v. Barber Asphalt Paving Co, 197 US.
430, at 434.
14. Gompers v. United States, 233 US. 604, at 610.
15. Holmes, The Common Law, 36.
16. Holmes, supra, nove 5, at 239.
17. id., at 269.
18. id., at 32.Jupiciat Activism REconstpereD 4
19. Holmes repeatedly noted in his decisions that the common law was super-
seded even by state statutes. Southem Pacific Ca. v. Jensen, 244 US. 205, at
222; Black & White Taxicab & Transfer Co. v. Brown & Yellow Taxicab & Trans-
fer Co., 276 US. 518; Panama Railroad Co. v. Rock, 266 U.S. 209, at 216; Noble
State Bank v. Haskell, 219 US. 104, at 113. A fortiori, it was superseded by the
federal Constitution.
20. Tyson & Brother v. Blanton, 273 US. 418, at 445-46.
21. Lochner v. New York, 198 US. 45, at 74-76; Truax v. Corrigan, 257 U.S. 312, at
342-44; Muhlker v. Harlem Railroad Co... 197 US. 544, at 576, Weaver v.
Palmer Bros. Co., 270 US. 402, at 415-16; Schlesinger v. Wisconsin, 270 US.
230, at 241-42; Baldwin, et al. v. Missouri, 281 US. 586, at 595.
22. Truax u, Corrigan, 257 US. 312, av 344.
23. Nash v. United States, 229, US. 373, at 378.
24. Northern Securities Co. v. U.S., 193 US. 197, at 405-6.
25. Lochner v. New York, 198 US. 45, at 75.
26. Holmes, supra, note 5, at 279-82, 291-94. The agreement was not perfect,
however. Holmes, The Mind and Faith of Justice Holmes, ed., Max Lerner, at
50.
Holmes supra, note 5, at 239, 295, 307. Lochner v, New York, 198 US. 45, at
75; Adair e. United States, 208 US. 161, at 191-92; Adkins v. Children’s Hospi-
tal, 261 US. 525, at 570-71; Abrams et al v. United States, 250 US. 616, at 630;
Tyson & Brother v. Banton, 273 US. 418, at 446-47; Kuhn v, Fairmont Coal
Co,, 215 US., 349, at 3725 Schlesinger u. Wisconsin, 270 US. 230, at 241; Unter-
meyer v. Anderson, 276 US. 440; Quong Wing v. Kirkendall, 223 U.S. 59, at 625
William W. Bierce, Ltd., v. Hutchins, 205 US. 340, at 347-48.
28, In Abrams v. United States, for example, Holmes dissented in favor of appel-
lants whose views he characterized as “a creed which I believe to he the creed
of ignorance and immaturity” 250 US. 616, at 629.
29, Posner, The Federal Courcs: Crisis and Reform, at 221,
30. Berger, Government by Judiciary, at 363.
31. Bork, Tradition and Morality in Consticutional Law, 7
32. Dworkin, Taking Rights Seriously, 134.
33. id., at 135.
34, id., at 134-35,
35. id., at 136.
36. id., at 139.
37. id., at 149.
38. Holmes, supra, note 5, at 170.
39. id., at 167.
40. id., at 170.
27.35
4
42.
43.
44.
45.
46.
47.
48.
54.
ao
56.
5
5
a
59.
60.
6
63.
64.
65.
66.
. id., at 5.
68.
69.
70.
rt
es
&
‘Tuomas SoweLt
id., at 170.
Rakove, “Mr. Meese, Meet Mr. Madison,” The Atlantic Monthly, December
1986, 81.
id, at 82.
id, at 84.
Dworkin, A Matter of Principle, 40, 43, 44.
id, at 42.
Macedo, The New Right v. the Constitution, 10.
Brennan, “The Constitution of the United States: Contemporary Ratifica-
tion?’ speech at Georgetown University, October 12, 1985, 4.
. United Steelworkers of America v. Brian F. Weber, 443 U.S. 193 (1979).
50.
Bie
52.
53.
id., at 207, note 7.
id., av 222.
Dworkin, supra, note 45, at 318.
id., at 319.
id., at 318.
id., av 3208.
This claim was advanced in the preceding year’s Bakke case, but was then
devastated in the Weber case by one of those who initially made that claim—
Justice William H. Rehnquist.
. Dworkin, supra, note 32, at 328-29.
id., at 331.
See, for example, U.S. Equal Employment Opportunity Commission, Legis-
lative History of Titles VII and XI of Civil Rights Act of 1964, at 3005, 3006,
3013, 3015, 3134, 3160, 3187-90.
Roe u. Wade, 410 U.S. 113 (1973).
|. Engel v. Vitale, 370 U.S. 421 (1962),
62.
Miranda u. Arizona, 384 US. 436 (1966)
Brown v. Board of Education of Topeka, Kansas, 347 U.S. 483 (1954),
Baker v. Carr, 369 U.S. 186 (1962).
Furman v. Georgia, 408 U.S. 238 (1972).
Brennan, supra, note 48, at 1.
id, at 8,
id, ac 2
Tribe, Constitutional Choices, 22.
Furman v. Georgia, 408 U.S. 238, at 361-62.
Dworkin, supra, note 32, at 239.Junictat Activism RECONSIDERED 36
ce)
A.
75.
16.
7.
78.
ee
80.
81.
82.
83.
84.
85.
86.
87.
88.
89.
90.
ae
92.
93.
94.
95.
. id., at 26.
92.
98.
99.
Sowell, Knowledge and Decisions, 21-44.
Macedo, supra, note 47, at 35.
Dworkin, supra, note 32, at 184-205.
Sowell, A Conflict of Visions, 185-90.
Holmes, supra, note 5, at 170.
Holmes, supra, note 26, at 441
id, at 435.
Untermeyer u. Anderson, 276 US. 440.
Holmes, supra, note 26, at 432.
Kuhn v, Fairmont Coal Co,, 215 US. 349, at 372.
Holmes, supra, note 26, at 449. Nor was this a new conception for him; he
considered it to be among “some of my old chestnuts” (id.) —this conception
of the law having appeared in his public writings decades earlier. In a speech
in 1897, Holmes said, “a legal duty so called is nothing but a prediction that
ifa man does or omits certain things he will be made to suffer in this way or
that by the judgment of the court; and so of a legal right” Holmes, supra,
note 5, at 169. See also id., at 175; Holmes, supra, note 15, at 79.
Holmes, supra, note 5, at 307.
Lochner v. New York, 198 US. 45, at 76.
Bork, supra, note 31, at II.
Dworkin, supra, note 21, passim,
id, at I.
Dworkin, supra, note 45, at 12.
Sowell, supra, note 76, at 56-57.
Holmes, supra, note 5, at 279-82, 291-97; Holmes supra, note 26, at 399-401.
For example, supra, note 28.
Tribe, supra, note 70, at 3-4, 268; Dworkin, supra, at 140.
Tribe, supra, note 70, at 3-4.
id., at 268.
id., at 13.
id., at 1.
Bickel, The Least Dangerous Branch, 103-4.
. Tribe, supra, note 70.
101.
A suitable fable from Aesop might serve the same purpose. In reality, the
view that World War Il was unnecessary was held by, among others, Winston
Churchill. “There was never a war in history easier to prevent by timely
action than the one which has just desolated such great areas of the globe”37
102.
103.
104.
105.
106.
107.
108.
109,
110.
Hl
112,
13.
14.
115.
116.
ee
8.
I
S
120.
pane
122.
12.
124.
8
125.
126.
127.
Tuomas SoweLL
Speech by Winston Churchill, March 5, 1946. Churchill, Churchill Speaks,
ed., RR. James, 884.
Sowell, supra, note 76, at 23, 27-28, 36, 57-59, 68-75, 85, 86-87, 106, 156,
201.
Tribe, supra, note 70, passim.
Sowell, Civil Rights: Rhetoric or Reality, 48-52.
Dworkin, supra, note 32, at 225, 228, 237; Tribe, supra, note 70, at 232, 233.
Socrates refused a pre-arranged escape and deliberately stayed in prison to
drink the prescribed poison, on grounds that to do otherwise would be to
undermine the law. Plato, “Crito” The Works of Plato, ed., Irving Edman,
91-106.
lf there were democratic world government, its constitution would supersede
that of the United States for the same reason—not because morality in the
rest of the world is presumptively higher than in the United States.
Dworkin, supra, note 45, at 60.
Holmes, supra, note 5, at 313.
Dworkin, supra, note 32, at 184.
id, at 190
id, at 197.
id, at 198.
Shelley v, Kramer, 334 US. 1.
Sowell, Markets and Minorities, 69-73.
Sowell, supra, note 104, at 49-50.
See, for example, Sowell, supra, note 115, at 34-82, 103-24; Williams, The
State Against Blacks, passim; Tipton, Capitalism and Apartheid, passim;
Roback, “The Political Economy of Segregation: The Case of Segregated
Streetcars? Journal of Economic History, December 1986, 893-917.
Dred Scott v. Sanford, 60 U.S. 393 (1857), at 407. Taney attempted at length to
show that this view represented the “original intent” of those who wrote the
Constitution, id., at 407-18. However, Taney also argued on substantive due
process grounds against deprivation of property, id., at 450.
Blackstone, supra, note 2, at 41.
Burke, Reflections on the Revolution in France, 42.
Sowell, supra, note 76, at 21, 42.
id, at 175-77.
Holmes, supra, note 5, at 47,
id., at 47.
Smith, An Inquiry into the Nature and Causes of the Wealth of Nations, 3-21.
Sowell, supra, note 76, at 19-21, 32, 85.
id, at 57, 102Juviciat Activism ReconsipereD 38
128. id., at 185-87. Holmes said: “It is not enough that a statute goes to the verge
of constitutional power. We must be able to see clearly that it goes beyond
that power. In case of a teal doubt a law must be sustained.” Interstate Railway
Co. v. Massachusetts. 207 US. 79, at 8.
129. Dworkin, supra, note 32, at 144.
130. Veblen, Essays in Our Changing Order, 7-8.
131. Shaw, Fabian Essays in Socialism, 223; Veblen, The Engineers and the Price Sys-
tem, 70-71, 159; Bellamy, Looking Backward: 2000-1887, 58, 104, 141.
132. Holmes, supra, note 5, at 187, 301.
133. Sowell, supra, note 76, at 40-66.
134. id., at 190-198.
135. Epstein, Takings: Private Property and the Power of Eminent Domain, 57-62.
136. Sowell, supra, note 73, at 193-194.
137. Holmes’ opinions favoring particular “takings” include Tryson & Brother v.
Banton, 273 US. 418, at 445-47; Muhlker . New York & Haslem Railroad Co.,
197 US. 544, at 571-77; Denver v. Denver Water Co., 246 US. 178, at 195-98;
Frost Trucking Co. v, Railroad Commission, 271 U.S, 583, at 600~602; Interstate
Railway Co. v. Massachusetts, 207 US. 79 (1907), at 83-88; Noble State Bank
v. Haskell, 219 US. 104 (1911), at 109-13; Block v. Hirsh, 256 US. 135 (1921),
at 153-58; Cedar Rapids Gas Light Co. «. City of Cedar Rapids, 223 US. 655,
at 666-70. His opinions opposing “takings” include Chanler v. Kelsey, 205
US. 466, at 479-82; Pennsylvania Coal Co. v. Mahon, 260 US. 393 (1922), at
412-16.
138. Interstate Railway Co. v. Massachusetts, 207 U.S. 79, at 86-87; Noble State Bank
v. Haskell, 219 US, 104 (1911), at 110; Block v. Hirsh, 256 U.S. 135, at 155-56.
139. Tyson & Brother v. Banton, 273 US. 418, at 446.
140. Holmes supra, note 5, at 204; Missouri, Kansas & Texas Railway Co. v. May,
194 US. 267, at 270; Bain Peanut Co. v. Pinson, 282 U.S. 499. The same idea,
without this specific terminology, appears in Interstate Railway Co. v. Mas-
sachusetts, 207 US. 79, at 87.
141. Tyson & Brother v, Banton, 273 USS. 418, at 446.
142. Holmes, supra, note 26, at 188.
143. Dworkin, supra, note 45, at 319-24.
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