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Advertising Approval Request Form: Compliance Department Approval Senior Management Approval

This document is an advertising approval request form that asks for a description of an ad or promotion, the dates it will run, where it will be used, the person requesting approval and their signature and date. It provides spaces for compliance department comments, any additional required disclosures, and signatures from compliance and senior management to approve the request.

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hanoiconnor
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19 views

Advertising Approval Request Form: Compliance Department Approval Senior Management Approval

This document is an advertising approval request form that asks for a description of an ad or promotion, the dates it will run, where it will be used, the person requesting approval and their signature and date. It provides spaces for compliance department comments, any additional required disclosures, and signatures from compliance and senior management to approve the request.

Uploaded by

hanoiconnor
Copyright
© © All Rights Reserved
Available Formats
Download as DOC, PDF, TXT or read online on Scribd
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Advertising Approval Request Form

Please provide a complete description of the item or promotion and attach a copy if applicable:
Please indicate the dates the ad or promotion will run:
Please indicate how or where the item or promotion will be used:
Approval Requested By: ______________________________________ Date: _____________________________
ompliance Department omments:
Additional Disclosures Required if Any:
Compliance Department Approval Senior Management Approval
!ignature !ignature
Date Date

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