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N A NA NA: Form - D Application For The Issue

The document is an application for renewal of a Certificate of Practice submitted by a Company Secretary. It contains 7 statements by the applicant regarding their profession and compliance with regulations. They state that they will only practice as a Company Secretary, are not enrolled as an advocate or hold other professional certificates. They undertake to adhere to client limits and issue of compliance certificates. They also state whether they have maintained required registers. They enclose a bank draft for the annual renewal fees and declare all particulars furnished are true.

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parulshiny
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26 views

N A NA NA: Form - D Application For The Issue

The document is an application for renewal of a Certificate of Practice submitted by a Company Secretary. It contains 7 statements by the applicant regarding their profession and compliance with regulations. They state that they will only practice as a Company Secretary, are not enrolled as an advocate or hold other professional certificates. They undertake to adhere to client limits and issue of compliance certificates. They also state whether they have maintained required registers. They enclose a bank draft for the annual renewal fees and declare all particulars furnished are true.

Uploaded by

parulshiny
Copyright
© Attribution Non-Commercial (BY-NC)
Available Formats
Download as DOC, PDF, TXT or read online on Scribd
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FORM D APPLICATION FOR THE ISSUE

N A NA NA

3. i. I state that I shall be engaged in the profession of Company Secretary only on whole-time basis and not in any other profession, business, occupation or employment. I am not enrolled as an Advocate on the rolls of any Bar Council and do not hold certificate of practice from any professional body including ICAI and the IC AI. I state that as and when I cease to be in practice, I shall duly inform the Council and shall surrender forthwith the certificate of practice as re!uired by the Company Secretaries Act, "#$%, and the regulations made thereunder, as amended from time to time. I hereby underta&e that, I shall adhere to the mandatory ceiling of not more than eighty companies in aggregate in a calendar year in terms of the Guidelines for Issuing Compliance Certificate and Signing of Annual Return issued by the Institute on '(th )ovember, '%%(. I state that I have issued * did not issue ... + + advertisements during the year '%+ - + in accordance with the Guidelines for Advertisement by Company Secretary in Practice issued by the Institute,. I state that I issued + + + Corporate -overnance compliance certificates under Clause .# of the listing agreement during the year '%+ + - + , I state that I have * have not underta&en + + + Audits under Section //A of the Securities and 01change Board of India 23epositories and 4articipants5 6egulations, "##7 during the year '%+ - + ,

ii.

iii.

iv.

v. vi.

vii. I state that I have * have not maintained a register of attestation*certification services rendered by me*my firm in accordance with the Guidelines for Requirement of Maintenance of a Register of Attestation/Certification Services Rendered by Practising Company Secretary/Firm of Practising Company Secretaries issued by the Institute. , .. /. I send herewith Ban& draft drawn on + + + + + + Ban& + + + + + Branch bearing )o. + + + + for 6s /%%*- towards annual certificate of practice fee for the year ending 3"st 8arch '%"% I further declare that the particulars furnished above are true and correct.

9ours faithfully, 2Signature5 4lace:

0ncl. 3ate: ;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;;; , Applicable in case renewal or restoration of Certificate of 4ractice

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