POV: Protect your firm from SEC fines

⚡ $8.2 Billion in SEC Penalties—What Went Wrong? Regulatory enforcement is at an all-time high. Learn from past violations and avoid costly mistakes. ✅ Discover the biggest compliance missteps of 2024. 📖 Read the blog now 👇 #SECEnforcement #ComplianceMatters #AvoidFines

The Argentine Fintech Chamber and the Ministry of National Security join forces to combat ...: This agreement aims to train law enforcement agencies in the fintech ecosystem and establish clear and effective communication channels between ...

Foreign accounts aren’t the issue—missing FBAR filings are. IRS audits, steep penalties, and DOJ actions often stem from taxpayer unawareness. This article sheds light on 10 overlooked risks in FBAR enforcement. Read the article here: https://lnkd.in/eY6C565Q

Christopher Ferguson, Daniel Cady Davidson, and Samuel Tadmiri write in a recent Law360 article about the future of enforcement against alleged fraud in economic relief programs passed under the Coronavirus Aid, Relief, and Economic Security Act (#CARES Act). https://lnkd.in/eGe2SuHa

The settlement is a reminder to board members that regulators’ scrutiny could lead to lawsuits attempting to hold directors personally liable. https://lnkd.in/eZCSvGnj

Mike Laszlo and Ted Laszlo have published a news alert on a recent Colorado Supreme Court ruling that establishes clear guidelines for when parties have a duty to preserve evidence before a lawsuit is filed, and when courts can impose adverse inference sanctions for failing to meet that duty. Read their analysis here: https://lnkd.in/dXvCFb65

The Department of Justice's Antitrust Division has officially launched its first-ever Whistleblower Rewards Program through a memorandum of understanding with the United States Postal Service and the U.S. Postal Service Office of Inspector General. This new program offers monetary rewards of up to 30 percent of criminal fines recovered for individuals who provide information leading to successful antitrust prosecutions of at least $1 million in fines. Full Alert: https://lnkd.in/dqdScTPw Contacts: Sean McConnell, Christopher Casey, Brian Pandya and Daniel Walworth

As digital communication expands, the ability to gather timely, relevant intelligence from public sources has become essential. #OSINT platforms are helping law enforcement teams monitor online activity, visualize connections and make faster, data-informed decisions. See how these tools are supporting agencies at every level: https://ow.ly/nYER30sNusI

📢 Florida SB 106 is now law! Protecting vulnerable adults from financial scams by allowing courts to freeze suspicious wire transfers and notify scammers through digital means. 🛑💸 #ProtectOurSeniors #SB106 #FloridaLaw #ElderJustice #bill #2025 #SeniorSafety

As digital communication expands, the ability to gather timely, relevant intelligence from public sources has become essential. #OSINT platforms are helping law enforcement teams monitor online activity, visualize connections and make faster, data-informed decisions. See how these tools are supporting agencies at every level: https://ow.ly/ecKC30sNoiy