GeoWealth’s Post

As the SMA market matures, custom model portfolios are becoming the go-to choice for wealth managers seeking tailored solutions. With increasing demand for personalised investment strategies, Principal Kev Toohey highlights the balance between customisation and resources. Read the full article and discover how custom portfolios are reshaping the industry.

The introduction of the SMArtX Transition Analysis Tool exemplifies a commitment to enhancing tax efficiency, allowing financial advisors to transition client accounts to new investment models with minimal tax impact.   This continuous dedication to innovation and improvement was a key reason we at Shaker chose to partner with SMArtX as a turnkey asset management platform provider.   #ShakerInvestments #ShakerInvest #FinancialServices #FinancialInvesting #InvestmentManagement #AssetManagement #TaxEfficiency #Innovation #AdvancedTools

Ease of transaction has not led to better understanding by advisors. Most firms have kept their advisors in the dark, only to let them fumble around by themselves when trying to serve client needs. In addition, to the modernization of the transaction, platforms and firms must partner to curate training, education, and best practices for both advisor and end clients. Alts are not going anywhere, but most likely will be less alternative and more mainstream in the years to come. https://lnkd.in/eUKhy3pH

What if you could generate custom scenarios for your clients that take into account specific financial goals while aligning them with a defined tax budget? Well, now you can. Our NEW Transition Analysis Tool is designed to help advisors transition client accounts to new investment models with minimal tax impact. Discover how you can simplify complex portfolio transitions today in the latest from Leo Almazora via InvestmentNews. ⏬ #WealthTech #EnterpriseTech #AdvisorTech

🔍 Enhancing Investment Compliance Through Effective Rule Naming In the world of investment compliance, rule names are not just labels—they are critical components that ensure clarity, accuracy, and reusability. At Tilliestar, we understand the pivotal role that precise rule naming plays in driving compliance and avoiding costly errors. In our latest insights, we delve deep into: ✅ The Importance of Rule Names: How they impact rule clarity and stakeholder understanding. ✅ Best Practices: Key strategies like breaking rule names into short and long formats for better reference. ✅ Rule Categorization: Including prefixes to indicate the rule's source and ensuring proper data description. ✅ Automation Indicators: How to signal the level of rule automation to manage risks effectively. Read the entire blog here 👉 https://bit.ly/4go0XNE Proper rule naming conventions can transform your compliance strategy, making it more robust and efficient. Struggling with complex rule naming? We are here to help! #investmentcompliance #complianceleaders #operationalefficiency

The era of product pushing in asset management is coming to an end. Thanks to better tech, low-cost, highly customizable "hyper-managed solutions" are becoming the new standard. Interesting research from the CFA Institute: https://lnkd.in/ea3hVN6C

Talk to us about the merits of End-to-End Revenue Management. Our - Client Capital Investment Companies - just added PureFees to complement their existing PureRewards deployment as they scale for growth. #revenuemanagement #wealthmanagement

Did you know? Only firms with specific FCA permissions for 'managing investments' can manage investments. Another firm can't 'borrow' or 'use' those permissions. In this article, threesixty's Vanessa Johnson breaks down the compliance risks firms face when attempting to sidestep these rules.

🔺 The Triangle of Pain: Does your Advisory Practice Suffer from it? 🔺 As a financial advisor, your practice can sometimes feel like it is trapped in the Triangle of Pain, between providing highly personalized solutions, sourcing and utilizing leading edge technology and balancing it all against rising cost pressure. ➡️ Personalization: Developing highly customized portfolios for individuals and households. ➡️ Cost Pressure: Both in terms of fee compression for investments and the "cost" of time and patience needed to create efficient portfolios. ➡️ Tech Implementation: Leveraging multiple technology systems in an elegant and beneficial manner. Each of these factors influences the others, and solving for all of them is key to growing your practice. At Parti Pris, we work to solve the Triangle of Pain for financial advisor who are interested in helping their clients achieve better wealth outcomes. Curious to learn more? Check out our video for an in-depth look at what the Triangle of Pain is and how Parti Pris can help solve it for your practice. https://lnkd.in/gRta6XgB #InvestmentStrategy #TriangleOfPain #RiskManagement #FinancialPlanning #PartiPris

In the realm of investment management, discretionary accounts stand out as a distinctive vehicle through which investors delegate trading decisions to authorized brokers or advisors. This article delves into the intricacies of discretionary accounts, elucidating their mechanisms, advantages, and potential drawbacks, alongside a comparative analysis of traditional and modern discretionary account models. Discretionary Accounts Defined At its core, a discretionary account represents an investment arrangement wherein clients empower brokers or advisors to execute trades autonomously, without necessitating explicit consent for each transaction. Such accounts are often synonymous with managed accounts, requiring clients to endorse a discretionary disclosure as documentation of their consent. Key Elements of Discretionary Accounts - Client-Broker Agreement: The cornerstone of a discretionary account lies in the contractual agreement between the investor and the broker, delineating the extent of the broker's authority and any imposed constraints. - Customization and Preferences: Investors retain the prerogative to customize their discretionary accounts by stipulating preferences, restrictions, or thematic investment orientations. These may range from ethical considerations to asset allocation preferences. - Robo-Advisers: A notable evolution in discretionary account management stems from the emergence of robo-advisers, leveraging algorithmic prowess to automate investment decisions with minimal human intervention. Robo-advised accounts offer low entry barriers and cost-effective fee structures, appealing to a diverse investor base. Advantages and Disadvantages of Discretionary Accounts Advantages - Efficiency and Timeliness: Delegating trading authority expedites trade execution, obviating the need for individual client approvals for each transaction. This efficiency streamlines the investment process, particularly for clients who trust their brokers' expertise. - Unified Trading Practices: Discretionary accounts facilitate consolidated trading activities, enabling brokers to execute block trades for multiple clients concurrently. This approach fosters equitable pricing and mitigates disparities arising from sequential trade executions. Disadvantages - Elevated Fees: Discretionary accounts typically incur higher management fees compared to non-discretionary alternatives, attributable to the personalized attention and risk management strategies employed by portfolio managers. - Performance Risks: Despite fiduciary obligations, discretionary accounts bear inherent performance risks, as evidenced by studies indicating suboptimal portfolio returns and market underperformance. Discretionary Account Setup and Considerations Initiating a Discretionary Account Embarking on the journey towards a discretionary account mandates the meticulous selection of a registered broker capable of delivering tailored inve…