In this article for National Society of Compliance Professionals‘ Currents, Senior Counsel Ethan Corey and Partner Clifford Kirsch review the SEC’s recent actions that are impacting asset managers’ use of AI technologies. They address some of the agency’s motivations to regulate AI, areas of related interest in SEC examinations and some guidelines for asset managers to manage their AI usage. #ArtificialIntelligence #AssetManagers #SEC https://lnkd.in/eUn7krVx
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Last week, the #WSJ front page featured an article on the prevalence of #AI #Regulation. 27% of Fortune 500 Companies cited AI Regulation as a concern in their SEC filings, a strong indicator of the compliance landscape ahead. If you are working with a government agency and are interested in hearing how Synergist Technology can help you navigate the complexities of AI Regulation, join us for a complimentary webinar Thursday, Sep 12 at 1:00pm EST/10:00am PST. #AIRegulation #AICompliance #AIGovernance https://lnkd.in/gcqB7Gdj
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Join Joe Shepley, CIPP/US, Rishi Chhatwal and Cheryl S. Johnson, J.D., AIGP, CIPP/US for the panel discussion "The General Counsel's Role in AI Governance" at InfoGov World Conference this month. During the panel, Joe, Rishi and Cheryl will provide best practices for legal departments around managing AI risk and implementing effective governance. Learn more here: https://okt.to/GbXMt7 #AMon #InfoRisk #AI
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Many businesses today are either using AI or exploring its potential for its game-changing impact on all business operations. Future predictions indicate that the majority will become AI-driven. But with great power comes great responsibility. 🤔 Want to make sure your AI adoption is responsible, secure, and compliant? Tune into our conversation with Jonathan Dambrot, CEO and co-founder of Cranium AI, a leading AI security and trust platform. https://lnkd.in/dsxWiMAG
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Curious about AI in Financial Crime Compliance? Join PwC and Napier's 'Breakfast Briefing: AI in FCC' featuring Dr. Janet Bastiman. Key insights include: - AI expansion in financial institutions - Practical steps for advancing with AI - Using synthetic data to train models Under Chatham House rules, expect a candid, actionable discussion. Email us to register. Limited places available. [email protected] #AI #DataScience #FinancialCrime #AML
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As the SEC intensifies its focus on transparency in the AI space, companies are learning the hard way that overstating AI capabilities—known as "AI washing"—can have serious consequences. Here's an article that I wrote that was published in Law360 about the SEC's crackdown on AI Washing in 2024. https://lnkd.in/eRRrdZFM. AI washing isn’t just about compliance, it's about the importance of maintaining honesty in marketing and operations. AI innovation is exciting, but trust and accountability are just as critical. #AI#SEC#Fintech
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With the ongoing excitement surrounding artificial intelligence, how can prospective investors and acquirors properly assess risk and determine which AI companies are truly valuable? In the second instalment of our series on M&A in the AI space, together with my colleagues Arik Broadbent and Noah Walters, we explore the important legal questions that dealmakers should consider during their respective due diligence processes, to properly assess the value and risk of acquiring or investing in an AI company. Read more: https://lnkd.in/eWpsgHBv #MergersandAcquisitions #AI #ArtificialIntelligence
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Trump issues order to remove AI barriers: 4 things to know: President Donald Trump signed an executive order Jan. 23 aimed at eliminating what he describes as "harmful" AI policies from the Biden administration, with the goal of reestablishing the U.S. as a global leader in AI innovation. http://dlvr.it/THc5rR
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Wondering how to implement Generative AI at your organization ethically? Excella’s approach emphasizes fairness, explainability, and transparency. We help organizations leverage AI's potential while protecting privacy and maintaining robust performance across all scenarios. #genai #ethicalai
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How Harmful Are Errors in AI Research Results? Mike Dahn, Head of Westlaw Product Management at Thomson Reuters, shares how using generative AI tools can offer tremendous benefits with very little risk of harm when used as part of a thorough legal research process. Read the full article here >> https://gag.gl/oOvMS5 #legaltech #legalAI #LLM
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How Harmful Are Errors in AI Research Results? Mike Dahn, Head of Westlaw Product Management at Thomson Reuters, shares how using generative AI tools can offer tremendous benefits with very little risk of harm when used as part of a thorough legal research process. Read the full article here >> https://gag.gl/oOvMS5 #legaltech #legalAI #LLM
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