Lynn Martin

Managing Volatile Markets with 0DTE Options w/ Cboe Global Markets Join us for an in-depth session on navigating market volatility using SPX and VIX options and other essential tools Date & Time: 🚨NOW🚨 Register & Watch Here: https://lnkd.in/eEY6jbdS

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Why is the 'stag' more worrying than the 'flation? Explore the latest insights on economic stagnation and its impact on global markets. Read more from Geoff Yu at BNY. https://lnkd.in/ezduAP4s #Economy #Stagflation #MarketAnalysis

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Fidelity Managed Portfolios adding three new liquid alternative strategies. Ilan Kolet, institutional portfolio manager, outlines the strategy behind the addition of liquid alts and the benefits they may provide to Fidelity Managed Portfolios. Watch the full video: https://ow.ly/JSRq50RHli9 #FidelityCanada

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Check out Dominique Dwor-Frecaut's latest FOMC Review: Confidence Unchanged Summary -Despite May’s lower CPI, the Federal Reserve (Fed)’s guidance was roughly unchanged. Cuts remain the base case scenario but only after the Fed has gained more confidence on disinflation. -The dot plot showed only one 2024 cut, aligning with my expectations. Market Implications -I still expect no cut in 2024 against the market pricing 1.7 cuts by December. Read full article here: https://lnkd.in/e84e554n

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Matt Rowe, our Head of Portfolio Management and Cross Asset Strategies, participated in Asset TV U.S. Masterclass on #privatecredit. Watch full #CEcredit masterclass here: https://lnkd.in/eEhaRb_U During this wide-ranging conversation, Matt highlighted our approach to building a diversified private credit portfolio, emphasizing the combination of corporate direct lending, asset-backed and specialty finance, and real estate. Additionally, he touched on the regulatory forces driving private credit’s growth, particularly how banking regulations such as Basel III are reshaping the lending landscape. He also spoke about risk management and the importance of matching liquidity profiles to underlying investments.

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I always enjoy some light compliance reading in the morning and this is a fine example. It seems like there further I go in my career the more my disdain for FINRA grows, and this is a prime example why. Regardless of anyone's personal thoughts about the ownership of Alpine there has to be a uniform application of laws and due process tied to any process that might/will affect a business. In the last 10 to 15 years it has become standard process for FINRA to want to put small broker dealers out of business. If you don't believe that please do go fact check the decline in BD's over the past decade. Perhaps also go check out the association of those that went out of business with career ending fines and violations applied by FINRA. With that being said though why do I care? I voluntarily gave up my registration and licensure due to their arduous review practices and never ending scare tactics regarding OBA disclosure. I care because for some really contrived reason FINRA has control of the 15C-211 process to illicit the creation of a ticker symbol for issuers that desire to trade on the OTC Markets Group. They also have oversight when it comes to an kind of corporate action, from name changes to cash dividends to mergers. Unfortunately for all my issuer clients there is no one FINRA that has any understanding of legal compliance on a state or federal level and then applies it to the issuers notification of an event. This creates unduly long processing times for events, delay in notifications, and unfortunately as I've seen far too many times damage to shareholders and impairment to their return due to unforced delays because of incompetence. I wish it weren't like this....perhaps there should be more than one main SRO to cover such a broad and expansive swath of the market. Would love to hear everyone's input! What do you guys think aaim and David V Duccini? #finra #sec #compliance #otcmarkets #ipo #goingpublic

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👉https://lnkd.in/ewU4xDRu U.S. traders gain expanded access to European derivatives market as Eurex welcomes American Introducing Brokers Robbert Booij, CEO, Eurex: "Providing clients with easy access to our markets is a top priority for us. This latest move offers U.S. market participants greater choice and will provide them with greater efficiency in terms of trading and risk management." #exchanges #derivatives

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What’s fueling the growing interest in direct indexing? S&P DJI’s Robert Ross and Brandon Hass, CIMA® sit down with Erkko Etula from Brooklyn Investment Group to explore how direct indexing solutions can enable investment managers to customize leading indices like the S&P 500 to meet specific objectives. https://lnkd.in/dv6M2p_z

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Preferred securities (preferreds) are often referred to as “hybrid” securities as they have both bond and equity characteristics. This hybrid nature results in preferred securities being senior...Read the full #marketcommentary here: https://hubs.la/Q02xpkCt0 #northendpw

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The FMX Futures Exchange is scheduled to launch on September 23, 2024, thanks to a groundbreaking collaboration between BGC Group and prominent investment banks such as Bank of America, Barclays, and Goldman Sachs. 🌟 This new exchange will initially focus on SOFR futures and plans to expand into U.S. treasury futures by early 2025. With its innovative clearing solution in partnership with LCH Limited, the FMX Futures Exchange aims to provide significant capital savings and improved margin efficiencies for market participants. This launch represents a major enhancement to BGC Group's financial services ecosystem, adding new dimensions to its product offerings and leveraging synergies within its operations. Follow for more updates and get ready for a new era in futures trading! 📈✨ #FMXExchange #FuturesTrading #FinancialInnovation #BGCGroup #InvestmentBanks #SOFR #TreasuryFutures #LCH #MarketEfficiency

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Less than a month until TSAM – The Summit for Asset Management in New York. We look forward to seeing you there. Register at: https://lnkd.in/ejvmrtin #assetmanagement #hedgefunds #fintech #reconciliation

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BNY Pershing’s recent US $1.4 million FINRA fine for data governance flaws sends a clear message to broker-dealers and clearing firms about the importance of having strong supervisory controls in place to prevent similar pitfalls. Trillium Surveyor President Lisa Balter Saacks recently contributed commentary on the incident in an article by FinOps Report's Chris Kentouris. “Compliance departments, trading desks, vendors and internal audit departments need to work together on market data quality,” Lisa stated. Read the full story here for more on the critical need for robust data governance structures across financial organizations to prevent lapses in data quality: https://hubs.la/Q02PdJJ90 #datagovernance #tradesurveillence #financialservices #FINRA #trilliumsurveyor

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What’s fueling the growing interest in direct indexing? 👉 https://lnkd.in/e6H5FDiv S&P Dow Jones Indices' Robert Ross and Brandon Hass, CIMA® sit down with Erkko Etula from Brooklyn Investment Group to explore how direct indexing solutions can enable investment managers to customize leading indices like the S&P 500 to meet specific objectives.

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What is multi-asset direct indexing? What is MyIndex? Why should advisors care? Check out our CEO Erkko Etula discuss the launch of S&P Dow Jones Indices MyIndex platform powered by Brooklyn Investment Group. #ria #directindexing #taxlossharvesting

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