Byron Vielehr

✨ 2024 Wealth Access Executive Summit ✨ At the Wealth Access, Inc. Executive Summit, one key insight emerged loud and clear: data is the engine for growth. It’s not just about collecting data—it’s about using it to fuel strategy and innovation at every level. 🚀📈 Dave Hanson, CEO at Fulton Private Bank, positions data as the engine for driving organic growth in the future.  #WealthAccessExecutiveSummit #Leadership #OneWealth #OneBank #OneData #IntegrationHub

5

It’s getting easier for independent financial advisors to track structured notes using the CAIS platform. Learn about some recent tech enhancements that allow advisors to zero in on the information that matters most to them. Get a recap of our Q3 tech updates here: https://lnkd.in/ekER2asu #wealthmanagement #structuredproducts #capitalmarkets

11

"Live Oak Bank's latest spinoff emerged last month with the announcement of its $4.8 million seed round. Synply, a loan syndication platform, is the most recent company incubated inside the Wilmington-headquartered Live Oak Bank and spun off. Company officials credit an atmosphere of innovation and entrepreneurship as a key driver of the bank's successful spinoffs." https://lnkd.in/evMzHNMs

1

The #WealthStack Podcast 🎙️ In this episode, Shannon Rosic, director of WealthStack Content and Solutions, speaks with Michael Cocanower, Founder and CEO of AdviserCyber, about what pending regulations mean for RIAs. Listen to the full podcast >> http://spr.ly/60445zT4q

3

This is Model Marketplace Mythbusters: Round 2. Is it technically a TAMP? No. Does it offer advisors TAMP-like benefits at significantly lower all-in costs? Absolutely. Setting up a model portfolio doesn't have to be complicated. With Altruist's Model Marketplace, it takes just a few clicks—complete with automatic rebalancing and capital gains budgeting. Let's continue debunking some common myths and explore how the Model Marketplace helps advisors spend less time managing portfolios and more time with clients. Learn more about how the Model Marketplace works: https://lnkd.in/eg9BF4c7

44

1 Comment

Data overload. Fragmented insights. Static tools. Leadership gaps. Sound familiar? TIFIN AMP was built to solve these exact challenges for distribution teams. In his latest interview with WealthManagement.com, Rob Pettman highlights how AI can deliver the Big Three Outcomes that every distribution leader is after: Growth, Risk Reduction, and Cost Savings. We take the overwhelming data, scattered tools, and disconnected insights your team faces daily — and transforms them into actionable, prioritized opportunities that align sales, marketing, and leadership to drive results. #AI #Innovation #growth

3

Recently our CEO, Travis Schwab, spoke with TradingTech Insight, from A-Team Group about Eventus' strong growth, customer retention and expansion across asset classes and geographies. In the interview Travis also touches on cross-product surveillance, data governance, fixed income, regulatory change, market structure issues and more. Read the full article here: https://lnkd.in/e7VV_gse #tradesurveillance

30

Hey, Chicago family businesses! Check out this great kickoff panel for this year's Smart Business Dealmakers Conference. If you have a family business, you can't afford to miss this one. Details below along with a discount code for tickets. #chicago #familybusiness

5

1 Comment

A key trend fueling the rise in RIA M&A is aggregators using leverage to seal deals. But what’s even more fascinating? Credit ratings are becoming a critical indicator of an RIA’s financial health. In this video, Harris Baltch, Dynasty Head of Investment Bank, breaks down how recent strategic moves by top RIAs have led to credit rating changes—both up and down. If you are interested in exploring M&A opportunities and need assistance in connecting with the right team, visit https://bit.ly/48jGd4T. *Dynasty’s Investment Bank is operated through Dynasty's wholly owned subsidiary Dynasty Securities LLC (“Dynasty Securities”) is a U.S. registered broker-dealer and member FINRA/SIPC. Our advisors are independent but not alone. Independence is #PoweredByDynasty #wealthmanagement #independentfinancialadvisor #RIAs #financialadvisor #financialplanning #businessplanning #mergersandacquisitions #thoughtleadership

42

2 Comments

New episode of Adjusted for Risk! 🎧 Host Ryan Nauman was joined by Democracy Investments' CEO, Julie Cane and CIO, Christopher Browne, CFA, who share their fascinating stories on how the Democracy International Fund came about. Watch the episode to hear more about the mission of the firm, how the fund can help grow global democracy, their thoughts on the international investment landscape, and more! >> http://spr.ly/6040bIM0G #Zephyr #AdjustedforRisk #democracy #investment #podcast

5

At Helix by HL, we love this report because it highlights exactly why alternatives are becoming indispensable in wealth management - and how we can help advisors navigate this transformation. 🚀 What’s Working: ✅ Adoption is Soaring: 92% of advisors already allocate to alternatives, with 91% planning to increase exposure. ✅ Technology is Driving Scale: Tools like portfolio construction software and model portfolios (used or considered by 77% of advisors) are making alternatives more accessible and efficient. Where the Industry Needs to Grow: 🔧 Simplify Operations: Administrative burdens remain a top challenge for nearly 50% of advisors. Streamlined workflows and less paperwork are essential. 🔧 Enhance Due Diligence & Access: Compliance concerns and education gaps persist. Broader standardization and transparency are needed across the alts landscape. How is your practice adapting to these trends? Let’s discuss! #AlternativeInvestments #WealthManagement #Innovation #HelixByHL #PortfolioStrategy #CAIS https://lnkd.in/ebpgeVrG

9

 Venture360 Client Spotlight: Connetic Ventures | Brad Zapp, CFP® Connetic Ventures, led by Co-Founder Brad Zapp, CFP®, is breaking barriers with the launch of the Connetic Venture Capital Access Fund ($VCAFX). This innovative fund allows everyday investors access to privately owned tech and consumer product companies—opportunities typically reserved for institutional and high-net-worth individuals.With nearly 100 early-stage private companies in its portfolio, no carried interest, and IRA eligibility, this fund is reshaping investment opportunities. Powered by their in-house software, Wendal, Connetic Ventures is driving data-driven, efficient investing. Read more about this game-changing launch below! https://lnkd.in/gkYcRrzj

4

InvestorCOM's Compliance Dashboard offers an integrated and real-time way for compliance and supervisory teams to analyze their firm’s rollover recommendations. The unified interface gathers all data that allows firms to monitor rollover volumes across advisors, drill into details, and identify risk-based scenarios that require additional research or remediation. To learn more about this, and other features of the InvestorCOM RegTech suite, click here: InvestorCOM.com/demo #Rollovers #WealthManagement #InvestorCOM Parham Nasseri, CFA Dave Reeve Adam Deathe Bill Donnell David O'Brien Vanessa Sharon Randy Barnes John McDonald Lori Skelcher Melanie Sergi, PMP, CSM

29

1 Comment

Specialty finance companies partner with Cascade for their entire debt capital journey. From simple on-balance sheet loans to forward flow agreements and securitizations. We can handle it all. Scale your business without scaling your operations. #fintech #specialtyfinance #privatedebt

18

We recently launched a new Structured Investments Lifecycle Management Tool to help advisors:  ✔️ Easily track upcoming call and maturity events within your portfolios  ✔️ Simply customize the desired timeframe for tracking events in a calendar view  ✔️ Quickly filter and analyze the allocations for each product  To learn more about our all-in-one, configurable calendar view, be sure to check out our latest release notes: https://lnkd.in/eE-YA3gT #fintech #investing #structurednotes

24

🚀 Day 2 of BattleFin Discovery Day Chicago, and we’re diving into the panel discussion, "Crossing the Streams: What it Takes to Create Multi-Product Datasets and What it Means for Hedge Funds and PE Firms." Great insights from industry leaders like Shaheen Kanda (Amazon Web Services (AWS), Matt Nagle (Datos Insights), Jeremy Scott (Flywheel), and Andreas Aglen (Exabel) on how firms can navigate the challenges of integrating diverse datasets to drive better investment decisions. As we think about the volume of data contracts behind these datasets, PostSig helps firms maximize the value of those agreements. Our AI-powered platform simplifies managing contract performance by turning complex agreements into actionable insights—keeping your team focused on leveraging data for growth. Learn more at https://hubs.li/Q02TFG1g0 #DataManagement #HedgeFunds #PrivateEquity #InvestmentData #PostSig #BattlefinDiscoveryDay #ContractPerformance

14

Today we announced our investment and partnership with Siepe, a trusted provider of software and technology-enabled services for private credit and CLO managers. WestCap Partner, Co-COO and Head of Strategic Operators Kevin Marcus sheds more light on how Siepe is addressing the industry’s challenges amidst today’s private credit boom. Historically, the technology serving the collateralized loan obligation (CLO) and private credit ecosystem has not kept pace with its growth – causing inefficiency, lack of insight and control over private assets. Private credit managers need a trusted solution to meet the moment and help them navigate the complexities of the industry. Enter Siepe. Siepe brings the entire investment lifecycle into perspective for private credit and CLO managers. Read more on today’s blog: https://lnkd.in/d8-Vsm3D

110

3 Comments

Morningstar recently announced a 10% reclassification for funds with the peer group style of Large Cap (Growth, Value, Blend). After reviewing all of the Morningstar data and conversations with M* leadership, PlanTools, LLC has created a Fast Five video to break down what this means and how you should prepare for these upcoming changes going into effect in August 2024. Most importantly, for managed accounts using participant rebalancing by peer group, if a Large Cap no longer exists, it won't rebalance. David Witz, AIF® GFS® CPFA®BCF™ Justin Witz #ProxyFunds #ManagedAccounts #Rebalancing #401k #Morningstar #Retirement #FinancialAdvisor #StyleBox

30

1 Comment