Bradley Allen

Register now 👉 https://lnkd.in/gFmGmvXx Don't miss our upcoming webinar, "The compliance blueprint: Preparing for TCPA and CMS updates in the digital age," scheduled for tomorrow, August 7th, at 11:00 AM PT/ 1:00 PM CT/ 2:00 PM ET, and join us as we: 💡Show you how to identify known litigators and the importance of embracing digital solutions to capture consent electronically.  💡Provide you with the tools and knowledge to format disclosures correctly under TCPA guidelines and plan operationally to adapt to new regulations.  💡Go over emerging trends in consumer privacy, consent capture, and patient medical privacy, preparing you to meet evolving compliance demands confidently. Speakers: 🎙Michael Peronto, Director of Professional Services, ActiveProspect 🎙Mel M., Sr. Director of Marketing Strategy, Revenue Drivers, & CX, Guided Solutions 🎙Benjamin Farrar, Director of Privacy, Security, & Compliance, ActiveProspect #activeprospect #leads #marketing #sales #webinar #martech #compliance #fcc #leadgen #leadacquisition #tcpa 

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As SEC & FINRA fines grow, managing unstructured data for compliance grows in importance. Is your firm handling evolving records requirements confidently? #Compliance #DataManagement #InformationGovernance #RecordsManagement #SEC #FinraRegulation #EnterpriseData

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Device-centric fraud prevention strategies leave gaps for fraudsters to sneak through — Devon Smith explains how behavioral analytics can fill them and fortify defenses. Read the full blog: https://hubs.li/Q0322V170

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Compliance doesn’t have to be complicated. XYPN’s State-By-State Registration Guide offers clear, detailed instructions for registering your RIA in any state. Simplify your registration process and stay ahead of the game. Check out your state's requirements today: https://hubs.ly/Q02Pf9VM0

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🚨Blog Alert!🚨 Our VP of Legal and Regulatory Affairs, Joseph Casole, highlights key compliance risks from a recent DOJ action against two Missouri-based sweepstakes operators. Key Takeaways: ➡️Strict AML Compliance: Adhere to BSA requirements and file accurate CTRs. ➡️Transparency in Disclosures: Ensure all business information is truthful to avoid severe consequences. ➡️Enhanced Monitoring: High-risk businesses must accept and comply with heightened scrutiny. This case underscores the critical importance of regulatory compliance in the online sweepstakes industry. Read the full article here ⏩ https://bit.ly/3WfLnvP #Compliance #LegalUpdate #AML #Sweepstakes #IC360

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#CDK Files Notice of #Breach in Maine An interesting filing from CDK's outside counsel appeared over the weekend on the Maine AG's website. Maine, like many other states, requires notification of the state attorney general if a #breach occurs that affects Maine residents. This filing with the Maine AG states that an "external system breach (hacking)" event occurred at CDK on June 14, 2024, that was discovered on June 19, 2024, and that CDK has offered credit monitoring to affected individuals. The details are scarce, and this filing describes a very limited impact (affecting only one Maine resident, and 36 individuals in total), but it appears to be the first public acknowledgement of which we are aware from CDK that personally identifiable #data was #breached in June 2024. According to the CDK notice letter - https://lnkd.in/e2ffyWzf - the data involved included "Name, business or personal address, and business tax identification number or social security number." Exactly what this means is unclear.  The dates listed align with the CDK data breach incident in June 2024, but it is not clear how this apparently very limited breach event is linked to that broader event (if at all), why this was issued now*, what data was involved, whether there is any impact on any dealer data, or whether this is the first or last of such notices to be filed. *The notice letter is dated September 20, 2024, the date it appears to have been reported to the Maine AG was September 23, 2024, but was just posted on the Maine AG site over the weekend.

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Stay up-to-date with the latest Beneficial Ownership Information (BOI) reporting requirements. New updates will impact business owners and managers. Learn what’s changed and how to ensure your business remains compliant. https://ow.ly/Twy150U7bUf

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South Carolina Credit Union Data Breach Exposes Members' Information On December 14, 2024, it was reported that South Carolina’s Heritage Trust Federal Credit Union suffered a significant data breach, exposing the personal information of thousands of its members. Hackers accessed sensitive data, including names, addresses, account numbers, and Social Security numbers. The breach highlights the growing threat to financial institutions, which are prime targets for cybercriminals. Heritage Trust has not disclosed the exact number of affected members but confirmed they are notifying victims and offering credit monitoring services. This incident underscores the urgent need for robust cybersecurity measures in the financial sector. Read more: https://lnkd.in/eyeDpKA8 #DataBreach #CyberSecurity #CreditUnion #HeritageTrust #FinancialSecurity #PersonalData #InfoSec #DataProtection #CyberAttack #IdentityTheft #SecurityAwareness #CyberDefense #DigitalSecurity #BreachResponse #RiskManagement #DataPrivacy #CyberResilience #BankingSecurity #NetworkSecurity #ProtectYourData #FinancialSector #CustomerData #Hackers #SecurityIncident #ThreatIntelligence #ITSecurity #CyberThreats #OnlineSafety #IncidentResponse #CyberRisk

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🎧 Missed our live webinar with Lynn Wenger with The Compliance Alliance? No problem - catch it now as a podcast episode! Learn about the latest trends, best practices, and how to stay ahead in ECE compliance. Listen here: https://zurl.co/AaZc #InspireCare360 #IC360 #CareforChildcareOwnersPodcast #TheComplianceAppliance #ECECompliance #Podcast #ChildcareBusiness #ComplianceTips

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Regions shares their top 5 fraud predictions for 2025. Learn how to protect your business from emerging threats like AI-powered scams and evolving phishing techniques. https://hubs.la/Q030TQw30

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Cardinal Gray is proud to announce its SOC 2 Type 2 compliance, ensuring that auto lenders can trust our automated title perfection system to safeguard their data and provide a reliable, digital wrapper to the DMV. Special thanks for the folks at Advantage Partners for completing our audit. Read about it in the blog post in the comments! #automotiveindustry #digitalretailing #lenders #startups

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🎯 SteelEye’s Integrated Surveillance solution allows firms to focus on what matters most.  By combining structured and unstructured data across channels into one integrated platform, our solution provides smarter risk detection and fewer false positives in one seamless system. ➡️ Ready to enhance your compliance strategy? Explore more here: https://lnkd.in/gxGQ5J3E #IntegratedSurveillance #FinTech #RegTech #SteelEye #Compliance #ComplianceSolutions  

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We will be attending Compliance Week on June 3-4 in Atlanta, GA for the Third Party Risk Management & Oversight Summit! This conference is dedicated to risk management, oversight strategies, and best practices for vendor and third-party relationships. Elizabeth Dunsmoor, TPRM Principal, at Shared Assessments will be speaking about "Strategies For Effective Risk Oversight" on Day 2 at 1:00 PM ET with Kristina Atkins and Edno Coutinho da Costa Junior. We can't wait - hope to see you all there! #SharedAssessmentsSpeaks #RiskManagement #TPRM #Compliance

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💡 Reminder: The Beneficial Ownership Information (BOI) reporting is a requirement for many businesses and the deadline is January 1, 2025. Do not wait to file your report and get stuck with heavy penalties. Read our blog for more information. #FinCen #BOI #Compliance https://conta.cc/3BQ8Fk1

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