Home
Media
Jobs
Contact
FINMA portal

- News
- Documents
- 0
- MyFINMA
- - EN
  - DE
  - FR
  - IT

Authorisation
- Authorised or registered institutions, persons and products
  
  These companies, persons and products have a licence and are permitted to operate on the financial market.
  Getting authorised
  Authorised or registered institutions, persons and products
  These companies, persons and products have a licence and are permitted to operate on the financial market.
  Warning list
  These companies are not authorised and may be engaging in financial market activity without the requisite licence.
Supervision
- Our approach to supervision
  
  FINMA’s core task is prudential supervision of the financial market. It also uses private audit companies to extend its reach.
  Information about supervision of…
  Risk categories in the banking sector
  FINMA assigns banks to different risk categories.
  Risk categories in the insurance sector
  FINMA assigns insurers to different risk categories.
Enforcement
- Enforcing supervisory law
  
  Where necessary, FINMA enforces supervisory law using coercive measures under administrative law. Find out about its powers, approach and measures for dealing with violations of the law here.
  Enforcement topics
  Enforcement report
  The enforcement report contains anonymised case studies that offer a more in-depth insight into FINMA’s enforcement activities.
  Warning list
  This is a list of companies and individuals that may be operating without the requisite FINMA authorisation.
  Recovery and resolution
  The section on recovery and resolution provides an insight into the measures available to FINMA in the event that institutions become destabilised. FINMA thereby contributes to ensuring financial stability.
Documentation
- FINMA’s legal basis
  
  The financial market laws and the Financial Market Supervision Act provide the basis for FINMA’s activities. FINMA reports in detail on the fulfilment of its aims.
  Information on…
  Financial Market Supervision Act
  The legal basis for FINMA as an authority, setting out its tasks and powers.
  Annual report and financial statements
  FINMA gives a full account of its activities in its annual report.
FINMA
- FINMA – an overview
  
  As an independent supervisor of the Swiss financial market, FINMA is institutionally, functionally and financially independent.
  FINMA: A Portrait
  Supervision of the financial sector calls for a strong, competent, independent regulator. This brochure illustrates how FINMA meets these criteria.
  Annual Report
  FINMA accounts for its supervisory activities in its annual report and annual financial statements.
FINMA Public

Swiss Financial Market Supervisory Authority FINMA

Welcome

FINMA Annual Report 2024

FINMA's Annual Report highlights its supervisory activities in 2024. In addition, FINMA is providing data on enforcement cases in a database as well as statistics on its website.

Annual Report

FINMA's strategic goals, core principles for insurance supervision

The symposium for smaller and mid-sized insurance companies took place for the third time this year. FINMA's CEO Stefan Walter gave a speech on FINMA's strategic goals and highlighted the core principles for insurance supervision.

To the content

Achieving effective banking supervision

FINMA's CEO Stefan Walter gave a keynote speech entitled "Achieving effective banking supervision that protects citizens and secures sustainable growth" at an event organised by the Zurich Economic Journalists Club.

To the content

FINMA Risk Monitor 2024

The risk monitor provides an overview of what FINMA believes are the most important risks currently facing supervised institutions and of FINMA’s supervisory focus.

To the content

Best-in-class supervision in times of constant change

FINMA’s CEO Stefan Walter gave a keynote speech at the Finance Forum Zurich entitled “Best-in-class supervision in times of constant change”.

More information on this subject

Video on insurance intermediaries: rights of policyholders

To the content

Report on the Credit Suisse crisis

FINMA publishes its report on the Credit Suisse crisis.

To the content

Latest

Filter(s)

- Negative list news
- Press release
- News
- Notification of bankruptcy proceedings
- Financial sanction
- International sanction
- FATF statement
- Decision news
- Investigating agents news
- No matches found
- National and international cooperation
- Lifting and end of licence conditions
- Supervision instruments
- Industry ban
- Authorisation
- Changes to licensing and business plan
- Withdrawal of authorisation
- COVID-19
- Cyber risiks
- Dossier FinTech
- Confiscation
- Publication of final rulings
- Enforcement instruments
- Declaratory rulings
- Financial market infrastructures
- FinTech
- Combating money laundering
- Proper business conduct
- Mortgage market
- Small banks
- Small insurers
- Getting licensed
- Auditing
- Sustainable Finance
- TBTF
- Supervision
- Cease and desist orders and ban on trading
- Portfolio managers and trustees
- On-site supervisory reviews
- Precautionary measures
- No matches found
Remove filter(s)

{{=item.Date}} {{=item.DateMobile}} {{? item.Category != null}} {{? item.Category.length}} {{~item.Category.split(',') :k}}

Show more results

772 result(s) found

08 April 2025 08.04.2025

Press release

2025

FINMA Annual Media Conference 2025

At its annual media conference today, the Swiss Financial Market Supervisory Authority FINMA once again drew attention to the importance of independent, preventive and effective supervision. In its review ...

01 April 2025 01.04.2025

Press release

2025

FINMA adapts its organisation to meet future challenges

The Swiss Financial Market Supervisory Authority FINMA is today announcing an adjustment to its organisation. It is creating a new cross-divisional function for “Integrated Risk Expertise” and merging ...

01 April 2025 01.04.2025

Press release

2025

FINMA Executive Board: Birgit Rutishauser to leave FINMA

Birgit Rutishauser has decided to leave the Swiss Financial Market Supervisory Authority FINMA on 30 April 2025. After almost nine years, the Deputy CEO and Head of the Insurance division is embarking ...

Show more results

Explained in simple terms

FINMA’s activities explained for the public and creditors

FINMA Public

Favourite links

Access to the EHP for insurance intermediaries
Information for portfolio managers and trustees
Authorised institutions individuals and products
Warning list
Investigating agents acting for FINMA
FINMA restructuring and bankruptcy proceedings
Sanctions and FATF statements
Digital exchange
EHP survey and application platform
Delivery platform

Reporting an incident

Please use this link to report an incident or file a complaint with FINMA

FINMA dossiers

Dossier on portfolio managers and trustees
Dossier on Sustainable Finance
Dossier on the mortgage market
FinTech dossier
Dossier on cyber risks
Dossier on money laundering prevention
Dossier on small banks
"Too big to fail" dossier

Direct access for supervised institutions

Do you want to:

register as an insurance intermediary
submit a licence / authorisation application
find out more about how FINMA supervises the financial market
learn more about the tools FINMA uses to enforce supervisory law
find out how FINMA applies financial market legislation
learn more about how FINMA works with regulatory audit firms

Swiss Financial Market Supervisory Authority FINMA
Laupenstrasse 27, 3003 Bern
Phone +41 31 327 91 00, Fax +41 31 327 91 01
info@finma.ch

Search site

Authorisation

Authorisation
Types of authorisation
Banks and securities firms
Insurers
Insurance intermediaries
Asset management
Portfolio managers and trustees
Supervisory organisations
Representative offices of financial institutions based outside Switzerland under FinIA
Self-regulatory organisations (SROs)
Financial market infrastructures and foreign market participants
Rating agencies
Registration body
Ombudsmen for financial service providers
Reviewing body for prospectuses
FinTech

Supervision

Our approach to supervision
Cross-sector issues
Banks and securities firms
Insurers
Insurance intermediaries
Asset Management
Portfolio managers and trustees
Supervisory organisations
Self-regulatory organisations (SROs)
Financial market infrastructures
Central mortgage bond institutions
FinTech

Enforcement

All about Enforcement
Licence holders
Unauthorised activities
Market supervision
Enforcement tools
Database for assessing fitness and propriety requirements
National and international cooperation
Rights and obligations
Case reports and court decisions
Recovery and resolution

Documentation

Archive
Legal basis for FINMA’s activities
Legal basis
Circulars
Consultations and evaluations
FINMA position statements
FINMA Guidance
FINMA publications
FINMA videos
Dossiers
Enforcement reporting
Insurance law rulings
Self-regulation
Sanctions and FATF statements

FINMA

FINMA – an overview
Supervisory objectives
Organisation
Working at FINMA
Activities
Auditing
FINMA mandataries
National cooperation
International activities
Digital exchange
Making a report

FINMA Public

Article series: FINMA at work
Authorised companies
Warnings
Reporting information

© 2025 FINMA
Media
Jobs and careers
Contact
Abbreviations
Terms and conditions
About this website
Sitemap
Archive

Swiss Financial Market Supervisory Authority FINMA

Welcome

FINMA Annual Report 2024

FINMA's strategic goals, core principles for insurance supervision

Achieving effective banking supervision

FINMA Risk Monitor 2024

Best-in-class supervision in times of constant change

Video on insurance intermediaries: rights of policyholders

Report on the Credit Suisse crisis

{{=item.Title}}

FINMA Annual Media Conference 2025

FINMA adapts its organisation to meet future challenges

FINMA Executive Board: Birgit Rutishauser to leave FINMA

FINMA’s activities explained for the public and creditors