Journal of Human Genetics (2013), 1–8
& 2013 The Japan Society of Human Genetics All rights reserved 1434-5161/13
www.nature.com/jhg
ORIGINAL ARTICLE
Y-chromosome diversity in the Kalmyks at the
ethnical and tribal levels
Boris Malyarchuk1, Miroslava Derenko1, Galina Denisova1, Sanj Khoyt2, Marcin Woźniak3,
Tomasz Grzybowski3 and Ilya Zakharov4
The Mongolic-speaking Kalmyks currently inhabiting the steppes of the Volga region have Central Asian ancestry and are
organized into the tribal groups. The genetic relationships among these tribes and their origin have remained obscure. We
analyzed 17 short tandem repeat and 44 binary polymorphisms of Y-chromosome in 426 individuals mainly from three major
tribes of the Kalmyks (the Torguuds, Dörwöds and Khoshuuds). Among these tribes, the Dörwöds and Torguuds, as well as the
Kalmyks collectively as an ethnic group, showed relatively close genetic affinities to each other and to the Mongols and Altaian
Kazakhs, whereas the Khoshuuds were clearly separated from all of them, gathering with the Manchu, Tibetans or Evenks
(depending on the algorithm used to calculate genetic distances). The genetic results also indicate that paternal gene flow from
East Europeans to the Kalmyks is very little, despite their cohabitation in the North Caspian Steppe during the last 380 years.
The occurrence of unique cluster of N1c-Tat haplotypes in the Khoshuuds, which dates to about 340 years and is likely to have
East European ancestry, is considered as a result of interethnic contacts occurred soon after the appearance of the Kalmyk
tribes in the Volga-Ural region.
Journal of Human Genetics advance online publication, 17 October 2013; doi:10.1038/jhg.2013.108
Keywords: haplogroup; phylogeography; STR; the Kalmyks; tribes; Y-chromosome
INTRODUCTION
The Mongolic-speaking Kalmyks currently inhabiting the steppes to
the west of the mouth of the Volga River close to the Caspian Sea coast
are the descendants of the Oyrats (or the Oirads, Oyrads, Oyirads)
originating from Western Mongolia.1,2 In the 13th century, the Oyrat
confederation was established consisting of the Torguud (or Torgut,
Torgaut, Torgoud), Dörwöd (or Dörböd, Derbet), Khoshuud (or
Khoshut, Khoshugut) and Khoyd (or Khoyt, Khoit) tribes.1 In the
17th century, the largest Oyrat tribal unions of the Torguuds and
Dörwöds migrated to the steppes of Western Siberia, but later they
relocated to the left bank of the Volga River. Therefore, for over
380 years (from 1630), all the descendants of the Oyrats (currently
classified as Kalmyks) have been living interspersed among other
ethnic groups of this region. In the Republic of Kalmykia, the
Torguuds and Dörwöds are the numerically dominant subdivisions
of the Kalmyks. The Torguuds are located in the eastern and
southeastern regions of the Republic. The Dörwöds primarily inhabit
the northern and central regions of Kalmykia, and the Khoshuuds, few
in number, are located in the Torguud and Dörwöd regions.
There are several genetic studies in which different Kalmyk
populations were analyzed. An analysis of biochemical polymorphisms
(blood groups, serum proteins and red cell enzymes) has been
performed in three tribes of the Kalmyks: the Torguuds, Dörwöds
and Buzawa (or Buzavs).3 The Buzawa are descendants of those
Torguuds, Dörwöds and Züüngars who migrated to the Don River
region and intermingled with other ethnic groups of this region
during the 18th century. This genetic study revealed that close genetic
affinities exist between the Dörwöds and Buzawa, but both
populations differ significantly from the Torguuds. As an ethnic
group, however, the Kalmyks genetically resemble the contemporary
Buryats of the Baikal region of southeastern Siberia and the Mongols
of Mongolia.3 The mitochondrial DNA and Y-chromosome results
also indicate a close relationship between the Kalmyks and Mongols4–6
and Buryats.7,8 More detailed analysis of mitochondrial DNA variation
in Northern Asia has shown that the Kalmyks are clustered together
with the Mongolic-speaking populations of the Buryats, Barghuts,
Khamnigans, Mongols and Turkic-speaking Sojots, thus suggesting
their origin from a common maternal ancestral gene pool.9 The same
trend is also evident for some of the Y-chromosome lineages—a
relatively high frequency of haplogroup C3d-M407 has been revealed
in all populations mentioned above, thus suggesting that this subhaplogroup is characteristic of the Mongolic-speaking populations.10
Meanwhile, population samples studied to date using mitochondrial DNA and Y-chromosome markers represent heterogeneous
1Genetics Laboratory, Institute of Biological Problems of the North, Russian Academy of Sciences, Magadan, Russia; 2Center for Promoting Social and Research Initiatives, Elista,
Russia; 3Department of Molecular and Forensic Genetics, Bydgoszcz, Institute of Forensic Medicine, Ludwik Rydygier Collegium Medicum, Nicolaus Copernicus University,
Bydgoszcz, Poland and 4Animal Comparative Genetics Laboratory, N.I. Vavilov Institute of General Genetics, Russian Academy of Sciences, Moscow, Russia
Correspondence: Dr BA Malyarchuk, Genetics Laboratory, Institute of Biological Problems of the North, Portovaya Street, 18, 685000 Magadan, Russia.
E-mail: malyarchuk@ibpn.ru
Received 1 August 2013; revised 16 September 2013; accepted 27 September 2013
Y-chromosome in the Kalmyks
B Malyarchuk et al
2
collections of individuals of different tribal ancestry living in Elista
city, the capital of the Kalmyk Republic; therefore, molecular data
obtained may simply result from sampling effects. Therefore, it would
be reasonable to study descendants from different tribes of the
Kalmyks obtained from different locations in Kalmykia. Apparently,
such sets of samples may more accurately represent the overall genetic
diversity in the Kalmyks. In this article, we explore the genetic
polymorphisms of three tribes of the Kalmyks by characterizing the
Y-chromosome variation through analysis of high-resolution biallelic
markers and short tandem repeat (STR) typing. This approach
allowed us to reconstruct the genetic structure of separate Kalmyk
subpopulations (tribes of the Torguuds, Dörwöds and Khoshuuds)
and the Kalmyks collectively as an ethnic group. The genetic
relationships between the Kalmyks and other populations of Central
and Eastern Asia as well as South Siberia were examined to clarify the
paternal history of the Kalmyks.
MATERIALS AND METHODS
Subjects and DNA typing
Hair root samples of the Kalmyk males were collected from different locations
in the Republic of Kalmykia, the autonomous Republic within the Russian
Federation, during field expedition conducted in 2007 (Supplementary Figure
S1, Supplementary Table S1). All the samples were collected with ethical
approval at the Institute of Biological Problems of the North in Magadan,
Russia, and informed consent was written in Russian.
DNA was extracted from the hair roots as described elsewhere.11 The
Y-chromosome single-nucleotide polymorphism was characterized using PCR
primers summarized in Karafet et al.12 Markers M25, M40, M48, M73, M120,
M124, M128, M174, M217, M231, M267, M269, M314, M356, M407, M410,
M458, MEH2, P31, P36.2 and P43 were analyzed through direct sequencing.
All these polymorphisms were typed on ABI 3130 and ABI 3500xL Genetic
Analyzers (Applied Biosystems, Foster City, CA, USA). Markers Lly22g, M9,
M17, M77, M89, M122, M130, M170, M172, M173, M201, M207, M214,
M242, M253, P37.2, RPS4Y, SRY1532, Tat and 92R7 were detected by PCRrestriction fragment length polymorphism analysis.13–21 An insertion/deletion
polymorphism at DYS287 (YAP), 12f2 and MSY2.2 was typed as described
elsewhere.13,22,23
Samples were additionally typed for 17 Y-STR loci (DYS19, DYS385a,
DYS385b, DYS389I, DYS389II, DYS390, DYS391, DYS392, DYS393, DYS437,
DYS438, DYS439, GATA-H4, DYS448, DYS456, DYS458 and DYS635) using
AmpFl-STR YFiler PCR Amplification kit (Applied Biosystems) according to
the manufacturer’s instructions. Products of amplification were analyzed on
ABI 3500xL Genetic Analyzer. Electrophoresis results were analyzed using
GeneMapper Software v. 4.1 (Applied Biosystems).
Statistical analysis
Loci DYS385a and DYS385b were excluded from statistical analysis of
population data sets because an unambiguous assignment of the alleles to
these loci is impossible without their separate typing. In addition, we excluded
DYS19 because it is duplicated in some haplogroups, particularly in
haplogroup C3c1-M77. The allele sizes for DYS389II were determined with
the subtraction of DYS389I, and both loci were included in the calculations.
Summary statistics were calculated using ARLEQUIN 3.5.24 Genetic
differentiation between populations was estimated by means of distance
methods based on the number of different alleles of the microsatellite (FST)
and the sum of the squared number of repeat differences between two alleles
(RST). The measure RST differs from FST in taking explicit account of the
mutation process at microsatellite loci, for which a generalized stepwise
mutation model appears appropriate.25 The software ARLEQUIN 3.5 was used
to perform the analysis of molecular variation. The statistical significance tests
for pairwise FST and RST values were performed at 1000 permutations and for
analysis of molecular variation at 10 000 permutations.
Our population data sets were compared with previously described
populations of Central and Eastern Asia and South Siberia belonging to
Journal of Human Genetics
different groups of Altaic family of languages, for which data for 12 Y-STR loci
were available. These populations included Buryats,26 Tibetans,27 Manchu28
and Altaian Kazakhs.29 In addition, the population samples of the Mongols,
Khamnigans, Sojots, Southern Altaians, Evenks, Khakassians and Tuvinians (a
total of 462 individuals) typed for 12 Y-STR loci (DYS19, DYS385a, DYS385b,
DYS389I, DYS389II, DYS390, DYS391, DYS392, DYS393, DYS437, DYS438
and DYS439) using PowerPlex Y System (Promega, Madison, WI, USA) were
also analyzed. These population samples have been partially published by
us,9,10,30,31 but the complete set of Y-STR profiles is included here, in
Supplementary Table S2.
Population pairwise FST values were also calculated from the Y-chromosome haplogroup frequencies to assess the genetic similarity of the comparative
Kalmyk tribes, the Kalmyks collectively and South Siberian and Central Asian
ethnic groups. As there is a scarcity of high-resolution haplogroup information
in Central and Eastern Asian populations, we have used only the following
South Siberian and Central Asian populations in comparative analysis:
Tuvinians, Khakassians, Southern Altaians, Buryats, Yakuts, Altaian Kazakhs
and Kyrgyzs from the study by Kharkov32 and additional sample of Altaian
Kazakhs from Dulik et al.29
Between-population distances (in the form of FST or RST values) were
illustrated by constructing a neighbor-joining tree using the program MEGA
5.0533 and by creating a multidimensional scaling plot using the software
package STATISTICA v. 7.1 (StatSoft, Tulsa, OK, USA).
The age of STR variation within haplogroups was estimated as the average
squared difference in the number of repeats between all current chromosomes
and the founder haplotype (formed by the median values of the repeat scores
at each STR locus within the haplogroup), averaged over STR loci and divided
by means of a mutation rate.34 The genealogical mutation rate equal to
2.5 10 3 per 35 years35 was used in the calculations.
Median network analysis
Median-joining networks of the Kalmyk Y-STR haplotypes were constructed
using the Network 4.6 program (http://www.fluxus-engineering.com). Ambiguous loci DYS385a and DYS385b were excluded from median network analysis
of individual haplogroups (with the exception of the C3d-M407 haplogroup).
In addition, DYS19 locus was excluded from analysis of the C3c1 haplogroup.
For the network construction, the weight of each character within the network
was assigned to be inversely proportional to the number of mutations at
character.36 The weights varied from the default value of 10 at characters with
1 mutation per character to the value of 1 at fast-mutating characters.
For reconstruction of haplogroup R1a1a-M17 phylogeny, published 12-loci
STR haplotypes for South Siberians (Southern Altaians, Buryats, Sojots,
Evenks, Khakassians, Tuvinians, Shors and Tofalars),7 Central Asians
(Mongols,7 Tajiks37 and Pathans from Afghanistan38), East Europeans
(Russians),7 Western Asians (Persians and Kurds of Iran)37 and South Asians
(Indians)39 were included in the analysis. For median network analysis of
haplogroup R2a, Y-STR haplotypes for Buryats,31 Persians, Kurds, Tajiks,37
Pathans38 and Indians39 were used. For haplogroup N1c-Tat analysis, the
following haplotypes for South Siberians and Central Asians (the Mongols,
Southern Altaians, Buryats, Sojots, Evenks, Khakassians, Tuvinians, Shors,
Tofalars, Yakuts, Evens and Koryaks)30 and East Europeans (Russians,30
Udmurts, Maris, Bashkirs, Chuvashes,40 Komi,41,42 Khanty and Mansi43)
were also used.
RESULTS
In total, 23 Y-chromosome haplogroups were identified in the
Kalmyks (Table 1). However, more than half (56.1%) of the Kalmyk
Y-chromosomes belonged to three C3-M217-derived haplogroups
(C3*-M217, C3c1-M77 and C3d-M407). N1c-Tat, O2-P31, O3-M122
and R2a-M124 were also common haplogroups, encompassing about
30% of the total male population. The Kalmyk tribes of the Torguuds,
Dörwöds and Khoshuuds are characterized by the presence of
haplogroups C3*-M217, C3c1-M77, N1c-Tat, O3-M122 and
R2a-M124 haplogroups, but the Khoshuuds had no haplogroup
C3d-M407 that is typical of many Mongolic-speaking populations.10
Y-chromosome in the Kalmyks
B Malyarchuk et al
3
In addition, the Khoshuuds are characterized by a high frequency of
haplogroups N1c-Tat and O3-M122, whereas the Dörwöds and
Torguuds had a high frequency of haplogroups R2a-M124 and O2P31, respectively. The fourth tribal group that can be retrieved from
Table 1 Y-chromosome haplogroup frequencies (in percentages)
in the Kalmyks
Tribes of the Kalmyks
Kalmyks, in
Haplogroups
Dörwöds (165) Khoshuuds (82) Torguuds (150) total (426)
C3*-M217
5.5 (9)
1.2 (1)
10.7 (16)
6.6 (28)
C3c1-M77
C3d-M407
33.3 (55)
18.8 (31)
37.8 (31)
46.0 (69)
8.7 (13)
38.7 (165)
10.8 (46)
2.0 (3)
0.7 (1)
1.2 (5)
0.2 (1)
D-M174
E-M40
1.2 (2)
G-M201
I1-M253
0.2 (1)
0.2 (1)
I2a-P37.2
0.2 (1)
J1-M267
J2a-M410
0.6 (1)
1.8 (3)
0.7 (1)
2.7 (4)
J2b-M314
N*-M231
0.5 (2)
0.5 (2)
2.4 (2)
N1a-M128
N1b-P43
0.5 (2)
1.6 (7)
1.2 (2)
1.2 (1)
1.3 (2)
0.5 (2)
1.4 (6)
N1c-TatC
O1-MSY2.2
5.5 (9)
36.6 (30)
2.0 (3)
0.7 (1)
10.1 (43)
0.2 (1)
O2-P31
O3-M122
1.8 (3)
6.1 (10)
17.1 (14)
Q1a1-M120
Q1a2-M25
2.4 (4)
Q1a3-M346
R1a1a-M17
1.2 (2)
3.6 (6)
R1b1b1-M73
R1b1b2-M269
1.8 (3)
R2a-M124
h, gene diversity
15.2 (25)
0.82±0.02
12.7 (19)
3.3 (5)
5.2 (22)
6.8 (29)
0.9 (4)
0.2 (1)
1.2 (1)
0.7 (1)
4.7 (7)
0.7 (3)
3.3 (14)
1.2 (1)
0.7 (1)
0.7 (1)
1.4 (6)
0.2 (1)
1.2 (1)
0.70±0.03
2.0 (3)
0.75±0.03
7.7 (33)
0.81±0.02
our data is the Buzawa (Supplementary Table S1) but the sample size
of this group is small (23 individuals). Nevertheless, we can report
that this subpopulation also had high frequencies of C3-haplogroups
(8.7% of C3*-M217, 39.1% of C3c1-M77 and 8.7% of C3d-M407),
N1-haplogroups (8.7% of N1a-M128, 4.3% of N1b-P43 and 4.3% of
N1c-Tat) and haplogroup R2a-M124 (17.4%). Haplogroups R1a1aM17 and G-M201, each having a frequency of 4.3%, were also found
in the Buzawa.
Population pairwise FST values calculated from the Y-chromosome
haplogroup frequencies among different tribes of the Kalmyks and
between them and other comparative groups are summarized in
Supplementary Table S3. The relative affinities of populations studied
are shown in Supplementary Figure S2. This neighbor-joining tree
indicates the Dörwöds and Torguuds, as well as the Kalmyks
collectively, are much more similar genetically to each other compared
with the Khoshuuds. Comparing the Kalmyks with other Siberian
populations, it is surprising that the Kalmyks cluster with Altaian
Kazakhs. On the basis of Y-chromosome haplogroup frequencies, the
Kalmyks differ from the other comparative groups, especially from the
Mongolic-speaking Buryats.
Analysis of 17 fast evolving Y-STRs provided additional details of
the relative affinities of the Kalmyk tribes. We reduced the 17-STR
profile to a 9-STR profile (loci DYS389I, DYS389II, DYS390, DYS391,
DYS392, DYS393, DYS437, DYS438 and DYS439) to compare the
Kalmyk data with published data sets. Population pairwise FST and
RST estimates were computed from the Y-STR data (Table 2) and
illustrated by creating neighbor-joining trees (Supplementary Figures
S3 and S4).
The neighbor-joining tree based on the FST values (Supplementary
Figure S3) shows that the Kalmyks, as well as the Dörwöds and
Torguuds, cluster together with Altaian Kazakhs and Mongols,
whereas the Khoshuuds were clearly separated from all of them,
gathering with the Manchu and Tibetans. The results of the multidimensional scaling of the FST values presented in Supplementary
Figure S4 illustrate the close genetic affinities between the Kalmyks
(and the Dörwöds) and Altaian Kazakhs, whereas the Torguuds were
separated from all other populations and the Khoshuuds were close to
the Mongols. Somewhat different picture emerged from results of the
Table 2 Pairwise comparisons among the Kalmyks and other populations of Siberia, Central and Eastern Asia based on Y-chromosome STR
variation
Populations
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
Kalmyks
Dörwöds
0
0.001
0.001
0
0.085
0.113
0.019
0.025
0.080
0.064
0.164
0.190
0.142
0.131
0.135
0.117
0.018
0.021
0.185
0.208
0.207
0.143
0.078
0.097
0.233
0.268
0.138
0.153
0.045
0.050
Khoshuuds
Torguuds
0.026
0.028
0.035
0.041
0
0.101
0.173
0
0.152
0.196
0.070
0.295
0.158
0.267
0.218
0.235
0.093
0.055
0.069
0.251
0.294
0.173
0.025
0.160
0.105
0.314
0.164
0.144
0.117
0.099
Sojots
Khakassians
0.147
0.127
0.142
0.141
0.144
0.087
0.264
0.240
0
0.161
0.196
0
0.061
0.241
0.051
0.321
0.091
0.180
0.197
0.133
0.155
0.320
0.114
0.018
0.248
0.089
0.200
0.140
0.146
0.229
Khamnigans
Buryats
0.205
0.176
0.201
0.174
0.204
0.187
0.350
0.301
0.115
0.050
0.286
0.250
0
0.019
0.026
0
0.158
0.144
0.220
0.256
0.263
0.232
0.152
0.221
0.283
0.358
0.304
0.348
0.242
0.218
Mongols
Manchu
0.039
0.118
0.035
0.124
0.045
0.070
0.108
0.198
0.109
0.173
0.085
0.156
0.184
0.204
0.135
0.198
0
0.107
0.155
0
0.158
0.331
0.062
0.117
0.251
0.119
0.139
0.220
0.075
0.160
Tibetans
Evenks
0.132
0.074
0.136
0.071
0.097
0.073
0.208
0.152
0.197
0.143
0.151
0.050
0.258
0.268
0.247
0.220
0.120
0.040
0.063
0.162
0
0.166
0.266
0
0.386
0.119
0.228
0.103
0.170
0.146
Tuvinians
0.170
0.181
0.116
0.273
0.153
0.074
0.261
0.249
0.148
0.156
0.143
0.141
0
0.159
0.271
Altaians
Altaian Kazakhs
0.136
0.065
0.140
0.078
0.123
0.086
0.216
0.097
0.168
0.195
0.107
0.164
0.306
0.295
0.287
0.247
0.139
0.056
0.177
0.101
0.116
0.139
0.126
0.121
0.077
0.204
0
0.190
0.199
0
Abbreviation: STR, short tandem repeat.
FST values are shown below the diagonal, RST values are shown above the diagonal. Nonsignificant values (P40.05) are indicated in bold print.
Journal of Human Genetics
Y-chromosome in the Kalmyks
B Malyarchuk et al
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RST values analysis. As shown in the phylogenetic tree
(Supplementary Figure S5), populations formed two clusters, with
most Mongolic-speaking populations (the Mongols, Kalmyks
and their tribes Dörwöds and Torguuds, Buryats, Khamnigans) and
genetically close to them samples of Altaian Kazakhs, Tibetans and
Sojots, being separated from the other reference populations, such as
the Altaians, Evenks, Manchu, Khakassians and Tuvinians, as well as
the Khoshuuds. In the multidimensional scaling plot (Figure 1), the
RST estimates indicated that the Khoshuuds had genetic affinities
with the Evenks, whereas the Kalmyks collectively, as well as their
tribes of the Dörwöds and Torguuds, clustered together with the
Mongols and Altaian Kazakhs. Therefore, the Kalmyk tribes did not
constitute a separate cluster and the Khoshuuds were distinctive
among them. Meanwhile, one should note that based on the
population pairwise FST and RST values, the Kalmyks shared a
smaller distances with the Mongols (Table 2). However, only three
pairs of populations exhibited nonsignificant genetic distances:
Khoshuuds-Evenks and Evenks-Khakassians for the RST values and
Dörwöds-Kalmyks for the FST and RST values (Table 2).
The analysis of molecular variation performed using the 12
populations of South Siberia, Central and Eastern Asia showed that
a 15 and 20.2% of genetic differentiation (for FST and RST distances,
respectively) are because of differences among ethnic groups. This is
consistent with previous studies pointing to a high level of Y-chromosomal differentiation in this geographical region.7,43–46 However,
our study shows that genetic differentiation is strong even within the
Kalmyks as an ethnic group (Table 3). The level of genetic
differentiation is higher at the inter-tribal group level than that at
the interethnic group level for such closely related ethnic groups as
the Kalmyks, Mongols and Altaian Kazakhs (Table 3). In addition,
genetic diversity at the tribal level is comparable to that at the level of
ethnic group (Table 4). It is noteworthy that this is in agreement with
previous studies of Y-chromosome variation in nomadic populations
of Central Asia demonstrating that there is no common ancestry at
the tribal level, in contrast to the clan and lineage levels.45
In order to compare patterns of distribution of Y-STR haplotypes
in different tribes of the Kalmyks, we performed median network
analysis of STR haplotypes within their major haplogroups, such as
C3c1-M77, C3d-M407, C3*-M217, N1c-Tat, R-M207, O2-P31 and
O3-M122 (Supplementary Figure S6). Haplogroup C3c1-M77 has a
star-like phylogenetic structure, with the most frequent haplotype
found in 69 individuals from different tribes of the Kalmyks. About
one-third of the Kalmyk Y-chromosomes (27.9% in the Dörwöds,
26.8% in the Khoshuuds and 37.3% in the Torguuds) are characterized by duplication of DYS19 locus on the background of haplogroup
C3c1-M77 (Table 5). The same duplication has been previously
observed in different populations of Central Asia and South
Siberia.4,5,10,47
C3*-M217 paragroup consists of two major haplotype clusters
(Supplementary Figure S6). One of them is associated with deletion
of the locus DYS448 and has been found at a frequency of 1.2% in the
Khoshuuds, 2.4% in the Dörwöds and 7.3% in the Torguuds. Second
haplotype cluster corresponded to the ‘star cluster’, which was thought
to be carried by likely male-line descendants of Genghis Khan48 and
found at the highest frequency (76.5%) in the Kerey clan from
Kazakhstan.49 ‘Star cluster’ haplotypes represented only 3% of the
Dörwöds and 2.7% of the Torguuds. Another interesting haplogroup
is C3d-M407 (Supplementary Figure S6). Two separate haplotype
subclusters are seen in the MJ network of this clade. One of them is
characterized by allelic combination 11,18 at the DYS385 locus,
whereas the overwhelming majority of C3d-M407 haplotypes in the
Kalmyks are defined by allelic combination 11,11, which is probably a
consequence of a deletion of allele 18 in any one of the two DYS385a
and b loci lying on different arms of the Y-chromosome or gene
conversion creating identical copies at the two loci during intrachromosomal recombination.50–52 Quite the contrary, the overwhelming
majority of C3d-M407 haplotypes in populations of South Siberia
and Central Asia are defined by allelic combination 11,18 (or
sometimes 11,17 and 11,19), and the DYS385-11,11 branch is
present in the Kalmyks, Mongols, Tuvinians and Altaians.10
Table 3 AMOVA results (in percentages of variation) based on the
Y-chromosome STR diversity in the Kalmyk tribes and closely related
ethnic groups
The Kalmyk tribes
Ethnic groups
(the Dörwöds, Torguuds
(the Kalmyks, Mongols
and Khoshuuds)
and Altaian Kazakhs)
Source of variation
FST
RST
FST
RST
Among populations
Within populations
5.77
94.23
9.72
90.28
5.57
94.43
3.92
96.08
Abbreviation: AMOVA, analysis of molecular variation; STR, short tandem repeat.
Table 4 Molecular diversity indices calculated from the
Y-chromosome STR haplotypes in the Kalmyks
Tribes of the Kalmyks
Molecular
Dörwöds
Khoshuuds
Torguuds
Kalmyks, in
(165)
(82)
(150)
total (426)
Mean number of
pairwise differences
4.78±2.35
4.94±2.43
3.78±1.92
4.83±2.36
Average gene diversity
over loci
0.53±0.29
0.55±0.3
0.42±0.24
0.54±0.29
diversity indices
Figure 1 Multidimensional scaling (MDS) plot of pairwise RST genetic
distances using Y-chromosome STR haplotypes data for the Kalmyks and
other populations of Siberia, Central and Eastern Asia. The stress value for
the MDS plot is 0.112.
Journal of Human Genetics
Abbreviation: STR, short tandem repeat.
Y-chromosome in the Kalmyks
B Malyarchuk et al
5
Table 5 Frequencies (in percentages) and the age of STR variation of
some Y-chromosome haplogroups in the Kalmyks
Haplogroups
C3c1-M77,
C3*-M217,
C3d-M407,
DYS19
DYS448
DYS385a,
Tribes
duplication
deletion
b-11,11
R2a-M124
Dörwöds (165)
Khoshuuds (82)
27.9 (46)
26.8 (22)
2.4 (4)
1.2 (1)
18.8 (31)
0
15.2 (25)
1.2 (1)
Torguuds (150)
The age of STR
37.3 (56)
666±202
4.0 (6)
511±197
2.0 (3)
411±168
7.3 (11)
1367±379
variation (in years)
Abbreviation: STR, short tandem repeat.
High frequency of such unusual mutations as the DYS19 duplication, DYS448 deletion and DYS385-11,11 variant may be related to
the founder effects due to the recent migration of the Kalmyk
ancestors and their isolation in the North Caspian Steppe. Therefore,
one can expect age-synchronous pattern in these haplogroups.
However, their ages differed significantly, varying from 1300 years
for DYS448-del haplotypes to about 400 years for R2a-M124
haplogroup (Table 5). The latter haplogroup, rare in South Siberian
and Central Asian populations, was found at high frequency in the
Dörwöds (15.2%). It is noteworthy that the age of haplogroup R2aM124 shows the best correspondence to the historical chronology of
the Kalmyks.
Figure 2 illustrates a median network of R2a-M124 haplotypes
derived from 12 Y-STR loci in the Kalmyks and Buryats and
populations of Southwestern and South Asia, in which this haplogroup is present at a relatively high frequency.37–39 Common
haplotypes are observed in the Kalmyks and Buryats, whereas there
is no haplotype sharing between these and other comparative
populations. However, it is important that the R2a-M124
haplotypes found in the Kalmyks and Buryats are derivatives of the
Indian haplotypes. This suggests a recent common ancestry and/or
expansion of the Kalmyk R2a-M124 lineages from India.
Previous study of the Y-chromosome variability in the Kalmyks
indicated that there has been no substantial admixture with Russians
during the last 380 years of their neighborhood because the paternal
gene pool of the Kalmyks hardly included East European-specific
haplogroups, such as R1a1a-M17, N1c-Tat and I-M170.4 In our study,
we have found haplotypes belonging to the R1a1a-M17 and N1c-Tat
haplogroups at perceptible frequencies (3.3% and 10.1%,
respectively); hence, their East European origin is quite possible. To
study this question, we reconstructed median networks of
haplogroups R1a1a-M17 and N1c-Tat based on STR variation in
the Kalmyks, Russians and populations of South Siberia and Central
Asia. The latter were taken into analysis because haplogroups R1a1aM17 and N1c-Tat are typical not only of East Europeans but also of
some populations of Siberia and Central Asia.7,30,32,40,44 In addition,
haplogroup R1a1a-M17 is specific for populations of Southwestern
and South Asia; therefore, we have also analyzed Y-STR haplotypes
for Pathans from Afghanistan,38 Persians and Kurds from Iran,37
Tajiks37 and South Indians.39 Phylogenetic network of haplogroup
R1a1a-M17 (Supplementary Figure S7) demonstrates that two
haplotypes of the Kalmyks coincide with the haplotypes common
among different populations of South Siberia (Tuvinians, Altaians
Figure 2 A median-joining network based on 12 Y-STR loci within the R2aM124 haplogroup. Each circle represents a haplotype, defined by a
combination of short tandem repeat (STR) markers. Circle size is shown
proportional to haplotype frequency and the smallest circle represents one
haplotype. The lines between circles represent mutational distance, the
shortest distance being a single mutational step. Colors indicate different
groups of populations: gray for the Kalmyks and Buryats,31 black for
populations of Central and West Asia (Pathans from Afghanistan, Persians
and Kurds from Iran and Tajiks)37,38 and white for South Indians.39
and Sojots) and Central Asia (Tajiks and Pathans), two haplotypes
with populations of Pathans, Persians and Indians, and one haplotype
with South Siberians (Shors and Tuvinians). Only one common
haplotype was detected in the Kalmyks and Russians (Supplementary
Figure S7).
Median network analysis of N1c-Tat haplotypes shows the bipartite
distribution of the Kalmyk haplotypes (Supplementary Figure S6,
Figure 3). Majority of them can be found among a dozen haplotypes
that were detected in South Siberians and East Europeans, and the
origin of these paternal lineages cannot be established undoubtedly.
The Kalmyk haplotypes are in general unique, with only one
haplotype revealed in common between the Kalmyks and Tuvinians.
Thus, it is possible that all these haplotypes may have originated in
South Siberia and Eastern Asia. Second part of the Kalmyk N1c-Tat
haplotype network is represented by a separate branch consisting of
three haplotypes that were found only in the Khoshuuds—haplotypes
2, 3 and 4 in Figure 3.
A search of these STR haplotypes in the YHRD 3.0 database (http://
www.yhrd.org; release 44 built on 15 July 2013; 67 430 haplotypes
within 503 world populations) does not find matching haplotypes
(for loci DYS19, DYS385a, DYS385b, DYS389I, DYS389II, DYS390,
DYS391, DYS392, DYS393, DYS437, DYS438 and DYS439) in any
population. It is noteworthy, however, that earlier haplotype (haplotype 1 in Figure 3) preceding the branch consisting of haplotypes 2–4
is the haplotype revealed in Chuvashes from the Volga region.40 This
finding points to possibility of East European origin of the Khoshuud
N1c-Tat branch. Rare haplotype 1 also does not occur in the YHRD
3.0 database, but earlier haplotype, indicated by a star (*) in Figure 3,
was found frequently only in populations of the Ural region (in the
Komi, Mansi and Khanty).41,42,53 Coalescence age of the Khoshuud
N1c-Tat branch is about 343±58 years, pointing to a possibility that
inflow of this East European paternal lineage into the gene pool of the
Khoshuuds occurred soon after their appearance in the Volga-Ural
region (after 1645 according to historical data2).
Journal of Human Genetics
Y-chromosome in the Kalmyks
B Malyarchuk et al
6
Figure 3 A median-joining network based on 12 Y-STR loci within the N1c-Tat haplogroup in the Kalmyks, East Europeans and South Siberians. Each circle
represents a haplotype, defined by a combination of short tandem repeat (STR) markers. Circle size is shown proportional to haplotype frequency and the
smallest circle represents one haplotype. The lines between circles represent mutational distance, the shortest distance being a single mutational step.
Colors indicate different groups of populations: gray for the Kalmyks, black for the Volga-Ural populations (Komi, Udmurts, Chuvashes and Bashkirs),40–43
white for the Russians30 and white circle with black dot inside for aboriginal South Siberian populations.30 Explanations for haplotypes *, 1, 2, 3 and 4 are
in the main text.
DISCUSSION
The pattern of Y-chromosome diversity in a population can provide a
clear overview of its origin.4,29,48 Haplogroup C3c1-M77 is the most
frequent in all Kalmyk tribes studied. It is known that, in addition to
the Kalmyks, haplogroup C3c1-M77 is widespread in Tungusicspeaking people of North-Eastern Asia, such as Evens and Evenks,
and Turkic-speaking Altaian Kazakhs.54 However, the three Kalmyk
tribes studied here exhibited quite different patterns of
Y-chromosome haplogroup variation. In the Khoshuuds, N1c-Tat
and O3-M122 were the dominant haplogroups and C3d-M407 was
absent, although it appeared as a genetic marker for the Mongolicspeaking populations.10 Such composition is interesting because
haplogroup O3-M122 is the dominant paternal haplogroup in
Sino-Tibetan populations,55 but haplogroup N1c-Tat occurs at high
frequency in different populations of Eastern and Central
Siberia.30,40,56 However, the Torguuds showed another pattern,
having high frequency of haplogroup O2-P31 and low frequency of
O3-M122. The Dörwöds are characterized by high frequencies of
C3d-M407 and R2a-M124. Haplogroup D-M174, albeit rarely found
in the Dörwöds and Torguuds (about 2%), reveals genetic affinity to
the Tibetan populations where this haplogroup was present probably
before the Last Glacial Age.57 Rare N*-M231 haplotype was found in
the Khoshuuds. It is suggested that this haplogroup has likely
originated in Southern China and now is mostly present in
southern Eastern Asian populations, such as Daic, southern Han
Chinese, Tibeto-Burman and Hmong-Mien.58 Another rare N1aM128 haplogroup, which is frequently occurred only among Kazakhs
(8.1%) in Central Asia, was also detected in the Kalmyks (in the
Buzawa). Haplogroup R2a-M124 is also interesting, notwithstanding
it accounted relatively high frequency only in the Dörwöds (15.2%).
This haplogroup is very rare in Central Asia and Siberia, being found
only in the Buryats (0.3–2.7%), Kyrgyzs (1.3%), Tajiks (12.5–
16.7%)31,32,37,59 and also in Chinese populations (in Uygurs, Han,
Hui at a frequency of 2–7%).60 Haplogroup R2a-M124 has a
predominant distribution in South Asia (in India and
Pakistan);38,39,60,61 thus, its presence in the Kalmyks and other
Journal of Human Genetics
Central Asians is likely a result of male influence from the south of
Asia, possibly from India.
Analysis of the Y-chromosome STR diversity has shown that the
Kalmyks collectively as an ethnic group have close genetic affinities to
the Mongols and Altaian Kazakhs, but the individual Kalmyk tribes,
especially the Khoshuuds, have differentiated genetically from each
other. Recent studies based on Y-STR haplotypes have also demonstrated that the Kalmyks, Mongols, Altaian Kazakhs and Altaians-Kizhi
showed a similar haplotype composition, resulting probably from
common origin of populations.6,62 Anthropologists have suggested that
in the last 200–300 years, the Kalmyk tribes have experienced some
admixture with neighboring East European populations.63 However,
comparison of haplotypes belonging to haplogroups R1a1a-M17 and
N1c-Tat, which are frequently occurred in East European populations,
shows a low level of East European admixture in the Kalmyks. In
addition, the lack or very low frequency of European-specific lineages
R1a1a7-M458, I1-M253 and I2a-P37.2 in the Kalmyks suggests that
paternal gene flow from East Europeans to the Kalmyks is very little.
Therefore, intra-ethnic heterogeneity of the Kalmyks is likely
maintained by inter-tribal differences because of extensive endogamous practices of the tribal groups. Previous molecular genetic
studies have shown that Y-chromosome results are in agreement with
ethnological data suggesting that nomadic populations of Central Asia,
especially Turkic-speaking ones, are exogamous at the clan level but
endogamous at the tribe level.29,43,45,46,49 Our study shows that there
are more differences between the tribes of the Kalmyks than between
some ethnic groups, such as the Kalmyks, Mongols and Altaian
Kazakhs. This is also consistent with previous studies of the
Y-chromosome variation in the Turkic nomadic groups of Central
Asia.45,46
Future research should be conducted with high-resolution Y-chromosome analysis of Mongolian populations throughout Mongolia,
especially of the Oyrat groups living in Western Mongolia, which is
necessary to answer the questions about genetic affinities between
different tribes of the Mongols and Kalmyks. Previous studies of
Mongolian populations were performed using low-resolution
Y-chromosome in the Kalmyks
B Malyarchuk et al
7
Y-chromosome analysis and reported conflicting results.64,65 In
addition, analysis of genome-wide autosomal single-nucleotide
polymorphism data in the Kalmyks would be a helpful approach to
reveal their genetic affinity to populations of Central Asia and Siberia
and to estimate the extent of their recent admixture with East
Europeans.
ACKNOWLEDGEMENTS
This research was financially supported by the Program of Fundamental
Studies of Russian Academy of Sciences ‘Living Nature: Modern State and
Problems of Development’, subprogram ‘Dynamics and Conservation of Gene
Pools’ (Project 12-I-P30-12) and the Russian Foundation for Basic Research
(Projects 11-04-00620 and 11-04-98508-vostok-a).
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Supplementary Information accompanies the paper on Journal of Human Genetics website (http://www.nature.com/jhg)
Journal of Human Genetics