Fair Oaks Capital

Join us on 20th March for "𝗨𝗻𝗰𝗼𝘃𝗲𝗿𝗶𝗻𝗴 𝗖𝗟𝗢𝘀", an introductory webinar on Collateralized Loan Obligations (CLOs), where we will cover everything you need to know about investing in this rapidly growing asset class. 𝗥𝗲𝗴𝗶𝘀𝘁𝗲𝗿 𝗵𝗲𝗿𝗲: https://lnkd.in/efyjXjzG 𝗗𝗲𝘁𝗮𝗶𝗹𝘀: Virtual Webinar, 30 minutes, 20th March 2025 As investors seek alternatives to traditional fixed income assets, CLOs can offer attractive yields, diversification benefits, and structural protections that we believe make them a compelling option for any fixed income portfolio. We will break down the fundamentals of CLOs, their risk-return profile, market dynamics, and how they fit within a broader investment strategy. More specifically, we will explore: • What is a CLO • The structure of a CLO • The advantages of CLOs compared to other fixed income assets • How investors can access the CLO market Whether you're new to CLOs or looking to deepen your understanding, this webinar will provide valuable insights into their evolving role in today’s markets. For Professional Investors Only.

𝗪𝗵𝗮𝘁 𝗱𝗼 𝗠𝗮𝗰𝘆’𝘀, 𝗞𝗼𝗱𝗮𝗸 𝗮𝗻𝗱 𝗚𝗲𝗻𝗲𝗿𝗮𝗹 𝗠𝗼𝘁𝗼𝗿𝘀 𝗵𝗮𝘃𝗲 𝗶𝗻 𝗰𝗼𝗺𝗺𝗼𝗻? Macy’s, Kodak and General Motors are 3 of the 8 corporate issuers initially rated ‘AAA’ which defaulted between 1981-2023 – a reminder that even the highest corporate rating is not risk-free. Meanwhile, AAA CLO defaults have remained at zero since 1997, providing a hedge against idiosyncratic risks where corporate spreads are near historical lows. Click here to read the full issue of 𝗧𝗵𝗲 𝗖𝗟𝗢 𝗜𝗻𝘃𝗲𝘀𝘁𝗼𝗿: https://lnkd.in/etGwBmC9 To keep up to date with the latest insights and trends shaping CLO investing, subscribe here: https://lnkd.in/ehhSaFHb #InvestmentStrategy #CLOInvesting #FinancialMarkets #CLOs  #MarketInsights #Investing #CreditMarkets For Professional and Informed Investors Only.

We are pleased to announce the Fair Oaks AAA CLO ETF (https://www.clo-etf.com/) has launched a GBP hedged share class and is expected to list on the London Stock Exchange on 10th February (ticker: XAAA). This new share class expands the accessibility of the first European-domiciled CLO ETF for GBP investors. The Fair Oaks AAA CLO ETF offers investors liquid access to an existing €140 million portfolio of AAA-rated CLOs (as at 31-Jan-25). The addition of the GBP share class enables investors to consider the asset class as an alternative to fixed-rate products while benefiting from: • A compelling yield pickup to other fixed income products. The portfolio's estimated gross GBP current yield is 5.9% (as at 31-Jan-25). • A history of zero defaults since the first CLO was issued over 25 years ago. • Minimal interest rate duration given their floating rate nature. #CLOETF #GBP #Hedged #UKMarket #ETFs #ETFInnovation #FairOaksCapital For Professional and Informed Investors. Capital at Risk.

As traditional portfolio construction evolves and asset managers expand their private market offerings, investors face important questions about accessing institutional markets. Recent Financial Times coverage highlighted a broader debate about retail participation in traditionally institutional assets. Within this discussion, it's crucial to understand why CLO ETFs represent a fundamentally different proposition from retail access to private markets. Our whitepaper "CLO Markets and ETFs", just published examines the structural differences, supported by historical data on market functioning, liquidity mechanisms, and risk characteristics. Please click here for more information: https://lnkd.in/eD9uhaET

We are honoured to announce that Fair Oaks Capital has won the 𝗘𝘂𝗿𝗼𝗽𝗲𝗮𝗻 𝗙𝗶𝘅𝗲𝗱 𝗜𝗻𝗰𝗼𝗺𝗲 𝗙𝘂𝗻𝗱 𝗠𝗮𝗻𝗮𝗴𝗲𝗿 𝗼𝗳 𝘁𝗵𝗲 𝗬𝗲𝗮𝗿 at the Funds Europe Awards 2024. The Funds Europe Awards celebrates the significant contribution in this industry, and we are thrilled to have been recognised for our innovation and excellence in this competitive field. We believe this award highlights our collective hard work and commitment to delivering consistently strong returns for investors while managing risk and navigating market conditions successfully. We extend our gratitude to our team for their outstanding dedication, as well as our partners and investors for their continued trust and ongoing support.

Fair Oaks Loan Funding V has been nominated for 𝗖𝗟𝗢 𝗗𝗲𝗮𝗹 𝗼𝗳 𝘁𝗵𝗲 𝗬𝗲𝗮𝗿 in the 2025 GlobalCapital European Securitization Awards. We believe that this nomination reflects our team’s unwavering commitment to excellence and innovation and the trust our clients and partners have in us. If our efforts in the CLO space have resonated with you, your vote would mean a great deal to us. Please cast your vote here: https://lnkd.in/enmMz9t4 We thank you for your continued confidence in Fair Oaks Capital.

We are honoured to announce that Fair Oaks Capital has won two awards at the ETF Stream Awards 2024: • New ETF Issuer of the Year  • Innovative ETF of the Year These awards celebrate excellence in the European ETF market, and we are thrilled to be recognised, especially with record number of entries this year. Winning New ETF Issuer of the Year underscores our mission to deliver impactful solutions, while Innovative ETF of the Year, awarded to Fair Oaks AAA CLO ETF, reflects our commitment to pioneering strategies. A heartfelt thank you to our team, partners, and investors for your trust and support. #Awards #Innovation #ETFs #CLOETF

We are pleased to announce that Fair Oaks Capital will be attending the Opal Group's CLO Summit 2024 in Dana Point, California. This event serves as a key forum for exploring innovative strategies to optimize returns and minimize risk in asset-backed finance. On December 5th at 10:30 AM PST, Tyler Wallace, CFA, will participate in a panel discussion, offering expert insights into the European CLO market, current trends, and emerging opportunities. Bradley Young, Head of Investor Relations, will also be in attendance and available to discuss opportunities. Let us know if you would like to meet, we welcome all additional opportunities to connect. To schedule a meeting with our team please reach out to us: [email protected].

Fair Oaks Capital has been considered for nomination in the 2025 GlobalCapital European Securitization Awards in the below categories. If our efforts in the CLO space have resonated with you, your nomination would mean a great deal to us. Please cast your vote here: https://lnkd.in/eba54Udm • CLO Manager of the Year • CLO Deal of the Year (Fair Oaks Loan Funding V) • CLO Senior Investor of the Year • CLO Mezz Investor of the Year • CLO Equity Investor of the Year It should take less than a minute (you do not have to respond to all questions, and the survey is anonymous). Your support is a vote for industry excellence, innovation and integrity, and we extend our gratitude to the Fair Oaks Capital team for their continuous dedication, as well as our partners and investors.

We are thrilled to announce that Fair Oaks Capital’s first ETF, the 𝗙𝗮𝗶𝗿 𝗢𝗮𝗸𝘀 𝗔𝗔𝗔 𝗖𝗟𝗢 𝗘𝗧𝗙 (𝗙𝗔𝗔𝗔) has been shortlisted for 𝗡𝗲𝘄 𝗘𝗧𝗙 𝗜𝘀𝘀𝘂𝗲𝗿 𝗼𝗳 𝘁𝗵𝗲 𝗬𝗲𝗮𝗿 and 𝗜𝗻𝗻𝗼𝘃𝗮𝘁𝗶𝘃𝗲 𝗘𝗧𝗙 𝗼𝗳 𝘁𝗵𝗲 𝗬𝗲𝗮𝗿 at the ETF Stream Awards 2024. Congratulations to our entire team and partners in launching Europe’s first CLO ETF and thanks to ETF Stream for this honour. Please click here for more information: https://lnkd.in/ekv-JsbN