Abstract
This work builds on a recently developed self-consistent synchronization model of the solar dynamo which attempts to explain Rieger-type periods, the Schwabe/Hale cycle, and the Suess-de Vries and Gleissberg cycles in terms of resonances of various wave phenomena with gravitational forces exerted by the orbiting planets. We start again from the basic concept that the spring tides of the three pairs of the tidally dominant planets Venus, Earth, and Jupiter excite magneto-Rossby waves at the solar tachocline. While the quadratic action of the sum of these three waves comprises the secondary beat period of 11.07 years, the main focus is now on the action of the even more pronounced period of 1.723 years. Our dynamo model provides oscillations with exactly that period, which is also typical for the quasi-biennial oscillation (QBO). Most remarkable is its agreement with Ground Level Enhancement (GLE) events which preferentially occur in the positive phase of an oscillation with a period of 1.724 years. While bimodality of the sunspot distribution is shown to be a general feature of synchronization, it becomes most strongly expressed under the influence of the QBO. This may explain the observation that the solar activity is relatively subdued when compared to that of other sun-like stars. We also discuss anomalies of the solar cycle, and subsequent phase jumps by 180∘. In this connection it is noted that the very 11.07-year beat period is rather sensitive to the time-averaging of the quadratic functional of the waves and prone to phase jumps of 90∘. On this basis, we propose an alternative explanation of the observed 5.5-year phase jumps in algae-related data from the North Atlantic and Lake Holzmaar that were hitherto attributed to optimal growth conditions.
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1 Introduction
For more than six decades, modeling of the solar magnetic field has mainly relied on the \(\alpha -\Omega \)-dynamo concept, where \(\Omega \) stands for the differential rotation which winds up toroidal from poloidal field, while the \(\alpha \)-effect replenishes the poloidal from the toroidal field, thereby closing the dynamo cycle. When adding to those mechanisms the induction effect of the meridional circulation in the convection zone, contemporary dynamo models have become quite skillful in explaining both the butterfly diagram of sunspots and their 11-year intensity cycle (Charbonneau 2020). The recognition of that periodicity by Schwabe in 1843 (Schwabe 1844) is an astounding example of a late discovery, both in the biographical and the historical dimension. In light of Galilei’s and Scheiner’s use of the telescope in the early 17th century to observe sunspots, one could have expected a much earlier identification of the Schwabe cycle. Obviously, though, the paucity of sunspots throughout the Maunder minimum (approx. 1645 – 1715) was not supportive in this respect.
Soon after Schwabe’s discovery the question of whether “his” cycle is somehow connected with the motion of the planets was brought up by Wolf (1859), and has re-appeared in the literature every now and then (de la Rue et al. 1872; Bollinger 1952; Jose 1965; Takahashi 1968; Wood 1972; Okal and Anderson 1975; Condon and Schmidt 1975; Charvatova 1997; Landscheidt 1999; De Jager and Versteegh 2005; Charbonneau 2022). Yet, it was not until recently that various authors (Hung 2007; Scafetta 2012; Wilson 2013; Okhlopkov 2016) argued for a key role of the 11.07-year alignment period of the tidally dominant planets Venus, Earth, and Jupiter in setting the Schwabe cycle.
On the first glance, the focus on such high accuracy numbers may seem preposterous, given the broad variability of the length of the Schwabe cycle, which is subject not only to noise but also to systematic periodicities on the centennial time scale (Richards et al. 2009; Chatzistergos 2023). From this viewpoint, even a perfect agreement between two mean periods might still be pure coincidence. However, quite another perspective opens up when taking into account the possibility of clocking and synchronization. Asking “Is there a chronometer hidden deep in the Sun”, Dicke (1978) had introduced the ratio between the mean square of the residua of the instants of cycle maxima/minima from a long-term trend to that of the difference between two subsequent residua. Considering a time series with \(N\) events, Dicke’s ratio is a viable measure for distinguishing between random walk and clocked processes, converging to \(N/15\) for the former and to 0.5 for the latter. For the clear identification of synchronized processes, the accurate determination of the mean-cycle length becomes indeed imperative, even if the individual cycles show significant variability. Only if synchronization can plausibly be assumed, one might ask then what physical mechanisms could be responsible for it.
Our own contributions to this debate started in 2016 with the idea that the \(\alpha \)-effect in the solar tachocline (thought to be related to the Tayler instability therein, see Weber et al. 2015) could be synchronized by a presumed 11.07-year tidal forcing as exerted by the above-mentioned planets (Stefani et al. 2016, 2018). The implementation of this concept in a simple ordinary differential equation (ODE) model of an \(\alpha -\Omega \)-dynamo suggested that any conventional solar dynamo, with a “natural” period not too far from 22.14 years, would be entrained to exactly this value if only the periodic part of the \(\alpha \)-effect was strong enough. In a follow-up paper (Stefani, Giesecke, and Weier 2019), a 1D partial differential equation (PDE) model (in co-latitude \(\theta \) and time \(t\)) showed the same parametric-resonance type entrainment effect. Still later, this 1D model was enhanced by incorporating the 19.86-year period of the rosette-shaped motion of the Sun around the barycenter of the solar system into a field-storage capacity term (Stefani et al. 2020a). The resulting double synchronization yielded a dominant 193-year beat period (as anticipated previously by Wilson 2013 and Solheim 2013), together with some Gleissberg-type periods, followed by a transition into chaos (Stefani, Stepanov, and Weier 2021). But only in 2024, the power spectrum resulting from this relatively simple model was found (Stefani et al. 2024) to be in astonishing agreement with that of climate-related sediment data (Prasad et al. 2004) from Lake Lisan.Footnote 1 When glancing, in Figure 9 of Stefani et al. (2024), at the precise agreement between the two resulting Suess-de Vries peaks at 193 and 192 years, respectively, it is hard to sustain the belief in pure coincidence.
Despite those promising results of the simple ODE and 1D-PDE models, they were received in the solar-dynamo community with mixed response. And understandably so, in view of three plausible counter-arguments that were promptly brought forward by critics:
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i)
The presumed phase stability, i.e. the clocking of the Schwabe cycle, was put into serious question (Nataf 2022). In particular, the somewhat antiquated cycle data once corroborated by Schove (1955) (which the analysis of Stefani, Giesecke, and Weier 2019 relied on), were criticized as being “finagled” by his 9-per-century rule which would automatically generate a clocked process with a period of 11.11 years. In a similar spirit, utilizing newer 14C data of Brehm et al. (2021), Weisshaar, Cameron, and Schüssler (2023) made a stark claim in favour of a non-clocked, random-walk-type nature of the solar cycle.
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ii)
A criticism with a long tradition refers to the small magnitude of the tidal forces of the planets, which amount to a tidal height (at the tachocline level) of less than 1 mm. It is indeed hard to conceptualize how this could have any relevant effect on the solar dynamo (Callebaut, de Jager, and Duhau 2012; Nataf 2022).
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iii)
The alleged 11.07-year period of the tidal forcing, a central tenet of our original synchronization concept, actually does not show up in the tidal potential (Nataf 2022; Cionco, Kudryavtsev, and Soon 2023).
These three pieces of criticism have recently prompted us to go significantly beyond our preliminary “toy models”. Here are the rebuttals we have meanwhile arrived at:
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i)
As for the 9-per-century rule, we showed that Schove’s long-term data covering nearly two millennia point indeed to a period of 11.07 years rather than of 11.11 years (Stefani et al. 2020a). More importantly, we revealed in Stefani, Beer, and Weier (2023) that the alleged disprove of phase-stability, as put forward by Weisshaar, Cameron, and Schüssler (2023), relies essentially on the insertion of one additional solar cycle around 1845, whose existence might be inferred from the 14C data of Brehm et al. (2021) and Usoskin et al. (2021), but for which there is no evidence from any direct observation. A similar erroneous cycle insertion might have happened around 1650, i.e., amidst the Maunder minimum where cycles are notoriously hard to identify. If both of these additional cycles are removed, we end up again with a clocked process back to the year 1140, vindicating the allegedly “antiquated” data of Schove (1955, 1979, 1983, 1984). Moreover, two independent sets of algae-related data from a 1000-year interval in the early Holocene provided independent evidence for phase stability (Vos et al. 2004; Stefani et al. 2020b) with a period of 11.04 years (which is, in light of the statistical uncertainty, hardly distinguishable from 11.07 years).Footnote 2 While we do not go so far as to claim unassailable evidence for clocking, we reject claims that conclusive proof exists for a non-clocked process.
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ii)
Inspired by recent research on magneto-Rossby waves in the solar tachocline (Zaqarashvili et al. 2010; Marquez-Artavia, Jones, and Tobias 2017; Zaqarashvili 2018; Dikpati et al. 2018; Raphaldini et al. 2019, 2022; Dikpati et al. 2020, 2021a; Dikpati, McIntosh, and Wing 2021b; Raphaldini, Dikpati, and McIntosh 2023), we have asked how these waves would react on external tidal triggers (Horstmann et al. 2023). Fortunately, the derived closed equation for the wave’s velocity component in meridional direction allowed for a quasi-analytical solution of this problem. For the three periods of the two-planet spring tides, which are 118 days (Venus-Jupiter), 199 days (Earth-Jupiter) and 292 days (Venus-Earth),Footnote 3 we arrived at wave velocities between 0.1 and 100 m s−1, depending on the instantaneous value of the toroidal magnetic field and a poorly constrained damping parameter (Stefani et al. 2024). Such a resulting velocity scale (which is indeed comparable with other dynamo-relevant velocities) is actually not that surprising when translating the tidal height of \(h \approx 1\text{ mm}\) into an energetically equivalent velocity of \((2 g_{\mathrm{tacho}} h)^{1/2}=1\text{ m}\text{ s}^{-1}\) (with the gravitational acceleration at the tachocline level of \(g_{\mathrm{tacho}}=500\text{ m}\text{ s}^{-2}\)). Yet, to make this tidal energy accessible, it requires an appropriate “resonance ground” that is indeed provided by the (magneto-)Rossby waves. Interestingly, their periods correspond to so-called Rieger-type periodicities (originally identified as 154 days by Rieger et al. 1984), which can be found in various proxies of solar activity (Knaack 2005; Gurgenashvili et al. 2016, 2021; Gachechiladze et al. 2019; Bilenko 2020; Korsós et al. 2023).
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iii)
The problem related to the non-appearance of the very 11.07-yr signal in the tidal potential was resolved by analyzing the collective effect of the three individual magneto-Rossby waves (Stefani et al. 2024). Figure 8 in this paper showed the azimuthal average of their squared sum, which clearly comprises an 11.07-yr beat period. This belongs to the class of so-called secondary beat periods, which never appear in Fourier spectra, but frequently show up in superposed oscillations. Perhaps the most prominent example originates from music theory, where secondary beats appear in slightly mistuned consonant intervals and chords (Plomp 1967; Nuño 2024). The application of this concept to our problem will be discussed in Appendix A. While a thorough computation of the \(\alpha \)-effect that results from the waves are still pending, it is reasonable to guess that it will be in the order of 1/100...1/10 of the basic wave velocity. This, in turn, matches well to the estimated amplitude of dm s−1 that would be required to entrain the entire solar dynamo (Klevs, Stefani, and Jouve 2023). The 2D solar dynamo model utilized for this estimation, comprising (more or less) realistic profiles of the differential rotation, the meridional circulation, and a conventional \(\alpha \)-effect in the convection zone, showed again the usual parametric resonance if an additional 11.07-year periodic \(\alpha \)-effect in the tachocline was added.
In view of these new developments, we assert that the planetary synchronization theory of the Schwabe/Hale cycle stands now on rather solid ground. To a lesser extent, this applies also to the secondary synchronization mechanism, which is needed to understand longer-term cycles. As already mentioned, the additional period that comes into play at this point is the 19.86-year conjunction cycle of Jupiter and Saturn that governs the rosette-shaped motion of the Sun around the barycenter of the solar system. Being often dismissed as irrelevant for the solar dynamo due to its “free-fall” character, recent work by Shirley (2006, 2017, 2023) points to the excitation of an internal motion by virtue of spin-orbit coupling. Interestingly, the resulting motion, as shown in Figure 4 of Shirley (2017), exhibits the same \(m = 1\) azimuthal dependence as is also typical for precession-driven flows (Giesecke et al. 2024). In view of the structural similarity of the spin-orbit coupling term (the “CTA”-term in the parlance of Shirley 2017) with the Poincaré force in precession, this is hardly surprising. That said, we admit that a quantitative determination of the flow that is directly driven by spin-orbit coupling, and any axi-symmetric secondary flow emerging from it, is still elusive.
In a first attempt to make this problem somehow tractable, we had incorporated the 19.86-year forcing into a model parameter that is related to the field-storage capacity in the tachocline. The rationale behind this choice is the high sensitivity of the adiabaticity in the tachocline with respect to external perturbations (Ferriz Mas, Schmitt, and Schüssler 1994; Abreu et al. 2012). That way, we obtained the Suess-de Vries cycle as a beat period of \(22.14 \times 19.86/(22.14-19.86)=192.85\) years, as mentioned above.Footnote 4
Our present understanding of the double-synchronized solar dynamo is summarized in Figure 1. Besides the remarkable agreement of the resulting dominant periods with those inferred from climate data (see Figure 9 in Stefani et al. 2024), another important feature is its high degree of self-consistency. Indeed, the sharp 193-year beat period would not even emerge if the two underlying periods, 22.14 and 19.86 years, were not phase-stable in the first place. Or, to put it otherwise: the hypothesis of a primarily clocked 11.07-year Schwabe cycle is strongly supported by the sharpness of the secondary 193-year Suess-de Vries cycle. An analogous argument applies to the presumed clocking of the 118, 199, and 292-day magneto-Rossby waves determining the phase stability of their 11.07-year secondary beat period. While we are open to discuss all sorts of reasonable arguments against this scheme, we are not aware of any other solar dynamo model that provides all the relevant periodicities in such a closed and self-consistent manner.
Scheme illustrating our present understanding of the double-synchronized solar dynamo. Light blue areas denote the temporal features of the dynamo, while pink areas denote the underlying physical mechanisms. A conventional solar dynamo is entrained by a 11.07-year periodic \(\alpha \)-effect in the tachocline that, in turn, emerges as the beat between three tidally excited magneto-Rossby waves. A secondary beat period of 193 years results then from the 22.14-year Hale cycle and the 19.86-year barycentric motion. Finally, supermodulation between regular and irregular intervals (Weiss and Tobias 2016) emerges after transition to chaos. The main focus (upper right part) of this paper lies now on the beat period of 629 days that will be shown to trigger a QBO.
With this background, the main focus of this paper lies now on the upper right part of Figure 1. While the primary period of 1.723 years (629 days) was shortly mentioned in Stefani et al. (2024), our attention was (too?) quickly shifted to the secondary beat period of 11.07 years (i.e., along the dashed red arrow in Figure 1).
Here we step back again and consider the axi-symmetric part of the quadratic action of the three waves in greater detail. We will show that this action comprises only three periods, namely 199 days, 292 days, and \(629 \approx 199 \times 292/(292-199)\) days (1.723 years). While the 118-days period vanishes in the quadratic functional, the 11.07-year period survives as a secondary beat period as will be shown in the Appendix.
The experienced solar scientist has certainly noticed that the 1.723-year period is suspiciously close to the typical value of the so-called quasi-biennial oscillation (QBO). Since its discovery in solar holes by McIntosh, Thompson, and Willock (1992), and in cosmic rays and open magnetic flux by Valdés-Galicia, Pérez-Enríquz, and Otaola (1996) and Rouillard and Lockwood (2004), who found a dominant period of 1.68 years, this oscillation has acquired a lot of interest in recent decades (Bazilevskaya et al. 2014; Kiss, Gyenge, and Erdélyi 2018). Similar periodicities, although closer to 1.3 or 1.5 years, had also been observed in sub-surface flows (Howe et al. 2000; Inceoglu, Howe, and Loto’aniu 2021). Most interesting, since very close to our value, is the 1.73-year period that was observed by Velasco Herrera et al. (2018) in their analysis of Ground Level Enhancement (GLE) events. In a numerical effort to understand their physical nature, Inceoglu et al. (2019) found QBO-like intermittent oscillations and a certain hemispheric decoupling when employing a turbulent \(\alpha \)-effect just above the tachocline (while a non-local Babcock-Leighton-type dynamo generally failed to reproduce those features). This is an encouraging basis for the present work where, however, the fluctuations of \(\alpha \) will be linked to the action of tidal forces on magneto-Rossby waves. Another encouragement stems from the work of Edmonds (2023) who discussed the parallelity of the QBO with various planetary alignments.
One of the open questions in this context is whether the Gnevychev gap (Gnevyshev 1967, 1977), i.e. the emergence of two peaks of maximum activity separated by 2 – 3 year (a feature present in large sunspots, major flares, coronal green-line emission, and geomagnetic activity), is just a particularly dominant feature of the QBO, or perhaps a separate phenomenon. Closely related to this question is the interpretation of a bimodal behaviour of the solar activity, as discussed by Nagovitsyn and Pevtsov (2016) and Nagovitsyn, Pevtsov, and Osipova (2017). In view of these uncertainties, we will - before entering the very QBO-topic - assess whether the Gnevyshev gap and the bimodal distribution appear already in the previous, simplified version of our synchronization model, which starts immediately from an assumed 11.07-year periodicity of \(\alpha \) in the tachocline.
The main part of this paper is then dedicated to the emergence of the QBO and the consequences following from it. Our extended dynamo model will be shown to result in a strong peak at 1.723 years (629.29 days), together with two neighboring peaks at 1.598 and 1.868 years which arise as side-bands from the modulation with the 22.14-year Hale cycle.
As for the 11.07-year Schwabe cycle, it still comes about as the beat between the 199, 292, and 629-day periods, as is easily visible in the envelope of their sum. Moreover, the bimodal distribution will arise as a very typical feature of the QBO, as the field strength - in particular around the maxima of the cycle - vaccillates between a high and a low state.
This way, the QBO leads naturally to a certain “sedation” of the solar dynamo which tends to spend less time at the highest field strength than it would do in case of a single-frequency oscillation. It seems worthwhile to consider this as a possible explanation of the recent observation that the Sun is relatively quiet, when compared to the activity of other sun-like stars (Schaefer et al. 2000; Reinhold et al. 2020). We may arrive here at a simple justification for the provocative hypothesis “that the “Sun is not ‘Sun-like’” (Cliver et al. 2022), possibly with grave ramifications for the habitability of the Earth.
Apart from those features, our new model version, when appropriately enhanced by a parametrized effect of spin-orbit coupling, will show a very similar long-term behaviour as the previous version, including the dominant Suess-de Vries peak at 193-years.
At last, we will discuss various types of phase jumps of the solar cycle. First we will numerically illustrate the emergence of certain anomalies after which the solar cycle reappears with phase shifts of either 0∘ or 180∘. Yet, a surprise is also on offer here. While the squared action of the three waves was averaged only over the azimuth, any physically relevant functional (\(\alpha \), zonal flow) will certainly also include some average over time. Admittedly, we have not yet a really detailed model for that, so we simply tested different time averages. Somewhat surprisingly, depending on the width of the averaging window, we observe a shift of the maximum of the 11.07-year envelope by half of that period. Motivated by similar phase-jumps as observed in solar-cycle related algae data by Vos et al. (2004), we carry out simulations with a periodically changing phase-shift of \(\alpha \) which indeed result in corresponding phase shifts of the dynamo.
Before discussing those issues in detail, in the next section we present our numerical model.
2 Numerical Model
In the most recent simulations (Klevs, Stefani, and Jouve 2023; Stefani et al. 2024) we had employed a 2D \(\alpha -\Omega \)-dynamo code that is quite similar to those used in the classical solar mean-field dynamo benchmark of Jouve et al. (2008). We used rather realistic values and profiles of differential rotation and meridional circulation, and assumed a value for \(\alpha \) in the convection zone of 1.3 m s−1. For the radial profile of the magnetic diffusivity \(\eta \) we assumed a 100-fold enhancement between the “quiet” tachocline and the turbulent convection zone. Among the wide range of \(\eta \)-values found in the literature, we have chosen \(\eta _{t}= 2.13 \times 10^{11}\text{ cm}^{2}\text{ s}^{-1}\), to keep the period of the non-synchronized dynamo not too far from 22 years.
Here, however, we “regress” to the simple 1D \(\alpha -\Omega \)-dynamo code as used in Stefani, Giesecke, and Weier (2019) and Stefani, Stepanov, and Weier (2021), which was inspired by a similar scheme of Jennings and Weiss (1991). An obvious drawback of this code is that it is neither capable of accounting for radial dependencies of its ingredients (\(\alpha \), \(\eta \), etc.) nor of including the meridional circulation which is known to play a key role in setting the dynamo cycle (Charbonneau and Dikpati 2000). On the positive side, this simple code allows for extensive tests of various parameter combinations as well as for very long simulations, and hence accurate determinations of spectra. The latter were indeed important to reveal the remarkable agreement of the main peaks with those found in climate-related data from lake Lisan (Prasad et al. 2004).
In order to make the paper self-contained we reiterate here the essential features of this 1D code. Basically we solve the same system of PDEs as in Stefani, Giesecke, and Weier (2019) and Stefani, Stepanov, and Weier (2021), with the solar co-latitude \(\theta \) representing the only spatial coordinate.
As usual, the axi-symmetric part of the solar magnetic field is split into a poloidal component \({\mathbf{{B}}}_{\mathrm {P}}=\nabla \times (A {\mathbf{{e}}}_{\phi})\) and a toroidal component \({\mathbf{{B}}}_{\mathrm {T}}=B {\mathbf{{e}}}_{\phi}\). Then the 1D PDE system reads
where \(A(\theta ,t)\) represents the vector potential of the poloidal field at co-latitude \(\theta \) (running between 0 and \(\pi \)) and time \(t\), and \(B(\theta ,t)\) represents the corresponding toroidal field. The dynamo is conventionally driven by the helical turbulence parameter \(\alpha \) and the radial derivative \(\omega =\sin \theta d (\Omega r)/dr\) of the rotation profile, whereby \(\alpha \) and \(\omega \) stand for the non-dimensionalized versions of their dimensional counterparts \(\alpha _{\mathrm{dim}}\) and \(\omega _{\mathrm{dim}}\), related via \(\alpha =\alpha _{\mathrm{dim}} R/\eta \) and \(\omega =\omega _{\mathrm{dim}} R^{2}/\eta \). In the following we will assume \(R=5\times 10^{8}\text{ m}\) as the relevant radius of the considered dynamo region and a higher value of \(\eta =7.16 \times 10^{11}\text{ cm}^{2}\text{ s}^{-1}\) for the magnetic diffusivity. Accordingly, the time is non-dimensionalized by the diffusion time, i.e. \(t=t_{\mathrm{dim}} \eta /R^{2}\), leading to 110.7 years in our case.
This PDE system is solved by a finite-difference solver using the Adams-Bashforth method. The initial conditions are chosen as \(A(\theta ,0)=0\) and \(B(\theta ,0)=s \sin \theta + u \sin 2 \theta \), with the pre-factors \(s=0.001\) and \(u=1.0\) denoting symmetric and asymmetric components of the toroidal field. The boundary conditions at the North and South pole are \(A(0,t)=A(\pi ,t)=B(0,t)=B(\pi ,t)=0\).
For the \(\omega \)-effect, we utilize the typical solar \(\theta \)-dependence as given by Charbonneau (2020),
with \(\omega _{0}=10000\).
The \(\alpha \)-effect consists of two main parts, \(\alpha =\alpha ^{c}+\alpha ^{p}\), where
is the “classical” part with a constant \(\alpha ^{c}_{0}\) and a noise term \(\xi (t)\), defined by the correlator \(\langle \xi (t) \xi (t+t_{1}) \rangle = D^{2} (1-|t_{1}|/t_{\mathrm{corr}}) \Theta (1-|t_{1}|/t_{\mathrm{corr}})\). Note that, instead of the dynamical quenching equations that are based on the buildup of magnetic helicity (Field and Blackman 2002), we employ here a rather simple, algebraic quenching of \(\alpha \) which is considered sufficient for our purposes. Note further that with the values of \(R\) and \(\eta \) given above, we can always regain the dimensional \(\alpha \) from its dimensionless counterpart via \(\alpha _{\mathrm{dim}}=0.1432 \times \alpha \text{ m}\text{ s}^{-1}\).
The second contribution \(\alpha ^{p}\) is a periodic function of time,
where the term \(P[B(\theta ),t]\) incorporates the resonance-like reaction of \(\alpha \) on the time-dependent tidal forcing. While in previous work (Stefani, Giesecke, and Weier 2019; Stefani, Stepanov, and Weier 2021) this term was always assumed to have the structure \(\sin (2 \pi t/t_{11.07}) B^{2}/(1+q^{p}_{\alpha} B^{4})\) (with \(t_{11.07}=11.07 \times \eta /R^{2}\) denoting the dimensionless counterpart of the 11.07-year tidal forcing period) in the following also different versions will be tested. Formally, the relation \(\alpha _{\mathrm{dim}}=0.1432 \times \alpha \text{ m}\text{ s}^{-1}\) applies also to this periodic part, although its interpretation is more subtle. This has to do with the fact that in our 1D model we have to merge two different \(\alpha \)-contributions that actually work in regions with strongly different diffusivities. When assuming an 100-fold diffusivity contrast between the tachocline and the convection zone (as, e.g., in the 2D model of Klevs, Stefani, and Jouve 2023), and partly compensating this by the smaller thickness of the tachocline, we may guess that the “real” physical \(\alpha ^{p}\) is approximately 10 times smaller than \(\alpha _{\mathrm{dim}}\).
Motivated by ideas of Jones (1983) and Jennings and Weiss (1991), the term \(\kappa (t) B^{3}(\theta ,t)\) in Equation 1 had been employed in Stefani, Stepanov, and Weier (2021) to account for field losses owing to magnetic buoyancy, on the assumption that the escape velocity is proportional to \(B^{2}\). While we admit that the underlying concept of spin-orbit coupling of the angular momentum of the Sun around the barycenter into some dynamo relevant parameter remains an open question (for ideas, besides those of Shirley 2017, 2023, see Zaqarashvili 1997; Jucket 2000; Palus et al. 2000; Javaraiah 2003; Wilson 2013; Sharp 2013), we assume in the following the time-dependence of the parameter \(\kappa (t)\) to be proportional to that of the angular momentum. Since \(\kappa (t)\) is related to the very sensitive adiabaticity in the tachocline, which could be easily influenced by slight changes in the internal rotation profile (Ferriz Mas, Schmitt, and Schüssler 1994; Abreu et al. 2012), its modification by some sort of spin-orbit coupling seems rather plausible.
For the Sun’s orbital angular momentum we utilize the same data as previously, which had been computed from the DE431 ephemerides (Folkner et al. 2014) for a 30000-year interval. This function is dominated by the 19.86-years synodes of Jupiter and Saturn, to which further contributions, mainly from Uranus and Neptune, are added. Again, we will use the normalized version \(m(t)\) of this angular momentum curve for parametrizing the time-variation of \(\kappa (t)\) according to
3 Bimodality in the Simple Synchronization Model
Bimodality had been shown to be an intrinsic feature of solar activity (Nagovitsyn and Pevtsov 2016; Nagovitsyn, Pevtsov, and Osipova 2017). A possible explanation of its occurrence was offered by Georgieva (2011), who distinguished two ways with different time-scales (diffusion and meridional circulation) on which poloidal flux can be transported towards the tachocline. Bimodality is often discussed in connection with the Gnevyshev gap, i.e. the subsequent emergence of two maxima with typically different field strengths. Yet, whether this Gnevyshev gap is just the most distinctive expression of the more general QBO, is a matter of debate. As a sort of reference model, to which the simulations including the QBO can later be compared, in the following we restrict ourselves to the previous model version comprising only the single 11.07-year periodicity in \(\alpha ^{p}\).
We employ the numerical model discussed above, wherein we use the conventional resonance term
together with the specific parameters \(\omega _{0}=10000\), \(\alpha ^{c}_{0}=15\), \(q^{p}_{\alpha}=0.2\), \(q^{c}_{\alpha}=0.8\), \(D=0.05\). The time variation of the field-storage parameter is taken as \(\kappa (t)=0.6+0.2 m(t)\). These values were chosen to make close contact with the model discussed in Stefani, Stepanov, and Weier (2021) and Stefani et al. (2024).
What is varied then is the strength \(\alpha ^{p}_{0}\) of the periodic \(\alpha \)-term. For \(\alpha ^{p}_{0}=40\), Figure 2a shows a 50-year segment of the time dependence of the two field components \(A\) and \(B\), as well as of \(\alpha \) and its two parts \(\alpha ^{c}\) and \(\alpha ^{p}\), all measured at co-latitude \(\theta =72^{\circ}\). For this value \(\alpha ^{p}_{0}=40\), the dynamo is already synchronized to 22.14 years. While \(\alpha ^{c}\) shows a sharp peak for \(B=0\) (since it is strongly quenched for non-zero \(B\)), \(\alpha ^{p}\) shows typical peaks shortly before and after the transition point \(B=0\), which reflects the resonance condition for a certain finite value of \(B\). Obviously, this behaviour leads to a noticeable “hump” of \(A\), and a less pronounced, but still visible, flattening of \(B\). When increasing \(\alpha ^{p}_{0}\) from 40 to 90 (see Figure 2b), this feature becomes more pronounced, so that ultimately one might even speculate about the appearance of a Gnevyshev gap. When we compute the histogram of the value of \(B\) over the computed 30000 years, we obtain Figure 2d. The emergence of a double peak, the lower one at the \(B\)-values of the “hump”, is clearly expressed, indicating the bimodality in the probability distribution of \(B\)-field in this figure. What is also seen is a certain symmetry breaking between negative and positive values, which regularly occurs in our model.
Emergence of bimodality in the simple synchronization model. (a) Cutout of the time evolution of \(A\), \(B\), \(\alpha \), and its two components \(\alpha ^{c}\) and \(\alpha ^{p}\), all measured at the co-latitude \(\theta =72^{\circ}\), when setting \(\alpha ^{p}_{0}=40\). Note the appearance of a strong and a weak “hump” in \(A\) and \(B\), respectively. (b) Time evolution of \(B(\theta =72^{\circ})\) for four values \(\alpha ^{p}_{0}\) of the periodic forcing. (c) Spectra of \(B\), for two values of \(\alpha ^{p}_{0}\) from (b), with the typical dominant periods indicated. This type of spectrum had been shown in Figure 9 of Stefani et al. (2024) to remarkably agree with climate data from Lake Lisan. (d) Histograms of \(B\) for four values \(\alpha _{0}^{p}\) from (b), with the increasing second peak. Note also the growing asymmetry of the histogram for larger \(\alpha ^{p}_{0}\).
In Figure 2c we add, for two values of \(\alpha ^{p}_{0}\), the resulting spectra of \(B(t)\) with its dominant Hale and Suess-de Vries peaks at 22.14 and 193 years, jointly with some Gleissberg-type peaks around 90-years and slightly below 60 years. Basically, these are the same peaks as already shown in Figure 9 of Stefani et al. (2024).
What we have learned so far is that even the simple model which produces Schwabe, Hale, Suess-de Vries and Gleissberg-type cycles has a certain tendency to develop a second hump and, thereby, a bimodal field distribution. In the following we will see how this feature becomes even more pronounced when the QBO is additionally taken into account.
4 QBO, Bimodality, and Subdued Activity
We turn now to the central topic of this paper, the emergence of the QBO. Following Stefani et al. (2024), we start from the sum of the three tidally-excited magneto-Rossby waves with periods 118 days, 199 days, and 292 days,
Herein, we use the accurate two-planet synodic periods \(P_{\mathrm{VJ}}=0.64884\) years, \(P_{\mathrm{EJ}}=1.09207\) years, \(P_{\mathrm{VE}}=1.59876\) years, and the epochs of the corresponding conjunctions \(t_{\mathrm{VJ}}=2002.34\), \(t_{\mathrm{EJ}}=2003.09\), and \(t_{\mathrm{VE}}=2002.83\) that were adopted from Scafetta (2022). For a 50-year and a 10-year interval, this sum is shown in Figures 3a and 3f, respectively. Anticipating that any dynamo-relevant quantity, be it \(\alpha \) or the \(\Lambda \)-effect (Kitchatinov and Rüdiger 2023) driving zonal flows (Tilgner 2007; Morize et al. 2010) or meridional circulation (Inceoglu et al. 2019), will be a quadratic functional of those waves, for the sake of simplicity we consider just the square of the sum of the waves (Figures 3b and 3g). Assuming further that the most relevant dynamo contribution will likely be the axisymmetric part of this square, we average it over the azimuth, arriving at Figures 3c and 3h. Evidently, this azimuthal average contains now only the old periods 199 and 292 days and the new one with \(629 \approx 199 \times 292/(292-199)\) days, while the original 118-day period has disappeared.Footnote 5
(a,f) The sum of the three waves with periods 118, 199, and 292 days for two different time segments, according to Equation (8). (b,g) The square of this sum. (c,h) The azimuthal average over the square from (b,g). (d,i) Centered moving average of (c,h) with window 1.1 year. (e,j) Centered moving average of (c,h) with window 2.1 year. The analytical expressions for the corresponding envelopes with period 11.07 years (green curves) are derived in the Appendix A.
Up to this point, all functions were characterized by the well-known 11.07-year beat period which had played a central role in our synchronization model. The maximum of the envelope of all signals (derived in the Appendix) was consistently at the same position. This changes, however, when we consider, in addition to the azimuthal average, also a time-average. The motivation for that lies in mean-field dynamo theory where the \(\alpha \)-tensor is calculated as an integral over space and time of a certain correlator of the velocity, cp. Equation 5.51 in Krause and Rädler (1980). While not going here into a detailed derivation of the \(\alpha \)-effect resulting from Rossby waves (see Avalos-Zuñiga, Plunian, and Rädler 2009) it is interesting to observe, from the difference between Figures 3d and 3e, that the maximum of the envelope shifts by 5.5 years when the widths of the moving average window are changing from 1.1 to 2.1 years. Before coming back to this effect later, we will first rely on the signal shown in Figure 3d that, after subtraction of the mean, will be called \(h(t)\) as a proxy for helicity.
In all following analyses, we will use a modified resonance term of the form
The motivation for using such high powers of \(B\) is that the 11.07-year envelope seen in Figure 3 represents only a relatively minor variation when compared to the more dominant QBO. After having assessed various forms of the resonance term we learned that the synchronization to 11.07 years requires a certain “accentuation” of this minor difference, which we accomplish by using a resonance term that is much steeper and more localized at higher values of \(B\) than that of Equation 7. While this argument might seem a bit contrived, there is some physical rationale behind it in light of the much stronger wave excitation at relative high \(B\)-values (cp. Figures 2 – 4 in Stefani et al. 2024). In this respect, one could also imagine to apply the \(B\)-dependent resonance condition to every term in the sum of the three waves separately. For the moment, however, we stick to the simpler Equation 9.
For the new parameter choice \(\omega _{0}=10000\), \(\alpha ^{c}_{0}=15\), \(q^{p}_{\alpha}=10^{-8}\), \(q^{c}_{\alpha}=0.8\), \(D=0.05\), \(\kappa (t)=\kappa _{0}=0.6\), Figure 4 shows the resulting field evolution and the emerging spectra and histograms when increasing the periodic \(\alpha \)-term. What we see first (in Figure 4a and 4b) is a clear signature of the QBO with the emergence of two or even more local peaks around the cycle extrema. Figure 4d shows the histograms of the \(B\)-field for the four values of \(\alpha _{0}^{p}\) from (b). What is interesting here is the remarkable flattening of those (colored) curves when compared with the (black) one obtained for very weak periodic forcing. Figure 4c shows the spectra of \(B\) for two values of \(\alpha _{0}^{p}\) from (b), with the typical periods indicated. Evidently we obtain now a clear QBO peak at 1.723 years, together with its two side bands at 1.598 and 1.868 years that obviously emerge from the modulation with the 22.14-year Hale cycle.
Emergence of QBO and bimodality in the synchronization model according to Equation 9. (a) Cutout of the time evolution of \(A\) and \(B\), both measured at the co-latitude \(\theta =72^{\circ}\). Note the appearance of a clear QBO in \(B\) on top of the extrema of the main, longer period oscillations. (b) Dependence of the time evolution of \(B(\theta =72^{\circ})\) on the strength \(\alpha ^{p}_{0}\) of the periodic forcing. For \(\alpha ^{p}_{0}=0.034\) and 0.036 the dynamo is synchronized to 22.14 years. For that reason the two curves are widely parallel, while those for \(\alpha ^{p}_{0}=0.025\) and 0.03 diverge in time. (c) Spectra of \(B\) for two of the \(\alpha _{0}^{p}\)-values from (b), with the typical periods indicated. Evidently we obtain a QBO peak at 1.723 years, together with two side bands emerging from the modulation by the 22.14-year Hale cycle. (c) Histograms of \(B\) for four values of \(\alpha _{0}^{p}\) from (b). Note the remarkable flattening of those (colored) curves when compared with the (black) one for very weak periodic forcing.
Inspired by the finding of Velasco Herrera et al. (2018) that the distribution of Ground Level Enhancement (GLE) events shows phase stability under the assumption of an underlying process with periodicity of 1.73 years, we show in Appendix B that an updated series of GLE events leads to a value of 1.724 years which is even closer to our theoretical value of 1.723 years. Besides the similar issue with the Schwabe cycle, the QBO obviously represents another clocking problem in which the comparison of accurate values is highly relevant.
Up to this point we have not included any 19.86-year periodicity, i.e. \(\kappa (t)\) was chosen as constant. We change this now by letting \(\kappa \) vary in time. In Figures 5a-d we show \(B\) for increasing strength of \(\kappa _{1}\) (additionally we set here the noise-term to zero, \(D=0\)). The 193-year beat period becomes increasingly dominant again. What is remarkable in the resulting spectrum in Figure 5e is that all relevant periods are present now, starting from the QBO at 1.723 years (and its side bands), via the Hale cycle to the Suess-de Vries cycle. Note that the refinement of the model on the QBO time-scale has not much influenced the appearance of the long-term periods. Also remarkable are the histograms in Figure 5f which show now a drastic smoothing and two clearly separated peaks, quite reminiscent of those of Nagovitsyn, Pevtsov, and Osipova (2017). Evidently, the dynamo spends much less time at high magnetic fields. This might well explain the subdued character of solar activity as observed by Reinhold et al. (2020).
The full model including the QBO, the Hale and the Suess de Vries cycle. (a-c) Time evolution of \(B\) in dependence on the variational factor \(\kappa _{1}\) of the periodic forcing. (d) Detail of (c) over 250 years, showing the Schwabe cycle with the QBO. (e) Spectra of the \(B\)-fields from (b) and (c), with the typical periods indicated. The type of spectrum, which had been shown in Figure 9 of Stefani et al. (2024) to remarkably agree with climate-related data, is now complemented by the QBO. (f) Histograms of \(B\) for the three values of \(\alpha _{0}^{p}\) from (a-c), plus one for \(\kappa _{1}=2\), showing a significant flattening and an increasing second peak at intermediate field strengths.
We refrain here from elaborating on the possible emergence of the even longer cycles of the Bray-Hallstatt type (Scafetta et al. 2016; Scafetta 2022), but turn instead to a somewhat surprising effect that might also have some consequences for the long term behaviour.
5 Cycle Anomalies and Phase Jumps
Anomalies and phase jumps are interesting phenomena which have often been discussed in connection with the solar dynamo, not least in connection with the so-called “lost cycle” around 1795 (Usoskin, Mursula, and Kovaltsov 2002) (and a similar one around 1563, see Link 1978 and Schove 1979). Usually, one considers the case that after some anomaly the dynamo settles back with the same phase as before, or with a 180∘ phase shift (the latter would not be visible in observations based on field intensities alone). At any rate, it is important to note that the existence of such phase jumps by no means contradicts the general concept of synchronization (Pikovsky, Rosenblum, and Kurths 2003).
Yet another type of phase jumps was discussed by Vos et al. (2004) in connection with algae-related data stemming from Lake Holzmaar and Greenland. At five positions in the interval 10000 – 9000 cal. BC, they had observed phase jumps by 90∘, which were attributed to the biological optimality criterion of the growth of the investigated algae. Further below, we will assess an alternative explanation for those phase jumps.
Let us start, however, with the first type. Figure 6e shows again the magnetic field \(B(\theta =72^{\circ},t)\) for a model corresponding to that underlying Figure 4, but now with a slightly increased periodic forcing \(\alpha ^{p}_{0}=0.045\) (and time-independent \(\kappa =0.6\)). Obviously, the emerging time evolution over 2000 years is punctuated by a couple of irregularities. Two of those are analyzed in more detail. In either case the function \(h(t)\) is the same as previously, incorporating the strong 1.723-year QBO-type period and the 11.07-year envelope. In the first interval, between the years 24350 and 24650, we observe that after the anomaly the field comes back with the same phase as before (easily visible from the comparison with a sine-function with period 22.14 years). In contrast to that the irregularity in the second interval, between 25400 ad 25700, leads to a phase shift by 180∘.
Emergence of irregularities and phase jumps. (a) The function \(h(t)\) with the dominant 1.723-year signal and the typical envelope structure with 11.07-year periodicity. (b) Field \(B(t)\) for the time segment between 24350 – 24650 years. Note the short breakdown, followed by an evolution with zero phase shift, as evidenced by the overlaid sine-function with 22.14-year periodicity (in gray). (c) and (d) The same as (a) and (b) but for the time segment between 25400 – 25700 years. After the breakdown, we observe a clear 180∘ phase shift. (e) Field \(B(t)\) for the longer time segment between 24000 – 26000 years. Note the significant number of irregularities, which are partly connected with phase shifts.
Now let us discuss the second possibility of phase jumps by 90∘. Such phase jumps usually do not occur if the function \(h(t)\) is not altered. However, as seen in the previous section, the position of the maximum of the 11.07-year envelope depends on the width of the moving average window, and can shift by half of that period (compare Figure 3d with 3e).
In Figure 7 we demonstrate the possibility that such 90∘ phase jumps can indeed occur. For that purpose, we have chosen an interval the first part of which (until 30000 years) is governed by the function \(h(t)\) taken from Figure 3e, while at later times \(h(t)\) corresponds to that of Figure 3d (in either case with the mean value subtracted beforehand). The other parameters are like in Figure 4, with \(\alpha ^{p}_{0}=0.03\).
Emergence of a 90∘ phase jump. (a) The function \(h(t)\), comprising one segment corresponding to Figure 3e (before 30000 years), followed by one corresponding to Figure 3d. (b) Signal of \(B\), with a poor synchronization in the first segment (only in the initial interval), showing a quick resynchronization after the break of year, but now with a 90∘ phase shift.
Admittedly, in the first segment the field is not always synchronized and contains a lot of irregularities. At least we see a “successful” synchronization in the initial sub-segment between 29850 and 29920 years. Interestingly, though, after crossing the switch between the two \(h(t)\) functions (indicated by the red dashed line), the signal becomes quickly synchronized again, but now with a phase jump of only 90∘. We are far from claiming that this is indeed the scenario underlying the 90∘ phase jumps observed by Vos et al. (2004), but it might be kept in mind as a principle possibility.
6 Summary and Conclusions
In this paper, we have continued our efforts to corroborate a closed and self-consistent model of all observed periods of the solar dynamo in terms of synchronization by forces exerted by the orbiting planets. Building on the previously established link between tidally triggered magneto-Rossby waves and Rieger-type periodicities, our main focus lied now on the QBO around 1.723 years which is composed of the 199-day and the 292-day two-planet spring tide periods. We showed this particular QBO to be a key ingredient of any quadratic functional of the sum of the waves, and noted its remarkable closeness to the value of 1.724 years to which we have specified the 1.73-year period as previously derived by Velasco Herrera et al. (2018) from Ground Level Enhancement data.
In this framework, the Schwabe period of 11.07 years still emerges as a secondary beat of the three periods 199, 292, and 625 days. It is the envelope of the superposition of these three periods that is still capable of entraining the entire dynamo, by virtue of parametric resonance, to a period of 11.07 years, as long as the “natural” dynamo period is not too far away from twice that value. The previously found emergence of the Suess-de Vries (and Gleissberg) cycle from another beat period of the 22.14-year Hale cycle with the 19.86-year periodicity of the Jupiter-Saturn alignments is not seriously affected by this model modification.
A remarkable consequence of the emerging QBO is a pronounced “sedation” of the solar dynamo, which now spends more time on intermediate field strengths than the undisturbed, single-frequency dynamo would do. Indeed, the short-period QBO fosters the longer-term Schwabe cycle to “swing back” before it reaches its maximum, an effect that also results in a bimodal field distribution. We consider this phenomenon as a promising candidate to explain the fact that the solar activity is much more benign than that of other sun-like stars (Schaefer et al. 2000; Reinhold et al. 2020; Cliver et al. 2022). Considering, on one hand, the importance of superflares, high UV radiation, high-energy protons, and coronal mass ejections for the stability of planetary atmospheres and the development of complex live on planets (Karoff et al. 2015; Lingam and Loch 2017), and on the other hand the presumable rarity of the dominant spring-tide periods to match the eigenperiods of magneto-Rossby waves, one might even speculate here about an “anthropic principle” of stellar dynamo theory.Footnote 6
In the last part, besides “normal” phase jumps by 180∘, we also discussed the possible emergence of 90∘ phase jumps as a result of the remarkable sensitivity of the position of the maxima of the 11-07-year envelope on the width of the temporal averaging window. While - as non-biologists - we are not in a position to put into question the plausible argumentation of Vos et al. (2004) who had explained those phase jumps in terms of optimum growth conditions of algae, we only cautiously hint at the possibility that an alternative mechanism may exist.
Combining the results of this paper with those of Stefani et al. (2024) (in particular the agreement of the computed spectrum with that derived from climate-related data), we consider the capability of our model to explain a wide variety of solar dynamo features as a solid and promising basis for further advancements. While presumably all individual periodicities could also be explained by choosing appropriate sets of dynamo parameters (see Section 7 of Charbonneau 2020), in our model they result - in a highly self-consistent manner - from the three spring-tide periods of Venus, Earth and Jupiter, and the 19.86-year synodic period of Jupiter and Saturn. In this sense, the problem looks to us like another good candidate for applying Occams’s razor.
Having said that, we are well aware of quite a couple of missing pieces in our synchronization jigsaw, in particular the quantitative derivation of various quadratic functionals (\(\alpha \), zonal flow, etc.) from the three tidally-excited magneto-Rossby waves, and a deepened understanding of the spin-orbit coupling mechanism underlying the 19.86-year periodicity. Another important point is the confirmation of the results of our simple 1D model by more realistic 2D or even 3D models incorporating all nonlinearities in terms of \(\alpha \)-quenching and the \(\Lambda \)-effect. We cordially invite theoreticians and numericists to join us in this journey.
Data Availability
No datasets were generated or analysed during the current study.
Notes
Concerning the unavoidable question of where the relatively strong climatic impact of solar activity stems from (which is beyond the scope of the present paper), see Gray et al. (2010) and Georgieva and Veretenenko (2023). The finding of Veretenenko and Dmitriev (2023) that, in the period between 1873 and 2021, cyclone tracks in the North Atlantic were shifted northward under a secular lowering of solar activity and southward under its enhancement, could also be important for explaining the variability of precipitation rates in the Lake Lisan area, as already discussed by Prasad et al. (2004). For the important role of the Suess-de Vries and Gleissberg cycles in solving the multivariate attribution problem of solar activity and CO2, see Stefani (2021).
Notably, these important algae-related data were up to now completely ignored by all critics of synchronization.
For the sake of shortness, we initially stick to those approximate numbers like 118, 199, and 292 days; the precise values will be provided in Section 4.
While the actual period of the Suess-de Vries cycle is a matter of debate, and often indicated as 208 years, our choice of 193 years is encouraged by the sharp 192-year peak obtained from the very long (8500 years) sediment data from Lake Lisan (Prasad et al. 2004). It gains further plausibility from similar results of Richards et al. (2009) (188 years) and Lüdecke, Weiss, and Hempelmann (2015) (between 186 and 202 years).
Strictly speaking, this only suggests that the 118-day period will not be very important for the global solar dynamo, while it could still appear in solar activity. Indeed, as shown in Gurgenashvili et al. (2021), a signal at around 120 days is often visible in various solar activity indicators. As argued by Dikpati, McIntosh, and Wing (2021b), toroidal magnetic flux is most likely to escape the tachocline in those places where the Rossby wave reaches its peak amplitude.
In a somewhat bold translation of Carter’s original definition (Carter 1973), this principle would state that “what type of planetary system we can expect to live in must be restricted by the resulting stellar dynamo conditions necessary for our presence as observers.” Keeping this “principle” in mind may help to avoid possible logical fallacies when drawing conclusions for the Sun from features observed for other solar-like stars. This applies both to the frequency and energy content of superflares (Vasilyev et al. 2024) and to the very synchronization of the dominant dynamo cycle (Obridko et al. 2024). Since the latter effect additionally requires the secondary beat period to be close to half of the typical period of the unperturbed dynamo, it might occur even less frequently than QBO-type cycles which indeed are occasionally observed (Oláh et al. 2009; Soon et al. 2019).
While in the text, and the caption of their Figure 3, a value of 1.7 years was indicated, the authors confirmed that the actual value was indeed 1.73 years (Velasco Herrera 2025), which is also in agreement with the dominant periods indicated in their Table 1.
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Acknowledgements
Many inspiring, if partly controversial, discussions with Carlo Albert, Rainer Arlt, Jürg Beer, Axel Brandenburg, Robert Cameron, Christoph Egbers, Chris Jones, Antonio Ferriz Mas, Uwe Harlander, Bradley Hindman, Fadil Inceoglu, Laurène Jouve, Martins Klevs, Ulrich von Kusserow, Henri-Claude Nataf, Markus Roth, Günther Rüdiger, Nicola Scafetta, Jim Shirley, Dmitry Sokoloff, Rodion Stepanov, Andreas Tilgner, Steve Tobias, Willie Soon, Victor Manuel Velasco Herrera, and Teimuraz Zaqarashvili on various aspects of solar dynamo synchronization are gratefully acknowledged.
Funding
Open Access funding enabled and organized by Projekt DEAL. This work received funding from the Helmholtz Association in frame of the AI project GEOMAGFOR (ZT-I-PF-5-200), and from Deutsche Forschungsgemeinschaft under grant no. MA10950/1-1. F.S. appreciates financial support by the National Science Foundation (Grant No. DMS-1925919), enabling a visit at Institute for Pure and Applied Mathematics (IPAM) where parts of this research were presented.
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F. Stefani prepared the study conception, Figures 1, 2, 3, 4, 5, 6, 7, and the draft manuscript. G.M. Horstmann prepared the Appendix and complemented Figure 3. T. Weier performed numerical computations of the angular momentum. G.M. Horstmann, G. Mamatsashvili and T. Weier carried out a critical revision of the article. All authors reviewed the results and approved the final version of the manuscript.
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Appendices
Appendix A
The square of the triad signal \(s(t)\), given by Equation 8, initially involves 9 periods, which can be shown through the following decomposition of the signal:
Obviously, the half-periods of all three synodic periods are generated in the squared signal:
Six more periods appear from the composition of two periods each:
However, these periods are not all independent from the initial synodic periods in \(s(t)\). Specifically, we can identify
Up to this point we can conclude that the quadratic action of the three Rossby waves contains the three synodic periods, their half-periods and three composed periods, among them the QBO period \(P_{5}\), without which the 11.07-year period could not emerge as a beat. Using Equation 11, \(s^{2}(t)\) can be simplified to
The quadratic signal therefore also contains the linear synodic periods (and their halfs), which comprise the 11.07-year period as a beat period. In fact, all combinations of \(0.5P_{\mathrm{VJ}}\), \(0.5P_{\mathrm{EJ}}\) and \(0.5P_{\mathrm{VE}}\) alone produce a slight Schwabe beat, but not in a trivial manner. The 11.07-years period emerges, in each case, as secondary beats known in music theory as mistuned consonances. For the sake of illustration, let us consider the superposition of two harmonic tones with frequencies \(f_{1}\), \(f_{2}\) and phases \(\varphi _{1}\), \(\varphi _{2}\):
The primary beat frequency \(f_{\mathrm{pb}} = f_{1} - f_{2}\), which is twice the frequency of the second modulating cosine, trivially follows from the trigonometric identity 13. The primary beats of \(0.5P_{\mathrm{VJ}}\), \(0.5P_{\mathrm{EJ}}\) and \(0.5P_{\mathrm{VE}}\) are identical to the periods \(P_{5}\), \(P_{7}\) and \(P_{9}\), showing that beat periods of a signal can manifest themselves as “true” periods in the squared signal (visible in the Fourier spectrum). These primary beats alone cannot explain the observed occurrence of the much longer Schwabe period. However, dyads can also involve secondary beat frequencies, occurring whenever a multiple of \(f_{1}\) is close to a multiple of \(f_{2}\), i.e., \(f_{1} = (m/n)f_{2} + \delta f\), where \(m\) and \(n\) are integers and \(\delta f \ll f_{1},f_{2}\). Secondary beat frequencies are then given by
The slowest frequency of the dominant, overarching envelope in the dyad signal is determined by the tuple (\(m,n\)) of co-prime integers minimizing Equation 14. In general, the minimizing tuple cannot be determined analytically, making it necessary to search for it numerically. Calculating the amplitude of secondary beats is not a simple task, yet, there is an approximate solution for the envelope (Nuño 2024):
The beat amplitude \(A(m,n)\) depends only on the integers \(m\) and \(n\) and decreases with increasing (\(m,n\)), so that secondary beats corresponding to high frequency multiples are not visible in the signal. The amplitude functions \(A(m,n)\) can be assessed analytically (to be published elsewhere). Here we have calculated all the amplitudes presented below numerically.
After this groundwork, we can now calculate the dominating secondary beat of \(s(t)\) and \(s^{2}(t)\). First, we show that all three dyads that can be constructed from \(0.5P_{\mathrm{VJ}}\), \(0.5P_{\mathrm{EJ}}\), and \(0.5P_{\mathrm{VE}}\) have the same dominating 11.07 year secondary beat period. Equation 14 becomes minimal for the following period tuples:
Remarkably, all three dominant secondary beats yield exactly the 11.07-year period \(P_{\mathrm{sb}}({\mathrm{VE},\mathrm{EJ}}) = P_{\mathrm{sb}}({\mathrm{VE},\mathrm{VJ}}) = P_{\mathrm{sb}}({\mathrm{VJ},\mathrm{EJ}}) = P_{\mathrm{VEJ }}\). This follows from Scafetta’s formula for the period \(P_{\mathrm{VEJ }}\) of the recurrence pattern of the triple syzygies (Scafetta 2022):
where \(P_{\mathrm{V}} = 224.701\) days, \(P_{\mathrm{E}} = 365.256\) days, and \(P_{\mathrm{J}} = 4332.589\) days are the sidereal orbital periods of Venus, Earth, and Jupiter, respectively. As most easily seen in vector notation, all three beat periods add up exactly to the triple syzygies period:
The corresponding approximate beat amplitudes are obtained as \(A(3,2) \approx 0.382\), \(A(5,2) \approx 0.152\) and \(A(3,5) \approx 0.121\) which amounts to \(19.1\%\), \(7.6\%\) and \(6\%\) of the total signal, respectively. Clearly, the conjunction of the synodic cycle between Venus and Earth and the synodic cycle between Earth and Jupiter produces the largest amplitude, but in all three dyads \(P_{\mathrm{VEJ }}\) is manifested as by far the most dominant secondary period. The beat period of \(s(t)\) can now easily be calculated by splitting the triad of \(0.5P_{\mathrm{VJ}}\), \(0.5P_{\mathrm{EJ}}\) and \(0.5P_{\mathrm{VE}}\) into a sum of three dyads considered in Equation 16, finally yielding the envelope
and a certain phase \(\varphi _{\mathrm{ENV}}\). The proportion of the beat amplitude to the total amplitude amounts to almost exactly \(11\%\). Therefore, the Schwabe beat in \(s(t)\) is less distinctive as when considering the dyad \(({\mathrm{VE},\mathrm{EJ}})\) alone. However, the situation changes markedly when we consider the quadratic action \(s(t)^{2}\) actually relevant for dynamo action. Again we can compose the squared triad into sums of dyads, yielding the envelope
with an amplitude that now accounts for almost \(21\%\) of the total signal.
It remains to calculate the beat of the axisymmetric part of \(s(t)^{2}\). The axisymmetric part can be extracted by taking the phase average
wherein the phase \(2\varphi \) reflects the \(m=2\)-character of the tidally triggered waves. As can be seen from Equation 20, only the periods \(P_{5}\), \(P_{7}=0.5P_{\mathrm{EJ}}\) and \(P_{9}=0.5P_{\mathrm{VE}}\) remain in the axi-symmetric signal. The calculation of their envelope is analogous to that of the non-averaged signal. We first search the tuples (\(m,n\)) corresponding to the dominant secondary beat period of the three dyads pair by pair:
Quite as before, all beats are identical with the 11.07-year period \(P_{\mathrm{sb}}({\mathrm{VE},\mathrm{EJ}})=P_{\mathrm{sb}}(\mathrm{EJ}, \mathrm{EJ}-\mathrm{VE})=P_{\mathrm{sb}}({\mathrm{VE},\mathrm{EJ}-\mathrm{VE}})= P_{\mathrm{VEJ}}\) what can be proven readily by considering the following superpositions of vector syzygies:
The tuples (\(m,n\)) define the three Schwabe amplitudes \(A(3,2) \approx 0.382\), \(A(1,3) \approx 0.382\) and \(A(1,2) \approx 1\), from which we can again piece together the beat envelope of the full triad signal:
The Schwabe amplitude of the phase-averaged, axi-symmetric signal \(S(t)\) comprises \(19.6\%\) of the total amplitude. All derived envelopes were visualized by the green curves in Figure 3.
Appendix B
In this Appendix we reconsider the Ground Level Enhancement (GLE) events that had been analyzed previously by Velasco Herrera et al. (2018). These sporadic events are related to relativistic solar particles measured at ground level by a network of cosmic ray detectors. Figure 3 of Velasco Herrera et al. (2018) revealed that the considered 56 GLE events occurred preferentially in the positive phase of an oscillation with a period of 1.73 years.Footnote 7 Contrary to the usual assumption that GLE events are random phenomena, this observation points to an underlying clocked process.
Thus motivated, we have re-analyzed the sequence of the GLE events. First we updated the 56 events of Velasco Herrera et al. (2018) to the 71 events as provided by the official database of neutron monitor count rates at gle.oulu.fi. Second, in order to accurately infer the best fitting period, we have replaced the inverse wavelet method of Velasco Herrera et al. (2018) by computing the correlation coefficient \({\mathrm{Corr}}=1/71 \sum _{i=1}^{71} \cos (2 \pi t_{i}/P+ \phi _{0})\) of the 71 GLE instants \(t_{i}\), using cosine functions with different periods \(P\) and phases \(\phi _{0}\). While \({\mathrm{Corr}}\) is not exactly Pearson’s empirical correlation coefficient, it shares with it the main property of lying between −1 and 1, the latter value occurring only for a perfect match between the events and the maxima of the cosine. Figure 8 shows the corresponding results. We can see that the highest correlation appears for a period of 629.85 days, which corresponds to 1.724 years. This value is remarkably close to the value of 1.723 years that we have derived in this paper as the beat of the three tidally triggered magneto-Rossby waves.
Analysis of Ground Level Enhancement (GLE) events. (a) Distribution of 71 GLE events (violet) observed between February 1956 and November 2024, as obtained from gle.oulu.fi. The abscissa shows the time \(t\) in days from January 1, 1956. The green curve shows \(\cos (2 \pi t/629.85 + 1.88)\). A concentration of the GLE events around the maxima of the cosine function is obvious. (b) Correlation coefficient \({\mathrm{Corr}}=1/71 \sum _{i=1}^{71} \cos (2 \pi t_{i}/P+ \phi _{0})\) of cosine functions with different periods \(P\) and phases \(\phi _{0}\) with the GLE events at the 71 instants \(t_{i}\). For each period \(P\), the vertical extent emerges when using different phases \(\phi _{0}\) between 0 and \(2 \pi \). (c) Zoomed-in version of (b), showing the maximum of \(\mathrm{{Corr}}\) at a period of 629.85 years and for \(\phi _{0}=1.88\). These are the values that are used in the green curve in (a).
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Stefani, F., Horstmann, G.M., Mamatsashvili, G. et al. Adding Further Pieces to the Synchronization Puzzle: QBO, Bimodality, and Phase Jumps. Sol Phys 300, 110 (2025). https://doi.org/10.1007/s11207-025-02521-0
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DOI: https://doi.org/10.1007/s11207-025-02521-0