DX Compliance

👉 Poll: Future-Proofing AML Compliance As regulatory landscapes and technology continue to evolve, how is your company preparing to future-proof its AML (Anti-Money Laundering) compliance? 💡 We’d love to hear your thoughts! Vote now and share your experiences in the comments! Let's discuss how the industry is evolving and what steps are being taken to stay ahead of the curve. #AML #Compliance #Fintech #FinancialServices #RegTech #AI #FutureProof #Poll

📢 New Newsletter Alert! Our latest newsletter is out, packed with exciting updates and thought leadership in the world of compliance and fintech! 🔍 Highlights include: DX Compliance joins the Anti-Financial Crime Challenge hosted by Fintech Scotland, driving innovation in financial crime prevention. Our CEO shares valuable insights on how AI is transforming the asset management space and helping buy-side professionals future-proof their compliance processes. Exclusive Poll: Join the conversation on future-proofing compliance. Cast your vote and share your thoughts! Stay ahead of the curve with the latest industry trends and updates—read the full newsletter now! #Compliance #Fintech #AI #FinancialServices #Innovation #AssetManagement #Newsletter #DXCompliance #FutureProof

🔍 Today, we’re excited to be participating in the Financial Regulation Innovation Lab event, focusing on tackling financial crime. It’s been an inspiring session, hearing so many insightful contributions from industry leaders and financial crime professionals. The discussions today underscore the real impact financial crime is having on the sector—and the shared commitment to driving innovation through collaboration. Together, we’re working to address these challenges, ultimately delivering a safer and more secure future for customers and clients alike. A big thank you to FinTech Scotland for organizing such an important initiative. Looking forward to seeing the positive change that will emerge from these conversations! #FinancialCrime #Innovation #FinTech #Regulation #FinTechScotland #SecureFuture #Collaboration FinTech Scotland

🚀 Exciting News! 🚀 We are absolutely thrilled to announce that DX Compliance has been selected as one of the 15 innovative firms to progress to the next stage of the Innovation Call on Financial Crime! 🎉 This opportunity allows us to work alongside leading industry partners and academic experts to confront one of the most pressing issues in the financial sector today: financial crime. We’re proud to bring our unique perspective and solution to the table, joining forces with incredible minds who are equally committed to shaping a safer, more secure financial landscape. At DX Compliance, we believe that diverse collaboration is key to tackling complex challenges, and we’re excited to contribute our expertise to this transformative initiative. 🔍 What’s next? Over the coming months, we’ll be working closely with other forward-thinking organizations to share the future of AML Compliance and Anti-Financial Crime Software. Together, we aim to make a real and lasting impact on the fight against financial crime. A huge thanks to our founder Simon Dix for his commitment in the innovation call. We can’t wait to share more updates on this exciting journey. Stay tuned! 👀 #Innovation #FinancialCrime #FinTech #Collaboration #Security #FinancialServices #InnovationCall

🚨 The latest edition of DX Weekly is here! 🚨 In this issue, we dive into a crucial topic that’s top of mind for compliance professionals everywhere: Transforming #AML #TransactionMonitoring. From new technologies to evolving best practices, this edition explores how automated systems are reshaping the way we detect and prevent financial crime. 🔍 Check it out and let us know your thoughts! #AML #Compliance #FinancialCrime #TransactionMonitoring #RiskManagement

🔴 Rising Regulatory Pressure in Financial Services: A Wake-Up Call 🔴 2024 has proven to be a challenging year for the financial services industry, with a significant increase in regulatory fines underscoring the critical compliance risks firms face. In just the first half of the year, 80 fines totaling $263.2 million were issued globally for violations of Anti-Money Laundering (AML) regulations—covering areas like sanctions and transaction monitoring. As regulatory scrutiny continues to grow in 2025, staying ahead of compliance requirements is no longer optional—it's essential. Firms that fail to keep up with evolving regulations risk not only hefty fines but also damage to their reputation and operational disruptions. #transactionsmonitoring #regtech #fines #finealert

Last month the Financial Action Task Force (FATF) updated the so called "greylist". The lists consists of 24 countries. No Longer subject to #FATF increased Monitoring is Senegal. In case you missed it? Here is the official publication. #aml #ongoingmonitoring #riskrating #customermonitoring https://lnkd.in/gSkCeAMc

Dear AML Compliance Professionals, The fight against financial crime is ever-evolving, and as compliance leaders, priorities are constantly shifting to stay ahead. We are curious to hear from you: What is your top priority at the moment? #aml #regtech #fincrime #antimoneylaundering

🇬🇧 Today the Financial Conduct Authority issued a £16,675,200 fine in relation to Metro Bank relating to a lack of coverage for monitoring customer transactions. The outcomes as well as the case itself is worth reading. What did happen? - the Bank failed to monitor 60 million transactions to the value £51 billion +. - the bank implemented an Automated Transaction Monitoring to monitor customer transactions. As it transpired, there were serious deficiencies in relation to the set-up, operation and oversight of the ATMS which were not identified and/or remedied. - data from ATM's not being fed into their main Data Store (“DS”) resulting in it not being put through into (ongoing) customer monitoring. - mandatory fields were missing. - incorrect handling of bad data. What does this case show? A transactions monitoring system is important to integrate right. Therefore a holistic picture for the integration is necessary which should cover all areas of business and also "data" that is necessary to make the right decisions. All transaction types and markets should be integrated. #transactionsmonitoring #aml #regtech #FCA #fine

Join our Founder Simon Dix on the discussion on #AI and #transformation in the financial sector. In this on-demand webinar our founder shares his expertise around AI and Financial Crime as well as AI adoption within financial service. Fintech leaders will discuss how AI is simplifying compliance, streamlining processes, and enhancing protections for businesses and customers. Join the free webinar to discover: ✅ How AI can simplify regulatory processes and boost efficiency ✅ The rising market opportunities for AI in financial services ✅ Balancing the risks and rewards of AI adoption View here: https://lnkd.in/edJdUuMw #dxcompliance #regtech #ai #transactionsmonitoring #fintech #fintechscotland