Mees [Link] MANDATORY DOCUMENTS @icici Bank Ree Brokerage Account | Socurs A feed brokerage plan itsepective of delivery volumes Plan Je (Delivery) Secure Brokerage rats in Margin, Margin Plus, Futures, Options and Currency Segments Product Brokerage % Brokerage % on 2nd Leg Intraday Square off Maran mmm 0055 ar w0055 age Pas (ns v0.05 mmta0s% uty Fetes ons 200%, ‘sngeriat FauiyOpons 1 5t €95 pate sopertt ‘ere Rawes 20per Ordon €2 pret ua. ‘any Oaters ‘20por Order nd € 2 pret, Na. ‘Conmoaty Foes {20a rar and © 2p NA ‘Contay Opn 20ers CZ pore Na. PS Regular Account ase Service Domat Account SDA) $58 ha ota oa ‘eset Open ‘ema etnanc Charen Fle € aay ena 900" eh SRM tt tren pecan ete Dey) since peop ete tives amma Eos In ain sbveNSOLEDS cage Slat nf Oat Fens rae me 9 nie 8209 sin ka oti rave yard cri op tet et Saokes SDL- pe debt emctn llr comme persed aur et nator Cosh. SDL- Asaf 10 East: Alo fT incr) emo! SO, fn rd eur ut at eee dt niu es of SON aa fe pereutnn, chem Hometnasalbtoe cala men avon Sees sal on can 1 tm Suh: NSDL 28 preston; CSL Fat a 8 pr arnt. Fesugton se ah Preps NSEC Ce prinatin CSL C580 pr {st Ianto COS 122 peta Federal Bank Demat charger: At actale which is charged by Federal bank Lt etna Ths itn te: tom sy, 200 soe 7M urges we poate ope i erat ect argu ct € 100 dre fy hace a usecase erase! charges tum fh cstoner ry eason whasoerr sich cases wil ice wits ed afer ram obese ay rahe ate fr cs hat sat eno spn lb cheng prt ne apleabn fo tna rn. & Gade ara Ses Tx (Sap he revaig aes sian ose rages. 5s pe reqs uel, you cst your Bema acct poo! avare om Sees Chore apa OKT Boe eure he ha reve ty suche torn one andthe sano wb emma caus wih att alone ot ata Pocesig e Nanbs tn ote nlce res wb ICICI Securities Ltd.1. hereby declare thatthe details furnished inthe account opening form are true and correct tothe best of my knowledge and belie and | undertake to inform you of any changes therein, immediately. Incase any of the above information is found to be fase or untrue or misleading oF misrepresenting, | anviwe are aware that I may be held lable fori. 2. | confim having read/been explained and understood the contents ofthe document on policy and procedures ofthe stock broker and the tariff sheet. 3. | understand that ICICI Securities Ltd, has uploaded in my [Link] account, Part C ofthe Account Opening Form containing Rights and Obligations of Stock Broker, Sub broker and Client fr trading on Exchanges, Rights and Obligation of Stock broker and Clients fr Trading in Margin Trading Facitty (MTF), Rights and Obligations of Beneficial owner and Depository participants, Uniform Risk Disclosure document, Guidance Note detain Do's and Dont's for trading on Exchanges, Policies and Procedures, Letter of Confirmation and schedule of charges. | have downloaded, read and understood the contents and accept conditions specified in the above mentioned documents. | have also been informed that the standard set of documents has been displayed on [Link]. 4, The rues and regulation of the Depository Participants pertaining to an account which are in force now have been read by me/us and Ihave understood the same and | agree to abide by and to be bound by the rules as are in force from time to time for such accounts. Ywe acknowledge the receipt of copy of the document, “Rights and Obligations ofthe Beneficial Owner and Depository Participant”. 5. Under penalty of perjury, | certify that: The appticant is (i} an applicant taxable as a US person under the laws of the United States of America ("US.") or any state or political subdivision thereof of therein, including the District of Columbia or any other states of the US, i) an estate the income of which is subject to U.S, {federal income tax regardless ofthe source thereof. (This clause is applicable only ifthe account holder is identified as a US person) or 6. The applicant is taxable asa tax resident under the laws of county outside Inia (This clause is applicable only ifthe account holder is a tax resident ouside of India) 7. In case of any change in my Tax residency status on a future dat, | undertake to inform I-Sec within 30days. | agre that it | am a US Person or tax resident of any other foreign jurisdiction requiring reporting under FATCAYCRS or any other laws, my account deals as required under these laws, would be reported by L-Sec to the relevant tax authority. 8. If my Country of Birth is Other than India and US and I do not have TIN or FE, then I / We hereby confirm that / We amlare not a Tax resident for tax purpose in any country other than India and US. 9. I hereby consent to receive information from Central KYC Registry through SMS/Email on the registered number/emell adress as mentioned in KYC form. | hereby confirm that details as provided by me above can be shared by F-Sec with the concemed Asset Management Companies (AMCs!, Insurers or such other product providers, to whom CKYCR norms are applicable, in whose schemes/ products I may investransact in future through Sec or as required by any regulator or under any law, 10. | hereby authorise ICIC| Secures Limited / ICICI Bank Ltd to fetch and download my details from Cental KYC Registry. | also hereby authorise ICICI Securit Ltd / ICICI Bank to modify and update imy existing details in Central KYC Registry with my latest KYC details provided inthis account opening form, 1/ We declare that not providing details of mobile no and or email id in the account opening form shall be considered that I/ We do not have same to provide 11. [We request ICICI Bank to issue Banker Verification Letter for my ICICI Bank account mentioned in the account opening form for te purpose opening trading account with ICIC| Securities Ltd, 12. | hereby authorise ICI| Bank Ltd. to share/ communicate any change in my bank account status, Immediately to ICICI Securities Ld. 13. | hereby authorize ICICI Securities Ltd, to colct from ICICI Bank Ltd my demographic details ike name, PAN, Address, Date of Bith, Email id, Mobile number and such other detais as may be required by ICIC! Securities Ltd for opening my trading account. ICICI Bank wil also be using the details to open a demat account. 14.1 hereby authorize ICICI Securities Limited to access/ share my e-addhaar through DIGILOCKER or shared/ uploaded by me for the purpose of opening account with CIC! Securities Limited, ICICI Secures Limited shall maintain the aadhaar details confidential and shall not disclose the same to any person except as required under any rules, regulations, circulars ete. or its amendment thereof issued by regulates from time to time or to KYC Registration Agencies (KRA), CERSA or to group companies inthis regard or part of YC documents. 15. (We hereby authorize ICIC| Securities Ltd to carry out alVany transactions on our/my behalf from the date of opening ofthe account as may be specified inthe Power of Attorney. 16, / We have reviewed, verified and confirm the KYC and ather details filed in app during account opening. 17. 1 We Understand that in case this account opening form is nat recsived by ICIC| Securities Limited (LSec) within 10 working days of account opening, -Sec reserves the right to temporarily suspend my account and close / squate off /Hquidate/ redeem positions taken or investments in products dane by me, 18. | confirm that I have consented for pening of demat and trading account electronically through computer /tablaVmobile phone/ any electronic device. | confirm thatthe information and instruction which are provided by me and captured electronically are read by me, such information instructions are an intrinsic part of my request to open a depository account and I agree to be bound by them. 19. FSEC shall debit Demat charges or AAMC of any other regulatory / statutory charges as apolicabe from time to time from funds available in my ledger account it running account authorization has been opted or fram registered nonCIC| Bank Account by executing NACH mandate for the amount of charges or AMC registered with non-CICI Bank Account. 20. In case of any updaton of non ICICI Bank account or ICICI Bank account as ‘Default’ account with ISEC, such bank details willbe passed on and updated in linked demat records of ICIC| Bank Lid for charges and corporate actions. 21. hereby authorise ICICI Secures Limited to accept all the orders relating to investment and/or transaction in securties and/or other products placed by me and forward the same to the Exchange / Principals / AMCs / RTA ee, for execution and to submit my account opering farm along with KYC documents to the Exchange / Depositories / AMCs / RTA / Principals / Regulator bodies ete. as and when required” 22.1 understand that the accounts willbe operated under the eDIS model offered by NSDL til such time the executed Power of Attomey (POA\ is taken on record and updated against my account. Further, I hereby agree and accord my consent that subsequent to getting redirected tothe website of NSDL from [Link], entering the OTP and successfulvalidation by NSDL under the eDIS model, ICICI Securities Ltd shall be authorized to debit the eligible securities from my linked demat account, 23, | authorise ICICI Securities It. to correcvupdate my Date of birth as updated in PAN card image or Aadhaar data submitted by me, 24. /We have been provided various options by ICICI Securities Ltd for establishing my / our identity / address proof for opening the trading account and have voluntarily submitted my Aadhaar to ICICI Securities Ltd and hereby give my/our consent to Icici Securities Le: (i) to establish my/our identity / address proof by Aadhaar based authentication system or vrify the genuineness of the Aadhaar through Quick Response (QR) code or through such other manner as set out by UIDAI or any other law from time to time; (i) share my/our Aadhaar detail with UIDAL, NPCI, concerned regulatory or statutory authorities as may be required under applicable faws; We further authorize ICICI Securities Ltd to share my/our Aadhaar based authentication/vetfcation detail with ICICI Bank Limited ("ICICI Bank") as per applicable laws, for the purpose of completion of know your customer {KYC) check for opening ddemat account. /We hereby further consent to ICICI Bank to collect / obtain such KYC documents including Aadhaar details from ICICI Securities Ltd, and store or use the same as por applicable laws forthe aforesaid purpose(s). YWe have been explained and informed in the local language understood by me about the consent and purpose(s) of collecting Aadhaar. /We have been informed that: (a) upon authentication, UIDAI may share with ICICI Securities Ltd information in nature of my demographic information including photograph Which ICICI Securities Ltd/ ICICI Bank may use as an identity’address proof for the purpose of account opening: (b) my/our Aadhaar details (including my demographic information) shared by UIDAI will not be used for any purpose other than the purpose mentioned above or as per requirements of law ; (c) my/our biometric information wil not be stored by ICICI Securities Ltd/ ICIC! Bank. © | authorise ICICI Securities Ltd, to fetch my data and KYC documents from KYC Registration Agency (KRA) records if my PAN is KRA verified for opening Trading account with ICICI Securities Ltd and Demat account with ICICI Bank Ltd, 26. | hereby authorize ICICI Securities Limited to fetch my signature from the records of liked ICICI Bank account for using it as a specimen signature for my © Demat & Trading account, 27. | authorise ICICI Securities Ltd to obtain Client Master List (CNL) copy from Federal Bank Ltd. or HSBC. Bank Ltd. forthe purpose of verifying the details of my demat account maintained with Federal Bank or HSBC Bank Ltd. respectively and Which is inked with the trading account of ICICI Securities Ltd. 28. | futher declare that the signature uploaded is my latest signature ‘and I authorise ICICI Securities Itd. to consider/ use this signature to be updated in my Demat account getting opened with ICICI Bank Ltd. and Trading account getting opened. I further declare that ICICI Securities td shall be absolved from any lability or disputes that ‘may arise in connection with processing the form basis this Declaration, 29. | further declare that the signature uploaded is my latest signature and |. authorise ICICI Securities ld to share this upladed signature for opening Demat acct with ICICI Bank Ltd, and Trading account with ICICI Securities Ltd. 30. further dectare that the signature uploaded is my latest signature and | authorise ICICI Securities td. to consider/ use this signature to be updated in my Demat account getting opened with ICICI Bank Ltd. and Trading account getting opened. I further declare that ICIC| Secures Itd shall be absolved from any iailty or disputes that may arse in connection with processing the form basis this Declaration, 31. Demat account wherein there is zero holding and no transaction for last 10 months willbe liable to get closed, 32. Notes for Preferences in Page 4 o* Here the surivor(s) means the surviving holder(s} ofthe joint demat account ("The mode of operation if selected as Jointly may be used only forthe following transactions: oi!Transfer of securities including Inter- Depository Transfer. 0 iPledge/ Hypothecation / margin pledge / margin re-pledge (Creation, Closure and Invocation and confirmation thereof, as applicable) 0 i)Freeze/ unfreeze account and/or the ISIN and /or specific numberof securities. o However, forall other transactions at joint demat account level, the mode of operation shal be as specified Jointly Ihave read and understood point nos. A, B and C and hereby agree to the same. eR et oe pty