Mutual Fund Investment Insights
Mutual Fund Investment Insights
the ranking is based, the name of the category(e.g. income/growth) &the number of AMC(s)/mutual funds in the category
n the category
Question LQuestion TOption1 * Ans1 (Y/N)Option2 * Ans2 (Y/N)Option3 Ans3 (Y/N)Option4 Ans4 (Y/N)
Dividend di 10 N 12.5 N 22.5 N 25 Y
State True 1Y 0N - - - -
When the ca Decrease N Increase Y Remain Sa N Change RaN
STT is ____Applicable N Not Applic Y N N
One of thethe commisi N the distrib N the annualY All of the N
As per the will provid N will not pr Y will provid N will provid N
The First s Deciding thN selecting N setting goaY none of th N
There are n 1Y 0N - - - -
There are v 1N 0Y - - - -
Asset classpredominan N predominan N predominan Y predominan N
State True 1Y 0N - - - -
The Unaudion AMC WeN on AMFI WN in minimum Y All of the N
Whatis theto generat N an investme Y an investme N A specific N
The Stock e 1N 0Y - - - -
An InvestorThe closingN The closin N The closingN The NAV ofY
______ giveIndex FundN ELSS FundsN InternationY Arbitrage N
The Lock in1 year N 2 year N 3 year Y 5 year N
Investors i 1N 0Y - - - -
Which docuProof of I Y Proof of A N Proof of InN PAN Card N
Which of thReal EstateN Mutual FunN Shares andN Gold Y
When the in 1Y 0N - - - -
A companyThe memora N The ArticleN Share holdeN specific boY
Whatis theto issue a N To keep theY to issue st N to execute N
A companyRs h 0.60 N Rs 6 N Rs 150 Y Rs 75 N
When compa 1Y 0N - - - -
The NAV wh the type o N the day of N the time ofN All of the Y
Where are Key infor N Scheme InfN Statement N o Both SID &Y
The Dividenalways to lN always to uN the lien hoY units underN
What doesHighly
a ris N more risky N less risky Y same risk aN
Who cannot Minors Y HUFs N NRIs N All of the N
Arrange theCapital ProN Flexible Al Y monthly incN monthly incN
"Statementmeant onlyN applicable Y applicable N meant onlyN
An ongoingRise Y Fall N Remain Sa N will be equN
What would 10 year datN 3 year dateN 1 year T bilY No such beN
Which of thgiving app Y making regu N regulating N enforcing cN
With respeKIM is basiN KIM basicalN The KIM is N KIM has to Y
Which Tax D i ividend diN securities Y wealth tax N alternate dN
Monthly inc 1N 0Y - - - -
Which of t Sharpe RatY Standard DN R-Sqaured N Beta CoeffiN
State True 1Y 0N - - - -
Which oneSEBIi N Sponsors N Trustees N none of th Y
With respec 1N 0Y - - - -
What excepKYC is not N photo inden N PAN card nY none of th N
"Stock PickBlended stN Growth StyN Top down aN Bottom up Y
In which tyThematic FN Sector FunY Arbitrage N Index FundN
The differeYTM N Credit Spr Y Yield to calN Risk Sprea N
if the ARN processed aY rejected N processed aN treated as N
By investina professioN a professioN a professi Y a professioN
Which of t To inform N to inform N to provide N to inform i Y
When should In the acc N In the ret Y in the sud N none of th N
Which of t office sal N rent of AMC N AMC genera N custodian Y
At which prAt price h N At price l N At price a N At a price Y
the main pget better N improve crN protect intY protect intN
The party iPledger N Pledgee Y Pledge N Pledion N
Which of t Trust DeedN Custodial N InvestmenN All of the Y
Investmentvaluation gY notional gaN valuation l N notional loN
On every ne 1N 0Y - - - -
______ is ninforming tN carefully u N encouraginY giving persN
_____ is/a name of fuN performancN Asset allocN All of the Y
Gold Futurare traded Y are not staN are availa N none of th N
After the nclose endedN the office/ N the bank atN stock exch Y
Which of thNon residen N institution Y high netwro N Retail inve N
The facilit applicationN applicationN applicationY fresh purchN
Which of thBusiness CyN Karma CyclY Wealth CycN Life Cycle N
Amit does nhe cannot Y he can sig N he can provN N
Which of thETFs genera N ETFs offer N Investor caN Investor caY
In which ofOnline PurN SystematicN purchases Y purchase mN
As he unit 1Y 0N - - - -
The offer the risk fa N the name of Y InvestmentN the featureN
A person geinvestmentN investmentN InvestmentY Revisiting hN
the actual tracking erY arbitrage eN systematic N investmentN
Mr X investClosing NAV Y Closing NAV N Closing NAV N Closing NAV N
Mr A has sm 1Y 0N - - - -
______ Inve tactical N growth N cyclical N value Y
Who regulaRBI N PFRDA Y SEBI N IRDA N
Which of t the type o N investmentN terms of thN All of the Y
When a bank 1Y 0N - - - -
A person wiTo start phN to buy car N to buy highY to buy housN
If the amouRs 1,00,00 N Rs 2,00,00 Y Rs 5,00,00 N Rs 7,50,00 N
From the liHigh yield Y ELSS FundsN Gilt Funds N Index FundN
the sponso 25% N 40% Y 50% N 66% N
Who issuesGovernmenN Multinatio N Banks Y Mutual Fu N
Which typeArbitrage N Money MarN Equity FunN Balanced FY
in the "Marinsurance rY insurance N insurance rN insurance N
For those i 1N 0Y - - - -
can invest Yes, they cY No,this is N N N
When a mutu The AMC N TheTrusteeN The Fund N The Invest Y
Usually act 1N 0Y - - - -
NRI Can noInvestmentN He can makN He can make Y None of thN
When Invest 1N 0Y N N
The Trust cThe Funds N The Trust iY Members of N All the AboN
In case MutKept by th N TransferredY paid to oldN TransferredN
The MutualThe AMC EN The MF UniY The TrusteN AMFI N
______ is/aThe senior N The Chief IY The TrusteN The SponseN
The Market 14.35 N 15.75 N 16.15 Y 17.35 N
The BenefitAt later ag N premium atN Both of th Y None of thN
The Role ofBanker N Custodian N Transfer A Y Depositori N
Payment of 1N 0Y N N
A Pharma S 0.5 N 0.65 Y 0.9 N There is noN
A Mutual Fu 0.6 Y 0.75 N 0.88 N 1.24 N
______ CanHUF N corporatesN person of iN All the AboY
In an open 1N 0Y N N
Distributio Unit HoldeN AMFI N AMC Y Fund ManaN
In What KinCloed EndeN Open endeY Both 1 & 2N None of thN
which of t Fees of varN Penanlties Y selling exp N Expenses oN
some propo Dividend haN Market is N There are N All the aboY
When Schem Higher thanN Lower thanN Would be eY Would be fiN
After a NFOThey a payY They a PayN They pay aN None of thN
InvestmentCheque/D N RemittanceN ASBA N Any of the Y
The comparBalanced N Equity Sch N Savings Ba Y Gilt Fund N
Evaluating 1Y 0N N N
If the fund Would buyN Would buyN Would buyYl None of thN
BSE's Paltf 1N 0Y N N
Foreign nat 1Y 0N N N
institution Agents N EmployeesN Sub BrokerN All of the Y
In India, MAMC's N Registrars Y Stock BrokN CustodiansN
Mutual Fund 1N 0Y N N
Investment 1Y 0N N N
NFO ( exep10 Days N 15 days Y 20 Days N 30 Days N
Net assests 1N 0Y N N
One limitat 1Y 0N N N
NAV of Equ 1N 2Y 3N 4N
STT is not 1Y 0N N N
Risks in M liquidity ofN nature of pN outside liabN all of the Y
_______ of 25% N 50% N 60% N 75% Y
Mutual Fund 1N 0Y N N
What is abs 100% Y 50% N 25% N Insufficien N
_________Strategic
S aN Tactical as Y Both 1 & 2N None of thN
According tDevelop anN Monitor thY ImplementN Establish aN
Which of thTo represenN To regulat Y To disseminN to develop N
A Mutual Fu 1N 0Y N N
The Benchma Si-Bex Y Mi-Bex N Li-Bex N None of thN
Floating ra 1Y 0N N N
Dividend wa 10 N 15 N 30 Y 45 N
The Market 175.8 N 216.66 Y 224.7 N 311.74 N
Which of thDiversificatN Profession N Time and CN Custody ofY
AMFI is Sel 0Y 1N N N
Mr. Mohit 54.90% Y 69.75% N 70.80% N 125.00% N
FMP Dividen 1Y 0N N N
in the Nati Special NP N PRAN Y QNPSN N MANN N
Investor of 1Y 0N N N
Not more th InvestmentN InvestmentN InvestmentY InvestmentN
A Mutual Fu The ClosingN the ClosingY The Average N The Average N
Minimum Du 15 Days Y 30 Days N 45 Days N 60 Days N
The Unit Ca 1Y 0N N N
People whoDaring andN Multi-Skill N Regular so N All of the Y
The unit ho 1N 0Y N N
The advantLiquidity N Economics N Both 1 & 2Y None of thN
What is theMore thanN Less Than N Equal to N N 2.5% moreY
Arbitrage F 1N 0Y N N
Which of thNumber ofNS Weighted AY Stock SelecN Sector SeleN
The NSE's P 1Y 0N N N
__________ AMFI N COMMERCE N SEBI N PFRDA Y
The Mutual 1Y 0N N N
The STT Ch 0.01% N 0.10% Y 1% N 2.50% N
Mutual Fund 1Y 0N N N
Fundamental 1N 0Y N N
Its compulsELSS Fund N Closed EndY Gilt Fund N Arbitrage N
KIM has toThree MonN Six MonthsN One Year Y Five Year N
Generally L 1Y 0N N N
Fund accoun 1N 0Y N N
Offer Docu 1N 0Y N N
_________Compounde N Compounde Y AnnualisedN Simple RetN
Nomination 1N 0Y N N
Day to day 1N 0Y N N
Redemption 2N 3N 5N 10 Y
ELSS Scheme 1N 0Y N N
Anyone who 1N 0Y N N
Option5 Ans5 (Y/N)Correct Fe Incorrect Order *
25
TRUE
Increase
Not Applicable
the annual report(scheme wise ) and abrdiged summary on the website of AMC
will not provide gursntee of returns or capital protection
setting goals
TRUE
FALSE
predominantly government securities
TRUE
in minimum of 2 newspapers
an investment plan which is focused on a specifc goal
FALSE
The NAV of the business day on which the funds are available for utilisation
International Funds
3 year
FALSE
Proof of Income
Gold
TRUE
specific board resolution
To keep the safe custody of the securities of the mutual fund scheme
Rs 150
TRUE
All of the above-the type of scheme,the day of transaction & the time of transaction
Both SID & KIM
the lien holder or unit holder as per the agreement
less risky than market
Minors
Flexible Allocation,monthly income plan,Capital Protection oriented
applicable for all schemes
Rise
1 year T bill
giving approvals to the appointment of fund managers
KIM has to be provided only if the investor asks for it
securities transaction tax
FALSE
Sharpe Ratio
TRUE
none of the above-SEBI,Sponsors & Trustees
FALSE
PAN card not required
Bottom up approach of Investment
Sector Funds
Credit Spread
processed as direct application
a professional invement manager
to inform investors on the detailed information about the scheme
In the retirement phase
custodian and fund administration fees
At a price which can be higher or lower or same as NAV
protect interest of mutual fund investor
Pledgee
All of the above-Trust Deed,Custodial Service Agreement & Investment Management Agreement
valuation gains
FALSE
encouraging churning of investments
All of the above-name of fund [Link] etc,performance of schemes & Asset allocation plan
are traded in commodity exchanges
stock exchanges
institutional investors
application for new fund offer (NFO)
Karma Cycle
he cannot invest as PAN card is mandatory
Investor can buy or sell ETFs on stock exchnage at price which are closer to valuations
purchases of Rs 10000 or more
TRUE
the name of stock in which scheme is likely to invest
Investment of the full amount in equities
tracking error
Closing NAV of the day preceding the day funds are available
TRUE
value
PFRDA
All of the above-the type of scheme,investment objective (s) of the scheme & terms of the issue
TRUE
to buy high priced lottery ticket
Rs 2,00,000
High yield funds
40%
Banks
Balanced Funds
insurance requirement will increase
FALSE
Yes, they can buy/sell units on MF website
The Investor
FALSE
He can make such investment by providing FIRC Certificate from his Banker
FALSE
The Trust is notional Entity
Transferred to the investor education Fund
The MF Unit Holders
The Chief Investment officer
16.15
Both of the above-At later age insurance companies may reject the claim on the pretext of pre-exisitng il
Transfer Agent
FALSE
0.65
0.6
All the Above-HUF,corporates & person of indian origin (PIO) residing abroad
FALSE
AMC
Open ended Funds
Penanlties & fines for infraction of laws
All the above-Dividend has to be Paid,Market is overheated & There are re-purchase expectation
Would be equal to the funds mobilized from the investors
They a pay price that is linked to NAV
Any of the above - Cheque/DD, Remittance & ASBA
Savings Bank Account
TRUE
Would buy longer term fixed rate debt securities
FALSE
TRUE
All of the above-Agents,Employees & Sub Brokers
Registrars & Transfer Agents
FALSE
TRUE
15 days
FALSE
TRUE
2
TRUE
all of the above-liquidity of the portfolio,nature of portfolio & outside liabilities
75%
FALSE
100%
Tactical asset allocation
Monitor the financial Planning Recommendation
To regulate the Mutual Fund Industry
FALSE
Si-Bex
TRUE
30
216.66
Custody of his share of the Portfolio in his demat account
FALSE
54.90%
TRUE
PRAN
TRUE
Investment Policy
the Closing Price of ICICI Bank on BSE/NSE on the day of calculation of NAV
15 Days
TRUE
All of the above-Daring and adventurous psyche,Multi-Skilled and Qualified Professionals & Regular sour
FALSE
Both 1 & 2 - Liquidity & Economics of scale
2.5% more than NAV
FALSE
Weighted Average Maturity
TRUE
PFRDA
TRUE
0.10%
TRUE
FALSE
Closed Ended Fund
One Year
TRUE
FALSE
FALSE
Compounded Annual Growth Rate
FALSE
FALSE
10
FALSE
FALSE
anagement Agreement
o valuations
-purchase expectation
d Professionals & Regular source of income