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Mutual Fund Investment Insights

The document contains a series of questions and answers related to mutual funds, investment strategies, and financial regulations. It includes multiple-choice options with indications of correct and incorrect answers, covering topics such as fund management, taxation, and investment profiles. The content appears to be structured for educational or assessment purposes in the finance domain.

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ankit gupta
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0% found this document useful (0 votes)
210 views22 pages

Mutual Fund Investment Insights

The document contains a series of questions and answers related to mutual funds, investment strategies, and financial regulations. It includes multiple-choice options with indications of correct and incorrect answers, covering topics such as fund management, taxation, and investment profiles. The content appears to be structured for educational or assessment purposes in the finance domain.

Uploaded by

ankit gupta
Copyright
© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as XLSX, PDF, TXT or read online on Scribd

Question LQuestion TOption1 * Ans1 (Y/N)Option2 * Ans2 (Y/N)Option3 Ans3 (Y/N)Option4 Ans4 (Y/N)

The fund manager


Beat theofb an
N Index fund
Beatwill
thetry
bNto Beat the b N None of thY
_________
CertificateisNa short term
Treasury
Government
BiY Security.
CommercialN CommercialN
Calculate tRs 1050 cr N Rs 1000 cr N Rs 950 cr Y Rs 50 Cr N
Commodity 1Y 0N - - - -
STT (Securities
ELSS Transaction
FundsN Tax)Arbitrage
is not charged
N on _______________
Gold ETF Y DiversifiedN
The Fund Ma Right StocN Sectors N Funds Y All of the N
Where the Half N one Y two N Three N
To meet the SIP N SWP Y STP N FMP N
Mr and MrsFinancial pN Asset AllocN Aspiration Y Setting Fin N
An investoRs 30000 N Rs 15000 N Rs 5000 N NIL Y
Risk Profil the nature N the regularN Psyche of tN AIl of the Y
The maximu 1% N 1.50% N 2.50% N NIL Y
Asset allo Financial AN Physical AsN Both FinancY Either FinaN
Past Perforshould be N should be N should be N Both 1 andY
_______system
Strategic
helpsN the investors
Fixedbook
AssetY
profit in rising
Flexible
markeAsNmarket and Tactical
increaseAsN
holdings in falling market
The benchma Si-Bex N Mi-Bex Y Li-Bex N Non of AboN
______ areELSS
largely
FundsN
close-ended,Sectoral
but become
F N open ended Interval
at pre-specific
FuY intervals
Close EndeN
While calcuAccrual sy Y Legal entit N Double entN None of abN
The systema SIP, SWP N SIP, STP N SIP, STP, Y None of abN
What is proRe-MaterialN DematerialiY KYC N None of abN
Legally SAI True Y False N - - - -
The principTrue Y False N - - - -
Diviend warTrue Y False N - - - -
In the top-True Y False N - - - -
Investement Plan N Scheme Y Option N Maturity N
The mutualKIM Y SAI N SID N AMC MemeN
______ StylDividend yiN Value invesY Growth invN top down aN
Which of thGold Y Equity Sha N Real EstateN Debt N
______ have ELSS fundsN Debt FundsY Sectoral F N Equity FunN
The SpecialTrue N False Y - - - -
Investos caTrue N False Y - - - -
Mutual Fund True Y False N - - - -
Cut-off timInternationN New Fund o N Both of th Y None of t N
Liquid scheTrue N False Y - - - -
NFO's for 10 N 15 N 20 N 30 Y
Today's cosA = P / (1 +N A = P X (1 +Y P = A^n X (1N P = A^n X (N
Fundamental True N False Y - - - -
Every trustthe Truste N the investoY the EmployN the Chairp N
In cas of MTrue Y False N - - - -
Arbitrage FTrue Y False N - - - -
The basis oTrue N False Y - - - -
The average 2 months N 3 months Y 4 months N 6 months N
Which of thBanking SeN DiversifiedN Income Fu Y Pharma SecN
Every invesArbitrage N DiversifiedY Sector FunN Thematic FN
The NAV of 176 N 176.4 Y 177.5 N 177.8 N
AMFI is the 1N 0Y - - - -
Long Term 20% with i Y 10% withouN Lower of 1N There is n N
A purcchase 12.25 pm Y 3.30 pm N 3.50 pm N Cut off timN
The Trustewhen the tN whenever rN whenever reN All of the Y
The date ofscheme in N time at whiN place at whY All of the N
The scheme Loan againN Gold DeposY Gold TransN There is n N
No SEBI per 1Y 0N - - - -
Mr. MohanFridays
g NAN Saturdays N Mondays Y Highest NAN
The Non Sys 1Y 0N - - - -
Yield Sprea 1Y 0N - - - -
A Mutual Fu Rs 36 cr N Rs 360 cr Y Rs 3600 cr N None of thN
Retirement 1N 0Y - - - -
Growth inve 1N 0Y - - - -
An investorNAV of theN NAV of theY NAV of theN None of thN
The Entry/E 1N 0Y - - - -
The distrib 1Y 0N - - - -
Minors can 1Y 0N - - - -
Investments 1N 0Y - - - -
One of the AMFI Y NSE/ BSE N Investor F N Mutual FunN
__________ New Fund O N KIM Y Attachemen N None of thN
An investoHigher , Hi Y Lower , Lo N Higher , L N Lower , Hi N
Although __ Sectoral F N Arbitrage Y ELSS FundsN Debt FundsN
An investo 1Y 0N - - - -
All Advert The publishN criteria on N the name ofN all of the Y
As per the Capital los N long term cN short term N short term Y
An importan 1N 0Y - - - -
if an insti Audited accN Bank StateN Board ResoY Approval leN
An investorSame day N nav of the N nav of the Y none of th N
If an inves 1Y 0N - - - -
pension fun 1N 0Y - - - -
As elderly ELSS FundsN Debt FundsY Sectoral fuN Blue chip EN
To source tAMCs N Distrubuti N MF ResearN All of the Y
of the fol Statement N o addendumN Scheme infN Key infor Y
a regular d 1N 0Y - - - -
Mutual fund 1N 0Y - - - -
recurring 1N 0Y - - - -
in the sche 1N 0Y - - - -
liquid sch 1Y 0N - - - -
cash less more liquidN less liquidi Y - - - -
Tax deferraDividend oN Growth optY Arbitrage fN Liquid sch N
open-ended 1Y 0N - - - -
The custodi 1Y 0N - - - -
in the mut True- this iN False- AMFY - - - -
All adverti The Name N of the name oN the numberN all of the Y
[Link] givNAV of theN nav of the N nav of the Y None of thN
Due to popu 1Y 0N - - - -
Dividend D 15% N 25% N 30% Y 35% N
different i Plans N Options N Schemes Y time horiz N
A person wiTo start a tN to buy a caN to buy a hiY to buy a hoN
you are exlong termsN short termY equity fun N banking seN
As per the 1Y 0N - - - -
For Young M AccumulatY distributio N Transfer N None of thN
The prescriELSS Sche N Closed endN open endeY debt fundsN
which one PAN Card N Address PrN income proY indentity pN
A mutual sc 0.89 N 0.72 N 0.49 N 0.53 Y
Management 1Y 0N - - - -
In a scerar 1Y 0N - - - -
The pensioTier I Y Tier II N Tier III N Asset classN
In Liquid It’s a simp N The invest N the return Y The Amount N
You are mtA 33 year N A 45 year Y Elderly couN Young manN
The Stock E 1N 0Y - - - -
The Nationa 1N 0Y - - - -
InvestmentValuation gY Booked gaiN Notional GN Notional loN
Loads & Tax 1Y 0N - - - -
What is theApplicatio Y Applicants N Applicatio N Applicatio N
As investorNav of the N Nav of the N Nav of the Y none of th N
The dividen 5% N 10% N 20% N no tax on mY
A investorsYes N NO Y - - - -
Once the NAt prices uN At prices uN At prices wY Units of a N
"To achiev debt fund N balanced Y ELSS Fund N Sectoral E N
Young Age, 1Y 0N - - - -
The peak of 1Y 0N - - - -
Investing i Gilt SecuritN Debt FundsN Mid Cap FuY Large Cap N
Asset allo Distributi N Distributio Y Distributio N Distributi N
That mutual Fixed maturN Hybrid FunY ELSS Fund N Liquid Fun N
CondensedScheme InfN Statement Yo Fact Sheet N ProspectusN
Post the N the NFO priN the same pN a price lin N a price thatY
Every trust 1Y 0N - - - -
Investments 1Y 0N - - - -
Mutual FunNo cash caN Rs 50,000 Y Rs 20,000 N Rs 5,000 N
Gold Futurare traded Y are not st N can be bouN None of thN
If a personRBI N CommerceN Company LN Securities Y
There are n 1N 0Y - - - -
Which of thIncreased Y Decreased N Decreased N Increased N
Investments 1N 0Y - - - -
Dividend D 10% Y 25% N 30% N NIL TAX N
Which of t The risks a N The functi Y The opening N Minimum in N
A Mutual FGood CapitN Regular In Y Safety of CN Tax Planni N
A Board res 1N 0Y - - - -
At what rat 0.01% N 0.10% N 0.13% N 0% Y
Summary of 1Y 0N - - - -
What is theBond pricesN Bond pricesY No effect oN Can rise orN
The strateg 1Y 0N - - - -
Mutual funCompaniesN Trust, Indi Y InvestmentN NGOs, NGON
The Auditor 1N 0Y - - - -
One of the To manageN To computN To make avY To regulateN
When the di Advisory,SaN Advisory,E Y Financial PN Priority SalN
The Full FoAMFI GuideN AMFI GuideN AMFI GuideN AMFI GuideY
What is theRise in InteY Fall in inte N N N
The NAV ofNumber ofN market valuY the size of N the units r N
Who appoin RBI N SEBI N Sponsor Y AMC N
A person wh InvestmentN Life Insura Y Equity MutN Bank FixedN
Tactical as 1Y 0N - - - -
The Distri comissionsY salaries N portfolio prN annual feeN
Can India MYes Y No N N N
The Dividen 1Y 0N - - - -
Option5 Ans5 (Y/N)Correct Fe Incorrect Order *
None of the above
Treasury BiIIs
Rs 950 cr
TRUE
Gold ETF
Funds
one
SWP
Aspiration
NIL
AIl of the above - the nature of job, the regularity Of his income & Psyche of the investo
NIL
Both Financial Assets and Physical Assets
Both 1 and 2 - should be a standard risk factor for aIl schemes & should be present aIl performance rela
Fixed Asset Allocation
Mi-Bex
Interval Funds
Accrual system
SIP, STP, SWP
Dematerialization
True
True
True
True
Scheme
KIM
Value investing
Gold
Debt Funds
False
False
True
Both of the above, International Funds & New Fund offer (NFO)
False
30
A = P X (1 + i)^n
False
the investors who invest in various schemes of the mutual fund
True
True
False
3 months
Income Fund
Diversified Equity Funds
176.4
FALSE
20% with indexation
12.25 pm
All of the above - when the trusteed decide to wind up the scheme, whenever required by 75% of the un
place at which the application is submitted
Gold Deposit Scheme
TRUE
Mondays NAV
TRUE
TRUE
Rs 360 cr
FALSE
FALSE
NAV of the next business day
FALSE
TRUE
TRUE
FALSE
AMFI
KIM
Higher , Higher
Arbitrage Funds
TRUE
all of the above - The publisher of the ranking data, criteria on which the ranking is base & the name of t
short term capital loss is to be set off against short term capital gain or long term capital gain
FALSE
Board Resolution
nav of the day on which the funds are available
TRUE
FALSE
Debt Funds
All of the above - AMCs, Distrubution houses & MF Research companies
Key information memorandam-KIM
FALSE
FALSE
FALSE
FALSE
TRUE
less liquidity with investors
Growth option
TRUE
TRUE
False- AMFI issue the ARN code number
all of the above - The Name of the ranking entity and the criteria on which the ranking is based, the nam
nav of the day on which the funds will be available
TRUE
30%
Schemes
to buy a high priced lottery ticket
short term debt funds
TRUE
Accumulation
open ended schemes
income proof
0.53
TRUE
TRUE
Tier I
the return is calcutaled over smaller time horizons
A 45 year old Excutive Manager of a Company who has two children
FALSE
FALSE
Valuation gains
TRUE
Application Supported by blocked Amount
Nav of the day on which funds will be available
no tax on mutual fund dividends in the hands of the investor
NO
At prices which can be highter or lower than NAV
balanced scheme
TRUE
TRUE
Mid Cap Funds
Distribution of Funds between various asset classes in a portfolio
Hybrid Fund
Statement of Additioanl Information (SAI)
a price that is linked to its NAV
TRUE
TRUE
Rs 50,000
are traded on the Commodity Exchange
Securities Appellate Tribunal
FALSE
Increased role of fund manager and high running cost
FALSE
10%
The functions of Trustees and AMC
Regular Income
FALSE
0%
TRUE
Bond prices fall
TRUE
Trust, Indian Trusts Act
FALSE
To make available data on AUM,NAV & other data of mutual fund industry
Advisory,Execution
AMFI Guidelines and norm for intermediaries
Rise in Interest rate leads to fall in real estate prices
market value of mutual fund portfolio
Sponsor
Life Insurance
TRUE
comissions
Yes
TRUE
of the investo

e present aIl performance related advertisement of MutuaI Fund


ever required by 75% of the unit holder & whenever required by SEBI in the interest of unit holders

anking is base & the name of the ranking entity


g term capital gain

the ranking is based, the name of the category(e.g. income/growth) &the number of AMC(s)/mutual funds in the category
n the category
Question LQuestion TOption1 * Ans1 (Y/N)Option2 * Ans2 (Y/N)Option3 Ans3 (Y/N)Option4 Ans4 (Y/N)
Dividend di 10 N 12.5 N 22.5 N 25 Y
State True 1Y 0N - - - -
When the ca Decrease N Increase Y Remain Sa N Change RaN
STT is ____Applicable N Not Applic Y N N
One of thethe commisi N the distrib N the annualY All of the N
As per the will provid N will not pr Y will provid N will provid N
The First s Deciding thN selecting N setting goaY none of th N
There are n 1Y 0N - - - -
There are v 1N 0Y - - - -
Asset classpredominan N predominan N predominan Y predominan N
State True 1Y 0N - - - -
The Unaudion AMC WeN on AMFI WN in minimum Y All of the N
Whatis theto generat N an investme Y an investme N A specific N
The Stock e 1N 0Y - - - -
An InvestorThe closingN The closin N The closingN The NAV ofY
______ giveIndex FundN ELSS FundsN InternationY Arbitrage N
The Lock in1 year N 2 year N 3 year Y 5 year N
Investors i 1N 0Y - - - -
Which docuProof of I Y Proof of A N Proof of InN PAN Card N
Which of thReal EstateN Mutual FunN Shares andN Gold Y
When the in 1Y 0N - - - -
A companyThe memora N The ArticleN Share holdeN specific boY
Whatis theto issue a N To keep theY to issue st N to execute N
A companyRs h 0.60 N Rs 6 N Rs 150 Y Rs 75 N
When compa 1Y 0N - - - -
The NAV wh the type o N the day of N the time ofN All of the Y
Where are Key infor N Scheme InfN Statement N o Both SID &Y
The Dividenalways to lN always to uN the lien hoY units underN
What doesHighly
a ris N more risky N less risky Y same risk aN
Who cannot Minors Y HUFs N NRIs N All of the N
Arrange theCapital ProN Flexible Al Y monthly incN monthly incN
"Statementmeant onlyN applicable Y applicable N meant onlyN
An ongoingRise Y Fall N Remain Sa N will be equN
What would 10 year datN 3 year dateN 1 year T bilY No such beN
Which of thgiving app Y making regu N regulating N enforcing cN
With respeKIM is basiN KIM basicalN The KIM is N KIM has to Y
Which Tax D i ividend diN securities Y wealth tax N alternate dN
Monthly inc 1N 0Y - - - -
Which of t Sharpe RatY Standard DN R-Sqaured N Beta CoeffiN
State True 1Y 0N - - - -
Which oneSEBIi N Sponsors N Trustees N none of th Y
With respec 1N 0Y - - - -
What excepKYC is not N photo inden N PAN card nY none of th N
"Stock PickBlended stN Growth StyN Top down aN Bottom up Y
In which tyThematic FN Sector FunY Arbitrage N Index FundN
The differeYTM N Credit Spr Y Yield to calN Risk Sprea N
if the ARN processed aY rejected N processed aN treated as N
By investina professioN a professioN a professi Y a professioN
Which of t To inform N to inform N to provide N to inform i Y
When should In the acc N In the ret Y in the sud N none of th N
Which of t office sal N rent of AMC N AMC genera N custodian Y
At which prAt price h N At price l N At price a N At a price Y
the main pget better N improve crN protect intY protect intN
The party iPledger N Pledgee Y Pledge N Pledion N
Which of t Trust DeedN Custodial N InvestmenN All of the Y
Investmentvaluation gY notional gaN valuation l N notional loN
On every ne 1N 0Y - - - -
______ is ninforming tN carefully u N encouraginY giving persN
_____ is/a name of fuN performancN Asset allocN All of the Y
Gold Futurare traded Y are not staN are availa N none of th N
After the nclose endedN the office/ N the bank atN stock exch Y
Which of thNon residen N institution Y high netwro N Retail inve N
The facilit applicationN applicationN applicationY fresh purchN
Which of thBusiness CyN Karma CyclY Wealth CycN Life Cycle N
Amit does nhe cannot Y he can sig N he can provN N
Which of thETFs genera N ETFs offer N Investor caN Investor caY
In which ofOnline PurN SystematicN purchases Y purchase mN
As he unit 1Y 0N - - - -
The offer the risk fa N the name of Y InvestmentN the featureN
A person geinvestmentN investmentN InvestmentY Revisiting hN
the actual tracking erY arbitrage eN systematic N investmentN
Mr X investClosing NAV Y Closing NAV N Closing NAV N Closing NAV N
Mr A has sm 1Y 0N - - - -
______ Inve tactical N growth N cyclical N value Y
Who regulaRBI N PFRDA Y SEBI N IRDA N
Which of t the type o N investmentN terms of thN All of the Y
When a bank 1Y 0N - - - -
A person wiTo start phN to buy car N to buy highY to buy housN
If the amouRs 1,00,00 N Rs 2,00,00 Y Rs 5,00,00 N Rs 7,50,00 N
From the liHigh yield Y ELSS FundsN Gilt Funds N Index FundN
the sponso 25% N 40% Y 50% N 66% N
Who issuesGovernmenN Multinatio N Banks Y Mutual Fu N
Which typeArbitrage N Money MarN Equity FunN Balanced FY
in the "Marinsurance rY insurance N insurance rN insurance N
For those i 1N 0Y - - - -
can invest Yes, they cY No,this is N N N
When a mutu The AMC N TheTrusteeN The Fund N The Invest Y
Usually act 1N 0Y - - - -
NRI Can noInvestmentN He can makN He can make Y None of thN
When Invest 1N 0Y N N
The Trust cThe Funds N The Trust iY Members of N All the AboN
In case MutKept by th N TransferredY paid to oldN TransferredN
The MutualThe AMC EN The MF UniY The TrusteN AMFI N
______ is/aThe senior N The Chief IY The TrusteN The SponseN
The Market 14.35 N 15.75 N 16.15 Y 17.35 N
The BenefitAt later ag N premium atN Both of th Y None of thN
The Role ofBanker N Custodian N Transfer A Y Depositori N
Payment of 1N 0Y N N
A Pharma S 0.5 N 0.65 Y 0.9 N There is noN
A Mutual Fu 0.6 Y 0.75 N 0.88 N 1.24 N
______ CanHUF N corporatesN person of iN All the AboY
In an open 1N 0Y N N
Distributio Unit HoldeN AMFI N AMC Y Fund ManaN
In What KinCloed EndeN Open endeY Both 1 & 2N None of thN
which of t Fees of varN Penanlties Y selling exp N Expenses oN
some propo Dividend haN Market is N There are N All the aboY
When Schem Higher thanN Lower thanN Would be eY Would be fiN
After a NFOThey a payY They a PayN They pay aN None of thN
InvestmentCheque/D N RemittanceN ASBA N Any of the Y
The comparBalanced N Equity Sch N Savings Ba Y Gilt Fund N
Evaluating 1Y 0N N N
If the fund Would buyN Would buyN Would buyYl None of thN
BSE's Paltf 1N 0Y N N
Foreign nat 1Y 0N N N
institution Agents N EmployeesN Sub BrokerN All of the Y
In India, MAMC's N Registrars Y Stock BrokN CustodiansN
Mutual Fund 1N 0Y N N
Investment 1Y 0N N N
NFO ( exep10 Days N 15 days Y 20 Days N 30 Days N
Net assests 1N 0Y N N
One limitat 1Y 0N N N
NAV of Equ 1N 2Y 3N 4N
STT is not 1Y 0N N N
Risks in M liquidity ofN nature of pN outside liabN all of the Y
_______ of 25% N 50% N 60% N 75% Y
Mutual Fund 1N 0Y N N
What is abs 100% Y 50% N 25% N Insufficien N
_________Strategic
S aN Tactical as Y Both 1 & 2N None of thN
According tDevelop anN Monitor thY ImplementN Establish aN
Which of thTo represenN To regulat Y To disseminN to develop N
A Mutual Fu 1N 0Y N N
The Benchma Si-Bex Y Mi-Bex N Li-Bex N None of thN
Floating ra 1Y 0N N N
Dividend wa 10 N 15 N 30 Y 45 N
The Market 175.8 N 216.66 Y 224.7 N 311.74 N
Which of thDiversificatN Profession N Time and CN Custody ofY
AMFI is Sel 0Y 1N N N
Mr. Mohit 54.90% Y 69.75% N 70.80% N 125.00% N
FMP Dividen 1Y 0N N N
in the Nati Special NP N PRAN Y QNPSN N MANN N
Investor of 1Y 0N N N
Not more th InvestmentN InvestmentN InvestmentY InvestmentN
A Mutual Fu The ClosingN the ClosingY The Average N The Average N
Minimum Du 15 Days Y 30 Days N 45 Days N 60 Days N
The Unit Ca 1Y 0N N N
People whoDaring andN Multi-Skill N Regular so N All of the Y
The unit ho 1N 0Y N N
The advantLiquidity N Economics N Both 1 & 2Y None of thN
What is theMore thanN Less Than N Equal to N N 2.5% moreY
Arbitrage F 1N 0Y N N
Which of thNumber ofNS Weighted AY Stock SelecN Sector SeleN
The NSE's P 1Y 0N N N
__________ AMFI N COMMERCE N SEBI N PFRDA Y
The Mutual 1Y 0N N N
The STT Ch 0.01% N 0.10% Y 1% N 2.50% N
Mutual Fund 1Y 0N N N
Fundamental 1N 0Y N N
Its compulsELSS Fund N Closed EndY Gilt Fund N Arbitrage N
KIM has toThree MonN Six MonthsN One Year Y Five Year N
Generally L 1Y 0N N N
Fund accoun 1N 0Y N N
Offer Docu 1N 0Y N N
_________Compounde N Compounde Y AnnualisedN Simple RetN
Nomination 1N 0Y N N
Day to day 1N 0Y N N
Redemption 2N 3N 5N 10 Y
ELSS Scheme 1N 0Y N N
Anyone who 1N 0Y N N
Option5 Ans5 (Y/N)Correct Fe Incorrect Order *
25
TRUE
Increase
Not Applicable
the annual report(scheme wise ) and abrdiged summary on the website of AMC
will not provide gursntee of returns or capital protection
setting goals
TRUE
FALSE
predominantly government securities
TRUE
in minimum of 2 newspapers
an investment plan which is focused on a specifc goal
FALSE
The NAV of the business day on which the funds are available for utilisation
International Funds
3 year
FALSE
Proof of Income
Gold
TRUE
specific board resolution
To keep the safe custody of the securities of the mutual fund scheme
Rs 150
TRUE
All of the above-the type of scheme,the day of transaction & the time of transaction
Both SID & KIM
the lien holder or unit holder as per the agreement
less risky than market
Minors
Flexible Allocation,monthly income plan,Capital Protection oriented
applicable for all schemes
Rise
1 year T bill
giving approvals to the appointment of fund managers
KIM has to be provided only if the investor asks for it
securities transaction tax
FALSE
Sharpe Ratio
TRUE
none of the above-SEBI,Sponsors & Trustees
FALSE
PAN card not required
Bottom up approach of Investment
Sector Funds
Credit Spread
processed as direct application
a professional invement manager
to inform investors on the detailed information about the scheme
In the retirement phase
custodian and fund administration fees
At a price which can be higher or lower or same as NAV
protect interest of mutual fund investor
Pledgee
All of the above-Trust Deed,Custodial Service Agreement & Investment Management Agreement
valuation gains
FALSE
encouraging churning of investments
All of the above-name of fund [Link] etc,performance of schemes & Asset allocation plan
are traded in commodity exchanges
stock exchanges
institutional investors
application for new fund offer (NFO)
Karma Cycle
he cannot invest as PAN card is mandatory
Investor can buy or sell ETFs on stock exchnage at price which are closer to valuations
purchases of Rs 10000 or more
TRUE
the name of stock in which scheme is likely to invest
Investment of the full amount in equities
tracking error
Closing NAV of the day preceding the day funds are available
TRUE
value
PFRDA
All of the above-the type of scheme,investment objective (s) of the scheme & terms of the issue
TRUE
to buy high priced lottery ticket
Rs 2,00,000
High yield funds
40%
Banks
Balanced Funds
insurance requirement will increase
FALSE
Yes, they can buy/sell units on MF website
The Investor
FALSE
He can make such investment by providing FIRC Certificate from his Banker
FALSE
The Trust is notional Entity
Transferred to the investor education Fund
The MF Unit Holders
The Chief Investment officer
16.15
Both of the above-At later age insurance companies may reject the claim on the pretext of pre-exisitng il
Transfer Agent
FALSE
0.65
0.6
All the Above-HUF,corporates & person of indian origin (PIO) residing abroad
FALSE
AMC
Open ended Funds
Penanlties & fines for infraction of laws
All the above-Dividend has to be Paid,Market is overheated & There are re-purchase expectation
Would be equal to the funds mobilized from the investors
They a pay price that is linked to NAV
Any of the above - Cheque/DD, Remittance & ASBA
Savings Bank Account
TRUE
Would buy longer term fixed rate debt securities
FALSE
TRUE
All of the above-Agents,Employees & Sub Brokers
Registrars & Transfer Agents
FALSE
TRUE
15 days
FALSE
TRUE
2
TRUE
all of the above-liquidity of the portfolio,nature of portfolio & outside liabilities
75%
FALSE
100%
Tactical asset allocation
Monitor the financial Planning Recommendation
To regulate the Mutual Fund Industry
FALSE
Si-Bex
TRUE
30
216.66
Custody of his share of the Portfolio in his demat account
FALSE
54.90%
TRUE
PRAN
TRUE
Investment Policy
the Closing Price of ICICI Bank on BSE/NSE on the day of calculation of NAV
15 Days
TRUE
All of the above-Daring and adventurous psyche,Multi-Skilled and Qualified Professionals & Regular sour
FALSE
Both 1 & 2 - Liquidity & Economics of scale
2.5% more than NAV
FALSE
Weighted Average Maturity
TRUE
PFRDA
TRUE
0.10%
TRUE
FALSE
Closed Ended Fund
One Year
TRUE
FALSE
FALSE
Compounded Annual Growth Rate
FALSE
FALSE
10
FALSE
FALSE
anagement Agreement

mes & Asset allocation plan

o valuations

e & terms of the issue


on the pretext of pre-exisitng illness & premium at young age is low

-purchase expectation
d Professionals & Regular source of income

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